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75/25 Strategic Allocation, 4th Qtr 2018  Ticker: FCPMOX
 
Description
A unit investment trust which seeks the potential for above-average total return by investing approximately 75% of its assets in common stocks which are selected by applying a disciplined investment strategy and 25% of its assets in exchange-traded funds which invest in fixed-income securities.
 
Summary
Product Code: 7S4Q18
Portfolio Status: Secondary
Initial Offer Date: 10/11/2018
Secondary Date: 01/16/2019
Portfolio Ending Date: 01/16/2020
Tax Structure: Regulated Investment Company
Distributions: Monthly
 
Historical 12-Month Distribution Rate of Trust Holdings:^ 2.26%
Initial Offer Price: $10.0000
NAV(*): $9.9382
POP(*): $10.0742
Remaining Deferred Sales Charge: $0.0450
* As of Trade Date: 02/22/2019 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.
^There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical distribution rate of the securities included in the trust is for illustrative purposes only and is not indicative of the trust's distribution rate. The historical distribution rate is calculated by dividing the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio by the trust's offering price and is reduced to account for the effects of fees and expenses which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio.

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolWeighting
 Vanguard Long-Term Corporate Bond ETF VCLT 1.16%
 SPDR Portfolio Long Term Corporate Bond ETF SPLB 1.16%
 SPDR Bloomberg Barclays High Yield Bond ETF JNK 1.14%
 iShares Preferred & Income Securities ETF PFF 1.14%
 First Trust Tactical High Yield ETF HYLS 1.13%
 Invesco Senior Loan ETF BKLN 1.11%
 First Trust Senior Loan Fund FTSL 1.11%
 SPDR Blackstone/GSO Senior Loan ETF SRLN 1.10%
 iShares iBoxx $ Investment Grade Corporate Bond ETF LQD 1.03%
 SPDR FTSE International Government Inflation-Protected Bond ETF WIP 1.03%
 iShares Long-Term Corporate Bond ETF IGLB 1.03%
 Vanguard Mortgage-Backed Securities ETF VMBS 1.03%
 SPDR Bloomberg Barclays TIPS ETF IPE 1.02%
 First Trust Low Duration Opportunities ETF LMBS 1.01%
 iShares 0-5 Year High Yield Corporate Bond ETF SHYG 1.01%
 First Trust Preferred Securities and Income ETF FPE 1.00%
 Highland/iBoxx Senior Loan ETF SNLN 0.97%
 iShares 10-20 Year Treasury Bond ETF TLH 0.94%
 VanEck Vectors J.P. Morgan EM Local Currency Bond ETF EMLC 0.93%
 iShares 7-10 Year Treasury Bond ETF IEF 0.92%
 iShares MBS ETF MBB 0.91%
 iShares TIPS Bond ETF TIP 0.89%
 PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund CORP 0.89%
 Schwab U.S. TIPS ETF SCHP 0.89%
 iShares International Aggregate Bond ETF IAGG 0.89%
 Starbucks Corporation SBUX 0.78%
 VMware, Inc. VMW 0.74%
 AutoZone, Inc. AZO 0.73%
 Dollar Tree, Inc. DLTR 0.73%
 Xcel Energy Inc. XEL 0.70%
 Dollar General Corporation DG 0.70%
 Eversource Energy ES 0.69%
 Waste Management, Inc. WM 0.69%
 Comcast Corporation (Class A) CMCSA 0.69%
 Union Pacific Corporation UNP 0.68%
 WEC Energy Group, Inc. WEC 0.68%
 Fiserv, Inc. FISV 0.68%
 T-Mobile US, Inc. TMUS 0.68%
 Cintas Corporation CTAS 0.67%
 NextEra Energy, Inc. NEE 0.67%
 The Clorox Company CLX 0.67%
 Paychex, Inc. PAYX 0.67%
 Regeneron Pharmaceuticals, Inc. REGN 0.67%
 Norfolk Southern Corporation NSC 0.66%
 HCA Healthcare, Inc. HCA 0.66%
 Aflac Incorporated AFL 0.65%
