Capital Strength Buy-Write, Series 44
Ticker Symbol: FTKLBX
|54 Holdings (As of Day of Deposit)
||Bristol-Myers Squibb Company
||Costco Wholesale Corporation
||Delta Air Lines, Inc.
||Electronic Arts Inc.
||EOG Resources, Inc.
||The Estee Lauder Companies Inc.
||The Home Depot, Inc.
||Northrop Grumman Corporation
||Ross Stores, Inc.
||Union Pacific Corporation
||UnitedHealth Group Incorporated
||The Walt Disney Company
|Description of Call Options
||01/15/2021 Adobe Incorporated C 320
||01/15/2021 Apple Inc. C 220
||01/15/2021 Biogen Inc. C 390
||01/15/2021 Bristol-Myers Squibb Company C 62.50
||01/15/2021 Broadcom Inc. C 330
||01/15/2021 ConocoPhillips C 82.50
||01/15/2021 Costco Wholesale Corporation C 290
||01/15/2021 Cummins Inc. C 190
||01/15/2021 Delta Air Lines, Inc. C 62.50
||01/15/2021 Electronic Arts Inc. C 120
||01/15/2021 EOG Resources, Inc. C 110
||01/15/2021 The Estee Lauder Companies Inc. C 195
||01/15/2021 Facebook, Inc. C 210
||01/15/2021 The Home Depot, Inc. C 220
||01/15/2021 Intel Corporation C 65
||01/15/2021 Mastercard Incorporated C 280
||01/15/2021 Microsoft Corporation C 140
||01/15/2021 NIKE, Inc. C 105
||01/15/2021 Northrop Grumman Corporation C 335
||01/15/2021 Nucor Corporation C 72.50
||01/15/2021 Raytheon Company C 220
||01/15/2021 Ross Stores, Inc. C 110
||01/15/2021 Union Pacific Corporation C 200
||01/15/2021 UnitedHealth Group Incorporated C 310
||01/15/2021 The Walt Disney Company C 140
|U.S. Treasury Note, 1.250%, due 06/30/2019
|U.S. Treasury Note, 1.705%, due 09/30/2019
|U.S. Treasury Note, 1.875%, due 12/31/2019
|U.S. Treasury Note, 1.375%, due 03/31/2020
1 As of the close of business on 3/13/19.
Market values are for reference only and are not indicative of your individual
2 Represents market value per contract. Each contract entitles the
holder to purchase 100 shares of common stock at the strike price.
|Not FDIC Insured Not Bank Guaranteed May Lose Value
|Initial Date of Deposit
|Initial Public Offering Price
||$10.00 per Unit
|Portfolio Ending Date
|Estimated Strike Price of the LEAPS as a % of the
Market Price of the Common Stocks:
|Historical 12-Month Distribution Rate of Trust Holdings:*
|Fee Account Cash CUSIP
*There is no guarantee the issuers of the securities included in the trust will declare dividends or
distributions in the future. The historical distribution rate of the securities included in the trust is
for illustrative purposes only and is not indicative of the trust’s distribution rate. The historical
distribution rate is calculated by dividing the weighted average of the trailing twelve month
distributions paid by the securities included in the portfolio by the trust’s offering price and is
reduced to account for the effects of fees and expenses which will be incurred when investing in a
trust. Certain of the issuers may have reduced their dividends or distributions over the prior twelve
months. The distribution rate paid by the trust may be higher or lower than the amount shown
above due to certain factors that may include, but are not limited to, a change in the dividends or
distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio.
|Sales Charges (based on a $10 public offering
|Transactional Sales Charges:
|Creation & Development Fee:
|Maximum Sales Charge:
The deferred sales charge will be deducted in three monthly installments commencing
When the public offering price is less than or equal to $10.00 per unit, there will be no initial sales charge. If
the price exceeds $10.00 per unit, you will pay an initial sales charge.
|Maximum Sales Charge:
The maximum sales charge for investors in fee accounts consists of the creation and development fee.
Investors in fee accounts are not assessed any transactional sales charges. Standard accounts sales charges
apply to units purchased as an ineligible asset.
The creation and development fee is a charge of $.050 per unit collected at
the end of the initial offering period. If the price you pay exceeds $10 per
unit, the creation and development fee will be less than 0.50%; if the price
you pay is less than $10 per unit, the creation and development fee will exceed
In addition to the sales charges listed, UITs are subject to annual operating expenses and organization costs.
You should consider the portfolio's investment objectives, risks, and
charges and expenses carefully before investing. Contact your financial advisor
or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus,
which contains this and other information about the portfolio. Read it carefully
before you invest.
An investment in this unmanaged unit investment trust should be
made with the understanding of the risks involved with common stocks, LEAPS, and U.S.
Common stocks are subject to an economic recession and the possible deterioration of either the
financial condition of the issuers of the equity securities or the general condition of the stock market.
The value of the LEAPS is deducted from the value of the portfolio assets when determining the
value of a unit. As the value of the LEAPS increases, it has a more negative impact on the value
of the units. The value of the LEAPS will also be affected by changes in the value and dividend
rates of the underlying stocks, an increase in interest rates, a change in the actual and perceived
volatility of the stock market and the stocks and the remaining time to expiration. Additionally,
the value of the LEAPS does not increase or decrease at the same rate as the underlying stock.
However, as the LEAPS approach their expiration date, their value increasingly moves with the
price of the stock.
The value of U.S. Treasury notes will be adversely affected by decreases in bond prices and
increases in interest rates.
Options are subject to various risks including that their value may be adversely affected if the
market for the option becomes less liquid or smaller. In addition, options will be affected by
changes in the value and dividend rates of the stock subject to the option, an increase in interest
rates, a change in the actual and perceived volatility of the stock market and the common stock
and the remaining time to expiration.
The value of the securities held by the trust may be subject to steep declines or increased
volatility due to changes in performance or perception of the issuers.
As the use of Internet technology has become more prevalent in the course of business, the trust
has become more susceptible to potential operational risks through breaches in
This UIT is a buy and hold strategy and investors should consider their ability to hold the trust
until maturity. There may be tax consequences unless units are purchased in an IRA or other