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60/40 Strategic Allocation, 1st Qtr 2018  Ticker: FRZMJX
 
Description
A unit investment trust which seeks the potential for above-average total return by investing approximately 60% of its assets in common stocks which are selected by applying a disciplined investment strategy and 40% of its assets in exchange-traded funds which invest in fixed-income securities.
 
Summary
Product Code: 6S1Q18
Portfolio Status: Secondary
Initial Offer Date: 01/11/2018
Secondary Date: 04/10/2018
Portfolio Ending Date: 04/16/2019
Tax Structure: Regulated Investment Company
Distributions: Monthly
 
Initial Offer Price: $10.0000
NAV(*): $9.3902
POP(*): Not Avail
Remaining Deferred Sales Charge: $0.0000
* As of Trade Date: 02/22/2019 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolWeighting
 SPDR Bloomberg Barclays Short Term High Yield Bond ETF SJNK 1.83%
 First Trust Senior Loan Fund FTSL 1.83%
 Vanguard Intermediate-Term Corporate Bond ETF VCIT 1.82%
 SPDR Blackstone/GSO Senior Loan ETF SRLN 1.82%
 Vanguard Long-Term Corporate Bond ETF VCLT 1.74%
 iShares Long-Term Corporate Bond ETF IGLB 1.74%
 SPDR Portfolio Long Term Corporate Bond ETF SPLB 1.73%
 iShares Emerging Markets High Yield Bond ETF EMHY 1.73%
 SPDR Bloomberg Barclays Convertible Securities ETF CWB 1.65%
 Vanguard Mortgage-Backed Securities ETF VMBS 1.65%
 Invesco Senior Loan ETF BKLN 1.63%
 iShares TIPS Bond ETF TIP 1.62%
 SPDR Bloomberg Barclays TIPS ETF IPE 1.62%
 First Trust Tactical High Yield ETF HYLS 1.61%
 Invesco Preferred ETF PGX 1.60%
 iShares Preferred & Income Securities ETF PFF 1.58%
 VanEck Vectors J.P. Morgan EM Local Currency Bond ETF EMLC 1.47%
 iShares 7-10 Year Treasury Bond ETF IEF 1.45%
 iShares 10-20 Year Treasury Bond ETF TLH 1.45%
 First Trust Low Duration Opportunities ETF LMBS 1.44%
 SPDR Portfolio Intermediate Term Corporate Bond ETF SPIB 1.43%
 iShares iBoxx $ Investment Grade Corporate Bond ETF LQD 1.40%
 Highland/iBoxx Senior Loan ETF SNLN 1.40%
 iShares Core 10+ Year USD Bond ETF ILTB 1.38%
 First Trust Preferred Securities and Income ETF FPE 1.36%
 HCA Healthcare, Inc. HCA 0.86%
 Cigna Corporation CI 0.78%
 O'Reilly Automotive, Inc. ORLY 0.76%
 Anthem, Inc. ANTM 0.69%
 The TJX Companies, Inc. TJX 0.68%
 Intuitive Surgical, Inc. ISRG 0.66%
 NextEra Energy, Inc. NEE 0.65%
 Dollar General Corporation DG 0.65%
 Illumina, Inc. ILMN 0.64%
 Welltower Inc. WELL 0.63%
 Centene Corporation CNC 0.63%
 UnitedHealth Group Incorporated UNH 0.62%
 WEC Energy Group, Inc. WEC 0.62%
 Intel Corporation INTC 0.62%
 Hormel Foods Corporation HRL 0.61%
 Costco Wholesale Corporation COST 0.60%
 Eversource Energy ES 0.60%
 Prologis, Inc. PLD 0.60%
 Ross Stores, Inc. ROST 0.60%
 CME Group Inc. CME 0.60%
 Waste Management, Inc. WM 0.59%
 T-Mobile US, Inc. TMUS 0.59%
 Ventas, Inc. VTR 0.58%
 Verizon Communications Inc. VZ 0.57%
 Sysco Corporation SYY 0.57%
 Public Storage PSA 0.54%
 Amphenol Corporation APH 0.54%
 Corning Incorporated GLW 0.53%
 Target Corporation TGT 0.53%
 Texas Instruments Incorporated TXN 0.51%
