Sabrient Baker's Dozen Portfolio, October 2019 Series
Ticker Symbol: FBMYUX
|13 Holdings (As of Day of Deposit)
||Marriott Vacations Worldwide Corporation
||Pilgrim’s Pride Corporation
||The Allstate Corporation
||NMI Holdings, Inc.
||RenaissanceRe Holdings Ltd.
||Alaska Air Group, Inc.
||CF Industries Holdings, Inc.
||Commercial Metals Company
*As of the close of business on 10/17/19.
Market values are for reference only and are not indicative of your individual
|Not FDIC Insured Not Bank Guaranteed May Lose Value
|Initial Date of Deposit
|Initial Public Offering Price
||$10.00 per Unit
| Portfolio Ending Date
|Fee Accounts Cash CUSIP
|Fee Accounts Reinvestment CUSIP
|Sales Charges (based on a $10 public offering
|Transactional Sales Charges:
|Creation and Development Fee:
|Maximum Sales Charge:
The deferred sales charge will be deducted in three monthly installments commencing 12/20/19.
When the public offering price is less than or equal to $10.00 per unit, there will be no initial sales charge. If
the price exceeds $10.00 per unit, you will pay an initial sales charge.
|Maximum Sales Charge:
The maximum sales charge for investors in fee accounts consists of the creation and development fee.
Investors in fee accounts are not assessed any transactional sales charges. Standard accounts sales charges
apply to units purchased as an ineligible asset.
The creation and development fee is a charge of $.050 per unit collected at the end of the initial offering period. If the price you pay exceeds $10 per unit, the creation and development fee will be less than 0.50%; if the price you pay is less than $10 per unit, the creation and development fee will exceed 0.50%.
In addition to the sales charges listed, UITs are subject to annual operating expenses and organization costs.
You should consider the portfolio's investment objective, risks, and charges and
expenses carefully before investing. Contact your financial advisor or call
First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which
contains this and other information about the portfolio. Read it carefully
before you invest.
An investment in this unmanaged unit investment trust should be made with an
understanding of the risks involved with owning common stocks, such as an economic
recession and the possible deterioration of either the financial condition of the issuers
of the equity securities or the general condition of the stock market.
You should be aware that the portfolio is concentrated in stocks in the consumer products
sector which involves additional risks, including limited diversification. The companies
engaged in the consumer products industry are subject to global competition, changing
government regulations and trade policies, currency fluctuations, and the financial and
political risks inherent in producing products for foreign markets.
One of the securities held by the trust is issued by a foreign entity. An investment in
foreign securities should be made with an understanding of the additional risks involved
with foreign issuers, such as currency and interest rate fluctuations, nationalization or
other adverse political or economic developments, lack of liquidity of certain foreign
markets, withholding, the lack of adequate financial information, and exchange control
restrictions impacting foreign issuers.
An investment in a portfolio containing small-cap and mid-cap companies is subject to
additional risks, as the share prices of small-cap companies and certain mid-cap
companies are often more volatile than those of larger companies due to several
factors, including limited trading volumes, products, financial resources, management
inexperience and less publicly available information.
As the use of Internet technology has become more prevalent in the course of business,
the trust has become more susceptible to potential operational risks through breaches
The value of the securities held by the trust may be subject to steep declines or
increased volatility due to changes in performance or perception of the issuers.
Although this portfolio terminates in approximately 13 months, the strategy is longterm.
Investors should consider their ability to pursue investing in successive portfolios,
if available. There may be tax consequences unless units are purchased in an IRA or
other qualified plan.