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40/60 Strategic Allocation, 1st Qtr 2018  Ticker: FBMDUX
 
Description
A unit investment trust which seeks the potential for above-average total return by investing approximately 40% of its assets in common stocks which are selected by applying a disciplined investment strategy and 60% of its assets in exchange-traded funds which invest in fixed-income securities.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: 4S1Q18
Portfolio Status: Secondary
Initial Offer Date: 01/16/2018
Secondary Date: 04/12/2018
Portfolio Ending Date: 04/17/2019
Tax Structure: Regulated Investment Company
Distributions: Monthly
 
Initial Offer Price: $10.0000
NAV(*): $9.4319
POP(*): Not Avail
Remaining Deferred Sales Charge: $0.0000
* As of Trade Date: 03/21/2019 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolWeighting
 Vanguard Intermediate-Term Corporate Bond ETF VCIT 2.77%
 SPDR Bloomberg Barclays Short Term High Yield Bond ETF SJNK 2.74%
 First Trust Senior Loan Fund FTSL 2.74%
 SPDR Blackstone/GSO Senior Loan ETF SRLN 2.73%
 Vanguard Long-Term Corporate Bond ETF VCLT 2.63%
 iShares Long-Term Corporate Bond ETF IGLB 2.63%
 iShares Emerging Markets High Yield Bond ETF EMHY 2.62%
 SPDR Portfolio Long Term Corporate Bond ETF SPLB 2.61%
 SPDR Bloomberg Barclays Convertible Securities ETF CWB 2.52%
 Vanguard Mortgage-Backed Securities ETF VMBS 2.48%
 iShares TIPS Bond ETF TIP 2.47%
 SPDR Bloomberg Barclays TIPS ETF IPE 2.47%
 Invesco Senior Loan ETF BKLN 2.44%
 First Trust Tactical High Yield ETF HYLS 2.44%
 Invesco Preferred ETF PGX 2.43%
 iShares Preferred & Income Securities ETF PFF 2.38%
 iShares 7-10 Year Treasury Bond ETF IEF 2.19%
 iShares 10-20 Year Treasury Bond ETF TLH 2.19%
 VanEck Vectors J.P. Morgan EM Local Currency Bond ETF EMLC 2.19%
 SPDR Portfolio Intermediate Term Corporate Bond ETF SPIB 2.17%
 First Trust Low Duration Opportunities ETF LMBS 2.16%
 iShares iBoxx $ Investment Grade Corporate Bond ETF LQD 2.12%
 Highland/iBoxx Senior Loan ETF SNLN 2.10%
 iShares Core 10+ Year USD Bond ETF ILTB 2.08%
 First Trust Preferred Securities and Income ETF FPE 2.06%
 HCA Healthcare, Inc. HCA 0.53%
 O'Reilly Automotive, Inc. ORLY 0.51%
 Intuitive Surgical, Inc. ISRG 0.47%
 The TJX Companies, Inc. TJX 0.46%
 Welltower Inc. WELL 0.45%
 Illumina, Inc. ILMN 0.45%
 Cigna Corporation CI 0.45%
 Intel Corporation INTC 0.44%
 NextEra Energy, Inc. NEE 0.44%
 Anthem, Inc. ANTM 0.44%
 WEC Energy Group, Inc. WEC 0.43%
 Costco Wholesale Corporation COST 0.43%
 Hormel Foods Corporation HRL 0.43%
 Dollar General Corporation DG 0.41%
 Ventas, Inc. VTR 0.40%
 Eversource Energy ES 0.40%
 Waste Management, Inc. WM 0.40%
 Prologis, Inc. PLD 0.40%
 Verizon Communications Inc. VZ 0.39%
 Public Storage PSA 0.39%
 T-Mobile US, Inc. TMUS 0.39%
 UnitedHealth Group Incorporated UNH 0.38%
 Ross Stores, Inc. ROST 0.38%
 Sysco Corporation SYY 0.37%
 Centene Corporation CNC 0.37%
 CME Group Inc. CME 0.37%
 Target Corporation TGT 0.36%
 Amphenol Corporation APH 0.36%
 Corning Incorporated GLW 0.35%
 Micron Technology, Inc. MU 0.35%
