Diversified Equity Strategic Allocation, 4th Qtr 2024  Ticker: FOAGCX
 
Description
A unit investment trust which seeks the potential for above-average total return by investing in a portfolio of common stocks diversified across various market capitalizations, growth and value styles, sectors and countries. The stocks are selected by applying a disciplined investment strategy which adheres to pre-determined screens and factors.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: DE4Q24
Portfolio Status: Secondary
Initial Offer Date: 10/09/2024
Secondary Date: 01/10/2025
Portfolio Ending Date: 01/15/2026
Tax Structure: Regulated Investment Company
Distributions: Semi-Annual
 
Initial Offer Price: $10.0000
NAV(*): $9.9804
POP(*): $10.1170
Remaining Deferred Sales Charge: $0.0900
* As of Trade Date: 02/06/2025 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 2/6/2025) Per Unit (as of 2/3/2025)
1.61% $0.16240
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 4.90%
Consumer Discretionary  Consumer Discretionary 16.48%
Consumer Staples  Consumer Staples 11.51%
Energy  Energy 9.66%
Financials  Financials 14.34%
Health Care  Health Care 10.05%
Industrials  Industrials 14.10%
Information Technology  Information Technology 8.90%
Materials  Materials 4.66%
Real Estate  Real Estate 0.05%
Utilities  Utilities 5.12%
Other  Other 0.23%
 
  Large Mid Small  
Growth  32.14% 13.18% 5.31%  
Value  34.48% 10.21% 4.40%  

 Style Weighting
Large-Cap Growth 32.14%
Large-Cap Value 34.48%
Mid-Cap Growth 13.18%
Mid-Cap Value 10.21%
Small-Cap Growth 5.31%
Small-Cap Value 4.40%
Undetermined 0.28%
 Composition
U.S. Stocks 80.91%   Other 0.23%
Non-U.S. Stocks 18.86%      
The style and sector characteristics of the portfolio are determined as of 02/06/2025 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $143,774
Price/Earnings 16.60
Price/Book 2.51
As of 2/6/2025
All market capitalization numbers are in USD$ Millions. All figures are subject to change.

