Diversified Equity Strategic Allocation, 3rd Qtr 2026  Ticker: FULLZX
 
Description
A unit investment trust which seeks the potential for above-average total return by investing in a portfolio of common stocks diversified across various market capitalizations, growth and value styles, sectors and countries. The stocks are selected by applying a disciplined investment strategy which adheres to pre-determined screens and factors.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: DE3Q26
Portfolio Status: Primary
Initial Offer Date: 07/09/2026
Portfolio Ending Date: 10/15/2027
Tax Structure: Regulated Investment Company
Distributions: Semi-Annual
 
Initial Offer Price: $10.0000
NAV(*): $9.7671
POP(*): $9.9003
Remaining Deferred Sales Charge: $0.1350
Remaining Fees & Expenses
C&D Fee:** $0.0500
Estimated Organization Costs:** $0.0120
* As of Trade Date: 10/01/2026 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.
** The C&D fee is a charge of $0.050 per unit collected at the end of the initial offering period. If the price you pay exceeds $10.00 per unit, the C&D fee will be less than 0.50%; if the price you pay is less than $10.00 per unit, the C&D fee will exceed 0.50%.Estimated organization costs will be deducted from the assets of the trust at the earlier of six months after the initial date of deposit or the end of the initial offering period.Estimated organization costs are assessed on a fixed dollar amount per unit basis which, as a percentage of average net assets, will vary over time.Actual expenses may be more or less than the estimates.Please see "Fee Table" in the trust prospectus for additional information.
If units are redeemed prior to the time when these fees are collected, these fees will not be deducted from the redemption proceeds.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 10/1/2026) Per Unit (as of 9/28/2026)
1.35% $0.13400
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short-term capital gains, realized long-term capital gains and/or return of capital.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 5.02%
Consumer Discretionary  Consumer Discretionary 12.52%
Consumer Staples  Consumer Staples 9.87%
Energy  Energy 12.16%
Financials  Financials 15.62%
Health Care  Health Care 15.20%
Industrials  Industrials 14.37%
Information Technology  Information Technology 6.77%
Materials  Materials 3.21%
Real Estate  Real Estate 0.29%
Utilities  Utilities 4.60%
Other  Other 0.37%
 
  Large Mid Small  
Growth  28.66% 9.83% 5.72%  
Value  38.75% 12.06% 4.61%  

 Style Weighting
Large-Cap Growth 28.66%
Large-Cap Value 38.75%
Mid-Cap Growth 9.83%
Mid-Cap Value 12.06%
Small-Cap Growth 5.72%
Small-Cap Value 4.61%
Undetermined 0.37%
 Composition
U.S. Stocks 79.22%   Other 0.37%
Non-U.S. Stocks 20.41%      
The style and sector characteristics of the portfolio are determined as of 10/01/2026 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $152,068
Price/Earnings 15.29
Price/Book 2.57
As of 10/1/2026
All market capitalization numbers are in USD$ Millions. All figures are subject to change.