 Lam Research Corporation LRCX 0.34%
 Texas Instruments Incorporated TXN 0.34%
 Best Buy Co., Inc. BBY 0.33%
 L'Oreal S.A. (ADR) LRLCY 0.33%
 Exxon Mobil Corporation XOM 0.32%
 The Allstate Corporation ALL 0.32%
 Raytheon Company RTN 0.32%
 Facebook, Inc. (Class A) FB 0.32%
 T. Rowe Price Group, Inc. TROW 0.31%
 Dollar Tree, Inc. DLTR 0.31%
 Valero Energy Corporation VLO 0.31%
 Medtronic Plc MDT 0.30%
 Northern Trust Corporation NTRS 0.30%
 Newmont Mining Corporation NEM 0.30%
 Northrop Grumman Corporation NOC 0.30%
 Tyson Foods, Inc. (Class A) TSN 0.29%
 Nucor Corporation NUE 0.29%
 Skyworks Solutions, Inc. SWKS 0.29%
 Accenture Plc ACN 0.29%
 Monster Beverage Corporation MNST 0.29%
 Altria Group, Inc. MO 0.28%
 Eni SpA (ADR) E 0.28%
 General Dynamics Corporation GD 0.28%
 Tokio Marine Holdings, Inc. (ADR) TKOMY 0.28%
 Total S.A. (ADR) TOT 0.27%
 Applied Materials, Inc. AMAT 0.27%
 Eaton Corporation Plc ETN 0.27%
 Cerner Corporation CERN 0.27%
 Stanley Black & Decker, Inc. SWK 0.27%
 D.R. Horton, Inc. DHI 0.27%
 Rio Tinto Plc (ADR) RIO 0.27%
 Novo Nordisk A/S (ADR) NVO 0.26%
 NTT DOCOMO, Inc. (ADR) DCMYY 0.26%
 Bank of Montreal BMO 0.26%
 The Toronto-Dominion Bank TD 0.26%
 Orange (ADR) ORAN 0.26%
 CVS Health Corporation CVS 0.25%
 Royal Bank of Canada RY 0.25%
 Suncor Energy Inc. SU 0.25%
 Nippon Telegraph and Telephone Corporation (ADR) NTTYY 0.25%
 Molson Coors Brewing Company TAP 0.25%
 Toyota Motor Corporation (ADR) TM 0.24%
 FedEx Corporation FDX 0.23%
 Biogen Inc. BIIB 0.23%
 Nissan Motor Co., Ltd. (ADR) NSANY 0.23%
 Lloyds Banking Group Plc (ADR) LYG 0.23%
 TE Connectivity Ltd. TEL 0.23%
 Hitachi, Ltd. (ADR) HTHIY 0.22%
 AXA S.A. (ADR) AXAHY 0.22%
 Masimo Corporation MASI 0.22%
 Telstra Corporation Limited (ADR) TLSYY 0.22%
 NIDEC Corporation (ADR) NJDCY 0.22%
 Honda Motor Co., Ltd. (ADR) HMC 0.21%
 Canon Inc. (ADR) CAJ 0.21%
 ABIOMED, Inc. ABMD 0.21%
 LyondellBasell Industries N.V. LYB 0.21%
 Columbia Sportswear Company COLM 0.20%
 Nintendo Co., Ltd. (ADR) NTDOY 0.19%
 Atmos Energy Corporation ATO 0.18%
 Rollins, Inc. ROL 0.18%
 Vodafone Group Plc (ADR) VOD 0.17%
 Pinnacle West Capital Corporation PNW 0.17%
 Foot Locker, Inc. FL 0.17%
 Komatsu Ltd. (ADR) KMTUY 0.17%
 WellCare Health Plans, Inc. WCG 0.17%
 PRA Health Sciences, Inc. PRAH 0.17%
 IDACORP, Inc. IDA 0.16%
 Universal Health Services, Inc. (Class B) UHS 0.16%
 Expeditors International of Washington, Inc. EXPD 0.16%
 Mohawk Industries, Inc. MHK 0.16%
 Hologic, Inc. HOLX 0.15%
 Insperity, Inc. NSP 0.15%
 Akamai Technologies, Inc. AKAM 0.15%
 F5 Networks, Inc. FFIV 0.15%
 Williams-Sonoma, Inc. WSM 0.15%
 Carlisle Companies Incorporated CSL 0.15%
 CBRE Group, Inc. CBRE 0.15%
 RingCentral, Inc. (Class A) RNG 0.15%
 Tech Data Corporation TECD 0.14%
 Landstar System, Inc. LSTR 0.14%
 MAXIMUS, Inc. MMS 0.14%
 The Toro Company TTC 0.14%
 Old Dominion Freight Line, Inc. ODFL 0.14%
 Reliance Steel & Aluminum Co. RS 0.14%
 Seaboard Corporation SEB 0.14%
 SYNNEX Corporation SNX 0.14%
 GCI Liberty, Inc. (Class A) GLIBA 0.14%
 Arrow Electronics, Inc. ARW 0.13%
 Teradyne, Inc. TER 0.13%
