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60/40 Strategic Allocation, 1st Qtr 2018  Ticker: FRZMJX
 
Description
A unit investment trust which seeks the potential for above-average total return by investing approximately 60% of its assets in common stocks which are selected by applying a disciplined investment strategy and 40% of its assets in exchange-traded funds which invest in fixed-income securities.
 
Summary
Product Code: 6S1Q18
Portfolio Status: Secondary
Initial Offer Date: 01/11/2018
Secondary Date: 04/10/2018
Portfolio Ending Date: 04/16/2019
Tax Structure: Regulated Investment Company
Distributions: Monthly
 
Historical 12-Month Distribution Rate of Trust Holdings:^ 2.59%
Initial Offer Price: $10.0000
NAV(*): $8.8928
POP(*): $9.0145
Remaining Deferred Sales Charge: $0.0000
* As of Trade Date: 12/14/2018 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.
^There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical distribution rate of the securities included in the trust is for illustrative purposes only and is not indicative of the trust's distribution rate. The historical distribution rate is the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio and is reduced to account for the effects of fees and expenses which will be incurred when investing in a trust. The distribution rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio.

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolWeighting
 First Trust Senior Loan Fund FTSL 1.89%
 SPDR Blackstone/GSO Senior Loan ETF SRLN 1.89%
 SPDR Bloomberg Barclays Short Term High Yield Bond ETF SJNK 1.88%
 Vanguard Intermediate-Term Corporate Bond ETF VCIT 1.86%
 iShares Long-Term Corporate Bond ETF IGLB 1.78%
 Vanguard Long-Term Corporate Bond ETF VCLT 1.77%
 SPDR Portfolio Long Term Corporate Bond ETF SPLB 1.76%
 iShares Emerging Markets High Yield Bond ETF EMHY 1.76%
 Vanguard Mortgage-Backed Securities ETF VMBS 1.71%
 Invesco Senior Loan ETF BKLN 1.69%
 SPDR Bloomberg Barclays TIPS ETF IPE 1.68%
 SPDR Bloomberg Barclays Convertible Securities ETF CWB 1.68%
 iShares TIPS Bond ETF TIP 1.67%
 First Trust Tactical High Yield ETF HYLS 1.65%
 Invesco Preferred ETF PGX 1.59%
 iShares U.S. Preferred Stock ETF PFF 1.58%
 First Trust Low Duration Opportunities ETF LMBS 1.51%
 iShares 7-10 Year Treasury Bond ETF IEF 1.50%
 iShares 10-20 Year Treasury Bond ETF TLH 1.49%
 SPDR Portfolio Intermediate Term Corporate Bond ETF SPIB 1.47%
 VanEck Vectors J.P. Morgan EM Local Currency Bond ETF EMLC 1.47%
 Highland/iBoxx Senior Loan ETF SNLN 1.46%
 iShares iBoxx $ Investment Grade Corporate Bond ETF LQD 1.43%
 iShares Core 10+ Year USD Bond ETF ILTB 1.41%
 First Trust Preferred Securities and Income ETF FPE 1.39%
 HCA Healthcare, Inc. HCA 0.81%
 Illumina, Inc. ILMN 0.74%
 O'Reilly Automotive, Inc. ORLY 0.73%
 Hormel Foods Corporation HRL 0.68%
 Express Scripts Holding Company ESRX 0.67%
 CME Group Inc. CME 0.67%
 NextEra Energy, Inc. NEE 0.66%
 Centene Corporation CNC 0.66%
 The TJX Companies, Inc. TJX 0.65%
 Welltower Inc. WELL 0.65%
 UnitedHealth Group Incorporated UNH 0.64%
 WEC Energy Group, Inc. WEC 0.64%
 Anthem, Inc. ANTM 0.64%
 Eversource Energy ES 0.62%
 Intuitive Surgical, Inc. ISRG 0.62%
 Intel Corporation INTC 0.61%
 Verizon Communications Inc. VZ 0.60%
 Ventas, Inc. VTR 0.60%
