Home   Logon   Mobile Site   Research and Commentary   About Us   Call 1.800.621.1675 or Email Us       Follow Us: 

Search by Ticker, Keyword or CUSIP       

60/40 Strategic Allocation, 1st Qtr 2018  Ticker: FRZMJX
A unit investment trust which seeks the potential for above-average total return by investing approximately 60% of its assets in common stocks which are selected by applying a disciplined investment strategy and 40% of its assets in exchange-traded funds which invest in fixed-income securities.
Product Code: 6S1Q18
Portfolio Status: Secondary
Initial Offer Date: 01/11/2018
Secondary Date: 04/10/2018
Portfolio Ending Date: 04/16/2019
Tax Structure: Regulated Investment Company
Distributions: Monthly
Initial Offer Price: $10.0000
NAV(*): $9.6837
POP(*): $9.8162
Remaining Deferred Sales Charge: $0.0000
* As of Trade Date: 09/21/2018 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Estimated Net Annual Distribution Per Unit
Estimated Net Annual Distribution Per Unit * $0.2432
As of 09/17/2018
* The estimates are based on annualizing the most recent dividends declared by the issuers of the securities included in the portfolio. There is no guarantee that the issuers of the securities included in the portfolio will declare distributions in the future or that, if declared, they will either remain at current levels or increase over time.