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Palantir Technologies Inc. (Class A) PLTR Information Technology  Information Technology Large-Cap Growth 2.19%
 Amazon.com, Inc. AMZN Consumer Discretionary  Consumer Discretionary Large-Cap Growth 1.06%
 Walmart Inc. WMT Consumer Staples  Consumer Staples Large-Cap Growth 1.05%
 American Express Company AXP Financials  Financials Large-Cap Growth 0.97%
 Costco Wholesale Corporation COST Consumer Staples  Consumer Staples Large-Cap Growth 0.96%
 Alphabet Inc. (Class A) GOOGL Communication Services  Communication Services Large-Cap Growth 0.95%
 The Kroger Co. KR Consumer Staples  Consumer Staples Large-Cap Value 0.94%
 Deere & Company DE Industrials  Industrials Large-Cap Growth 0.94%
 Kinder Morgan, Inc. KMI Energy  Energy Large-Cap Value 0.94%
 M&T Bank Corporation MTB Financials  Financials Large-Cap Value 0.93%
 Cognizant Technology Solutions Corporation CTSH Information Technology  Information Technology Large-Cap Value 0.93%
 Stryker Corporation SYK Health Care  Health Care Large-Cap Growth 0.92%
 International Business Machines Corporation IBM Information Technology  Information Technology Large-Cap Growth 0.91%
 The TJX Companies, Inc. TJX Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.91%
 CME Group Inc. CME Financials  Financials Large-Cap Value 0.90%
 Automatic Data Processing, Inc. ADP Industrials  Industrials Large-Cap Growth 0.88%
 Waste Management, Inc. WM Industrials  Industrials Large-Cap Growth 0.88%
 Paychex, Inc. PAYX Industrials  Industrials Large-Cap Growth 0.88%
 Xcel Energy Inc. XEL Utilities  Utilities Large-Cap Value 0.87%
 WEC Energy Group, Inc. WEC Utilities  Utilities Large-Cap Value 0.87%
 Nintendo Co., Ltd. (ADR) NTDOY Communication Services  Communication Services Large-Cap Growth 0.87%
 Altria Group, Inc. MO Consumer Staples  Consumer Staples Large-Cap Value 0.86%
 PACCAR Inc PCAR Industrials  Industrials Large-Cap Value 0.85%
 Berkshire Hathaway Inc. (Class B) BRK/B Financials  Financials Large-Cap Value 0.85%
 General Motors Company GM Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.85%
 Palo Alto Networks, Inc. PANW Information Technology  Information Technology Large-Cap Growth 0.85%
 Duke Energy Corporation DUK Utilities  Utilities Large-Cap Value 0.84%
 Ross Stores, Inc. ROST Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.83%
 Agilent Technologies, Inc. A Health Care  Health Care Large-Cap Growth 0.83%
 Quanta Services, Inc. PWR Industrials  Industrials Large-Cap Growth 0.83%
 Chevron Corporation CVX Energy  Energy Large-Cap Value 0.83%
 The Procter & Gamble Company PG Consumer Staples  Consumer Staples Large-Cap Growth 0.82%
 The Progressive Corporation PGR Financials  Financials Large-Cap Growth 0.82%
 Marsh & McLennan Companies, Inc. MMC Financials  Financials Large-Cap Growth 0.82%
 ResMed Inc. RMD Health Care  Health Care Large-Cap Growth 0.81%
 The Hartford Financial Services Group, Inc. HIG Financials  Financials Large-Cap Value 0.80%
 Valero Energy Corporation VLO Energy  Energy Large-Cap Value 0.80%
 Chipotle Mexican Grill, Inc. CMG Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.80%
 EOG Resources, Inc. EOG Energy  Energy Large-Cap Value 0.79%
 HSBC Holdings Plc (ADR) HSBC Financials  Financials Large-Cap Value 0.78%
 EssilorLuxottica S.A. (ADR) ESLOY Health Care  Health Care Large-Cap Value 0.78%
 Sysco Corporation SYY Consumer Staples  Consumer Staples Large-Cap Growth 0.77%
 Caterpillar Inc. CAT Industrials  Industrials Large-Cap Growth 0.76%
 Consolidated Edison, Inc. ED Utilities  Utilities Large-Cap Value 0.76%
 Zoetis Inc. ZTS Health Care  Health Care Large-Cap Growth 0.76%
 Aflac Incorporated AFL Financials  Financials Large-Cap Value 0.75%
 Tradeweb Markets Inc. (Class A) TW Financials  Financials Mid-Cap Growth 0.75%
 Nucor Corporation NUE Materials  Materials Large-Cap Value 0.73%
 ConocoPhillips COP Energy  Energy Large-Cap Value 0.73%
 Exxon Mobil Corporation XOM Energy  Energy Large-Cap Value 0.72%
 NIKE, Inc. (Class B) NKE Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.72%
 Tractor Supply Company TSCO Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.72%
 Toyota Motor Corporation TM Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.71%
 General Dynamics Corporation GD Industrials  Industrials Large-Cap Value 0.70%
 Keurig Dr Pepper Inc. KDP Consumer Staples  Consumer Staples Large-Cap Value 0.70%
 Accenture Plc ACN Information Technology  Information Technology Large-Cap Growth 0.69%
