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A unit investment trust that seeks above-average total return; however, there is no assurance the objective will be met. The portfolio provides you with the convenience of owning four distinct strategies in one investment. It invests in a fixed portfolio of stocks which are selected by applying pre-determined screens and factors.
Please note that there is no assurance the objective will be met.
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Product Code: |
F42Q23 |
Portfolio Status: |
Secondary |
Initial Offer Date: |
04/10/2023 |
Secondary Date: |
07/10/2023 |
Portfolio Ending Date: |
07/09/2024 |
Tax Structure: |
Regulated Investment Company |
Distributions: |
Semi-Annual |
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Initial Offer Price: |
$10.0000 |
NAV(*): |
$12.9784 |
POP(*): |
Not Avail |
Remaining Deferred Sales Charge: |
$0.0000 |
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* As of Trade Date: 04/26/2024 4:00pm ET
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The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges.
The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.
Historical 12-Month Distribution of Trust Holdings:^ |
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^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month
distribution per unit of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution
rate. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month
distributions paid by the securities included in the portfolio. The historical 12-month distributions are reduced to account for the effects of fees and expenses,
which will be incurred when investing in a trust. For trusts that include funds, distributions may include realized short term capital gains, realized long-term
capital gains and/or return of capital. Certain of the issuers may have reduced their
dividends or distributions over the prior twelve months. The distribution per unit paid by the trust may be higher or lower than the amount shown above due to certain
factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio.
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Communication Services |
0.58% |
Consumer Discretionary |
19.76% |
Consumer Staples |
2.36% |
Energy |
13.05% |
Financials |
22.89% |
Health Care |
0.60% |
Industrials |
14.47% |
Information Technology |
11.23% |
Materials |
7.33% |
Real Estate |
2.95% |
Utilities |
3.90% |
Other |
0.88% |
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Large |
Mid |
Small |
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Growth |
12.74% |
10.13% |
2.46% |
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Value |
19.25% |
33.77% |
20.77% |
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Large-Cap Growth |
12.74% |
Large-Cap Value |
19.25% |
Mid-Cap Growth |
10.13% |
Mid-Cap Value |
33.77% |
Small-Cap Growth |
2.46% |
Small-Cap Value |
20.77% |
Undetermined |
0.88% |
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U.S. Stocks |
88.23% |
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Other |
0.88% |
Non-U.S. Stocks |
10.89% |
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The style and sector characteristics of the portfolio are determined as of 04/26/2024
and will likely vary thereafter due to market fluctuations in the underlying securities. |
Weighted Average Market Cap |
$27,737 |
Price/Earnings |
11.27 |
Price/Book |
1.38 |
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As of 4/26/2024
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All market capitalization numbers are in USD$ Millions. All figures are subject to change.
United Rentals, Inc.
| URI |
Industrials
| Large-Cap Growth |
5.07%
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Super Micro Computer, Inc.
| SMCI |
Information Technology
| Large-Cap Growth |
4.76%
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Lennar Corporation
| LEN |
Consumer Discretionary
| Large-Cap Value |
4.46%
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Fair Isaac Corporation
| FICO |
Information Technology
| Large-Cap Growth |
2.91%
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Builders FirstSource, Inc.
| BLDR |
Industrials
| Mid-Cap Growth |
2.70%
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Toll Brothers, Inc.
| TOL |
Consumer Discretionary
| Mid-Cap Value |
2.39%
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Steel Dynamics, Inc.
| STLD |
Materials
| Mid-Cap Value |
2.34%
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Ulta Beauty, Inc.
| ULTA |
Consumer Discretionary
| Mid-Cap Growth |
2.12%
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Unum Group
| UNM |
Financials
| Mid-Cap Value |
2.10%
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WestRock Company
| WRK |
Materials
| Mid-Cap Value |
1.77%
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Marathon Petroleum Corporation
| MPC |
Energy
| Large-Cap Value |
1.68%
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Fifth Third Bancorp
| FITB |
Financials
| Mid-Cap Value |
1.61%
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Comerica Incorporated
| CMA |
Financials
| Mid-Cap Value |
1.47%
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Huntington Bancshares Incorporated
| HBAN |
Financials
| Mid-Cap Value |
1.38%
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KB Home
| KBH |
Consumer Discretionary
| Small-Cap Value |
1.38%
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Valero Energy Corporation
| VLO |
Energy
| Large-Cap Value |
1.38%
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Citizens Financial Group, Inc.