 Holdings  Export Current Holdings | View Initial Holdings  
 SPDR Blackstone/GSO Senior Loan ETF SRLN 1.80%
 SPDR Bloomberg Barclays Short Term High Yield Bond ETF SJNK 1.79%
 First Trust Senior Loan Fund FTSL 1.79%
 Vanguard Intermediate-Term Corporate Bond ETF VCIT 1.73%
 iShares Long-Term Corporate Bond ETF IGLB 1.68%
 Vanguard Long-Term Corporate Bond ETF VCLT 1.67%
 SPDR Portfolio Long Term Corporate Bond ETF SPLB 1.67%
 SPDR Bloomberg Barclays Convertible Securities ETF CWB 1.66%
 iShares Emerging Markets High Yield Bond ETF EMHY 1.64%
 Invesco Senior Loan ETF BKLN 1.61%
 First Trust Tactical High Yield ETF HYLS 1.57%
 iShares TIPS Bond ETF TIP 1.56%
 SPDR Bloomberg Barclays TIPS ETF IPE 1.56%
 iShares U.S. Preferred Stock ETF PFF 1.56%
 Invesco Preferred ETF PGX 1.56%
 Vanguard Mortgage-Backed Securities ETF VMBS 1.56%
 Highland/iBoxx Senior Loan ETF SNLN 1.39%
 First Trust Low Duration Opportunities ETF LMBS 1.38%
 SPDR Portfolio Intermediate Term Corporate Bond ETF SPIB 1.37%
 VanEck Vectors J.P. Morgan EM Local Currency Bond ETF EMLC 1.37%
 iShares 7-10 Year Treasury Bond ETF IEF 1.35%
 iShares 10-20 Year Treasury Bond ETF TLH 1.35%
 iShares iBoxx $ Investment Grade Corporate Bond ETF LQD 1.34%
 First Trust Preferred Securities and Income ETF FPE 1.34%
 iShares Core 10+ Year USD Bond ETF ILTB 1.31%
 HCA Healthcare, Inc. HCA 0.78%
 Illumina, Inc. ILMN 0.74%
 The TJX Companies, Inc. TJX 0.72%
 Centene Corporation CNC 0.68%
 O'Reilly Automotive, Inc. ORLY 0.66%
 Intuitive Surgical, Inc. ISRG 0.65%
 Costco Wholesale Corporation COST 0.63%
 Target Corporation TGT 0.61%
 Ross Stores, Inc. ROST 0.61%
 Valero Energy Corporation VLO 0.60%
 UnitedHealth Group Incorporated UNH 0.59%
 Sysco Corporation SYY 0.59%
 Express Scripts Holding Company ESRX 0.59%
 Anthem, Inc. ANTM 0.58%
 CME Group Inc. CME 0.58%
 NextEra Energy, Inc. NEE 0.57%
 Best Buy Co., Inc. BBY 0.57%
 Dollar General Corporation DG 0.57%
 Hormel Foods Corporation HRL 0.56%
 Intel Corporation INTC 0.55%
 Prologis, Inc. PLD 0.55%
 Corning Incorporated GLW 0.54%
 Welltower Inc. WELL 0.54%
 T-Mobile US, Inc. TMUS 0.54%
 Verizon Communications Inc. VZ 0.53%
 WEC Energy Group, Inc. WEC 0.53%
 PG&E Corporation PCG 0.53%
 Public Storage PSA 0.53%
 Raytheon Company RTN 0.53%
 Amphenol Corporation APH 0.53%
 Waste Management, Inc. WM 0.52%
 Micron Technology, Inc. MU 0.52%
 CVS Health Corporation CVS 0.52%
 Eversource Energy ES 0.51%
 Texas Instruments Incorporated TXN 0.51%
 Biogen Inc. BIIB 0.51%
 Exxon Mobil Corporation XOM 0.50%
 Northern Trust Corporation NTRS 0.50%
 The Allstate Corporation ALL 0.50%
 T. Rowe Price Group, Inc. TROW 0.50%
 Northrop Grumman Corporation NOC 0.50%
 General Dynamics Corporation GD 0.50%
 Ventas, Inc. VTR 0.49%
 Cigna Corporation CI 0.49%
 Nucor Corporation NUE 0.47%
 Skyworks Solutions, Inc. SWKS 0.47%
 Monster Beverage Corporation MNST 0.47%
 Medtronic Plc MDT 0.46%
 FedEx Corporation FDX 0.46%
 Altria Group, Inc. MO 0.45%
 Stanley Black & Decker, Inc. SWK 0.45%
 Total S.A. (ADR) TOT 0.44%
 Eni SpA (ADR) E 0.44%
 Cerner Corporation CERN 0.44%
 Accenture Plc ACN 0.44%
 Facebook, Inc. (Class A) FB 0.44%
 Eaton Corporation Plc ETN 0.43%
 L'Oreal S.A. (ADR) LRLCY 0.43%
 Newmont Mining Corporation NEM 0.41%
 D.R. Horton, Inc. DHI 0.41%
 Bank of Montreal BMO 0.41%
 The Toronto-Dominion Bank TD 0.41%
 Suncor Energy Inc. SU 0.41%
 Tokio Marine Holdings, Inc. (ADR) TKOMY 0.41%
 Lam Research Corporation LRCX 0.40%
 Dollar Tree, Inc. DLTR 0.39%
 NIDEC Corporation (ADR) NJDCY 0.39%
 Tyson Foods, Inc. (Class A) TSN 0.38%
 Royal Bank of Canada RY 0.38%
 Nissan Motor Co., Ltd. (ADR) NSANY 0.38%
 Nippon Telegraph and Telephone Corporation (ADR) NTTYY 0.38%
 Molson Coors Brewing Company TAP 0.38%
 TE Connectivity Ltd. TEL 0.38%
 Toyota Motor Corporation (ADR) TM 0.37%
 Applied Materials, Inc. AMAT 0.37%
 Orange (ADR) ORAN 0.37%
 Rio Tinto Plc (ADR) RIO 0.37%
 Nintendo Co., Ltd. (ADR) NTDOY 0.37%
 ABIOMED, Inc. ABMD 0.37%
 LyondellBasell Industries N.V. LYB 0.37%
 AXA S.A. (ADR) AXAHY 0.35%
 Novo Nordisk A/S (ADR) NVO 0.35%
 Hitachi, Ltd. (ADR) HTHIY 0.34%
 Honda Motor Co., Ltd. (ADR) HMC 0.34%
 Mohawk Industries, Inc. MHK 0.34%
 Lloyds Banking Group Plc (ADR) LYG 0.34%
 Canon Inc. (ADR) CAJ 0.33%
 Komatsu Ltd. (ADR) KMTUY 0.32%
 Telstra Corporation Limited (ADR) TLSYY 0.32%
 Vodafone Group Plc (ADR) VOD 0.29%