 KDDI Corporation (ADR) KDDIY Communication Services  Communication Services Large-Cap Value 0.68%
 Muenchener Rueckversicherungs-Gesellschaft AG (MunichRe) (ADR) MURGY Financials  Financials Large-Cap Value 0.68%
 The Kraft Heinz Company KHC Consumer Staples  Consumer Staples Large-Cap Value 0.68%
 Centene Corporation CNC Health Care  Health Care Large-Cap Value 0.67%
 Merck & Co., Inc. MRK Health Care  Health Care Large-Cap Growth 0.66%
 The Hershey Company HSY Consumer Staples  Consumer Staples Large-Cap Growth 0.66%
 Hitachi, Ltd. (ADR) HTHIY Industrials  Industrials Large-Cap Value 0.65%
 Nippon Telegraph and Telephone Corporation (ADR) NTTYY Communication Services  Communication Services Large-Cap Value 0.65%
 Archer-Daniels-Midland Company ADM Consumer Staples  Consumer Staples Mid-Cap Value 0.64%
 PulteGroup, Inc. PHM Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.64%
 Linde Plc LIN Materials  Materials Large-Cap Growth 0.64%
 Chubb Limited CB Financials  Financials Large-Cap Value 0.63%
 Sanofi (ADR) SNY Health Care  Health Care Large-Cap Value 0.63%
 Shell Plc (ADR) SHEL Energy  Energy Large-Cap Value 0.63%
 Mercedes-Benz Group AG (ADR) MBGYY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.62%
 Chugai Pharmaceutical Co., Ltd. (ADR) CHGCY Health Care  Health Care Large-Cap Growth 0.62%
 Lockheed Martin Corporation LMT Industrials  Industrials Large-Cap Growth 0.61%
 Novartis AG (ADR) NVS Health Care  Health Care Large-Cap Growth 0.61%
 Rio Tinto Plc (ADR) RIO Materials  Materials Large-Cap Value 0.61%
 Iberdrola S.A. (ADR) IBDRY Utilities  Utilities Large-Cap Value 0.61%
 Fast Retailing Co., Ltd. (ADR) FRCOY Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.61%
 Industria de Diseno Textil, S.A. (ADR) IDEXY Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.61%
 D.R. Horton, Inc. DHI Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.60%
 Canadian National Railway Company CNI Industrials  Industrials Large-Cap Growth 0.59%
 Equinor ASA EQNR Energy  Energy Large-Cap Value 0.59%
 Prosus N.V. (ADR) PROSY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.59%
 TotalEnergies SE (ADR) TTE Energy  Energy Large-Cap Value 0.58%
 Lennar Corporation LEN Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.57%
 Tokio Marine Holdings, Inc. (ADR) TKOMY Financials  Financials Large-Cap Value 0.57%
 Mitsui & Co., Ltd. (ADR) MITSY Industrials  Industrials Large-Cap Value 0.55%
 Itochu Corp. (ADR) ITOCY Industrials  Industrials Large-Cap Value 0.55%
 L'Oreal S.A. (ADR) LRLCY Consumer Staples  Consumer Staples Large-Cap Growth 0.54%
 PDD Holdings Inc. (ADR) PDD Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.51%
 Shin-Etsu Chemical Co., Ltd. (ADR) SHECY Materials  Materials Large-Cap Value 0.48%
 Sprouts Farmers Market, Inc. SFM Consumer Staples  Consumer Staples Mid-Cap Growth 0.48%
 F5 Inc. FFIV Information Technology  Information Technology Mid-Cap Growth 0.46%
 Ralph Lauren Corporation RL Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.46%
 DocuSign, Inc. DOCU Information Technology  Information Technology Mid-Cap Growth 0.46%
 EQT Corporation EQT Energy  Energy Large-Cap Value 0.45%
 Exelixis, Inc. EXEL Health Care  Health Care Mid-Cap Growth 0.43%
 Chewy, Inc. (Class A) CHWY Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.43%
 Fox Corporation (Class A) FOXA Communication Services  Communication Services Mid-Cap Value 0.42%
 Unum Group UNM Financials  Financials Mid-Cap Value 0.41%
 Applied Industrial Technologies, Inc. AIT Industrials  Industrials Mid-Cap Growth 0.40%
 East West Bancorp, Inc. EWBC Financials  Financials Mid-Cap Value 0.40%
 Snap-on Incorporated SNA Industrials  Industrials Mid-Cap Growth 0.39%
 BJ's Wholesale Club Holdings, Inc. BJ Consumer Staples  Consumer Staples Mid-Cap Growth 0.39%
 Expand Energy Corporation EXE Energy  Energy Mid-Cap Value 0.39%
 Globe Life Inc. GL Financials  Financials Mid-Cap Value 0.38%
 Casey's General Stores, Inc. CASY Consumer Staples  Consumer Staples Mid-Cap Growth 0.38%
 Allison Transmission Holdings, Inc. ALSN Industrials  Industrials Mid-Cap Growth 0.38%
 Mueller Industries, Inc. MLI Industrials  Industrials Mid-Cap Growth 0.37%
 Teledyne Technologies Incorporated TDY Information Technology  Information Technology Mid-Cap Value 0.37%
 Merit Medical Systems, Inc. MMSI Health Care  Health Care Mid-Cap Growth 0.37%
 South State Corporation SSB Financials  Financials Mid-Cap Value 0.37%
 Houlihan Lokey, Inc. HLI Financials  Financials Mid-Cap Growth 0.37%