 Holdings  Export Current Holdings  
NameSymbolSectorStyleWeighting
 Valero Energy Corporation VLO Energy  Energy Large-Cap Value 1.21%
 Newmont Corporation NEM Materials  Materials Large-Cap Value 1.03%
 Accenture plc ACN Information Technology  Information Technology Large-Cap Value 1.03%
 Chevron Corporation CVX Energy  Energy Large-Cap Value 0.99%
 Micron Technology, Inc. MU Information Technology  Information Technology Large-Cap Growth 0.98%
 AT&T Inc. T Communication Services  Communication Services Large-Cap Value 0.97%
 ExxonMobil Holdings Corp. XOM Energy  Energy Large-Cap Value 0.97%
 ConocoPhillips COP Energy  Energy Large-Cap Value 0.96%
 Regeneron Pharmaceuticals, Inc. REGN Health Care  Health Care Large-Cap Value 0.95%
 Recruit Holdings Co., Ltd. (ADR) RCRUY Industrials  Industrials Large-Cap Growth 0.95%
 Automatic Data Processing, Inc. ADP Industrials  Industrials Large-Cap Growth 0.92%
 Adobe Incorporated ADBE Information Technology  Information Technology Large-Cap Growth 0.92%
 Cintas Corporation CTAS Industrials  Industrials Large-Cap Growth 0.91%
 Fastenal Company FAST Industrials  Industrials Large-Cap Growth 0.91%
 McKesson Corporation MCK Health Care  Health Care Large-Cap Value 0.91%
 Gilead Sciences, Inc. GILD Health Care  Health Care Large-Cap Growth 0.91%
 AMETEK, Inc. AME Industrials  Industrials Large-Cap Growth 0.91%
 Ross Stores, Inc. ROST Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.90%
 The Travelers Companies, Inc. TRV Financials  Financials Large-Cap Value 0.89%
 The Walt Disney Company DIS Communication Services  Communication Services Large-Cap Value 0.88%
 HCA Healthcare, Inc. HCA Health Care  Health Care Large-Cap Value 0.88%
 The Coca-Cola Company KO Consumer Staples  Consumer Staples Large-Cap Growth 0.87%
 EOG Resources, Inc. EOG Energy  Energy Large-Cap Value 0.86%
 Ameriprise Financial, Inc. AMP Financials  Financials Large-Cap Growth 0.86%
 Roper Technologies, Inc. ROP Information Technology  Information Technology Large-Cap Value 0.85%
 Vertex Pharmaceuticals Incorporated VRTX Health Care  Health Care Large-Cap Growth 0.85%
 Berkshire Hathaway Inc. (Class B) BRK/B Financials  Financials Large-Cap Value 0.84%
 O'Reilly Automotive, Inc. ORLY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.84%
 Targa Resources Corp. TRGP Energy  Energy Large-Cap Growth 0.84%
 Johnson & Johnson JNJ Health Care  Health Care Large-Cap Growth 0.83%
 Cencora, Inc. COR Health Care  Health Care Large-Cap Growth 0.83%
 Equinor ASA EQNR Energy  Energy Large-Cap Value 0.83%
 Costco Wholesale Corporation COST Consumer Staples  Consumer Staples Large-Cap Growth 0.82%
 EMCOR Group, Inc. EME Industrials  Industrials Mid-Cap Growth 0.82%
 The Procter & Gamble Company PG Consumer Staples  Consumer Staples Large-Cap Growth 0.81%
 Boston Scientific Corporation BSX Health Care  Health Care Large-Cap Value 0.81%
 Cardinal Health, Inc. CAH Health Care  Health Care Large-Cap Value 0.81%
 Chipotle Mexican Grill, Inc. CMG Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.81%
 Delta Air Lines, Inc. DAL Industrials  Industrials Large-Cap Value 0.81%
 Itochu Corp. (ADR) ITOCY Industrials  Industrials Large-Cap Value 0.80%
 Oversea-Chinese Banking Corporation Limited (ADR) OVCHY Financials  Financials Large-Cap Value 0.79%
 Consolidated Edison, Inc. ED Utilities  Utilities Large-Cap Value 0.78%
 Comcast Corporation (Class A) CMCSA Communication Services  Communication Services Large-Cap Value 0.78%
 Sysco Corporation SYY Consumer Staples  Consumer Staples Large-Cap Growth 0.78%
 M&T Bank Corporation MTB Financials  Financials Mid-Cap Value 0.78%
 Alphabet Inc. (Class A) GOOGL Communication Services  Communication Services Large-Cap Growth 0.78%
 The Cigna Group CI Health Care  Health Care Large-Cap Value 0.78%
 Shell plc (ADR) SHEL Energy  Energy Large-Cap Value 0.78%
 Walmart Inc. WMT Consumer Staples  Consumer Staples Large-Cap Growth 0.77%
 D.R. Horton, Inc. DHI Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.77%
 eBay Inc. EBAY Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.77%
 Interactive Brokers Group, Inc. (Class A) IBKR Financials  Financials Large-Cap Growth 0.77%