| CFG |
Financials
| Mid-Cap Value |
1.38%
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F.N.B. Corporation
| FNB |
Financials
| Small-Cap Value |
1.37%
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Truist Financial Corporation
| TFC |
Financials
| Large-Cap Value |
1.34%
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Principal Financial Group, Inc.
| PFG |
Financials
| Mid-Cap Value |
1.21%
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United Bankshares, Inc.
| UBSI |
Financials
| Small-Cap Value |
1.11%
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Chevron Corporation
| CVX |
Energy
| Large-Cap Value |
1.11%
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PPL Corporation
| PPL |
Utilities
| Mid-Cap Value |
1.07%
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International Paper Company
| IP |
Materials
| Mid-Cap Value |
1.07%
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Lattice Semiconductor Corporation
| LSCC |
Information Technology
| Mid-Cap Growth |
1.06%
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Meritage Homes Corporation
| MTH |
Consumer Discretionary
| Mid-Cap Value |
1.00%
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e.l.f. Beauty, Inc.
| ELF |
Consumer Staples
| Mid-Cap Growth |
1.00%
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Valley National Bancorp
| VLY |
Financials
| Small-Cap Value |
0.99%
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Exelon Corporation
| EXC |
Utilities
| Large-Cap Value |
0.98%
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Black Hills Corporation
| BKH |
Utilities
| Small-Cap Value |
0.93%
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Avista Corporation
| AVA |
Utilities
| Small-Cap Value |
0.92%
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SkyWest, Inc.
| SKYW |
Industrials
| Small-Cap Value |
0.83%
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Kirby Corporation
| KEX |
Industrials
| Mid-Cap Value |
0.82%
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Crocs, Inc.
| CROX |
Consumer Discretionary
| Mid-Cap Growth |
0.82%
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MGIC Investment Corporation
| MTG |
Financials
| Mid-Cap Value |
0.77%
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Tri Pointe Homes, Inc.
| TPH |
Consumer Discretionary
| Small-Cap Value |
0.77%
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Taylor Morrison Home Corporation
| TMHC |
Consumer Discretionary
| Mid-Cap Value |
0.77%
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United States Steel Corporation
| X |
Materials
| Mid-Cap Value |
0.76%
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AAON, Inc.
| AAON |
Industrials
| Mid-Cap Growth |
0.76%
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Southwestern Energy Company
| SWN |
Energy
| Mid-Cap Value |
0.75%
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CNX Resources Corporation
| CNX |
Energy
| Small-Cap Value |
0.74%
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BellRing Brands, Inc.
| BRBR |
Consumer Staples
| Mid-Cap Growth |
0.74%
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Ryder System, Inc.
| R |
Industrials
| Mid-Cap Value |
0.72%
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Antero Resources Corporation
| AR |
Energy
| Mid-Cap Value |
0.71%
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Installed Building Products, Inc.
| IBP |
Consumer Discretionary
| Mid-Cap Growth |
0.70%
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PBF Energy Inc.
| PBF |
Energy
| Mid-Cap Value |
0.69%
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Park Hotels & Resorts Inc.
| PK |
Real Estate
| Small-Cap Value |
0.69%
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Essent Group Ltd.
| ESNT |
Financials
| Mid-Cap Value |
0.68%
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Chord Energy Corporation
| CHRD |
Energy
| Mid-Cap Value |
0.67%
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Thor Industries, Inc.
| THO |
Consumer Discretionary
| Mid-Cap Value |
0.66%
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Regal Rexnord Corp
| RRX |
Industrials
| Mid-Cap Value |
0.64%
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HF Sinclair Corp.
| DINO |
Energy
| Mid-Cap Value |
0.62%
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Murphy Oil Corporation
| MUR |
Energy
| Mid-Cap Value |
0.60%
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Azenta Inc.
| AZTA |
Health Care
| Small-Cap Value |
0.60%
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Lithia Motors, Inc.
| LAD |
Consumer Discretionary
| Mid-Cap Value |
0.60%
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The Goodyear Tire & Rubber Company
| GT |
Consumer Discretionary
| Small-Cap Value |
0.58%
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Avnet, Inc.
| AVT |
Information Technology
| Small-Cap Value |
0.57%
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Encore Wire Corporation
| WIRE |
Industrials
| Small-Cap Growth |
0.56%
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Starwood Property Trust, Inc.