 Micron Technology, Inc. MU 0.50%
 Raytheon Company RTN 0.50%
 The Allstate Corporation ALL 0.49%
 Biogen Inc. BIIB 0.49%
 Lam Research Corporation LRCX 0.48%
 Newmont Mining Corporation NEM 0.48%
 Northrop Grumman Corporation NOC 0.48%
 Monster Beverage Corporation MNST 0.48%
 Exxon Mobil Corporation XOM 0.47%
 Dollar Tree, Inc. DLTR 0.47%
 Valero Energy Corporation VLO 0.47%
 L'Oreal S.A. (ADR) LRLCY 0.47%
 Nucor Corporation NUE 0.46%
 Medtronic Plc MDT 0.45%
 Northern Trust Corporation NTRS 0.45%
 T. Rowe Price Group, Inc. TROW 0.45%
 Facebook, Inc. (Class A) FB 0.45%
 Best Buy Co., Inc. BBY 0.44%
 General Dynamics Corporation GD 0.43%
 Skyworks Solutions, Inc. SWKS 0.43%
 Rio Tinto Plc (ADR) RIO 0.43%
 Tokio Marine Holdings, Inc. (ADR) TKOMY 0.43%
 CVS Health Corporation CVS 0.42%
 Stanley Black & Decker, Inc. SWK 0.42%
 Accenture Plc ACN 0.42%
 Eni SpA (ADR) E 0.41%
 Cerner Corporation CERN 0.41%
 D.R. Horton, Inc. DHI 0.41%
 NTT DOCOMO, Inc. (ADR) DCMYY 0.41%
 Tyson Foods, Inc. (Class A) TSN 0.40%
 Total S.A. (ADR) TOT 0.40%
 Eaton Corporation Plc ETN 0.40%
 The Toronto-Dominion Bank TD 0.40%
 Applied Materials, Inc. AMAT 0.38%
 Novo Nordisk A/S (ADR) NVO 0.38%
 Bank of Montreal BMO 0.38%
 Royal Bank of Canada RY 0.38%
 Suncor Energy Inc. SU 0.38%
 Molson Coors Brewing Company TAP 0.38%
 Altria Group, Inc. MO 0.37%
 Toyota Motor Corporation (ADR) TM 0.37%
 Orange (ADR) ORAN 0.37%
 Nippon Telegraph and Telephone Corporation (ADR) NTTYY 0.36%
 ABIOMED, Inc. ABMD 0.36%
 FedEx Corporation FDX 0.35%
 TE Connectivity Ltd. TEL 0.35%
 Nissan Motor Co., Ltd. (ADR) NSANY 0.34%
 Lloyds Banking Group Plc (ADR) LYG 0.34%
 Telstra Corporation Limited (ADR) TLSYY 0.33%
 NIDEC Corporation (ADR) NJDCY 0.33%
 Hitachi, Ltd. (ADR) HTHIY 0.32%
 Honda Motor Co., Ltd. (ADR) HMC 0.32%
 AXA S.A. (ADR) AXAHY 0.32%
 LyondellBasell Industries N.V. LYB 0.32%
 Canon Inc. (ADR) CAJ 0.31%
 Masimo Corporation MASI 0.31%
 Columbia Sportswear Company COLM 0.30%
 Nintendo Co., Ltd. (ADR) NTDOY 0.29%
 Foot Locker, Inc. FL 0.27%
 Komatsu Ltd. (ADR) KMTUY 0.27%
 WellCare Health Plans, Inc. WCG 0.27%
 Atmos Energy Corporation ATO 0.26%
 F5 Networks, Inc. FFIV 0.26%
 Mohawk Industries, Inc. MHK 0.26%
 Rollins, Inc. ROL 0.26%
 Universal Health Services, Inc. (Class B) UHS 0.25%
 PRA Health Sciences, Inc. PRAH 0.25%
 IDACORP, Inc. IDA 0.24%
 Vodafone Group Plc (ADR) VOD 0.24%
 Pinnacle West Capital Corporation PNW 0.24%
 Expeditors International of Washington, Inc. EXPD 0.24%
 CBRE Group, Inc. CBRE 0.24%
 Insperity, Inc. NSP 0.23%
 Old Dominion Freight Line, Inc. ODFL 0.23%
 Hologic, Inc. HOLX 0.22%
 Tech Data Corporation TECD 0.22%
 Landstar System, Inc. LSTR 0.22%
 The Toro Company TTC 0.22%
 Williams-Sonoma, Inc. WSM 0.22%
 FLIR Systems, Inc. FLIR 0.22%
 Carlisle Companies Incorporated CSL 0.22%
 SYNNEX Corporation SNX 0.22%
 RingCentral, Inc. (Class A) RNG 0.22%
 Arrow Electronics, Inc. ARW 0.21%
 MAXIMUS, Inc. MMS 0.21%
 Akamai Technologies, Inc. AKAM 0.21%
 Reliance Steel & Aluminum Co. RS 0.21%
 ON Semiconductor Corporation ON 0.21%
 Ciena Corporation CIEN 0.20%
 Quanta Services, Inc. PWR 0.20%