 SoftBank Group Corp. (ADR) SFTBY Communication Services  Communication Services Large-Cap Value 0.77%
 The Hartford Insurance Group, Inc. HIG Financials  Financials Mid-Cap Value 0.76%
 The Progressive Corporation PGR Financials  Financials Large-Cap Value 0.76%
 DBS Group Holdings Ltd. (ADR) DBSDY Financials  Financials Large-Cap Value 0.76%
 Canadian Natural Resources Limited CNQ Energy  Energy Large-Cap Value 0.76%
 Duke Energy Corporation DUK Utilities  Utilities Large-Cap Value 0.75%
 The Allstate Corporation ALL Financials  Financials Large-Cap Value 0.75%
 Xcel Energy Inc. XEL Utilities  Utilities Large-Cap Value 0.74%
 General Dynamics Corporation GD Industrials  Industrials Large-Cap Value 0.74%
 Monster Beverage Corporation MNST Consumer Staples  Consumer Staples Large-Cap Growth 0.74%
 The TJX Companies, Inc. TJX Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.73%
 Waste Management, Inc. WM Industrials  Industrials Large-Cap Growth 0.72%
 Exelon Corporation EXC Utilities  Utilities Large-Cap Value 0.72%
 Tokio Marine Holdings, Inc. (ADR) TKOMY Financials  Financials Large-Cap Value 0.71%
 Toyota Motor Corporation TM Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.70%
 Western Digital Corporation WDC Information Technology  Information Technology Large-Cap Growth 0.70%
 Howmet Aerospace Inc. HWM Industrials  Industrials Large-Cap Growth 0.70%
 Allianz SE (ADR) ALIZY Financials  Financials Large-Cap Value 0.65%
 Sanofi (ADR) SNY Health Care  Health Care Large-Cap Value 0.64%
 L'Oreal S.A. (ADR) LRLCY Consumer Staples  Consumer Staples Large-Cap Growth 0.64%
 Safran S.A. (ADR) SAFRY Industrials  Industrials Large-Cap Growth 0.64%
 Industria de Diseno Textil, S.A. (ADR) IDEXY Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.64%
 International Business Machines Corporation IBM Information Technology  Information Technology Large-Cap Growth 0.63%
 Chubb Limited CB Financials  Financials Large-Cap Value 0.63%
 Canadian Pacific Kansas City Ltd. CP Industrials  Industrials Large-Cap Value 0.63%
 Air Liquide S.A. (ADR) AIQUY Materials  Materials Large-Cap Value 0.63%
 Mitsubishi Electric Corporation (ADR) MIELY Industrials  Industrials Large-Cap Value 0.63%
 Anheuser-Busch InBev S.A./N.V. (ADR) BUD Consumer Staples  Consumer Staples Large-Cap Value 0.62%
 BNP Paribas S.A. (ADR) BNPQY Financials  Financials Large-Cap Value 0.61%
 PG&E Corporation PCG Utilities  Utilities Mid-Cap Value 0.60%
 PDD Holdings Inc. (ADR) PDD Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.60%
 Linde Plc LIN Materials  Materials Large-Cap Growth 0.60%
 British American Tobacco Plc (ADR) BTI Consumer Staples  Consumer Staples Large-Cap Value 0.58%
 Chugai Pharmaceutical Co., Ltd. (ADR) CHGCY Health Care  Health Care Large-Cap Growth 0.58%
 Fast Retailing Co., Ltd. (ADR) FRCOY Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.57%
 Prosus N.V. (ADR) PROSY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.57%
 AstraZeneca Plc AZN Health Care  Health Care Large-Cap Growth 0.56%
 Novo Nordisk A/S (ADR) NVO Health Care  Health Care Large-Cap Growth 0.51%
 Cognizant Technology Solutions Corporation CTSH Information Technology  Information Technology Mid-Cap Value 0.48%
 HF Sinclair Corp. DINO Energy  Energy Mid-Cap Value 0.48%
 Mohawk Industries, Inc. MHK Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.39%
 Permian Resources Corp. PR Energy  Energy Mid-Cap Value 0.38%
 Fox Corporation (Class A) FOXA Communication Services  Communication Services Mid-Cap Value 0.38%
 Universal Health Services, Inc. (Class B) UHS Health Care  Health Care Mid-Cap Value 0.37%
 Brinker International, Inc. EAT Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.37%
 Biogen Inc. BIIB Health Care  Health Care Mid-Cap Value 0.37%
 IES Holdings, Inc. IESC Industrials  Industrials Mid-Cap Growth 0.37%
 Encompass Health Corporation EHC Health Care  Health Care Mid-Cap Growth 0.36%
 Applied Industrial Technologies, Inc. AIT Industrials  Industrials Mid-Cap Growth 0.36%
 Coca-Cola Consolidated, Inc. COKE Consumer Staples  Consumer Staples Mid-Cap Value 0.36%
 Cboe Global Markets, Inc. CBOE Financials  Financials Mid-Cap Growth 0.36%