| STWD |
Financials
| Mid-Cap Value |
0.56%
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Arrow Electronics, Inc.
| ARW |
Information Technology
| Mid-Cap Value |
0.54%
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EPR Properties
| EPR |
Real Estate
| Small-Cap Value |
0.54%
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Realty Income Corporation
| O |
Real Estate
| Large-Cap Value |
0.53%
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Cleveland-Cliffs Inc.
| CLF |
Materials
| Mid-Cap Value |
0.53%
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Dorian LPG Ltd.
| LPG |
Energy
| Small-Cap Value |
0.53%
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Deutsche Bank AG
| DB |
Financials
| Large-Cap Value |
0.52%
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Asbury Automotive Group, Inc.
| ABG |
Consumer Discretionary
| Small-Cap Value |
0.51%
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M/I Homes, Inc.
| MHO |
Consumer Discretionary
| Small-Cap Value |
0.49%
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Banco Bilbao Vizcaya Argentaria, S.A. (ADR)
| BBVA |
Financials
| Large-Cap Value |
0.49%
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Navient Corporation
| NAVI |
Financials
| Small-Cap Value |
0.49%
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Toyota Motor Corporation
| TM |
Consumer Discretionary
| Large-Cap Value |
0.48%
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Mr. Cooper Group Inc.
| COOP |
Financials
| Mid-Cap Value |
0.48%
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American Woodmark Corporation
| AMWD |
Industrials
| Small-Cap Value |
0.47%
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Petroleo Brasileiro S.A. - Petrobras (ADR)
| PBR |
Energy
| Large-Cap Value |
0.47%
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Photronics, Inc.
| PLAB |
Information Technology
| Small-Cap Value |
0.46%
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Skyline Champion Corporation
| SKY |
Consumer Discretionary
| Small-Cap Growth |
0.46%
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Terex Corporation
| TEX |
Industrials
| Small-Cap Growth |
0.43%
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Knight-Swift Transportation Holdings Inc.
| KNX |
Industrials
| Mid-Cap Value |
0.43%
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Barclays Plc (ADR)
| BCS |
Financials
| Large-Cap Value |
0.42%
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Stellantis N.V.
| STLA |
Consumer Discretionary
| Large-Cap Value |
0.42%
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Banco Santander S.A. (ADR)
| SAN |
Financials
| Large-Cap Value |
0.41%
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CoreCivic, Inc.
| CXW |
Industrials
| Small-Cap Value |
0.41%
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Inter Parfums, Inc.
| IPAR |
Consumer Staples
| Small-Cap Growth |
0.41%
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Mizuho Financial Group, Inc. (ADR)
| MFG |
Financials
| Large-Cap Value |
0.40%
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ING Groep N.V. (ADR)
| ING |
Financials
| Large-Cap Value |
0.39%
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Honda Motor Co., Ltd. (ADR)
| HMC |
Consumer Discretionary
| Large-Cap Value |
0.38%
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New York Community Bancorp, Inc.
| NYCB |
Financials
| Small-Cap Value |
0.38%
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Manulife Financial Corporation
| MFC |
Financials
| Large-Cap Value |
0.38%
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Suncor Energy Inc.
| SU |
Energy
| Large-Cap Value |
0.37%
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Shell Plc (ADR)
| SHEL |
Energy
| Large-Cap Value |
0.37%
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HSBC Holdings Plc (ADR)
| HSBC |
Financials
| Large-Cap Value |
0.36%
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ScanSource, Inc.
| SCSC |
Information Technology
| Small-Cap Value |
0.36%
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TotalEnergies SE (ADR)
| TTE |
Energy
| Large-Cap Value |
0.35%
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Radian Group Inc.
| RDN |
Financials
| Small-Cap Value |
0.35%
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Axcelis Technologies, Inc.
| ACLS |
Information Technology
| Small-Cap Growth |
0.35%
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Natwest Group Plc
| NWG |
Financials
| Large-Cap Value |
0.35%
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OPENLANE Inc.
| KAR |
Industrials
| Small-Cap Value |
0.34%
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Eni SpA (ADR)
| E |
Energy
| Large-Cap Value |
0.33%
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Lloyds Banking Group Plc (ADR)
| LYG |
Financials
| Large-Cap Value |
0.33%
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EZCORP, Inc.
