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60/40 Strategic Allocation, 1st Qtr 2018  Ticker: FRZMJX
 
Description
A unit investment trust which seeks the potential for above-average total return by investing approximately 60% of its assets in common stocks which are selected by applying a disciplined investment strategy and 40% of its assets in exchange-traded funds which invest in fixed-income securities.
 
Summary
Product Code: 6S1Q18
Portfolio Status: Secondary
Initial Offer Date: 01/11/2018
Secondary Date: 04/10/2018
Portfolio Ending Date: 04/16/2019
Tax Structure: Regulated Investment Company
Distributions: Monthly
 
Initial Offer Price: $10.0000
NAV(*): $9.2668
POP(*): $9.3936
Remaining Deferred Sales Charge: $0.0000
* As of Trade Date: 10/19/2018 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Estimated Net Annual Distribution Per Unit
Estimated Net Annual Distribution Per Unit * $0.2440
As of 10/15/2018
* The estimates are based on annualizing the most recent dividends declared by the issuers of the securities included in the portfolio. There is no guarantee that the issuers of the securities included in the portfolio will declare distributions in the future or that, if declared, they will either remain at current levels or increase over time.

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolWeighting
 First Trust Senior Loan Fund FTSL 1.88%
 SPDR Blackstone/GSO Senior Loan ETF SRLN 1.88%
 SPDR Bloomberg Barclays Short Term High Yield Bond ETF SJNK 1.86%
 Vanguard Intermediate-Term Corporate Bond ETF VCIT 1.79%
 Vanguard Long-Term Corporate Bond ETF VCLT 1.71%
 iShares Long-Term Corporate Bond ETF IGLB 1.71%
 iShares Emerging Markets High Yield Bond ETF EMHY 1.71%
 SPDR Portfolio Long Term Corporate Bond ETF SPLB 1.70%
 Invesco Senior Loan ETF BKLN 1.68%
 SPDR Bloomberg Barclays Convertible Securities ETF CWB 1.64%
 First Trust Tactical High Yield ETF HYLS 1.63%
 Vanguard Mortgage-Backed Securities ETF VMBS 1.62%
 iShares TIPS Bond ETF TIP 1.61%
 SPDR Bloomberg Barclays TIPS ETF IPE 1.61%
 iShares U.S. Preferred Stock ETF PFF 1.60%
 Invesco Preferred ETF PGX 1.59%
 Highland/iBoxx Senior Loan ETF SNLN 1.45%
 First Trust Low Duration Opportunities ETF LMBS 1.44%
 VanEck Vectors J.P. Morgan EM Local Currency Bond ETF EMLC 1.43%
 SPDR Portfolio Intermediate Term Corporate Bond ETF SPIB 1.42%
 iShares 7-10 Year Treasury Bond ETF IEF 1.41%
 iShares 10-20 Year Treasury Bond ETF TLH 1.39%
 First Trust Preferred Securities and Income ETF FPE 1.38%
 iShares iBoxx $ Investment Grade Corporate Bond ETF LQD 1.37%
 iShares Core 10+ Year USD Bond ETF ILTB 1.34%
 HCA Healthcare, Inc. HCA 0.82%
 The TJX Companies, Inc. TJX 0.74%
 Centene Corporation CNC 0.71%
 O'Reilly Automotive, Inc. ORLY 0.68%
 Illumina, Inc. ILMN 0.68%
 Costco Wholesale Corporation COST 0.64%
 CME Group Inc. CME 0.63%
 UnitedHealth Group Incorporated UNH 0.62%
 Express Scripts Holding Company ESRX 0.62%
 Ross Stores, Inc. ROST 0.62%
 Anthem, Inc. ANTM 0.62%
 NextEra Energy, Inc. NEE 0.61%
 Sysco Corporation SYY 0.61%
 Hormel Foods Corporation HRL 0.61%
 Intuitive Surgical, Inc. ISRG 0.61%
 Target Corporation TGT 0.60%
 Dollar General Corporation DG 0.60%
 WEC Energy Group, Inc. WEC 0.58%
 PG&E Corporation PCG 0.57%
 T-Mobile US, Inc. TMUS 0.57%