 Costco Wholesale Corporation COST 0.60%
 Dollar General Corporation DG 0.60%
 Sysco Corporation SYY 0.58%
 Waste Management, Inc. WM 0.57%
 Public Storage PSA 0.57%
 Prologis, Inc. PLD 0.57%
 T-Mobile US, Inc. TMUS 0.56%
 Cigna Corporation CI 0.54%
 Ross Stores, Inc. ROST 0.54%
 Corning Incorporated GLW 0.51%
 Target Corporation TGT 0.51%
 CVS Health Corporation CVS 0.51%
 Biogen Inc. BIIB 0.50%
 Amphenol Corporation APH 0.50%
 Medtronic Plc MDT 0.48%
 Exxon Mobil Corporation XOM 0.48%
 Raytheon Company RTN 0.48%
 Texas Instruments Incorporated TXN 0.47%
 Newmont Mining Corporation NEM 0.47%
 Northrop Grumman Corporation NOC 0.46%
 T. Rowe Price Group, Inc. TROW 0.45%
 General Dynamics Corporation GD 0.45%
 L'Oreal S.A. (ADR) LRLCY 0.45%
 Monster Beverage Corporation MNST 0.45%
 Nucor Corporation NUE 0.44%
 Northern Trust Corporation NTRS 0.44%
 The Allstate Corporation ALL 0.43%
 Micron Technology, Inc. MU 0.43%
 Best Buy Co., Inc. BBY 0.43%
 Dollar Tree, Inc. DLTR 0.43%
 Accenture Plc ACN 0.43%
 Tokio Marine Holdings, Inc. (ADR) TKOMY 0.43%
 Cerner Corporation CERN 0.42%
 Valero Energy Corporation VLO 0.42%
 Facebook, Inc. (Class A) FB 0.42%
 Altria Group, Inc. MO 0.41%
 Total S.A. (ADR) TOT 0.41%
 NTT DOCOMO, Inc. (ADR) DCMYY 0.41%
 Orange (ADR) ORAN 0.41%
 Eni SpA (ADR) E 0.40%
 Molson Coors Brewing Company TAP 0.40%
 FedEx Corporation FDX 0.38%
 Toyota Motor Corporation (ADR) TM 0.38%
 Lam Research Corporation LRCX 0.38%
 Stanley Black & Decker, Inc. SWK 0.38%
 D.R. Horton, Inc. DHI 0.38%
 The Toronto-Dominion Bank TD 0.38%
 Skyworks Solutions, Inc. SWKS 0.38%
 Tyson Foods, Inc. (Class A) TSN 0.37%
 Eaton Corporation Plc ETN 0.37%
 Novo Nordisk A/S (ADR) NVO 0.37%
 Royal Bank of Canada RY 0.37%
 Nippon Telegraph and Telephone Corporation (ADR) NTTYY 0.37%
 Bank of Montreal BMO 0.36%
 Rio Tinto Plc (ADR) RIO 0.36%
 NIDEC Corporation (ADR) NJDCY 0.35%
 Nissan Motor Co., Ltd. (ADR) NSANY 0.34%
 Suncor Energy Inc. SU 0.34%
 Applied Materials, Inc. AMAT 0.33%
 TE Connectivity Ltd. TEL 0.33%
 ABIOMED, Inc. ABMD 0.33%
 PG&E Corporation PCG 0.32%
 Honda Motor Co., Ltd. (ADR) HMC 0.32%
 Canon Inc. (ADR) CAJ 0.31%
 Telstra Corporation Limited (ADR) TLSYY 0.31%
 Nintendo Co., Ltd. (ADR) NTDOY 0.31%
 LyondellBasell Industries N.V. LYB 0.31%
 Hitachi, Ltd. (ADR) HTHIY 0.30%
 AXA S.A. (ADR) AXAHY 0.30%
 Lloyds Banking Group Plc (ADR) LYG 0.30%
 Vodafone Group Plc (ADR) VOD 0.28%
 Atmos Energy Corporation ATO 0.27%
 Masimo Corporation MASI 0.27%
 IDACORP, Inc. IDA 0.26%
 F5 Networks, Inc. FFIV 0.26%
 Columbia Sportswear Company COLM 0.26%
 Pinnacle West Capital Corporation PNW 0.25%
 Komatsu Ltd. (ADR) KMTUY 0.25%
 Rollins, Inc. ROL 0.25%
 WellCare Health Plans, Inc. WCG 0.25%
 Universal Health Services, Inc. (Class B) UHS 0.24%
 Henry Schein, Inc. HSIC 0.24%
 PRA Health Sciences, Inc. PRAH 0.24%
 Expeditors International of Washington, Inc. EXPD 0.23%
 Mohawk Industries, Inc. MHK 0.23%
 Foot Locker, Inc. FL 0.23%
 Hologic, Inc. HOLX 0.21%
 MAXIMUS, Inc. MMS 0.21%
 Akamai Technologies, Inc. AKAM 0.21%
 Williams-Sonoma, Inc. WSM 0.21%
 Seaboard Corporation SEB 0.21%
 Gentex Corporation GNTX 0.20%
 Old Dominion Freight Line, Inc. ODFL 0.20%
 Annaly Capital Management, Inc. NLY 0.20%
 CBRE Group, Inc. CBRE 0.20%
 Arrow Electronics, Inc. ARW 0.19%
 Landstar System, Inc. LSTR 0.19%
