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A unit investment trust that seeks above-average total return; however, there is no assurance the objective will be met. The stocks in the portfolio are selected by applying a disciplined investment strategy which adheres to pre-determined screens and factors.
Please note that there is no assurance the objective will be met.
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| Product Code: |
604Q26 |
| Portfolio Status: |
Primary |
| Initial Offer Date: |
10/12/2026 |
| Portfolio Ending Date: |
01/07/2028 |
| Tax Structure: |
Regulated Investment Company |
| Distributions: |
Semi-Annual |
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| Initial Offer Price: |
$10.0000 |
| NAV(*): |
$9.9256 |
| POP(*): |
$10.0617 |
| Remaining Deferred Sales Charge: |
$0.1350 |
| Remaining Fees & Expenses |
| C&D Fee:** |
$0.0500 |
| Estimated Organization Costs:** |
$0.0610 |
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* As of Trade Date: 11/06/2026 4:00pm ET
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The Public Offering Price (POP) represents the net asset value per unit plus any sales charges.
The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.
** The C&D fee is a charge of $0.050 per unit collected at the end of the initial offering period. If the price you pay exceeds $10.00 per unit, the C&D fee will be less than 0.50%; if the price you pay is less than $10.00 per unit, the C&D fee will exceed 0.50%.Estimated organization costs will be deducted from the assets of the trust at the earlier of six months after the initial date of deposit or the end of the initial offering period.Estimated organization costs are assessed on a fixed dollar amount per unit basis which, as a percentage of average net assets, will vary over time.Actual expenses may be more or less than the estimates.Please see "Fee Table" in the trust prospectus for additional information.If units are redeemed prior to the time when these fees are collected, these fees will not be deducted from the redemption proceeds.
| Historical 12-Month Distribution of Trust Holdings:^ |
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^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month
distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative
of the trust's distribution or distribution rate. The historical 12-month
distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical
12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and
rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust.
Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be
higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by
issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short-term
capital gains, realized long-term capital gains and/or return of capital.
|
 Communication Services |
5.87% |
 Consumer Discretionary |
16.87% |
 Consumer Staples |
0.00% |
 Energy |
19.31% |
 Financials |
20.19% |
 Health Care |
1.10% |
 Industrials |
5.95% |
 Information Technology |
3.92% |
 Materials |
15.93% |
 Real Estate |
0.00% |
 Utilities |
10.85% |
 Other |
0.01% |
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| |
Large |
Mid |
Small |
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| Growth |
0.00% |
0.00% |
4.74% |
|
| Value |
0.00% |
44.87% |
50.38% |
|
| Large-Cap Growth |
0.00% |
| Large-Cap Value |
0.00% |
| Mid-Cap Growth |
0.00% |
| Mid-Cap Value |
44.87% |
| Small-Cap Growth |
4.74% |
| Small-Cap Value |
50.38% |
| Undetermined |
0.01% |
|
| U.S. Stocks |
96.63% |
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Other |
0.01% |
| Non-U.S. Stocks |
3.36% |
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| The style and sector characteristics of the portfolio are determined as of 11/06/2026
and will likely vary thereafter due to market fluctuations in the underlying securities. |
| Weighted Average Market Cap |
$6,361 |
| Price/Earnings |
10.32 |
| Price/Book |
1.08 |
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As of 11/6/2026
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All market capitalization numbers are in USD$ Millions. All figures are subject to change.
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Sirius XM Holdings Inc.
| SIRI |
Communication Services
| Mid-Cap Value |
2.70%
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Harley-Davidson, Inc.
| HOG |
Consumer Discretionary
| Small-Cap Value |
2.68%
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Spire Inc.
| SR |
Utilities
| Small-Cap Value |
2.50%
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ONE Gas, Inc.
| OGS |
Utilities
| Small-Cap Value |
2.48%
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Avient Corp.
| AVNT |
Materials
| Small-Cap Growth |
2.45%
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Southwest Gas Holdings, Inc.
| SWX |
Utilities
| Mid-Cap Value |
2.41%
|
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RenaissanceRe Holdings Ltd.
| RNR |
Financials
| Mid-Cap Value |
2.34%
|
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First American Financial Corporation
| FAF |
Financials
| Mid-Cap Value |
2.34%
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Associated Banc-Corp
| ASB |
Financials
| Small-Cap Value |
2.33%
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Whirlpool Corporation
| WHR |
Consumer Discretionary
| Small-Cap Value |
2.30%
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SouthState Bank Corporation
| SSB |
Financials
| Mid-Cap Value |
2.30%
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Sonoco Products Company
| SON |
Materials
| Small-Cap Growth |
2.29%
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CNX Resources Corporation
| CNX |
Energy
| Small-Cap Value |
2.27%
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Old Republic International Corporation
| ORI |
Financials
| Mid-Cap Value |
2.26%
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Reinsurance Group of America, Incorporated
| RGA |
Financials
| Mid-Cap Value |
2.25%
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Macy's, Inc.
