Home   Logon   Mobile Site   Research and Commentary   About Us   Call 1.800.621.1675 or Email Us       Follow Us: 

Search by Ticker, Keyword or CUSIP       


Richard Bernstein Tactical Series, American Industrial Renaissance®, 2017-4
Ticker Symbol: FDHTOX

The Richard Bernstein Tactical Series, American Industrial Renaissance® is a unit investment trust (UIT) which seeks above-average capital appreciation by investing in small and mid-cap U.S. companies in the industrial and community banking sectors; however, there is no assurance the objective will be met. A UIT is an investment vehicle which consists of a professionally selected unmanaged portfolio of securities which are held for a predetermined period of time. The value of the units of the trust will fluctuate each day with the value of the underlying securities; therefore it is possible to lose money by investing in the trust.

Ticker Company Name Initial
SRCE 1st Source Corporation 0.64% $50.13
ASB Associated Banc-Corp 0.50% 25.80
BMTC Bryn Mawr Bank Corporation 0.55% 44.90
CHFC Chemical Financial Corporation 0.51% 53.98
FNB F.N.B. Corporation 0.50% 13.97
FCF First Commonwealth Financial Corporation 0.57% 14.48
FRME First Merchants Corporation 0.55% 42.85
FMBI First Midwest Bancorp, Inc. 0.51% 24.38
FULT Fulton Financial Corporation 0.50% 18.10
GABC German American Bancorp, Inc. 0.50% 36.91
HTLF Heartland Financial USA, Inc. 0.50% 53.70
LKFN Lakeland Financial Corporation 0.63% 49.18
MBFI MB Financial, Inc. 0.50% 44.63
MBWM Mercantile Bank Corporation 0.51% 36.17
ONB Old National Bancorp 0.50% 17.85
PRK Park National Corporation 0.56% 105.82
PEBO Peoples Bancorp Inc. 0.50% 32.88
STBA S&T Bancorp, Inc. 0.50% 40.40
WTFC Wintrust Financial Corporation 0.49% 83.27
Industrials (89.98%):
AEGN Aegion Corporation 1.81% 25.61
ARII American Railcar Industries, Inc. 1.07% 41.59
AGX Argan, Inc. 3.13% 45.75
ASTE Astec Industries, Inc. 3.08% 57.89
ATKR Atkore International Group Inc. 2.75% 21.36
AZZ AZZ Inc. 2.38% 51.50
CLH Clean Harbors, Inc. 3.14% 53.61
FIX Comfort Systems USA, Inc. 3.00% 43.85
CVA Covanta Holding Corporation 3.18% 16.70
PLOW Douglas Dynamics, Inc. 1.22% 37.85
DY Dycom Industries, Inc. 3.20% 113.83
EME EMCOR Group, Inc. 3.09% 82.46
WIRE Encore Wire Corporation 1.58% 49.20
GNRC Generac Holdings Inc. 3.15% 49.81
BRSS Global Brass and Copper Holdings, Inc. 1.29% 33.85
GVA Granite Construction Incorporated 3.12% 65.08
GBX The Greenbrier Companies, Inc. 3.11% 54.20
HCCI Heritage-Crystal Clean, Inc. 0.60% 22.35
HUBB Hubbell Incorporated 3.18% 135.99
MTZ MasTec, Inc. 3.17% 49.65
MWA Mueller Water Products, Inc. 3.14% 12.60
MYRG MYR Group Inc. 1.42% 35.81
NAV Navistar International Corporation 3.15% 43.39
NVEE NV5 Global, Inc. 1.13% 55.15
PRIM Primoris Services Corporation 2.75% 28.00
PRLB Proto Labs, Inc. 3.14% 103.05
PWR Quanta Services, Inc. 3.15% 39.33
ROLL RBC Bearings Incorporated 3.14% 127.74
REVG REV Group, Inc. 3.12% 31.95
SPAR Spartan Motors, Inc. 1.56% 16.35
SPXC SPX Corporation 2.12% 31.58
STRL Sterling Construction Company, Inc. 2.04% 16.64
TRS TriMas Corporation 1.65% 26.90
TPC Tutor Perini Corporation 3.28% 26.05
ECOL US Ecology, Inc. 1.85% 50.90
WNC Wabash National Corporation 3.09% 21.72

* As of the close of business on 12/18/17.
Market values are for reference only and are not indicative of your individual cost basis.

Not FDIC Insured • Not Bank Guaranteed • May Lose Value

Portfolio Summary
Initial Offering Date 12/29/2017
Initial Public Offering Price $10.00 per Unit
Portfolio Ending Date 12/30/2019
Cash CUSIP 30306F260
Reinvestment CUSIP 30306F278
Fee Accounts Cash CUSIP 30306F286
Fee Accounts Reinvestment CUSIP 30306F294

Sales Charges (based on a $10 public offering price)
Standard Accounts
Transactional Sales Charges: Initial: 0.00%
  Deferred: 2.25%
Creation & Development Fee:   0.50%
Maximum Sales Charge:   2.75%

The deferred sales charge will be deducted in three monthly installments commencing 4/20/18.

When the public offering price is less than or equal to $10.00 per unit, there will be no initial sales charge. If the price exceeds $10.00 per unit, you will pay an initial sales charge.

Fee/Wrap Accounts
Maximum Sales Charge: 0.50%

The maximum sales charge for investors in fee accounts consists of the creation and development fee. Investors in fee accounts are not assessed any transactional sales charges. Standard accounts sales charges apply to units purchased as an ineligible asset.

The creation and development fee is a charge of $.050 per unit collected at the end of the initial offering period. If the price you pay exceeds $10 per unit, the creation and development fee will be less than 0.50%; if the price you pay is less than $10 per unit, the creation and development fee will exceed 0.50%.

In addition to the sales charges listed, UITs are subject to annual operating expenses and organization costs.

You should carefully consider the portfolio investment objective, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the portfolio. Read it carefully before you invest.

Risk Considerations:
An investment in this unmanaged unit investment trust should be made with an understanding of the risks involved with owning common stocks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

You should be aware that the portfolio is concentrated in stocks in the industrials sector making it subject to additional risks, including limited diversification. The companies engaged in the industrials sector are subject to certain risks, including a deterioration in the general state of the economy, intense competition, domestic and international politics, excess capacity and changing spending trends.

The trust also invests in companies in the financials sector. The companies engaged in the financials sector are subject to the adverse effects of volatile interest rates, economic recession, decreases in the availability of capital, increased competition from new entrants in the field, and potential increased regulation.

An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Fund Cusip Information
30306F260 (Cash)
30306F278 (Reinvest)
30306F286 (Cash-Fee)
30306F294 (Reinvest-Fee)
Printer Friendly Page Printer Friendly Page
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA and the Internal Revenue Code. First Trust has no knowledge of and has not been provided any information regarding any investor. Financial advisors must determine whether particular investments are appropriate for their clients. First Trust believes the financial advisor is a fiduciary, is capable of evaluating investment risks independently and is responsible for exercising independent judgment with respect to its retirement plan clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
Home |  Important Legal Information |  Privacy Policy |  Business Continuity Plan |  FINRA BrokerCheck
Copyright © 2018 All rights reserved.