 Coterra Energy Inc. CTRA Energy  Energy Mid-Cap Value 0.36%
 Commvault Systems, Inc. CVLT Information Technology  Information Technology Mid-Cap Growth 0.35%
 Hims & Hers Health, Inc. HIMS Health Care  Health Care Mid-Cap Growth 0.35%
 Atmos Energy Corporation ATO Utilities  Utilities Mid-Cap Value 0.34%
 Dycom Industries, Inc. DY Industrials  Industrials Mid-Cap Growth 0.34%
 EMCOR Group, Inc. EME Industrials  Industrials Mid-Cap Growth 0.34%
 Murphy USA Inc. MUSA Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.34%
 Cincinnati Financial Corporation CINF Financials  Financials Mid-Cap Value 0.33%
 MGIC Investment Corporation MTG Financials  Financials Mid-Cap Value 0.33%
 Molson Coors Beverage Company TAP Consumer Staples  Consumer Staples Mid-Cap Value 0.33%
 Texas Roadhouse, Inc. TXRH Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.33%
 Liberty Broadband Corporation (Class C) LBRDK Communication Services  Communication Services Mid-Cap Value 0.33%
 Donaldson Company, Inc. DCI Industrials  Industrials Mid-Cap Growth 0.32%
 AptarGroup, Inc. ATR Materials  Materials Mid-Cap Growth 0.32%
 CF Industries Holdings, Inc. CF Materials  Materials Mid-Cap Value 0.32%
 United Therapeutics Corporation UTHR Health Care  Health Care Mid-Cap Value 0.32%
 RPM International Inc. RPM Materials  Materials Mid-Cap Growth 0.31%
 NOV Inc. NOV Energy  Energy Mid-Cap Value 0.31%
 Ingredion Incorporated INGR Consumer Staples  Consumer Staples Mid-Cap Value 0.31%
 Commercial Metals Company CMC Materials  Materials Mid-Cap Value 0.31%
 Badger Meter, Inc. BMI Information Technology  Information Technology Mid-Cap Growth 0.31%
 Taylor Morrison Home Corporation TMHC Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.31%
 Stride, Inc. LRN Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.30%
 The New York Times Company (Class A) NYT Communication Services  Communication Services Mid-Cap Growth 0.29%
 Toll Brothers, Inc. TOL Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.29%
 Molina Healthcare, Inc. MOH Health Care  Health Care Mid-Cap Growth 0.29%
 UFP Industries Inc. UFPI Industrials  Industrials Mid-Cap Value 0.28%
 FTI Consulting, Inc. FCN Industrials  Industrials Mid-Cap Value 0.28%
 Omnicom Group Inc. OMC Communication Services  Communication Services Mid-Cap Growth 0.27%
 KB Home KBH Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.27%
 Lantheus Holdings, Inc. LNTH Health Care  Health Care Mid-Cap Growth 0.27%
 Chord Energy Corporation CHRD Energy  Energy Mid-Cap Value 0.27%
 HF Sinclair Corp. DINO Energy  Energy Mid-Cap Value 0.27%
 Abercrombie & Fitch Co. (Class A) ANF Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.26%
 Cabot Corporation CBT Materials  Materials Small-Cap Growth 0.26%
 Erie Indemnity Company ERIE Financials  Financials Mid-Cap Growth 0.26%
 Lumen Technologies, Inc. LUMN Communication Services  Communication Services Small-Cap Growth 0.25%
 Meritage Homes Corporation MTH Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.25%
 Intapp, Inc. INTA Information Technology  Information Technology Mid-Cap Growth 0.25%
 Insight Enterprises, Inc. NSIT Information Technology  Information Technology Mid-Cap Value 0.24%
 Adtalem Global Education Inc. ATGE Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.24%
 Corcept Therapeutics Inc. CORT Health Care  Health Care Mid-Cap Growth 0.24%
 InterDigital, Inc. IDCC Information Technology  Information Technology Small-Cap Growth 0.23%
 Grand Canyon Education, Inc. LOPE Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.22%
 Sanmina Corporation SANM Information Technology  Information Technology Small-Cap Growth 0.21%
 Bank OZK OZK Financials  Financials Mid-Cap Value 0.21%
 Group 1 Automotive, Inc. GPI Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.20%
 Independent Bank Corp. INDB Financials  Financials Small-Cap Value 0.20%
 Cal-Maine Foods, Inc. CALM Consumer Staples  Consumer Staples Small-Cap Growth 0.20%
 Rush Enterprises, Inc. (Class A) RUSHA Industrials  Industrials Small-Cap Growth 0.20%
 CorVel Corporation CRVL Health Care  Health Care Mid-Cap Growth 0.20%
 Gulfport Energy Corporation GPOR Energy  Energy Small-Cap Value 0.20%
 TEGNA Inc. TGNA Communication Services  Communication Services Small-Cap Value 0.19%
 La-Z-Boy Incorporated LZB Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.19%
 First Financial Bancorp. FFBC Financials  Financials Small-Cap Value 0.19%
 FMC Corporation FMC Materials  Materials Small-Cap Value 0.19%