| M |
Consumer Discretionary
| Mid-Cap Value |
2.23%
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Antero Resources Corporation
| AR |
Energy
| Mid-Cap Value |
2.21%
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UGI Corporation
| UGI |
Utilities
| Mid-Cap Value |
2.20%
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Commercial Metals Company
| CMC |
Materials
| Mid-Cap Value |
2.18%
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Ovintiv Inc.
| OVV |
Energy
| Mid-Cap Value |
2.11%
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Permian Resources Corp.
| PR |
Energy
| Mid-Cap Value |
2.09%
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Chord Energy Corporation
| CHRD |
Energy
| Mid-Cap Value |
2.09%
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Cleveland-Cliffs Inc.
| CLF |
Materials
| Mid-Cap Value |
2.07%
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Murphy Oil Corporation
| MUR |
Energy
| Small-Cap Value |
2.05%
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Matador Resources Company
| MTDR |
Energy
| Mid-Cap Value |
2.04%
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Alcoa Corporation
| AA |
Materials
| Mid-Cap Value |
2.04%
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Lear Corporation
| LEA |
Consumer Discretionary
| Small-Cap Value |
2.03%
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Coeur Mining, Inc.
| CDE |
Materials
| Mid-Cap Value |
2.02%
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Greif, Inc.
| GEF |
Materials
| Small-Cap Value |
1.95%
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PBF Energy Inc.
| PBF |
Energy
| Mid-Cap Value |
1.65%
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NCR Voyix Corp.
| VYX |
Information Technology
| Small-Cap Value |
1.55%
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Sunrun Inc.
| RUN |
Industrials
| Small-Cap Value |
1.45%
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Mohawk Industries, Inc.
| MHK |
Consumer Discretionary
| Mid-Cap Value |
1.38%
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DXC Technology Company
| DXC |
Information Technology
| Small-Cap Value |
1.32%
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Standard Motor Products, Inc.
| SMP |
Consumer Discretionary
| Small-Cap Value |
1.31%
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Kohl's Corporation
| KSS |
Consumer Discretionary
| Small-Cap Value |
1.26%
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Avista Corporation
| AVA |
Utilities
| Small-Cap Value |
1.26%
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Customers Bancorp, Inc.
| CUBI |
Financials
| Small-Cap Value |
1.25%
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Amentum Holdings, Inc.
| AMTM |
Industrials
| Small-Cap Value |
1.24%
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Quanex Building Products Corporation
| NX |
Industrials
| Small-Cap Value |
1.23%
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MillerKnoll Inc.
| MLKN |
Industrials
| Small-Cap Value |
1.13%
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People Inc.
| PPLI |
Communication Services
| Small-Cap Value |
1.13%
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Bread Financial Holdings, Inc.
| BFH |
Financials
| Small-Cap Value |
1.12%
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Neogen Corporation
| NEOG |
Health Care
| Small-Cap Value |
1.10%
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Lincoln National Corporation
| LNC |
Financials
| Mid-Cap Value |
1.08%
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Carter's, Inc.
| CRI |
Consumer Discretionary
| Small-Cap Value |
1.08%
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Telephone and Data Systems, Inc.
| TDS |
Communication Services
| Small-Cap Value |
1.07%
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Hope Bancorp, Inc.
| HOPE |
Financials
| Small-Cap Value |
1.07%
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Everforth Incorporated
| EFOR |
Information Technology
| Small-Cap Value |
1.05%
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ARMOUR Residential REIT, Inc.
| ARR |
Financials
| Small-Cap Value |
1.03%
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Adient Plc
| ADNT |
Consumer Discretionary
| Small-Cap Value |
1.02%
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Ziff Davis, Inc.
| ZD |
Communication Services
| Small-Cap Value |
0.97%
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Core Natural Resources, Inc.
| CNR |
Energy
| Small-Cap Value |
0.97%
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Crescent Energy Company
| CRGY |
Energy
| Small-Cap Value |
0.95%
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Metallus Inc.
| MTUS |
Materials
| Small-Cap Value |
0.93%
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ManpowerGroup Inc.