 F5 Networks, Inc. FFIV 0.29%
 WellCare Health Plans, Inc. WCG 0.29%
 Masimo Corporation MASI 0.29%
 Rollins, Inc. ROL 0.27%
 Williams-Sonoma, Inc. WSM 0.25%
 Columbia Sportswear Company COLM 0.25%
 FLIR Systems, Inc. FLIR 0.25%
 IDACORP, Inc. IDA 0.24%
 Atmos Energy Corporation ATO 0.23%
 Universal Health Services, Inc. (Class B) UHS 0.23%
 Landstar System, Inc. LSTR 0.23%
 Henry Schein, Inc. HSIC 0.23%
 Old Dominion Freight Line, Inc. ODFL 0.23%
 PRA Health Sciences, Inc. PRAH 0.23%
 Expeditors International of Washington, Inc. EXPD 0.22%
 Akamai Technologies, Inc. AKAM 0.22%
 National Beverage Corp. FIZZ 0.22%
 Huntington Ingalls Industries, Inc. HII 0.22%
 Snap-on Incorporated SNA 0.21%
 Gentex Corporation GNTX 0.21%
 Foot Locker, Inc. FL 0.21%
 Carlisle Companies Incorporated CSL 0.21%
 CBRE Group, Inc. CBRE 0.21%
 Conagra Brands, Inc. CAG 0.20%
 Pinnacle West Capital Corporation PNW 0.20%
 Insperity, Inc. NSP 0.20%
 PVH Corp. PVH 0.20%
 Aramark ARMK 0.20%
 Torchmark Corporation TMK 0.19%
 Arrow Electronics, Inc. ARW 0.19%
 Hologic, Inc. HOLX 0.19%
 The Toro Company TTC 0.19%
 Reliance Steel & Aluminum Co. RS 0.19%
 Seaboard Corporation SEB 0.19%
 FNF Group FNF 0.19%
 MGIC Investment Corporation MTG 0.18%
 MAXIMUS, Inc. MMS 0.18%
 Reinsurance Group of America, Incorporated RGA 0.18%
 Quanta Services, Inc. PWR 0.18%
 EMCOR Group, Inc. EME 0.18%
 Annaly Capital Management, Inc. NLY 0.18%
 JetBlue Airways Corporation JBLU 0.18%
 First American Financial Corporation FAF 0.18%
 RingCentral, Inc. (Class A) RNG 0.18%
 GCI Liberty, Inc. (Class A) GLIBA 0.18%
 The Gap, Inc. GPS 0.17%
 Teradyne, Inc. TER 0.17%
 MEDNAX, Inc. MD 0.17%
 MKS Instruments, Inc. MKSI 0.17%
 FTI Consulting, Inc. FCN 0.17%
 ON Semiconductor Corporation ON 0.17%
 United Therapeutics Corporation UTHR 0.17%
 Carter's, Inc. CRI 0.16%
 Tech Data Corporation TECD 0.15%
 Ingredion Incorporated INGR 0.15%
 The Boston Beer Company, Inc. SAM 0.15%
 Green Dot Corporation (Class A) GDOT 0.15%
 Ciena Corporation CIEN 0.14%
 LifePoint Health, Inc. LPNT 0.14%
 Skechers U.S.A., Inc. SKX 0.14%
 SYNNEX Corporation SNX 0.14%
 Aaron's, Inc. AAN 0.14%
 Qualys, Inc. QLYS 0.14%
 American Eagle Outfitters, Inc. AEO 0.13%
 NVR, Inc. NVR 0.13%
 RPC, Inc. RES 0.13%
 Urban Outfitters, Inc. URBN 0.12%
 Applied Industrial Technologies, Inc. AIT 0.12%
 Thor Industries, Inc. THO 0.12%
 Dick's Sporting Goods, Inc. DKS 0.12%
 LaSalle Hotel Properties LHO 0.12%
 Owens Corning OC 0.12%
 Pilgrim's Pride Corporation PPC 0.12%
 American States Water Company AWR 0.11%
 The Cheesecake Factory Incorporated CAKE 0.11%
 International Speedway Corporation ISCA 0.11%
 Spire Inc. SR 0.11%
 Convergys Corporation CVG 0.11%
 AVX Corporation AVX 0.11%
 Stamps.com Inc. STMP 0.11%
 Innospec Inc. IOSP 0.11%
 Evercore Inc. EVR 0.11%
 Apollo Commercial Real Estate Finance, Inc. ARI 0.11%
 Axos Financial Inc. BOFI 0.11%
 Spirit Airlines, Inc. SAVE 0.11%
 Sprouts Farmers Market, Inc. SFM 0.11%
 Columbia Property Trust, Inc. CXP 0.11%
 Universal Forest Products, Inc. UFPI 0.10%
 Diamond Offshore Drilling, Inc. DO 0.10%
 Plexus Corp. PLXS 0.10%
 Mercury Systems, Inc. MRCY 0.10%
 Adtalem Global Education Inc. ATGE 0.10%
 J & J Snack Foods Corp. JJSF 0.10%
 AMN Healthcare Services, Inc. AMN 0.10%
 California Water Service Group CWT 0.10%
 Piedmont Office Realty Trust, Inc. PDM 0.10%
 Matador Resources Company MTDR 0.10%
 Retail Properties of America, Inc. RPAI 0.10%
 Werner Enterprises, Inc. WERN 0.09%
 Finisar Corporation FNSR 0.09%
 II-VI Incorporated IIVI 0.09%
 Callon Petroleum Company CPE 0.09%
 Cooper-Standard Holdings Inc. CPS 0.09%
 Cooper Tire & Rubber Company CTB 0.08%
 GameStop Corp. (Class A) GME 0.08%
 Benchmark Electronics, Inc. BHE 0.08%
 Advanced Energy Industries, Inc. AEIS 0.08%
 Cirrus Logic, Inc. CRUS 0.08%
 The Children's Place, Inc. PLCE 0.08%
 Sanderson Farms, Inc. SAFM 0.08%
 EnPro Industries, Inc. NPO 0.08%
 Magellan Health, Inc. MGLN 0.08%
 Hecla Mining Company HL 0.07%
 United Natural Foods, Inc. UNFI 0.07%
 Big Lots, Inc. BIG 0.07%
 Federated Investors, Inc. (Class B) FII 0.07%
 Corcept Therapeutics Incorporated CORT 0.07%
 American Woodmark Corporation AMWD 0.06%
 Kronos Worldwide, Inc. KRO 0.06%
Total Number of Holdings:    235
Underlying Securities information represented above is as of 09/21/2018 but will vary with future fluctuations in the market.