 IES Holdings, Inc. IESC Industrials  Industrials Small-Cap Growth 0.19%
 Dorman Products, Inc. DORM Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.19%
 United States Lime & Minerals, Inc. USLM Materials  Materials Small-Cap Growth 0.19%
 Graham Holdings Company GHC Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.18%
 Cathay General Bancorp CATY Financials  Financials Small-Cap Value 0.18%
 Weis Markets, Inc. WMK Consumer Staples  Consumer Staples Small-Cap Value 0.18%
 Spire Inc. SR Utilities  Utilities Small-Cap Value 0.18%
 Trinity Industries, Inc. TRN Industrials  Industrials Small-Cap Growth 0.18%
 Schneider National, Inc. (Class B) SNDR Industrials  Industrials Small-Cap Growth 0.18%
 The Simply Good Foods Company SMPL Consumer Staples  Consumer Staples Small-Cap Growth 0.18%
 Otter Tail Corporation OTTR Utilities  Utilities Small-Cap Growth 0.17%
 First Commonwealth Financial Corporation FCF Financials  Financials Small-Cap Value 0.17%
 Plexus Corp. PLXS Information Technology  Information Technology Small-Cap Growth 0.17%
 PriceSmart, Inc. PSMT Consumer Staples  Consumer Staples Small-Cap Growth 0.17%
 Black Hills Corporation BKH Utilities  Utilities Small-Cap Value 0.16%
 Brady Corporation BRC Industrials  Industrials Small-Cap Growth 0.16%
 Radian Group Inc. RDN Financials  Financials Small-Cap Value 0.16%
 Columbia Sportswear Company COLM Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.16%
 Hub Group, Inc. HUBG Industrials  Industrials Small-Cap Growth 0.16%
 Avista Corporation AVA Utilities  Utilities Small-Cap Value 0.16%
 Innospec Inc. IOSP Materials  Materials Small-Cap Growth 0.16%
 Premier, Inc. (Class A) PINC Health Care  Health Care Small-Cap Value 0.16%
 ONE Gas, Inc. OGS Utilities  Utilities Small-Cap Value 0.16%
 Cactus, Inc. (Class A) WHD Energy  Energy Small-Cap Growth 0.16%
 Avnet, Inc. AVT Information Technology  Information Technology Small-Cap Value 0.15%
 Edgewell Personal Care Company EPC Consumer Staples  Consumer Staples Small-Cap Value 0.15%
 Powell Industries, Inc. POWL Industrials  Industrials Small-Cap Growth 0.15%
 CNX Resources Corporation CNX Energy  Energy Small-Cap Value 0.14%
 PBF Energy Inc. PBF Energy  Energy Small-Cap Value 0.14%
 Tri Pointe Homes, Inc. TPH Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.14%
 Warrior Met Coal, Inc. HCC Materials  Materials Small-Cap Value 0.14%
 Harley-Davidson, Inc. HOG Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.13%
 Helmerich & Payne, Inc. HP Energy  Energy Small-Cap Value 0.13%
 Mercury General Corporation MCY Financials  Financials Small-Cap Value 0.13%
 Agilysys, Inc. AGYS Information Technology  Information Technology Small-Cap Growth 0.13%
 ADMA Biologics, Inc. ADMA Health Care  Health Care Small-Cap Growth 0.13%
 Core Natural Resources Inc. CNR Energy  Energy Small-Cap Growth 0.13%
 M/I Homes, Inc. MHO Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.12%
 J & J Snack Foods Corp. JJSF Consumer Staples  Consumer Staples Small-Cap Growth 0.12%
 Green Brick Partners, Inc. GRBK Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.12%
 ICF International, Inc. ICFI Industrials  Industrials Small-Cap Growth 0.11%
 Peabody Energy Corporation BTU Energy  Energy Small-Cap Value 0.10%
 Millrose Properties - Class A - W/I MRP-W Real Estate  Real Estate Undetermined 0.05%
 
Total Number of Holdings:    211
Underlying Securities information represented above is as of 02/06/2025 but will vary with future fluctuations in the market.

 Deferred Sales Charge Schedule
Amount Date
$0.04500 January 17, 2025
$0.04500 February 20, 2025
$0.04500 March 20, 2025

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.

Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Foreign Securities Risk. Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers.

Market Disruption Risk. Ongoing armed conflicts between Russia and Ukraine in Europe and among Israel, Hamas and other militant groups in the Middle East, have caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, the Middle East and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance.

Public Health Crisis Risk. A public health crisis, and the ensuing policies enacted by governments and central banks in response, could cause significant volatility and uncertainty in global financial markets, negatively impacting global growth prospects.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

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