Richard Bernstein Advisors Focus America Growth & Income, 1  Ticker: FUZOJX
A unit investment trust that seeks above-average total return through a combination of capital appreciation and dividend income. The stocks are selected for the trust by Richard Bernstein Advisors (RBA) using a comprehensive process.
Product Code: RBFA1
Portfolio Status: Secondary
Initial Offer Date: 04/21/2017
Secondary Date: 07/20/2017
Portfolio Ending Date: 07/23/2018
Tax Structure: Regulated Investment Company
Distributions: Monthly
Initial Offer Price: $10.0000
NAV(*): $10.0731
POP(*): $10.3261
Remaining Deferred Sales Charge: $0.0000
* As of Trade Date: 03/16/2018 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Estimated Net Annual Distribution Per Unit
Estimated Net Annual Distribution Per Unit * $0.3229
As of 03/12/2018
* The estimates are based on annualizing the most recent dividends declared by the issuers of the securities included in the portfolio. There is no guarantee that the issuers of the securities included in the portfolio will declare distributions in the future or that, if declared, they will either remain at current levels or increase over time.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Consumer Discretionary  Consumer Discretionary 0.00%
Consumer Staples  Consumer Staples 0.00%
Energy  Energy 19.78%
Financials  Financials 0.00%
Health Care  Health Care 0.00%
Industrials  Industrials 50.83%
Information Technology  Information Technology 0.00%
Materials  Materials 29.39%
Real Estate  Real Estate 0.00%
Telecommunication Services  Telecommunication Services 0.00%
Utilities  Utilities 0.00%
Other  Other 0.00%
  Large Mid Small  
Growth  25.39% 18.40% 10.59%  
Value  23.88% 15.41% 6.33%  

 Style Weighting
Large-Cap Growth 25.39%
Large-Cap Value 23.88%
Mid-Cap Growth 18.40%
Mid-Cap Value 15.41%
Small-Cap Growth 10.59%
Small-Cap Value 6.33%
Undetermined 0.00%
U.S. Stocks 98.33%   Other 0.00%
Non-U.S. Stocks 1.67%      
The style and sector characteristics of the portfolio are determined as of 03/16/2018 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $33,869.21
Weighted Average Price/Earnings 19.46
Weighted Average Price/Book 3.11
As of 3/16/2018
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
 Packaging Corporation of America PKG Materials  Materials Mid-Cap Growth 4.89%
 Honeywell International Inc. HON Industrials  Industrials Large-Cap Growth 4.79%
 Lockheed Martin Corporation LMT Industrials  Industrials Large-Cap Growth 4.74%
 Waste Management, Inc. WM Industrials  Industrials Large-Cap Growth 4.61%
 United Technologies Corporation UTX Industrials  Industrials Large-Cap Value 4.42%
 KAR Auction Services, Inc. KAR Industrials  Industrials Mid-Cap Growth 4.36%
 Republic Services, Inc. RSG Industrials  Industrials Large-Cap Value 4.26%
 ONEOK, Inc. OKE Energy  Energy Large-Cap Growth 4.18%
 United Parcel Service, Inc. (Class B) UPS Industrials  Industrials Large-Cap Growth 4.07%
 Occidental Petroleum Corporation OXY Energy  Energy Large-Cap Value 4.07%
 International Paper Company IP Materials  Materials Large-Cap Value 4.01%
 Bemis Company, Inc. BMS Materials  Materials Mid-Cap Value 3.59%
 Sonoco Products Company SON Materials  Materials Mid-Cap Value 3.54%
 Targa Resources Corp. TRGP Energy  Energy Mid-Cap Value 3.31%
 C.H. Robinson Worldwide, Inc. CHRW Industrials  Industrials Mid-Cap Growth 3.17%
 RPM International Inc. RPM Materials  Materials Mid-Cap Growth 3.07%
 Union Pacific Corporation UNP Industrials  Industrials Large-Cap Growth 3.00%
 Valero Energy Corporation VLO Energy  Energy Large-Cap Value 2.80%
 Compass Minerals International, Inc. CMP Materials  Materials Small-Cap Growth 2.60%
 Covanta Holding Corporation CVA Industrials  Industrials Small-Cap Growth 2.59%
 Cummins Inc. CMI Industrials  Industrials Large-Cap Value 2.33%
 The Scotts Miracle-Gro Company SMG Materials  Materials Mid-Cap Growth 2.30%
 Quad/Graphics, Inc. QUAD Industrials  Industrials Small-Cap Growth 1.97%
 Macquarie Infrastructure Company LLC MIC Industrials  Industrials Small-Cap Value 1.88%
 Nielsen Holdings Plc NLSN Industrials  Industrials Mid-Cap Value 1.67%
 SemGroup Corporation SEMG Energy  Energy Small-Cap Value 1.66%
 CF Industries Holdings, Inc. CF Materials  Materials Mid-Cap Value 1.43%
 Phillips 66 PSX Energy  Energy Large-Cap Value 1.43%
 Neenah Inc. NP Materials  Materials Small-Cap Growth 1.39%
 PBF Energy Inc. PBF Energy  Energy Small-Cap Value 1.21%
 Innophos Holdings, Inc. IPHS Materials  Materials Small-Cap Growth 1.15%
 HollyFrontier Corporation HFC Energy  Energy Mid-Cap Value 1.12%
 McGrath RentCorp MGRC Industrials  Industrials Small-Cap Growth 0.89%
 Olin Corporation OLN Materials  Materials Mid-Cap Value 0.75%
 P. H. Glatfelter Company GLT Materials  Materials Small-Cap Value 0.67%
 Resources Connection, Inc. RECN Industrials  Industrials Small-Cap Value 0.65%
 Robert Half International Inc. RHI Industrials  Industrials Mid-Cap Growth 0.61%
 Norfolk Southern Corporation NSC Industrials  Industrials Large-Cap Value 0.56%
 Essendant Inc. ESND Industrials  Industrials Small-Cap Value 0.26%
Total Number of Holdings:    39
Underlying Securities information represented above is as of 03/16/2018 but will vary with future fluctuations in the market.

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

Industrials Risk. The companies engaged in the industrials sector are subject to a deterioration in the general state of the economy, intense competition, domestic and international politics, excess capacity and changing spending trends.

IRA Risk. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Materials Risk. The companies engaged in the materials sector are subject to price and supply fluctuations, excess capacity, economic recession, domestic and international politics, government regulations, volatile interest rates, consumer spending trends and overall capital spending levels.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

All data used for the sector and style classification comparisons is from Bloomberg Finance L.P, which we believe to be reliable, but do not take responsibility for its accuracy.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

Although the portfolio terminates in approximately one year, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.