 Hormel Foods Corporation HRL 0.65%
 Verizon Communications Inc. VZ 0.64%
 Tyson Foods, Inc. (Class A) TSN 0.64%
 CSX Corporation CSX 0.64%
 Facebook, Inc. (Class A) FB 0.64%
 The Walt Disney Company DIS 0.63%
 ONEOK, Inc. OKE 0.63%
 McCormick & Company, Incorporated MKC 0.62%
 W.W. Grainger, Inc. GWW 0.62%
 Micron Technology, Inc. MU 0.62%
 Public Storage PSA 0.62%
 Intercontinental Exchange, Inc. ICE 0.62%
 UnitedHealth Group Incorporated UNH 0.61%
 The Allstate Corporation ALL 0.61%
 Ross Stores, Inc. ROST 0.61%
 Costco Wholesale Corporation COST 0.60%
 Berkshire Hathaway Inc. (Class B) BRK/B 0.60%
 CME Group Inc. CME 0.60%
 Rio Tinto Plc (ADR) RIO 0.60%
 Pfizer Inc. PFE 0.59%
 Sysco Corporation SYY 0.59%
 Southwest Airlines Co. LUV 0.59%
 Novo Nordisk A/S (ADR) NVO 0.59%
 AT&T Inc. T 0.58%
 Raytheon Company RTN 0.58%
 ABIOMED, Inc. ABMD 0.58%
 L'Oreal S.A. (ADR) LRLCY 0.58%
 Exxon Mobil Corporation XOM 0.57%
 The TJX Companies, Inc. TJX 0.57%
 Prudential Financial, Inc. PRU 0.57%
 Cerner Corporation CERN 0.56%
 Cigna Corporation CI 0.56%
 Dassault Systemes S.E. (ADR) DASTY 0.55%
 Novartis AG (ADR) NVS 0.54%
 Archer-Daniels-Midland Company ADM 0.53%
 Kellogg Company K 0.53%
 Target Corporation TGT 0.53%
 Thomson Reuters Corporation TRI 0.53%
 Phillips 66 PSX 0.53%
 Best Buy Co., Inc. BBY 0.52%
 National Grid Plc (ADR) NGG 0.52%
 Toyota Motor Corporation (ADR) TM 0.51%
 Tokio Marine Holdings, Inc. (ADR) TKOMY 0.51%
 Hitachi, Ltd. (ADR) HTHIY 0.50%
 Honda Motor Co., Ltd. (ADR) HMC 0.50%
 The Toronto-Dominion Bank TD 0.50%
 Canadian National Railway Company CNI 0.50%
 Royal Bank of Canada RY 0.50%
 Canadian Pacific Railway Limited CP 0.50%
 Eaton Corporation Plc ETN 0.49%
 Nippon Telegraph and Telephone Corporation (ADR) NTTYY 0.49%
 Nissan Motor Co., Ltd. (ADR) NSANY 0.48%
 Accenture Plc ACN 0.48%
 EOG Resources, Inc. EOG 0.47%
 Canon Inc. (ADR) CAJ 0.47%
 Valero Energy Corporation VLO 0.47%
 Constellation Brands, Inc. (Class A) STZ 0.47%
 Eni SpA (ADR) E 0.46%
 Bank of Montreal BMO 0.46%
 NIDEC Corporation (ADR) NJDCY 0.46%
 AXA S.A. (ADR) AXAHY 0.45%
 NTT DOCOMO, Inc. (ADR) DCMYY 0.45%
 Suncor Energy Inc. SU 0.45%
 Total S.A. (ADR) TOT 0.44%
 Sony Corporation (ADR) SNE 0.43%
 Concho Resources Inc. CXO 0.42%
 British American Tobacco Plc (ADR) BTI 0.41%
 Fresenius Medical Care AG & Co. KGaA (ADR) FMS 0.40%
 CenturyLink, Inc. CTL 0.39%
 Ciena Corporation CIEN 0.37%
 Erie Indemnity Company ERIE 0.34%
 Insperity, Inc. NSP 0.30%
 Church & Dwight Co., Inc. CHD 0.29%
 CDW Corporation CDW 0.29%
 Cable One, Inc. CABO 0.29%
 OGE Energy Corp. OGE 0.28%
 MAXIMUS, Inc. MMS 0.28%
 MKS Instruments, Inc. MKSI 0.28%
 Liberty Broadband Corporation (Class C) LBRDK 0.28%
 Ulta Beauty, Inc. ULTA 0.28%
 Cincinnati Financial Corporation CINF 0.27%
 Casey's General Stores, Inc. CASY 0.27%
 Universal Health Services, Inc. (Class B) UHS 0.27%
 Lancaster Colony Corporation LANC 0.27%
 Kansas City Southern KSU 0.27%
 ManpowerGroup Inc. MAN 0.27%
 Expeditors International of Washington, Inc. EXPD 0.27%
 NVR, Inc. NVR 0.27%
 Reliance Steel & Aluminum Co. RS 0.27%
 Knight-Swift Transportation Holdings Inc. KNX 0.27%
 Atmos Energy Corporation ATO 0.26%
 The J.M. Smucker Company SJM 0.26%
 Credit Acceptance Corporation CACC 0.26%
 Alaska Air Group, Inc. ALK 0.26%
 Darden Restaurants, Inc. DRI 0.26%
 D.R. Horton, Inc. DHI 0.26%
 Landstar System, Inc. LSTR 0.26%