 BJ's Wholesale Club Holdings, Inc. BJ Consumer Staples  Consumer Staples Mid-Cap Growth 0.36%
 Plexus Corp. PLXS Information Technology  Information Technology Mid-Cap Growth 0.35%
 F5, Inc. FFIV Information Technology  Information Technology Mid-Cap Growth 0.35%
 Williams-Sonoma, Inc. WSM Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.35%
 Exelixis, Inc. EXEL Health Care  Health Care Mid-Cap Growth 0.35%
 United Therapeutics Corporation UTHR Health Care  Health Care Mid-Cap Growth 0.35%
 Range Resources Corporation RRC Energy  Energy Mid-Cap Value 0.34%
 Zimmer Biomet Holdings, Inc. ZBH Health Care  Health Care Mid-Cap Value 0.34%
 The Hanover Insurance Group, Inc. THG Financials  Financials Mid-Cap Value 0.34%
 SouthState Bank Corporation SSB Financials  Financials Mid-Cap Value 0.34%
 Incyte Corporation INCY Health Care  Health Care Mid-Cap Growth 0.33%
 Jack Henry & Associates, Inc. JKHY Financials  Financials Mid-Cap Growth 0.33%
 Moog Inc. MOG/A Industrials  Industrials Mid-Cap Growth 0.33%
 EQT Corporation EQT Energy  Energy Mid-Cap Value 0.33%
 Crown Holdings, Inc. CCK Materials  Materials Mid-Cap Growth 0.33%
 Globus Medical, Inc. (Class A) GMED Health Care  Health Care Mid-Cap Value 0.33%
 Antero Resources Corporation AR Energy  Energy Mid-Cap Value 0.33%
 Enact Holdings, Inc. ACT Financials  Financials Small-Cap Value 0.33%
 FirstCash Holdings, Inc. FCFS Financials  Financials Mid-Cap Growth 0.33%
 Globe Life Inc. GL Financials  Financials Mid-Cap Value 0.32%
 AptarGroup, Inc. ATR Materials  Materials Mid-Cap Value 0.32%
 PulteGroup, Inc. PHM Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.32%
 National Fuel Gas Company NFG Utilities  Utilities Mid-Cap Value 0.32%
 US Foods Holding Corp. USFD Consumer Staples  Consumer Staples Mid-Cap Growth 0.32%
 Kinsale Capital Group, Inc. KNSL Financials  Financials Mid-Cap Growth 0.32%
 Expand Energy Corporation EXE Energy  Energy Mid-Cap Value 0.32%
 Snap-on Incorporated SNA Industrials  Industrials Mid-Cap Growth 0.31%
 Toll Brothers, Inc. TOL Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.31%
 Kirby Corporation KEX Industrials  Industrials Mid-Cap Value 0.31%
 Lear Corporation LEA Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.31%
 Pilgrim's Pride Corporation PPC Consumer Staples  Consumer Staples Mid-Cap Value 0.31%
 Cincinnati Financial Corporation CINF Financials  Financials Mid-Cap Value 0.30%
 Erie Indemnity Company ERIE Financials  Financials Mid-Cap Growth 0.30%
 McCormick & Company, Incorporated MKC Consumer Staples  Consumer Staples Mid-Cap Value 0.29%
 The New York Times Company (Class A) NYT Communication Services  Communication Services Mid-Cap Growth 0.29%
 Murphy USA Inc. MUSA Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.29%
 Krystal Biotech, Inc. KRYS Health Care  Health Care Mid-Cap Growth 0.29%
 VICI Properties Inc. VICI Real Estate  Real Estate Mid-Cap Value 0.29%
 Neurocrine Biosciences, Inc. NBIX Health Care  Health Care Mid-Cap Growth 0.27%
 ESCO Technologies Inc. ESE Industrials  Industrials Mid-Cap Growth 0.27%
 Sprouts Farmers Market, Inc. SFM Consumer Staples  Consumer Staples Mid-Cap Growth 0.27%
 Deckers Outdoor Corporation DECK Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.26%
 First Solar, Inc. FSLR Information Technology  Information Technology Mid-Cap Value 0.26%
 Archrock, Inc. AROC Energy  Energy Small-Cap Growth 0.26%
 PBF Energy Inc. PBF Energy  Energy Mid-Cap Value 0.26%
 Casey's General Stores, Inc. CASY Consumer Staples  Consumer Staples Mid-Cap Growth 0.24%
 Edison International EIX Utilities  Utilities Mid-Cap Value 0.24%
 MarketAxess Holdings Inc. MKTX Financials  Financials Small-Cap Growth 0.24%
 Ollie's Bargain Outlet Holdings, Inc. OLLI Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.24%
 Delek US Holdings, Inc. DK Energy  Energy Small-Cap Growth 0.22%
 CorVel Corporation CRVL Health Care  Health Care Small-Cap Growth 0.20%
 The Chefs' Warehouse, Inc. CHEF Consumer Staples  Consumer Staples Small-Cap Growth 0.20%
 Urban Outfitters, Inc. URBN Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.19%
 Argan, Inc. AGX Industrials  Industrials Small-Cap Growth 0.19%
 Tidewater Inc. TDW Energy  Energy Small-Cap Growth 0.19%
