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ESG Impact Opportunity, 4  Ticker: FDIFAX
 
Description
A unit investment trust that seeks above-average capital appreciation. The portfolio invests in environmental, social and governance (ESG) companies and selects these companies by using a comprehensive evaluation process based on Sustainalytics’ ESG metrics.
 
Summary
Product Code: ESGI4
Portfolio Status: Secondary
Initial Offer Date: 08/13/2018
Secondary Date: 11/09/2018
Portfolio Ending Date: 11/13/2019
Tax Structure: Regulated Investment Company
Distributions: Semi-Annual
 
Historical 12-Month Distribution Rate of Trust Holdings:^ 1.44%
Initial Offer Price: $10.0000
NAV(*): $8.8952
POP(*): $9.0169
Remaining Deferred Sales Charge: $0.0900
* As of Trade Date: 12/14/2018 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.
^There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical distribution rate of the securities included in the trust is for illustrative purposes only and is not indicative of the trust's distribution rate. The historical distribution rate is the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio and is reduced to account for the effects of fees and expenses which will be incurred when investing in a trust. The distribution rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 6.90%
Consumer Discretionary  Consumer Discretionary 9.29%
Consumer Staples  Consumer Staples 4.33%
Energy  Energy 0.00%
Financials  Financials 14.86%
Health Care  Health Care 18.48%
Industrials  Industrials 16.02%
Information Technology  Information Technology 22.51%
Materials  Materials 4.33%
Real Estate  Real Estate 3.20%
Utilities  Utilities 0.00%
Other  Other 0.08%
 
  Large Mid Small  
Growth  45.35% 8.76% 0.00%  
Value  40.72% 5.09% 0.00%  

 Style Weighting
Large-Cap Growth 45.35%
Large-Cap Value 40.72%
Mid-Cap Growth 8.76%
Mid-Cap Value 5.09%
Small-Cap Growth 0.00%
Small-Cap Value 0.00%
Undetermined 0.08%
 Composition
U.S. Stocks 89.61%   Other 0.08%
Non-U.S. Stocks 10.31%      
The style and sector characteristics of the portfolio are determined as of 12/14/2018 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $126,747.13
Weighted Average Price/Earnings 18.12
Weighted Average Price/Book 3.19
As of 12/13/2018
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Ball Corporation BLL Materials  Materials Large-Cap Growth 4.33%
 Walgreens Boots Alliance, Inc. WBA Consumer Staples  Consumer Staples Large-Cap Value 4.33%
 Edwards Lifesciences Corporation EW Health Care  Health Care Large-Cap Growth 4.22%
 Eli Lilly and Company LLY Health Care  Health Care Large-Cap Growth 3.96%
 Comcast Corporation (Class A) CMCSA Communication Services  Communication Services Large-Cap Value 3.77%
 Thermo Fisher Scientific Inc. TMO Health Care  Health Care Large-Cap Value 3.70%
 Ingersoll-Rand Plc IR Industrials  Industrials Large-Cap Value 3.61%
 Intel Corporation INTC Information Technology  Information Technology Large-Cap Value 3.57%
 Cummins Inc. CMI Industrials  Industrials Large-Cap Value 3.53%
 Mastercard Incorporated MA Information Technology  Information Technology Large-Cap Growth 3.53%
 Accenture Plc ACN Information Technology  Information Technology Large-Cap Growth 3.51%
 Lowe's Companies, Inc. LOW Consumer Discretionary  Consumer Discretionary Large-Cap Growth 3.44%
 Analog Devices, Inc. ADI Information Technology  Information Technology Large-Cap Value 3.35%
 Biogen Inc. BIIB Health Care  Health Care Large-Cap Growth 3.31%
 Adobe Incorporated ADBE Information Technology  Information Technology Large-Cap Growth 3.29%
 AbbVie Inc. ABBV Health Care  Health Care Large-Cap Growth 3.29%
 The TJX Companies, Inc. TJX Consumer Discretionary  Consumer Discretionary Large-Cap Growth 3.27%
 Equinix, Inc. EQIX Real Estate  Real Estate Large-Cap Growth 3.20%
 Eaton Corporation Plc ETN Industrials  Industrials Large-Cap Value 3.19%
 Morningstar, Inc. MORN Financials  Financials Mid-Cap Growth 3.19%
 JPMorgan Chase & Co. JPM Financials  Financials Large-Cap Value 3.17%
 Alphabet Inc. (Class C) GOOG Communication Services  Communication Services Large-Cap Growth 3.13%
 W.W. Grainger, Inc. GWW Industrials  Industrials Mid-Cap Growth 2.99%
 Apple Inc. AAPL Information Technology  Information Technology Large-Cap Growth 2.87%
 BlackRock, Inc. BLK Financials  Financials Large-Cap Value 2.87%
 Bank of America Corporation BAC Financials  Financials Large-Cap Value 2.86%
 State Street Corporation STT Financials  Financials Large-Cap Value 2.77%
 Owens Corning OC Industrials  Industrials Mid-Cap Value 2.70%
 Best Buy Co., Inc. BBY Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 2.58%
 DXC Technology Co. DXC Information Technology  Information Technology Mid-Cap Value 2.39%
 
Total Number of Holdings:    30
Underlying Securities information represented above is as of 12/14/2018 but will vary with future fluctuations in the market.

 Deferred Sales Charge Schedule
Amount Date
$0.04500 November 20, 2018
$0.04500 December 20, 2018
$0.04500 January 18, 2019

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

IRA Risk. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cyber security.

All data used for the sector and style classification comparisons is from Bloomberg Finance L.P, which we believe to be reliable, but do not take responsibility for its accuracy.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

Although the portfolio terminates in approximately one year, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Fund Cusip Information
30309U587 (Cash)
30309U595 (Reinvest)
30309U603 (Cash-Fee)
30309U611 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA and the Internal Revenue Code. First Trust has no knowledge of and has not been provided any information regarding any investor. Financial advisors must determine whether particular investments are appropriate for their clients. First Trust believes the financial advisor is a fiduciary, is capable of evaluating investment risks independently and is responsible for exercising independent judgment with respect to its retirement plan clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
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