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

ETF Risk. ETFs are subject to various risks, including management's ability to meet the fund's investment objective, and to manage the fund's portfolio when the underlying securities are redeemed or sold, during periods of market turmoil and as investors' perceptions regarding ETFs or their underlying investments change. Unlike open-end funds, which trade at prices based on a current determination of the fund's net asset value, ETFs frequently trade at a discount from their net asset value in the secondary market. Certain ETFs may employ the use of leverage, which increases the volatility of such funds.

Floating Rate Risk. Certain of the funds invest in floating-rate securities. A floating-rate security is an instrument in which the interest rate payable on the obligation fluctuates on a periodic basis based upon changes in an interest rate benchmark. As a result, the yield on such a security will generally decline in a falling interest rate environment, causing the trust to experience a reduction in the income it receives from such securities.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

High-Yield or Junk Bonds Risk. Investing in high-yield securities or "junk" bonds should be viewed as speculative and you should review your ability to assume the risks associated with investments which utilize such securities. High-yield securities are subject to numerous risks, including higher interest rates, economic recession, deterioration of the junk bond market, possible downgrades and defaults of interest and/or principal. High-yield security prices tend to fluctuate more than higher rated securities and are affected by short-term credit developments to a greater degree.

Investment Grade Bonds Risk. Investment grade securities are subject to numerous risks including higher interest rates, economic recession, deterioration of the investment grade security market or investors' perception thereof, possible downgrades and defaults of interest and/or principal.

IRA Risk. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Senior Loans Risk. The yield on senior loans will generally decline in a falling interest rate environment and increase in a rising interest rate environment. Senior loans are generally below investment grade quality ("junk" bonds). An investment in senior loans involves the risk that the borrowers may default on their obligations to pay principal or interest when due.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

US Treasury Note Risk. The value of U.S. Treasury notes will be adversely affected by decreases in bond prices and increases in interest rates.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Additional Risk. For a discussion of additional risks of investing in the trust see the "Risk Factors" section of the prospectus.

Important Note. It is important to note that an investment can be made in the underlying funds directly rather than through the trust. These direct investments can be made without paying the trust's sales charge, operating expenses and organizational costs.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cyber security.

Although the portfolio terminates in approximately one year, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Fund Cusip Information
30306D422 (Cash)
30306D430 (Reinvest)
30306D448 (Cash-Fee)
30306D455 (Reinvest-Fee)
Printer Friendly Page Printer Friendly Page

The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA and the Internal Revenue Code. First Trust has no knowledge of and has not been provided any information regarding any investor. Financial advisors must determine whether particular investments are appropriate for their clients. First Trust believes the financial advisor is a fiduciary, is capable of evaluating investment risks independently and is responsible for exercising independent judgment with respect to its retirement plan clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
Home |  Important Legal Information |  Privacy Policy |  Business Continuity Plan |  FINRA BrokerCheck
Copyright © 2018 All rights reserved.