 Seaboard Corporation SEB 0.20%
 Torchmark Corporation TMK 0.19%
 Snap-on Incorporated SNA 0.19%
 Gentex Corporation GNTX 0.19%
 Teradyne, Inc. TER 0.19%
 Huntington Ingalls Industries, Inc. HII 0.19%
 GCI Liberty, Inc. (Class A) GLIBA 0.19%
 MGIC Investment Corporation MTG 0.18%
 Reinsurance Group of America, Incorporated RGA 0.18%
 MKS Instruments, Inc. MKSI 0.18%
 EMCOR Group, Inc. EME 0.18%
 Skechers U.S.A., Inc. SKX 0.18%
 Annaly Capital Management, Inc. NLY 0.18%
 First American Financial Corporation FAF 0.18%
 PVH Corp. PVH 0.17%
 Henry Schein, Inc. HSIC 0.17%
 FTI Consulting, Inc. FCN 0.17%
 JetBlue Airways Corporation JBLU 0.17%
 United Therapeutics Corporation UTHR 0.17%
 FNF Group FNF 0.17%
 The Gap, Inc. GPS 0.16%
 The Boston Beer Company, Inc. SAM 0.16%
 Carter's, Inc. CRI 0.16%
 Aramark ARMK 0.16%
 National Beverage Corp. FIZZ 0.15%
 Conagra Brands, Inc. CAG 0.14%
 NVR, Inc. NVR 0.14%
 MEDNAX, Inc. MD 0.14%
 Ingredion Incorporated INGR 0.14%
 Pilgrim's Pride Corporation PPC 0.14%
 Aaron's, Inc. AAN 0.14%
 Spirit Airlines, Inc. SAVE 0.14%
 Qualys, Inc. QLYS 0.14%
 American States Water Company AWR 0.13%
 Mercury Systems, Inc. MRCY 0.13%
 Dick's Sporting Goods, Inc. DKS 0.13%
 California Water Service Group CWT 0.13%
 American Eagle Outfitters, Inc. AEO 0.12%
 J & J Snack Foods Corp. JJSF 0.12%
 Innospec Inc. IOSP 0.12%
 Green Dot Corporation (Class A) GDOT 0.12%
 The Cheesecake Factory Incorporated CAKE 0.11%
 International Speedway Corporation ISCA 0.11%
 Spire Inc. SR 0.11%
 Finisar Corporation FNSR 0.11%
 AVX Corporation AVX 0.11%
 Adtalem Global Education Inc. ATGE 0.11%
 AMN Healthcare Services, Inc. AMN 0.11%
 Owens Corning OC 0.11%
 Pebblebrook Hotel Trust PEB 0.11%
 Piedmont Office Realty Trust, Inc. PDM 0.11%
 Axos Financial Inc. AX 0.11%
 Columbia Property Trust, Inc. CXP 0.11%
 Benchmark Electronics, Inc. BHE 0.10%
 Plexus Corp. PLXS 0.10%
 Stamps.com Inc. STMP 0.10%
 Evercore Inc. EVR 0.10%
 Apollo Commercial Real Estate Finance, Inc. ARI 0.10%
 Retail Properties of America, Inc. RPAI 0.10%
 Sprouts Farmers Market, Inc. SFM 0.10%
 Werner Enterprises, Inc. WERN 0.09%
 Cooper Tire & Rubber Company CTB 0.09%
 Urban Outfitters, Inc. URBN 0.09%
 Universal Forest Products, Inc. UFPI 0.09%
 Applied Industrial Technologies, Inc. AIT 0.09%
 Sanderson Farms, Inc. SAFM 0.09%
 Federated Investors, Inc. (Class B) FII 0.09%
 Thor Industries, Inc. THO 0.09%
 RPC, Inc. RES 0.09%
 Advanced Energy Industries, Inc. AEIS 0.08%
 Cirrus Logic, Inc. CRUS 0.08%
 II-VI Incorporated IIVI 0.08%
 EnPro Industries, Inc. NPO 0.08%
 Magellan Health, Inc. MGLN 0.08%
 Hecla Mining Company HL 0.07%
 American Woodmark Corporation AMWD 0.07%
 GameStop Corp. (Class A) GME 0.06%
 Big Lots, Inc. BIG 0.06%
 The Children's Place, Inc. PLCE 0.06%
 Callon Petroleum Company CPE 0.06%
 Kronos Worldwide, Inc. KRO 0.06%
 Corcept Therapeutics Incorporated CORT 0.06%
 Matador Resources Company MTDR 0.06%
 Diamond Offshore Drilling, Inc. DO 0.05%
 Cooper-Standard Holdings Inc. CPS 0.05%
 Covetrus, Inc. CVET 0.04%
 United Natural Foods, Inc. UNFI 0.03%
 