 Reinsurance Group of America, Incorporated RGA 0.19%
 The Toro Company TTC 0.19%
 FLIR Systems, Inc. FLIR 0.19%
 Huntington Ingalls Industries, Inc. HII 0.19%
 Conagra Brands, Inc. CAG 0.18%
 Torchmark Corporation TMK 0.18%
 The Gap, Inc. GPS 0.18%
 Snap-on Incorporated SNA 0.18%
 Tech Data Corporation TECD 0.18%
 Insperity, Inc. NSP 0.18%
 Carlisle Companies Incorporated CSL 0.18%
 Reliance Steel & Aluminum Co. RS 0.18%
 SYNNEX Corporation SNX 0.18%
 RingCentral, Inc. (Class A) RNG 0.18%
 GCI Liberty, Inc. (Class A) GLIBA 0.18%
 Ciena Corporation CIEN 0.17%
 Quanta Services, Inc. PWR 0.17%
 EMCOR Group, Inc. EME 0.17%
 JetBlue Airways Corporation JBLU 0.17%
 ON Semiconductor Corporation ON 0.17%
 National Beverage Corp. FIZZ 0.17%
 FNF Group FNF 0.17%
 Teradyne, Inc. TER 0.16%
 FTI Consulting, Inc. FCN 0.16%
 United Therapeutics Corporation UTHR 0.16%
 First American Financial Corporation FAF 0.16%
 Aramark ARMK 0.16%
 MGIC Investment Corporation MTG 0.15%
 MEDNAX, Inc. MD 0.15%
 Ingredion Incorporated INGR 0.15%
 MKS Instruments, Inc. MKSI 0.15%
 The Boston Beer Company, Inc. SAM 0.15%
 Carter's, Inc. CRI 0.15%
 Green Dot Corporation (Class A) GDOT 0.15%
 Spirit Airlines, Inc. SAVE 0.15%
 American States Water Company AWR 0.14%
 PVH Corp. PVH 0.14%
 Qualys, Inc. QLYS 0.14%
 NVR, Inc. NVR 0.13%
 Skechers U.S.A., Inc. SKX 0.13%
 International Speedway Corporation ISCA 0.12%
 Spire Inc. SR 0.12%
 Adtalem Global Education Inc. ATGE 0.12%
 J & J Snack Foods Corp. JJSF 0.12%
 Dick's Sporting Goods, Inc. DKS 0.12%
 AMN Healthcare Services, Inc. AMN 0.12%
 California Water Service Group CWT 0.12%
 Pebblebrook Hotel Trust PEB 0.12%
 Pilgrim's Pride Corporation PPC 0.12%
 Urban Outfitters, Inc. URBN 0.11%
 American Eagle Outfitters, Inc. AEO 0.11%
 Finisar Corporation FNSR 0.11%
 Apollo Commercial Real Estate Finance, Inc. ARI 0.11%
 Aaron's, Inc. AAN 0.11%
 Retail Properties of America, Inc. RPAI 0.11%
 Sprouts Farmers Market, Inc. SFM 0.11%
 The Cheesecake Factory Incorporated CAKE 0.10%
 Mercury Systems, Inc. MRCY 0.10%
 RPC, Inc. RES 0.10%
 Innospec Inc. IOSP 0.10%
 Owens Corning OC 0.10%
 Piedmont Office Realty Trust, Inc. PDM 0.10%
 Axos Financial Inc. AX 0.10%
 Columbia Property Trust, Inc. CXP 0.10%
 Cooper Tire & Rubber Company CTB 0.09%
 Applied Industrial Technologies, Inc. AIT 0.09%
 Plexus Corp. PLXS 0.09%
 AVX Corporation AVX 0.09%
 Stamps.com Inc. STMP 0.09%
 Evercore Inc. EVR 0.09%
 Corcept Therapeutics Incorporated CORT 0.09%
 Werner Enterprises, Inc. WERN 0.08%
 Benchmark Electronics, Inc. BHE 0.08%
 Universal Forest Products, Inc. UFPI 0.08%
 Cirrus Logic, Inc. CRUS 0.08%
 Sanderson Farms, Inc. SAFM 0.08%
 Federated Investors, Inc. (Class B) FII 0.08%
 EnPro Industries, Inc. NPO 0.08%
 Thor Industries, Inc. THO 0.08%
 GameStop Corp. (Class A) GME 0.07%
 Advanced Energy Industries, Inc. AEIS 0.07%
 II-VI Incorporated IIVI 0.07%
 The Children's Place, Inc. PLCE 0.07%
 Magellan Health, Inc. MGLN 0.07%
 Hecla Mining Company HL 0.06%
 Diamond Offshore Drilling, Inc. DO 0.06%
 Callon Petroleum Company CPE 0.06%
 Matador Resources Company MTDR 0.06%
 American Woodmark Corporation AMWD 0.05%
 Big Lots, Inc. BIG 0.05%
 Cooper-Standard Holdings Inc. CPS 0.05%
 Kronos Worldwide, Inc. KRO 0.04%
 United Natural Foods, Inc. UNFI 0.03%
 