| EZPW |
Financials
| Small-Cap Value |
0.33%
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Clearwater Paper Corporation
| CLW |
Materials
| Small-Cap Value |
0.32%
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Ecopetrol S.A. (ADR)
| EC |
Energy
| Mid-Cap Value |
0.32%
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Century Communities, Inc.
| CCS |
Consumer Discretionary
| Small-Cap Value |
0.32%
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Telefonica, S.A. (ADR)
| TEF |
Communication Services
| Mid-Cap Value |
0.31%
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Banco Santander Brasil S.A. (ADR)
| BSBR |
Financials
| Mid-Cap Value |
0.31%
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Kimco Realty Corporation
| KIM |
Real Estate
| Mid-Cap Value |
0.30%
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Genworth Financial, Inc.
| GNW |
Financials
| Small-Cap Value |
0.29%
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Resideo Technologies, Inc.
| REZI |
Industrials
| Small-Cap Value |
0.29%
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Equinor ASA
| EQNR |
Energy
| Large-Cap Value |
0.28%
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DiamondRock Hospitality Company
| DRH |
Real Estate
| Small-Cap Value |
0.28%
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Xenia Hotels & Resorts, Inc.
| XHR |
Real Estate
| Small-Cap Value |
0.28%
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Orange (ADR)
| ORAN |
Communication Services
| Large-Cap Value |
0.27%
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ArcelorMittal (ADR)
| MT |
Materials
| Mid-Cap Value |
0.27%
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Mercer International Inc.
| MERC |
Materials
| Small-Cap Value |
0.27%
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Vital Energy Inc.
| VTLE |
Energy
| Small-Cap Value |
0.27%
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The Buckle, Inc.
| BKE |
Consumer Discretionary
| Small-Cap Growth |
0.25%
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Civitas Resources, Inc.
| CIVI |
Energy
| Mid-Cap Value |
0.25%
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Ambac Financial Group, Inc.
| AMBC |
Financials
| Small-Cap Value |
0.24%
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Summit Hotel Properties, Inc.
| INN |
Real Estate
| Small-Cap Value |
0.23%
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APA Corporation
| APA |
Energy
| Mid-Cap Growth |
0.23%
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Nokia Corporation (ADR)
| NOK |
Information Technology
| Mid-Cap Value |
0.22%
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Fresh Del Monte Produce Inc.
| FDP |
Consumer Staples
| Small-Cap Value |
0.21%
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DMC Global Inc.
| BOOM |
Energy
| Small-Cap Value |
0.20%
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Fox Factory Holding Corp.
| FOXF |
Consumer Discretionary
| Small-Cap Value |
0.20%
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Oil States International, Inc.
| OIS |
Energy
| Small-Cap Value |
0.13%
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RE/MAX Holdings, Inc. (Class A)
| RMAX |
Real Estate
| Small-Cap Value |
0.10%
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Total Number of Holdings: 125 |
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Underlying Securities information represented above is as of 04/26/2024 but will vary with future fluctuations in the market. |
Risk Considerations Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market. Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan. COVID-19 Economic Impact Risk. The ongoing effects of the COVID-19 global pandemic, or the potential impacts of any future public health crisis, may cause significant volatility and uncertainty in global financial markets. While vaccines have been developed, there is no guarantee that vaccines will be effective against future variants of the disease. Emerging Markets Risk. Risks associated with investing in non-U.S. securities may be more pronounced in emerging and developing markets where the securities markets are substantially smaller, less developed, less liquid, less regulated, and more volatile than the U.S. and developed non-U.S. markets. Foreign Securities Risk. Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers. Large-Cap Risk. Large capitalization companies may grow at a slower rate than the overall market. Market Disruption Risk. Ongoing armed conflicts between Russia and Ukraine in Europe and among Israel, Hamas and other militant groups in the Middle East, have caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, the Middle East and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance. REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession. Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information. Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers. Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.
The style and capitalization characteristics used to describe the stocks are designed to help you
understand how they fit into your overall investment plan. Due to changes in the value of the stocks
the characteristics may vary over time. In general, growth stocks have high relative price-to-book
ratios while value stocks have low relative price-to-book ratios. In determining market capitalization
characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding
foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis.
Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next
20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.
You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.
This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.
Not FDIC Insured, Not Bank Guaranteed and May Lose Value.
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