Total Number of Holdings:    232
Underlying Securities information represented above is as of 02/21/2019 but will vary with future fluctuations in the market.

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

ETF Risk. ETFs are subject to various risks, including management's ability to meet the fund's investment objective, and to manage the fund's portfolio when the underlying securities are redeemed or sold, during periods of market turmoil and as investors' perceptions regarding ETFs or their underlying investments change. Unlike open-end funds, which trade at prices based on a current determination of the fund's net asset value, ETFs frequently trade at a discount from their net asset value in the secondary market. Certain ETFs may employ the use of leverage, which increases the volatility of such funds.

Floating Rate Risk. Certain of the funds invest in floating-rate securities. A floating-rate security is an instrument in which the interest rate payable on the obligation fluctuates on a periodic basis based upon changes in an interest rate benchmark. As a result, the yield on such a security will generally decline in a falling interest rate environment, causing the trust to experience a reduction in the income it receives from such securities.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

High-Yield or Junk Bonds Risk. Investing in high-yield securities or "junk" bonds should be viewed as speculative and you should review your ability to assume the risks associated with investments which utilize such securities. High-yield securities are subject to numerous risks, including higher interest rates, economic recession, deterioration of the junk bond market, possible downgrades and defaults of interest and/or principal. High-yield security prices tend to fluctuate more than higher rated securities and are affected by short-term credit developments to a greater degree.

Investment Grade Bonds Risk. Investment grade securities are subject to numerous risks including higher interest rates, economic recession, deterioration of the investment grade security market or investors' perception thereof, possible downgrades and defaults of interest and/or principal.

REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Senior Loans Risk. The yield on senior loans will generally decline in a falling interest rate environment and increase in a rising interest rate environment. Senior loans are generally below investment grade quality ("junk" bonds). An investment in senior loans involves the risk that the borrowers may default on their obligations to pay principal or interest when due.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Term Risk - 15 months. Although this unit investment trust terminates in approximately 15 months, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

US Treasury Note Risk. The value of U.S. Treasury notes will be adversely affected by decreases in bond prices and increases in interest rates.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Additional Risk. For a discussion of additional risks of investing in the trust see the "Risk Factors" section of the prospectus.

Important Note. It is important to note that an investment can be made in the underlying funds directly rather than through the trust. These direct investments can be made without paying the trust's sales charge, operating expenses and organizational costs.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cyber security.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Fund Cusip Information
30306D422 (Cash)
30306D430 (Reinvest)
30306D448 (Cash-Fee)
30306D455 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA and the Internal Revenue Code. First Trust has no knowledge of and has not been provided any information regarding any investor. Financial advisors must determine whether particular investments are appropriate for their clients. First Trust believes the financial advisor is a fiduciary, is capable of evaluating investment risks independently and is responsible for exercising independent judgment with respect to its retirement plan clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
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