| MAN |
Industrials
| Small-Cap Value |
0.90%
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SM Energy Company
| SM |
Energy
| Mid-Cap Value |
0.88%
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Dauch Corporation
| DCH |
Consumer Discretionary
| Small-Cap Value |
0.88%
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Adamas Trust Inc.
| ADAM |
Financials
| Small-Cap Value |
0.82%
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Strategic Education, Inc.
| STRA |
Consumer Discretionary
| Small-Cap Value |
0.70%
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| Total Number of Holdings: 60 |
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| Underlying Securities information represented above is as of 11/06/2026 but will vary with future fluctuations in the market. |
| Standard Account Sales Charges * |
| Transactional sales charges: |
Initial: |
0.01% |
| |
Deferred: |
1.34% |
| C&D Fee: |
|
0.50% |
| Maximum Sales Charge: |
|
1.85% |
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| 30346M341 |
Cash |
Semi-Annual |
| 30346M358 |
Reinvest |
Semi-Annual |
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| * Based on the offer price as of 11/06/2026 4:00pm ET |
| Fee/Wrap Account Sales Charges * |
| C&D Fee: |
|
0.50% |
| Maximum Sales Charge: |
|
0.50% |
|
| 30346M366 |
Cash-Fee |
Semi-Annual |
| 30346M374 |
Reinvest-Fee |
Semi-Annual |
|
| * Based on the NAV price as of 11/06/2026 4:00pm ET |
| Estimated Fees & Expenses * |
| Estimated Organization Costs |
0.610% |
| Estimated Annual Trust Operating Expenses |
0.195% |
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As of Initial Offer Date
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* The C&D fee is a charge of $0.050 per unit collected at the end of the initial offering period. If the price you pay exceeds $10.00 per unit, the C&D fee will be less than 0.50%; if the price you pay is less than $10.00 per unit, the C&D fee will exceed 0.50%.Estimated organization costs will be deducted from the assets of the trust at the earlier of six months after the initial date of deposit or the end of the initial offering period.Estimated organization costs and trust operating expenses are assessed on a fixed dollar amount per unit basis which, as a percentage of average net assets, will vary over time.Actual expenses may be more or less than the estimates.Please see "Fee Table" in the trust prospectus for additional information.
| Deferred Sales Charge Schedule |
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$0.04500
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January 20, 2027
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$0.04500
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February 19, 2027
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$0.04500
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March 19, 2027
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Risk Considerations Unit investment trusts are designed to be held until trust termination. If redeemed early, additional fees, such as remaining deferred sales charges, will be assessed. Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market. Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan. Foreign Securities Risk. Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers. Market Risk. Market risk is the risk that a particular security, or units of a trust in general may fall in value. Securities are subject to market fluctuations caused by such factors as general economic conditions, political events, regulatory or market developments, changes in interest rates, and perceived trends in securities prices. Units of a trust could decline in value or underperform other investments as a result. In addition, local, regional, or global events such as war, acts of terrorism, spread of infectious disease or other public health issues, recessions, natural disasters, or other events could have significant negative impact on a trust. REITs Risk. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession. Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information. Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers. Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.
The style and capitalization characteristics used to describe the stocks are designed to help you
understand how they fit into your overall investment plan. Due to changes in the value of the stocks
the characteristics may vary over time. In general, growth stocks have high relative price-to-book
ratios while value stocks have low relative price-to-book ratios. In determining market capitalization
characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding
foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis.
Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next
20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.
You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.
This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.
Not FDIC Insured, Not Bank Guaranteed and May Lose Value.
The S&P MidCap 400 and the S&P SmallCap 600 Indices are products of S&P Dow Jones Indices LLC or its affiliates ("SPDJI") and have been licensed for use by First Trust Portfolios L.P. Standard & Poor's® and S&P® are registered trademarks of Standard & Poor's Financial Services LLC ("S&P"); Dow Jones® is a registered trademark of Dow Jones Trademark Holdings LLC ("Dow Jones"); and these trademarks have been licensed for use by SPDJI and sublicensed for certain purposes by First Trust Portfolios L.P. This product is not sponsored, endorsed, sold or promoted by SPDJI, Dow Jones, S&P, their respective affiliates, and none of such parties make any representation regarding the advisability of investing in such product nor do they have any liability for any errors, omissions, or interruptions of the S&P MidCap 400 and the S&P SmallCap 600 Indices.
CUSIP identifiers have been provided by CUSIP Global Services, managed on behalf of the American Bankers Association by FactSet Research Systems Inc. and are not for use or dissemination in a manner that would serve as a substitute for any CUSIP service. The CUSIP Database, ©2026 CUSIP Global Services. "CUSIP" is a registered trademark of the American Bankers Association.
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