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Diversified Income & Growth, Winter 2018  Ticker: FUIBTX
 
Description
A unit investment trust of 25 stocks designed to provide income and growth potential through an investment strategy that capitalizes on the power of rising dividends.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: DSWI18
Portfolio Status: Secondary
Initial Offer Date: 11/09/2018
Secondary Date: 02/07/2019
Portfolio Ending Date: 11/10/2023
Tax Structure: Regulated Investment Company
Distributions: Monthly
 
Historical 12-Month Distribution Rate of Trust Holdings:^ 1.95%
Initial Offer Price: $10.0000
NAV(*): $10.0740
POP(*): $10.4340
Remaining Deferred Sales Charge: $0.2300
* As of Trade Date: 03/15/2019 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.
^There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical distribution rate of the securities included in the trust is for illustrative purposes only and is not indicative of the trust's distribution rate. The historical distribution rate is calculated by dividing the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio by the trust's offering price and is reduced to account for the effects of fees and expenses which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 7.97%
Consumer Discretionary  Consumer Discretionary 7.63%
Consumer Staples  Consumer Staples 12.60%
Energy  Energy 3.79%
Financials  Financials 10.87%
Health Care  Health Care 11.29%
Industrials  Industrials 11.67%
Information Technology  Information Technology 17.00%
Materials  Materials 3.92%
Real Estate  Real Estate 4.32%
Utilities  Utilities 8.89%
Other  Other 0.05%
 
  Large Mid Small  
Growth  60.58% 4.16% 0.00%  
Value  32.02% 3.19% 0.00%  

 Style Weighting
Large-Cap Growth 60.58%
Large-Cap Value 32.02%
Mid-Cap Growth 4.16%
Mid-Cap Value 3.19%
Small-Cap Growth 0.00%
Small-Cap Value 0.00%
Undetermined 0.05%
 Composition
U.S. Stocks 99.95%   Other 0.05%
Non-U.S. Stocks 0.00%      
The style and sector characteristics of the portfolio are determined as of 03/15/2019 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $142,625.57
Weighted Average Price/Earnings 20.47
Weighted Average Price/Book 4.35
As of 3/15/2019
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 American Water Works Company, Inc. AWK Utilities  Utilities Large-Cap Value 4.62%
 International Business Machines Corporation IBM Information Technology  Information Technology Large-Cap Growth 4.38%
 The Procter & Gamble Company PG Consumer Staples  Consumer Staples Large-Cap Growth 4.36%
 Texas Instruments Incorporated TXN Information Technology  Information Technology Large-Cap Growth 4.36%
 Crown Castle International Corp. CCI Real Estate  Real Estate Large-Cap Growth 4.32%
 NextEra Energy, Inc. NEE Utilities  Utilities Large-Cap Value 4.27%
 Cisco Systems, Inc. CSCO Information Technology  Information Technology Large-Cap Growth 4.25%
 S&P Global Inc. SPGI Financials  Financials Large-Cap Growth 4.22%
 Mondelez International, Inc. MDLZ Consumer Staples  Consumer Staples Large-Cap Value 4.22%
 Xylem Inc. XYL Industrials  Industrials Mid-Cap Growth 4.16%
 Comcast Corporation (Class A) CMCSA Communication Services  Communication Services Large-Cap Value 4.09%
 Becton, Dickinson and Company BDX Health Care  Health Care Large-Cap Value 4.05%
 Brown-Forman Corporation BF/B Consumer Staples  Consumer Staples Large-Cap Growth 4.02%
 Microsoft Corporation MSFT Information Technology  Information Technology Large-Cap Growth 4.01%
 3M Company MMM Industrials  Industrials Large-Cap Growth 3.99%
 PPG Industries, Inc. PPG Materials  Materials Large-Cap Growth 3.92%
 Verizon Communications Inc. VZ Communication Services  Communication Services Large-Cap Growth 3.88%
 McDonald's Corporation MCD Consumer Discretionary  Consumer Discretionary Large-Cap Growth 3.84%
 Exxon Mobil Corporation XOM Energy  Energy Large-Cap Value 3.79%
 V.F. Corporation VFC Consumer Discretionary  Consumer Discretionary Large-Cap Growth 3.79%
 Amgen Inc. AMGN Health Care  Health Care Large-Cap Growth 3.76%
 General Dynamics Corporation GD Industrials  Industrials Large-Cap Value 3.52%
 UnitedHealth Group Incorporated UNH Health Care  Health Care Large-Cap Growth 3.48%
 BlackRock, Inc. BLK Financials  Financials Large-Cap Value 3.46%
 Commerce Bancshares, Inc. CBSH Financials  Financials Mid-Cap Value 3.19%
 
Total Number of Holdings:    25
Underlying Securities information represented above is as of 03/15/2019 but will vary with future fluctuations in the market.

 Deferred Sales Charge Schedule
Amount Date
$0.11500 February 20, 2019
$0.11500 March 20, 2019
$0.11500 April 18, 2019

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.

Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Consumer Products Risk. The companies engaged in the consumer products sector are subject to global competition, changing government regulations and trade policies, currency fluctuations, and the financial and political risks inherent in producing products for foreign markets.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cyber security.

All data used for the sector and style classification comparisons is from Bloomberg Finance L.P, which we believe to be reliable, but do not take responsibility for its accuracy.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Fund Cusip Information
30310D665 (Cash)
30310D673 (Reinvest)
30310D681 (Cash-Fee)
30310D699 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial advisors are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
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