 Verizon Communications Inc. VZ 0.56%
 Welltower Inc. WELL 0.55%
 Intel Corporation INTC 0.54%
 Eversource Energy ES 0.54%
 Waste Management, Inc. WM 0.54%
 Public Storage PSA 0.54%
 Prologis, Inc. PLD 0.54%
 Cigna Corporation CI 0.53%
 Best Buy Co., Inc. BBY 0.52%
 Raytheon Company RTN 0.52%
 Northrop Grumman Corporation NOC 0.52%
 Valero Energy Corporation VLO 0.52%
 Ventas, Inc. VTR 0.51%
 Exxon Mobil Corporation XOM 0.50%
 The Allstate Corporation ALL 0.50%
 CVS Health Corporation CVS 0.50%
 Micron Technology, Inc. MU 0.49%
 Biogen Inc. BIIB 0.49%
 Corning Incorporated GLW 0.48%
 General Dynamics Corporation GD 0.48%
 Amphenol Corporation APH 0.48%
 Texas Instruments Incorporated TXN 0.47%
 T. Rowe Price Group, Inc. TROW 0.47%
 Medtronic Plc MDT 0.46%
 Altria Group, Inc. MO 0.46%
 Northern Trust Corporation NTRS 0.46%
 Cerner Corporation CERN 0.46%
 NTT DOCOMO, Inc. (ADR) DCMYY 0.45%
 Skyworks Solutions, Inc. SWKS 0.45%
 Nucor Corporation NUE 0.44%
 Total S.A. (ADR) TOT 0.44%
 Newmont Mining Corporation NEM 0.44%
 FedEx Corporation FDX 0.43%
 Eni SpA (ADR) E 0.43%
 Tokio Marine Holdings, Inc. (ADR) TKOMY 0.43%
 Facebook, Inc. (Class A) FB 0.43%
 Monster Beverage Corporation MNST 0.43%
 Accenture Plc ACN 0.42%
 Dollar Tree, Inc. DLTR 0.41%
 L'Oreal S.A. (ADR) LRLCY 0.41%
 Tyson Foods, Inc. (Class A) TSN 0.40%
 Bank of Montreal BMO 0.40%
 The Toronto-Dominion Bank TD 0.40%
 Suncor Energy Inc. SU 0.40%
 Lam Research Corporation LRCX 0.39%
 Eaton Corporation Plc ETN 0.39%
 Orange (ADR) ORAN 0.39%
 Royal Bank of Canada RY 0.38%
 Nippon Telegraph and Telephone Corporation (ADR) NTTYY 0.38%
 Molson Coors Brewing Company TAP 0.37%
 Toyota Motor Corporation (ADR) TM 0.36%
 Stanley Black & Decker, Inc. SWK 0.36%
 D.R. Horton, Inc. DHI 0.36%
 Nissan Motor Co., Ltd. (ADR) NSANY 0.36%
 Rio Tinto Plc (ADR) RIO 0.36%
 ABIOMED, Inc. ABMD 0.36%
 NIDEC Corporation (ADR) NJDCY 0.36%
 Nintendo Co., Ltd. (ADR) NTDOY 0.35%
 Applied Materials, Inc. AMAT 0.34%
 AXA S.A. (ADR) AXAHY 0.34%
 Canon Inc. (ADR) CAJ 0.34%
 LyondellBasell Industries N.V. LYB 0.34%
 Novo Nordisk A/S (ADR) NVO 0.33%
 TE Connectivity Ltd. TEL 0.33%
 Telstra Corporation Limited (ADR) TLSYY 0.33%
 Lloyds Banking Group Plc (ADR) LYG 0.32%
 Hitachi, Ltd. (ADR) HTHIY 0.31%
 Honda Motor Co., Ltd. (ADR) HMC 0.31%
 WellCare Health Plans, Inc. WCG 0.31%
 Mohawk Industries, Inc. MHK 0.29%
 Komatsu Ltd. (ADR) KMTUY 0.29%
 Masimo Corporation MASI 0.28%
 Vodafone Group Plc (ADR) VOD 0.27%
 Atmos Energy Corporation ATO 0.25%
 F5 Networks, Inc. FFIV 0.25%
 Columbia Sportswear Company COLM 0.25%
 Rollins, Inc. ROL 0.25%
 IDACORP, Inc. IDA 0.24%
 Universal Health Services, Inc. (Class B) UHS 0.24%
 Henry Schein, Inc. HSIC 0.24%
 FLIR Systems, Inc. FLIR 0.24%
 Williams-Sonoma, Inc. WSM 0.23%
 PRA Health Sciences, Inc. PRAH 0.23%
 Pinnacle West Capital Corporation PNW 0.22%
 Expeditors International of Washington, Inc. EXPD 0.21%
 Foot Locker, Inc. FL 0.21%
 Huntington Ingalls Industries, Inc. HII 0.21%
 Conagra Brands, Inc. CAG 0.20%
 Torchmark Corporation TMK 0.20%
 Hologic, Inc. HOLX 0.20%
 Landstar System, Inc. LSTR 0.20%
 Akamai Technologies, Inc. AKAM 0.20%
 Old Dominion Freight Line, Inc. ODFL 0.20%
 Seaboard Corporation SEB 0.20%
 National Beverage Corp. FIZZ 0.20%
 Gentex Corporation GNTX 0.19%