 F5 Networks, Inc. FFIV 0.26%
 MSC Industrial Direct Co., Inc. (Class A) MSM 0.26%
 Rollins, Inc. ROL 0.26%
 JetBlue Airways Corporation JBLU 0.26%
 World Wrestling Entertainment, Inc. WWE 0.26%
 J.B. Hunt Transport Services, Inc. JBHT 0.25%
 AptarGroup, Inc. ATR 0.25%
 Bio-Rad Laboratories, Inc. (Class A) BIO 0.25%
 ICU Medical, Inc. ICUI 0.25%
 Annaly Capital Management, Inc. NLY 0.25%
 First American Financial Corporation FAF 0.25%
 ONE Gas, Inc. OGS 0.25%
 Ollie's Bargain Outlet Holdings, Inc. OLLI 0.25%
 Newell Brands Inc. NWL 0.24%
 Snap-on Incorporated SNA 0.24%
 Reinsurance Group of America, Incorporated RGA 0.24%
 Carter's, Inc. CRI 0.24%
 Texas Roadhouse, Inc. TXRH 0.24%
 AGNC Investment Corp. AGNC 0.24%
 Torchmark Corporation TMK 0.23%
 American Eagle Outfitters, Inc. AEO 0.23%
 United Therapeutics Corporation UTHR 0.23%
 Encompass Health Corporation EHC 0.22%
 Thor Industries, Inc. THO 0.22%
 WellCare Health Plans, Inc. WCG 0.22%
 EchoStar Corporation (Class A) SATS 0.22%
 Green Dot Corporation (Class A) GDOT 0.22%
 Jack Henry & Associates, Inc. JKHY 0.21%
 MEDNAX, Inc. MD 0.19%
 National Beverage Corp. FIZZ 0.18%
 Conagra Brands, Inc. CAG 0.17%
 Spirit Airlines, Inc. SAVE 0.17%
 Performance Food Group Company PFGC 0.17%
 Genomic Health, Inc. GHDX 0.16%
 American National Insurance Company ANAT 0.15%
 Insight Enterprises, Inc. NSIT 0.15%
 International Speedway Corporation ISCA 0.15%
 United States Cellular Corporation USM 0.15%
 Sanderson Farms, Inc. SAFM 0.15%
 Federated Investors, Inc. (Class B) FII 0.15%
 PS Business Parks, Inc. PSB 0.15%
 SYNNEX Corporation SNX 0.15%
 Zynga Inc. ZNGA 0.15%
 Parsley Energy, Inc. (Class A) PE 0.15%
 PennyMac Financial Services, Inc. PFSI 0.15%
 Cracker Barrel Old Country Store, Inc. CBRL 0.14%
 Graham Holdings Company GHC 0.14%
 Telephone and Data Systems, Inc. TDS 0.14%
 Equity Commonwealth EQC 0.14%
 Cirrus Logic, Inc. CRUS 0.14%
 Dick's Sporting Goods, Inc. DKS 0.14%
 LHC Group, Inc. LHCG 0.14%
 Exponent, Inc. EXPO 0.14%
 Aaron's, Inc. AAN 0.14%
 AppFolio, Inc. (Class A) APPF 0.14%
 Werner Enterprises, Inc. WERN 0.13%
 Spire Inc. SR 0.13%
 American Axle & Manufacturing Holdings, Inc. AXL 0.13%
 J & J Snack Foods Corp. JJSF 0.13%
 Silgan Holdings Inc. SLGN 0.13%
 Brooks Automation, Inc. BRKS 0.13%
 Steven Madden, Ltd. SHOO 0.13%
 AMN Healthcare Services, Inc. AMN 0.13%
 NorthWestern Corporation NWE 0.13%
 Amedisys, Inc. AMED 0.13%
 Covanta Holding Corporation CVA 0.13%
 Invesco Mortgage Capital Inc. IVR 0.13%
 AMC Networks Inc. (Class A) AMCX 0.13%
 Retail Properties of America, Inc. RPAI 0.13%
 Murphy USA Inc. MUSA 0.13%
 Houlihan Lokey, Inc. HLI 0.13%
 The Cheesecake Factory Incorporated CAKE 0.12%
 FTI Consulting, Inc. FCN 0.12%
 Bank of Hawaii Corporation BOH 0.12%
 Two Harbors Investment Corp. TWO 0.12%
 Dillard's, Inc. (Class A) DDS 0.11%
 ManTech International Corporation MANT 0.11%
 KBR, Inc. KBR 0.11%
 AeroVironment, Inc. AVAV 0.11%
 Hawaiian Holdings, Inc. HA 0.11%
 Sprouts Farmers Market, Inc. SFM 0.11%
 Balchem Corporation BCPC 0.10%
 Dave & Buster's Entertainment, Inc. PLAY 0.10%
 Lumentum Holdings Inc. LITE 0.10%
 Myriad Genetics, Inc. MYGN 0.09%
 The Children's Place, Inc. PLCE 0.09%
 CNX Resources Corporation CNX 0.09%
 Gulfport Energy Corporation GPOR 0.09%
 REGENXBIO Inc. RGNX 0.09%
 RPC, Inc. RES 0.08%
 Medifast, Inc. MED 0.08%
 Callon Petroleum Company CPE 0.07%
 
