Dividend Strength, 39  Ticker: FTPUEX
 
Description
A unit investment trust that seeks above-average total return through a combination of capital appreciation and dividend income by investing in a portfolio of companies with strong balance sheets and a history of dividend payments with the ability to generate dividend growth.
 
Summary
Product Code: DSTR39
Portfolio Status: Secondary
Initial Offer Date: 01/30/2018
Secondary Date: 04/30/2018
Portfolio Ending Date: 01/30/2020
Tax Structure: Regulated Investment Company
Distributions: Monthly
 
Initial Offer Price: $10.0000
NAV(*): $9.1627
POP(*): $9.3736
Remaining Deferred Sales Charge: $0.1500
* As of Trade Date: 06/15/2018 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Estimated Net Annual Distribution Per Unit
Estimated Net Annual Distribution * $0.2048
Subsequent Years * $0.2046
As of 06/11/2018
* The estimated net annual distribution for subsequent years is expected to be less than the amount for the first year because a portion of the securities included in the portfolio will be sold to pay for organization costs, the deferred sales charge and the creation and development fee.  The estimates are based on annualizing the most recent dividends declared by the issuers of the securities included in the portfolio. There is no guarantee that the issuers of the securities included in the portfolio will declare distributions in the future or that, if declared, they will either remain at current levels or increase over time.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Consumer Discretionary  Consumer Discretionary 24.35%
Consumer Staples  Consumer Staples 3.56%
Energy  Energy 0.00%
Financials  Financials 10.74%
Health Care  Health Care 4.03%
Industrials  Industrials 27.56%
Information Technology  Information Technology 12.40%
Materials  Materials 12.73%
Real Estate  Real Estate 0.00%
Telecommunication Services  Telecommunication Services 0.00%
Utilities  Utilities 4.37%
Other  Other 0.26%
 
  Large Mid Small  
Growth  24.86% 21.36% 7.80%  
Value  30.35% 15.37% 0.00%  

 Style Weighting
Large-Cap Growth 24.86%
Large-Cap Value 30.35%
Mid-Cap Growth 21.36%
Mid-Cap Value 15.37%
Small-Cap Growth 7.80%
Small-Cap Value 0.00%
Undetermined 0.26%
 Composition
U.S. Stocks 92.12%   Other 0.26%
Non-U.S. Stocks 7.62%      
The style and sector characteristics of the portfolio are determined as of 06/15/2018 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Price/Earnings 16.21
Weighted Average Price/Book 3.45
As of 6/15/2018
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Union Pacific Corporation UNP Industrials  Industrials Large-Cap Growth 4.66%
 Gentex Corporation GNTX Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 4.63%
 Eastman Chemical Company EMN Materials  Materials Mid-Cap Value 4.61%
 Texas Instruments Incorporated TXN Information Technology  Information Technology Large-Cap Growth 4.40%
 NextEra Energy, Inc. NEE Utilities  Utilities Large-Cap Value 4.37%
 KLA-Tencor Corporation KLAC Information Technology  Information Technology Mid-Cap Growth 4.35%
 Best Buy Co., Inc. BBY Consumer Discretionary  Consumer Discretionary Large-Cap Growth 4.19%
 Omnicom Group Inc. OMC Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 4.17%
 Hasbro, Inc. HAS Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 4.14%
 Packaging Corporation of America PKG Materials  Materials Mid-Cap Growth 4.07%
 Cabot Corporation CBT Materials  Materials Small-Cap Growth 4.05%
 United Technologies Corporation UTX Industrials  Industrials Large-Cap Value 4.03%
 Amgen Inc. AMGN Health Care  Health Care Large-Cap Growth 4.03%
 Honeywell International Inc. HON Industrials  Industrials Large-Cap Growth 4.02%
 Eaton Corporation Plc ETN Industrials  Industrials Large-Cap Value 3.99%
 Snap-on Incorporated SNA Industrials  Industrials Mid-Cap Value 3.91%
 BlackRock, Inc. BLK Financials  Financials Large-Cap Value 3.91%
 Herman Miller, Inc. MLHR Industrials  Industrials Small-Cap Growth 3.75%
 Corning Incorporated GLW Information Technology  Information Technology Large-Cap Value 3.65%
 Royal Caribbean Cruises Ltd. RCL Consumer Discretionary  Consumer Discretionary Large-Cap Value 3.63%
 Whirlpool Corporation WHR Consumer Discretionary  Consumer Discretionary Mid-Cap Value 3.59%
 Ameriprise Financial, Inc. AMP Financials  Financials Large-Cap Value 3.57%
 Altria Group, Inc. MO Consumer Staples  Consumer Staples Large-Cap Growth 3.56%
 Principal Financial Group, Inc. PFG Financials  Financials Mid-Cap Value 3.26%
 Cummins Inc. CMI Industrials  Industrials Large-Cap Value 3.20%
 
Total Number of Holdings:    25
Underlying Securities information represented above is as of 06/15/2018 but will vary with future fluctuations in the market.

 Deferred Sales Charge Schedule
Amount Date
$0.07500 May 18, 2018
$0.07500 June 20, 2018
$0.07500 July 20, 2018

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.

Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Consumer Products Risk. The companies engaged in the consumer products sector are subject to global competition, changing government regulations and trade policies, currency fluctuations, and the financial and political risks inherent in producing products for foreign markets.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

Industrials Risk. The companies engaged in the industrials sector are subject to a deterioration in the general state of the economy, intense competition, domestic and international politics, excess capacity and changing spending trends.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cyber security.

All data used for the sector and style classification comparisons is from Bloomberg Finance L.P, which we believe to be reliable, but do not take responsibility for its accuracy.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.