 Insperity, Inc. NSP 0.19%
 MAXIMUS, Inc. MMS 0.19%
 Reliance Steel & Aluminum Co. RS 0.19%
 CBRE Group, Inc. CBRE 0.19%
 Snap-on Incorporated SNA 0.18%
 MGIC Investment Corporation MTG 0.18%
 The Toro Company TTC 0.18%
 PVH Corp. PVH 0.18%
 Annaly Capital Management, Inc. NLY 0.18%
 Carlisle Companies Incorporated CSL 0.18%
 United Therapeutics Corporation UTHR 0.18%
 Aramark ARMK 0.18%
 FNF Group FNF 0.18%
 GCI Liberty, Inc. (Class A) GLIBA 0.18%
 Arrow Electronics, Inc. ARW 0.17%
 MEDNAX, Inc. MD 0.17%
 Reinsurance Group of America, Incorporated RGA 0.17%
 Quanta Services, Inc. PWR 0.17%
 EMCOR Group, Inc. EME 0.17%
 SYNNEX Corporation SNX 0.17%
 The Gap, Inc. GPS 0.16%
 Ingredion Incorporated INGR 0.16%
 MKS Instruments, Inc. MKSI 0.16%
 Skechers U.S.A., Inc. SKX 0.16%
 FTI Consulting, Inc. FCN 0.16%
 JetBlue Airways Corporation JBLU 0.16%
 Carter's, Inc. CRI 0.16%
 First American Financial Corporation FAF 0.16%
 RingCentral, Inc. (Class A) RNG 0.16%
 Ciena Corporation CIEN 0.15%
 Teradyne, Inc. TER 0.15%
 ON Semiconductor Corporation ON 0.15%
 Tech Data Corporation TECD 0.14%
 LifePoint Health, Inc. LPNT 0.14%
 The Boston Beer Company, Inc. SAM 0.14%
 RPC, Inc. RES 0.13%
 Green Dot Corporation (Class A) GDOT 0.13%
 Aaron's, Inc. AAN 0.13%
 Qualys, Inc. QLYS 0.13%
 American States Water Company AWR 0.12%
 American Eagle Outfitters, Inc. AEO 0.12%
 LaSalle Hotel Properties LHO 0.12%
 Pilgrim's Pride Corporation PPC 0.12%
 Spirit Airlines, Inc. SAVE 0.12%
 Sprouts Farmers Market, Inc. SFM 0.12%
 Urban Outfitters, Inc. URBN 0.11%
 Applied Industrial Technologies, Inc. AIT 0.11%
 The Cheesecake Factory Incorporated CAKE 0.11%
 NVR, Inc. NVR 0.11%
 Spire Inc. SR 0.11%
 Adtalem Global Education Inc. ATGE 0.11%
 J & J Snack Foods Corp. JJSF 0.11%
 Dick's Sporting Goods, Inc. DKS 0.11%
 AMN Healthcare Services, Inc. AMN 0.11%
 Owens Corning OC 0.11%
 Apollo Commercial Real Estate Finance, Inc. ARI 0.11%
 Axos Financial Inc. AX 0.11%
 International Speedway Corporation ISCA 0.10%
 Mercury Systems, Inc. MRCY 0.10%
 Thor Industries, Inc. THO 0.10%
 California Water Service Group CWT 0.10%
 Stamps.com Inc. STMP 0.10%
 Callon Petroleum Company CPE 0.10%
 Innospec Inc. IOSP 0.10%
 Evercore Inc. EVR 0.10%
 Piedmont Office Realty Trust, Inc. PDM 0.10%
 Matador Resources Company MTDR 0.10%
 Retail Properties of America, Inc. RPAI 0.10%
 Columbia Property Trust, Inc. CXP 0.10%
 Werner Enterprises, Inc. WERN 0.09%
 Diamond Offshore Drilling, Inc. DO 0.09%
 Plexus Corp. PLXS 0.09%
 Finisar Corporation FNSR 0.09%
 AVX Corporation AVX 0.09%
 The Children's Place, Inc. PLCE 0.09%
 GameStop Corp. (Class A) GME 0.08%
 Benchmark Electronics, Inc. BHE 0.08%
 Universal Forest Products, Inc. UFPI 0.08%
 II-VI Incorporated IIVI 0.08%
 Sanderson Farms, Inc. SAFM 0.08%
 EnPro Industries, Inc. NPO 0.08%
 Cooper Tire & Rubber Company CTB 0.07%
 Hecla Mining Company HL 0.07%
 Advanced Energy Industries, Inc. AEIS 0.07%
 Cirrus Logic, Inc. CRUS 0.07%
 Big Lots, Inc. BIG 0.07%
 Federated Investors, Inc. (Class B) FII 0.07%
 Magellan Health, Inc. MGLN 0.07%
 Cooper-Standard Holdings Inc. CPS 0.07%
 United Natural Foods, Inc. UNFI 0.06%
 Kronos Worldwide, Inc. KRO 0.06%
 Corcept Therapeutics Incorporated CORT 0.06%
 American Woodmark Corporation AMWD 0.05%
 