Total Number of Holdings:    233
Underlying Securities information represented above is as of 12/14/2018 but will vary with future fluctuations in the market.

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

ETF Risk. ETFs are subject to various risks, including management's ability to meet the fund's investment objective, and to manage the fund's portfolio when the underlying securities are redeemed or sold, during periods of market turmoil and as investors' perceptions regarding ETFs or their underlying investments change. Unlike open-end funds, which trade at prices based on a current determination of the fund's net asset value, ETFs frequently trade at a discount from their net asset value in the secondary market. Certain ETFs may employ the use of leverage, which increases the volatility of such funds.

Floating Rate Risk. Certain of the funds invest in floating-rate securities. A floating-rate security is an instrument in which the interest rate payable on the obligation fluctuates on a periodic basis based upon changes in an interest rate benchmark. As a result, the yield on such a security will generally decline in a falling interest rate environment, causing the trust to experience a reduction in the income it receives from such securities.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

High-Yield or Junk Bonds Risk. Investing in high-yield securities or "junk" bonds should be viewed as speculative and you should review your ability to assume the risks associated with investments which utilize such securities. High-yield securities are subject to numerous risks, including higher interest rates, economic recession, deterioration of the junk bond market, possible downgrades and defaults of interest and/or principal. High-yield security prices tend to fluctuate more than higher rated securities and are affected by short-term credit developments to a greater degree.

Investment Grade Bonds Risk. Investment grade securities are subject to numerous risks including higher interest rates, economic recession, deterioration of the investment grade security market or investors' perception thereof, possible downgrades and defaults of interest and/or principal.

IRA Risk. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Senior Loans Risk. The yield on senior loans will generally decline in a falling interest rate environment and increase in a rising interest rate environment. Senior loans are generally below investment grade quality ("junk" bonds). An investment in senior loans involves the risk that the borrowers may default on their obligations to pay principal or interest when due.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

US Treasury Note Risk. The value of U.S. Treasury notes will be adversely affected by decreases in bond prices and increases in interest rates.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Additional Risk. For a discussion of additional risks of investing in the trust see the "Risk Factors" section of the prospectus.

Important Note. It is important to note that an investment can be made in the underlying funds directly rather than through the trust. These direct investments can be made without paying the trust's sales charge, operating expenses and organizational costs.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cyber security.

Although the portfolio terminates in approximately one year, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Fund Cusip Information
30306D422 (Cash)
30306D430 (Reinvest)
30306D448 (Cash-Fee)
30306D455 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA and the Internal Revenue Code. First Trust has no knowledge of and has not been provided any information regarding any investor. Financial advisors must determine whether particular investments are appropriate for their clients. First Trust believes the financial advisor is a fiduciary, is capable of evaluating investment risks independently and is responsible for exercising independent judgment with respect to its retirement plan clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
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