 MKS Instruments, Inc. MKSI 0.13%
 Quanta Services, Inc. PWR 0.13%
 Annaly Capital Management, Inc. NLY 0.13%
 FLIR Systems, Inc. FLIR 0.13%
 ON Semiconductor Corporation ON 0.13%
 Torchmark Corporation TMK 0.12%
 Snap-on Incorporated SNA 0.12%
 MGIC Investment Corporation MTG 0.12%
 Gentex Corporation GNTX 0.12%
 Ciena Corporation CIEN 0.12%
 Reinsurance Group of America, Incorporated RGA 0.12%
 EMCOR Group, Inc. EME 0.12%
 Skechers U.S.A., Inc. SKX 0.12%
 FTI Consulting, Inc. FCN 0.12%
 United Therapeutics Corporation UTHR 0.12%
 First American Financial Corporation FAF 0.12%
 Huntington Ingalls Industries, Inc. HII 0.12%
 FNF Group FNF 0.12%
 Henry Schein, Inc. HSIC 0.11%
 Carter's, Inc. CRI 0.11%
 Conagra Brands, Inc. CAG 0.10%
 The Gap, Inc. GPS 0.10%
 Ingredion Incorporated INGR 0.10%
 PVH Corp. PVH 0.10%
 JetBlue Airways Corporation JBLU 0.10%
 The Boston Beer Company, Inc. SAM 0.10%
 Pilgrim's Pride Corporation PPC 0.10%
 American States Water Company AWR 0.09%
 NVR, Inc. NVR 0.09%
 Mercury Systems, Inc. MRCY 0.09%
 California Water Service Group CWT 0.09%
 Aaron's, Inc. AAN 0.09%
 Qualys, Inc. QLYS 0.09%
 Aramark ARMK 0.09%
 American Eagle Outfitters, Inc. AEO 0.08%
 Spire Inc. SR 0.08%
 MEDNAX, Inc. MD 0.08%
 National Beverage Corp. FIZZ 0.08%
 Innospec Inc. IOSP 0.08%
 Spirit Airlines, Inc. SAVE 0.08%
 The Cheesecake Factory Incorporated CAKE 0.07%
 International Speedway Corporation ISCA 0.07%
 Plexus Corp. PLXS 0.07%
 Finisar Corporation FNSR 0.07%
 AVX Corporation AVX 0.07%
 Adtalem Global Education Inc. ATGE 0.07%
 J & J Snack Foods Corp. JJSF 0.07%
 Sanderson Farms, Inc. SAFM 0.07%
 Dick's Sporting Goods, Inc. DKS 0.07%
 AMN Healthcare Services, Inc. AMN 0.07%
 Owens Corning OC 0.07%
 Apollo Commercial Real Estate Finance, Inc. ARI 0.07%
 Pebblebrook Hotel Trust PEB 0.07%
 Piedmont Office Realty Trust, Inc. PDM 0.07%
 Green Dot Corporation (Class A) GDOT 0.07%
 Retail Properties of America, Inc. RPAI 0.07%
 Columbia Property Trust, Inc. CXP 0.07%
 Werner Enterprises, Inc. WERN 0.06%
 Benchmark Electronics, Inc. BHE 0.06%
 Urban Outfitters, Inc. URBN 0.06%
 Universal Forest Products, Inc. UFPI 0.06%
 Applied Industrial Technologies, Inc. AIT 0.06%
 Cirrus Logic, Inc. CRUS 0.06%
 Federated Investors, Inc. (Class B) FII 0.06%
 RPC, Inc. RES 0.06%
 Evercore Inc. EVR 0.06%
 Axos Financial Inc. AX 0.06%
 Sprouts Farmers Market, Inc. SFM 0.06%
 Cooper Tire & Rubber Company CTB 0.05%
 Advanced Energy Industries, Inc. AEIS 0.05%
 II-VI Incorporated IIVI 0.05%
 EnPro Industries, Inc. NPO 0.05%
 Thor Industries, Inc. THO 0.05%
 Magellan Health, Inc. MGLN 0.05%
 GameStop Corp. (Class A) GME 0.04%
 Hecla Mining Company HL 0.04%
 Diamond Offshore Drilling, Inc. DO 0.04%
 American Woodmark Corporation AMWD 0.04%
 Big Lots, Inc. BIG 0.04%
 The Children's Place, Inc. PLCE 0.04%
 Callon Petroleum Company CPE 0.04%
 Kronos Worldwide, Inc. KRO 0.04%
 Corcept Therapeutics Incorporated CORT 0.04%
 Matador Resources Company MTDR 0.04%
 Stamps.com Inc. STMP 0.03%
 Cooper-Standard Holdings Inc. CPS 0.03%
 Covetrus, Inc. CVET 0.03%
 United Natural Foods, Inc. UNFI 0.02%
 