Total Number of Holdings:    235
Underlying Securities information represented above is as of 02/21/2019 but will vary with future fluctuations in the market.

 Deferred Sales Charge Schedule
Amount Date
$0.04500 January 18, 2019
$0.04500 February 20, 2019
$0.04500 March 20, 2019

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

ETF Risk. ETFs are subject to various risks, including management's ability to meet the fund's investment objective, and to manage the fund's portfolio when the underlying securities are redeemed or sold, during periods of market turmoil and as investors' perceptions regarding ETFs or their underlying investments change. Unlike open-end funds, which trade at prices based on a current determination of the fund's net asset value, ETFs frequently trade at a discount from their net asset value in the secondary market. Certain ETFs may employ the use of leverage, which increases the volatility of such funds.

Floating Rate Risk. Certain of the funds invest in floating-rate securities. A floating-rate security is an instrument in which the interest rate payable on the obligation fluctuates on a periodic basis based upon changes in an interest rate benchmark. As a result, the yield on such a security will generally decline in a falling interest rate environment, causing the trust to experience a reduction in the income it receives from such securities.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

High-Yield or Junk Bonds Risk. Investing in high-yield securities or "junk" bonds should be viewed as speculative and you should review your ability to assume the risks associated with investments which utilize such securities. High-yield securities are subject to numerous risks, including higher interest rates, economic recession, deterioration of the junk bond market, possible downgrades and defaults of interest and/or principal. High-yield security prices tend to fluctuate more than higher rated securities and are affected by short-term credit developments to a greater degree.

Investment Grade Bonds Risk. Investment grade securities are subject to numerous risks including higher interest rates, economic recession, deterioration of the investment grade security market or investors' perception thereof, possible downgrades and defaults of interest and/or principal.

Senior Loans Risk. The yield on senior loans will generally decline in a falling interest rate environment and increase in a rising interest rate environment. Senior loans are generally below investment grade quality ("junk" bonds). An investment in senior loans involves the risk that the borrowers may default on their obligations to pay principal or interest when due.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Term Risk - 15 months. Although this unit investment trust terminates in approximately 15 months, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

TIPS Risk. TIPS are subject to numerous risks including changes in interest rates, economic recession and deterioration of the bond market or investors' perception thereof.

US Treasury Note Risk. The value of U.S. Treasury notes will be adversely affected by decreases in bond prices and increases in interest rates.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Additional Risk. For a discussion of additional risks of investing in the trust see the "Risk Factors" section of the prospectus.

Important Note. It is important to note that an investment can be made in the underlying funds directly rather than through the trust. These direct investments can be made without paying the trust's sales charge, operating expenses and organizational costs.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cyber security.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Fund Cusip Information
30310A265 (Cash)
30310A273 (Reinvest)
30310A281 (Cash-Fee)
30310A299 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA and the Internal Revenue Code. First Trust has no knowledge of and has not been provided any information regarding any investor. Financial advisors must determine whether particular investments are appropriate for their clients. First Trust believes the financial advisor is a fiduciary, is capable of evaluating investment risks independently and is responsible for exercising independent judgment with respect to its retirement plan clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
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