Total Number of Holdings:    234
Underlying Securities information represented above is as of 10/19/2018 but will vary with future fluctuations in the market.

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

ETF Risk. ETFs are subject to various risks, including management's ability to meet the fund's investment objective, and to manage the fund's portfolio when the underlying securities are redeemed or sold, during periods of market turmoil and as investors' perceptions regarding ETFs or their underlying investments change. Unlike open-end funds, which trade at prices based on a current determination of the fund's net asset value, ETFs frequently trade at a discount from their net asset value in the secondary market. Certain ETFs may employ the use of leverage, which increases the volatility of such funds.

Floating Rate Risk. Certain of the funds invest in floating-rate securities. A floating-rate security is an instrument in which the interest rate payable on the obligation fluctuates on a periodic basis based upon changes in an interest rate benchmark. As a result, the yield on such a security will generally decline in a falling interest rate environment, causing the trust to experience a reduction in the income it receives from such securities.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

High-Yield or Junk Bonds Risk. Investing in high-yield securities or "junk" bonds should be viewed as speculative and you should review your ability to assume the risks associated with investments which utilize such securities. High-yield securities are subject to numerous risks, including higher interest rates, economic recession, deterioration of the junk bond market, possible downgrades and defaults of interest and/or principal. High-yield security prices tend to fluctuate more than higher rated securities and are affected by short-term credit developments to a greater degree.

Investment Grade Bonds Risk. Investment grade securities are subject to numerous risks including higher interest rates, economic recession, deterioration of the investment grade security market or investors' perception thereof, possible downgrades and defaults of interest and/or principal.

IRA Risk. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Senior Loans Risk. The yield on senior loans will generally decline in a falling interest rate environment and increase in a rising interest rate environment. Senior loans are generally below investment grade quality ("junk" bonds). An investment in senior loans involves the risk that the borrowers may default on their obligations to pay principal or interest when due.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

US Treasury Note Risk. The value of U.S. Treasury notes will be adversely affected by decreases in bond prices and increases in interest rates.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Additional Risk. For a discussion of additional risks of investing in the trust see the "Risk Factors" section of the prospectus.

Important Note. It is important to note that an investment can be made in the underlying funds directly rather than through the trust. These direct investments can be made without paying the trust's sales charge, operating expenses and organizational costs.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cyber security.

Although the portfolio terminates in approximately one year, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Fund Cusip Information
30306D422 (Cash)
30306D430 (Reinvest)
30306D448 (Cash-Fee)
30306D455 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA and the Internal Revenue Code. First Trust has no knowledge of and has not been provided any information regarding any investor. Financial advisors must determine whether particular investments are appropriate for their clients. First Trust believes the financial advisor is a fiduciary, is capable of evaluating investment risks independently and is responsible for exercising independent judgment with respect to its retirement plan clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
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