 H&R Block, Inc. HRB Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.18%
 Murphy Oil Corporation MUR Energy  Energy Small-Cap Value 0.18%
 Oceaneering International, Inc. OII Energy  Energy Small-Cap Growth 0.18%
 Science Applications International Corporation SAIC Industrials  Industrials Small-Cap Growth 0.18%
 Core Natural Resources Inc. CNR Energy  Energy Small-Cap Value 0.18%
 Telephone and Data Systems, Inc. TDS Communication Services  Communication Services Small-Cap Value 0.17%
 National HealthCare Corporation NHC Health Care  Health Care Small-Cap Growth 0.17%
 The GEO Group, Inc. GEO Industrials  Industrials Small-Cap Growth 0.17%
 Grand Canyon Education, Inc. LOPE Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.17%
 Otter Tail Corporation OTTR Utilities  Utilities Small-Cap Growth 0.16%
 Harley-Davidson, Inc. HOG Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.16%
 MGIC Investment Corporation MTG Financials  Financials Small-Cap Value 0.16%
 Brady Corporation BRC Industrials  Industrials Small-Cap Growth 0.16%
 Gentex Corporation GNTX Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.16%
 M/I Homes, Inc. MHO Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.16%
 MAXIMUS, Inc. MMS Industrials  Industrials Small-Cap Value 0.16%
 Ingredion Incorporated INGR Consumer Staples  Consumer Staples Small-Cap Value 0.16%
 Covista Inc. CVSA Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.16%
 CNX Resources Corporation CNX Energy  Energy Small-Cap Value 0.16%
 Federated Hermes, Inc. (Class B) FHI Financials  Financials Small-Cap Growth 0.16%
 EZCORP, Inc. EZPW Financials  Financials Small-Cap Value 0.16%
 Rush Enterprises, Inc. (Class A) RUSHA Industrials  Industrials Small-Cap Growth 0.16%
 Prestige Consumer Healthcare Inc. PBH Health Care  Health Care Small-Cap Value 0.16%
 AZZ Inc. AZZ Industrials  Industrials Small-Cap Growth 0.16%
 Green Brick Partners, Inc. GRBK Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.16%
 First Interstate BancSystem, Inc. FIBK Financials  Financials Small-Cap Value 0.16%
 NMI Holdings, Inc. (Class A) NMIH Financials  Financials Small-Cap Value 0.16%
 Laureate Education, Inc. (Class A) LAUR Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.16%
 Remitly Global, Inc. RELY Financials  Financials Small-Cap Growth 0.16%
 The Marzetti Company MZTI Consumer Staples  Consumer Staples Small-Cap Growth 0.15%
 Sonoco Products Company SON Materials  Materials Small-Cap Value 0.15%
 Weis Markets, Inc. WMK Consumer Staples  Consumer Staples Small-Cap Value 0.15%
 PriceSmart, Inc. PSMT Consumer Staples  Consumer Staples Small-Cap Growth 0.15%
 Mercury General Corporation MCY Financials  Financials Small-Cap Growth 0.15%
 International Bancshares Corporation IBOC Financials  Financials Small-Cap Value 0.15%
 Mueller Water Products, Inc. MWA Industrials  Industrials Small-Cap Growth 0.15%
 Central Garden & Pet Company (Class A) CENTA Consumer Staples  Consumer Staples Small-Cap Value 0.15%
 Graphic Packaging Holding Company GPK Materials  Materials Small-Cap Value 0.15%
 ONE Gas, Inc. OGS Utilities  Utilities Small-Cap Value 0.15%
 Palomar Holdings, Inc. PLMR Financials  Financials Small-Cap Growth 0.15%
 Enliven Therapeutics Inc. ELVN Health Care  Health Care Small-Cap Growth 0.15%
 Gulfport Energy Corporation GPOR Energy  Energy Small-Cap Value 0.15%
 Radian Group Inc. RDN Financials  Financials Small-Cap Value 0.14%
 KB Home KBH Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.14%
 Avista Corporation AVA Utilities  Utilities Small-Cap Value 0.14%
 Teradata Corporation TDC Information Technology  Information Technology Small-Cap Growth 0.14%
 Stride, Inc. LRN Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.14%
 Cal-Maine Foods, Inc. CALM Consumer Staples  Consumer Staples Small-Cap Value 0.13%
 ACADIA Pharmaceuticals Inc. ACAD Health Care  Health Care Small-Cap Growth 0.13%
 Privia Health Group, Inc. PRVA Health Care  Health Care Small-Cap Growth 0.12%
 Vistance Networks Inc. VISN Information Technology  Information Technology Small-Cap Value 0.08%
 Alignment Healthcare, Inc. ALHC Health Care  Health Care Small-Cap Growth 0.06%
 