Total Number of Holdings:    232
Underlying Securities information represented above is as of 03/21/2019 but will vary with future fluctuations in the market.

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Emerging Markets Risk. Risks associated with investing in foreign securities may be more pronounced in emerging markets where the securities markets are substantially smaller, less liquid, less regulated and more volatile than the U.S. and developed foreign markets.

ETF Risk. ETFs are subject to various risks, including management's ability to meet the fund's investment objective, and to manage the fund's portfolio when the underlying securities are redeemed or sold, during periods of market turmoil and as investors' perceptions regarding ETFs or their underlying investments change. Unlike open-end funds, which trade at prices based on a current determination of the fund's net asset value, ETFs frequently trade at a discount from their net asset value in the secondary market. Certain ETFs may employ the use of leverage, which increases the volatility of such funds.

Floating Rate Risk. Certain of the funds invest in floating-rate securities. A floating-rate security is an instrument in which the interest rate payable on the obligation fluctuates on a periodic basis based upon changes in an interest rate benchmark. As a result, the yield on such a security will generally decline in a falling interest rate environment, causing the trust to experience a reduction in the income it receives from such securities.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

High-Yield or Junk Bonds Risk. Investing in high-yield securities or "junk" bonds should be viewed as speculative and you should review your ability to assume the risks associated with investments which utilize such securities. High-yield securities are subject to numerous risks, including higher interest rates, economic recession, deterioration of the junk bond market, possible downgrades and defaults of interest and/or principal. High-yield security prices tend to fluctuate more than higher rated securities and are affected by short-term credit developments to a greater degree.

Investment Grade Bonds Risk. Investment grade securities are subject to numerous risks including higher interest rates, economic recession, deterioration of the investment grade security market or investors' perception thereof, possible downgrades and defaults of interest and/or principal.

Preferred Securities Risk. Preferred securities are equity securities of the issuing company which pay income in the form of dividends. Preferred securities are typically subordinated to bonds and other debt instruments in a company's capital structure, and therefore will be subject to greater credit risk than those debt instruments.

REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Senior Loans Risk. The yield on senior loans will generally decline in a falling interest rate environment and increase in a rising interest rate environment. Senior loans are generally below investment grade quality ("junk" bonds). An investment in senior loans involves the risk that the borrowers may default on their obligations to pay principal or interest when due.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Term Risk - 15 months. Although this unit investment trust terminates in approximately 15 months, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

US Treasury Debt Instruments Risk. Debt instruments, such as U.S. Treasury obligations, are subject to numerous risks including higher interest rates, economic recession and deterioration of the bond market or investors' perceptions thereof.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Additional Risk. For a discussion of additional risks of investing in the trust see the "Risk Factors" section of the prospectus.

Important Note. It is important to note that an investment can be made in the underlying funds directly rather than through the trust. These direct investments can be made without paying the trust's sales charge, operating expenses and organizational costs.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cyber security.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Fund Cusip Information
30306D307 (Cash)
30306D315 (Reinvest)
30306D323 (Cash-Fee)
30306D331 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial advisors are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
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