Total Number of Holdings:    210
Underlying Securities information represented above is as of 10/01/2026 but will vary with future fluctuations in the market.

 Standard Account Sales Charges *
Transactional sales charges: Initial:  -0.02%
  Deferred:  1.36%
C&D Fee:    0.51%
Maximum Sales Charge:   1.85%
CUSIP Type Distribution
30345L328 Cash Semi-Annual
30345L336 Reinvest Semi-Annual
* Based on the offer price as of 10/01/2026 4:00pm ET

 Fee/Wrap Account Sales Charges *
C&D Fee:    0.51%
Maximum Sales Charge:   0.51%
CUSIP Type Distribution
30345L344 Cash-Fee Semi-Annual
30345L351 Reinvest-Fee Semi-Annual
* Based on the NAV price as of 10/01/2026 4:00pm ET

 Estimated Fees & Expenses *
Estimated Organization Costs 0.120%
Estimated Annual Trust Operating Expenses 0.185%
As of Initial Offer Date
* The C&D fee is a charge of $0.050 per unit collected at the end of the initial offering period. If the price you pay exceeds $10.00 per unit, the C&D fee will be less than 0.50%; if the price you pay is less than $10.00 per unit, the C&D fee will exceed 0.50%.Estimated organization costs will be deducted from the assets of the trust at the earlier of six months after the initial date of deposit or the end of the initial offering period.Estimated organization costs and trust operating expenses are assessed on a fixed dollar amount per unit basis which, as a percentage of average net assets, will vary over time.Actual expenses may be more or less than the estimates.Please see "Fee Table" in the trust prospectus for additional information.

 Deferred Sales Charge Schedule
Amount Date
$0.04500 October 20, 2026
$0.04500 November 20, 2026
$0.04500 December 18, 2026

Risk Considerations

Unit investment trusts are designed to be held until trust termination. If redeemed early, additional fees, such as remaining deferred sales charges, will be assessed.

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Foreign Securities Risk. Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers.

Large-Cap Risk. Large capitalization companies may grow at a slower rate than the overall market.

Market Risk. Market risk is the risk that a particular security, or units of a trust in general may fall in value. Securities are subject to market fluctuations caused by such factors as general economic conditions, political events, regulatory or market developments, changes in interest rates, and perceived trends in securities prices. Units of a trust could decline in value or underperform other investments as a result. In addition, local, regional, or global events such as war, acts of terrorism, spread of infectious disease or other public health issues, recessions, natural disasters, or other events could have significant negative impact on a trust.

REITs Risk. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

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