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Tactical Alpha, 13  Ticker: FLMGWX
 
Description
A unit investment trust that seeks to provide above-average capital appreciation by investing in stocks from within specific areas of the market where we believe tactical opportunities currently exist.
 
Summary
Product Code: TALP13
Portfolio Status: Secondary
Initial Offer Date: 06/29/2017
Secondary Date: 09/27/2017
Portfolio Ending Date: 09/28/2018
Tax Structure: Regulated Investment Company
Distributions: Monthly
 
Initial Offer Price: $10.0000
NAV(*): $10.5704
POP(*): $10.7150
Remaining Deferred Sales Charge: $0.1350
* As of Trade Date: 10/16/2017 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Estimated Net Annual Distribution Per Unit
Estimated Net Annual Distribution Per Unit * $0.1597
As of 10/16/2017
* The estimates are based on annualizing the most recent dividends declared by the issuers of the securities included in the portfolio. There is no guarantee that the issuers of the securities included in the portfolio will declare distributions in the future or that, if declared, they will either remain at current levels or increase over time.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Consumer Discretionary  Consumer Discretionary 5.74%
Consumer Staples  Consumer Staples 3.73%
Energy  Energy 6.07%
Financials  Financials 21.91%
Health Care  Health Care 18.89%
Industrials  Industrials 11.83%
Information Technology  Information Technology 25.00%
Materials  Materials 6.73%
Real Estate  Real Estate 0.00%
Telecommunication Services  Telecommunication Services 0.00%
Utilities  Utilities 0.00%
Other  Other 0.10%
 
  Large Mid Small  
Growth  54.71% 1.78% 0.00%  
Value  43.22% 0.19% 0.00%  

 Style Weighting
Large-Cap Growth 54.71%
Large-Cap Value 43.22%
Mid-Cap Growth 1.78%
Mid-Cap Value 0.19%
Small-Cap Growth 0.00%
Small-Cap Value 0.00%
Undetermined 0.10%
 Composition
U.S. Stocks 67.55%   Other 0.10%
Non-U.S. Stocks 32.35%      
The style and sector characteristics of the portfolio are determined as of 10/13/2017 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $142,373.00
Weighted Average Price/Earnings 20.97
Weighted Average Price/Book 2.45
As of 10/13/2017
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Weibo Corporation (ADR) WB Information Technology  Information Technology Large-Cap Growth 2.70%
 ArcelorMittal (ADR) MT Materials  Materials Large-Cap Value 2.42%
 Lam Research Corporation LRCX Information Technology  Information Technology Large-Cap Growth 2.39%
 AbbVie Inc. ABBV Health Care  Health Care Large-Cap Growth 2.34%
 Rio Tinto Plc (ADR) RIO Materials  Materials Large-Cap Value 2.26%
 Mastercard Incorporated MA Information Technology  Information Technology Large-Cap Growth 2.22%
 Raytheon Company RTN Industrials  Industrials Large-Cap Growth 2.12%
 Accenture Plc ACN Information Technology  Information Technology Large-Cap Growth 2.10%
 Royal Dutch Shell Plc (Class B) (ADR) RDS/B Energy  Energy Large-Cap Value 2.09%
 BlackRock, Inc. BLK Financials  Financials Large-Cap Value 2.09%
 Delphi Automotive Plc DLPH Consumer Discretionary  Consumer Discretionary Large-Cap Growth 2.08%
 Facebook, Inc. (Class A) FB Information Technology  Information Technology Large-Cap Growth 2.07%
 BASF SE (ADR) BASFY Materials  Materials Large-Cap Value 2.05%
 Thermo Fisher Scientific Inc. TMO Health Care  Health Care Large-Cap Value 2.05%
 LVMH Moet Hennessy Louis Vuitton SE (ADR) LVMUY Consumer Discretionary  Consumer Discretionary Large-Cap Growth 2.05%
 Microsoft Corporation MSFT Information Technology  Information Technology Large-Cap Growth 2.04%
 Citigroup Inc. C Financials  Financials Large-Cap Value 2.04%
 Unilever Plc (ADR) UL Consumer Staples  Consumer Staples Large-Cap Growth 2.03%
 Adobe Systems Incorporated ADBE Information Technology  Information Technology Large-Cap Growth 2.03%
 Morgan Stanley MS Financials  Financials Large-Cap Value 2.03%
 Bank of America Corporation BAC Financials  Financials Large-Cap Value 2.01%
 General Dynamics Corporation GD Industrials  Industrials Large-Cap Growth 2.01%
 EOG Resources, Inc. EOG Energy  Energy Large-Cap Growth 2.00%
 JPMorgan Chase & Co. JPM Financials  Financials Large-Cap Value 1.99%
 BNP Paribas S.A. (ADR) BNPQY Financials  Financials Large-Cap Value 1.99%
 SunTrust Banks, Inc. STI Financials  Financials Large-Cap Value 1.98%
 Honeywell International Inc. HON Industrials  Industrials Large-Cap Growth 1.98%
 SAP SE (ADR) SAP Information Technology  Information Technology Large-Cap Growth 1.98%
 Marathon Petroleum Corporation MPC Energy  Energy Large-Cap Value 1.98%
 Apple Inc. AAPL Information Technology  Information Technology Large-Cap Growth 1.97%
 Cummins Inc. CMI Industrials  Industrials Large-Cap Growth 1.95%
 The Goldman Sachs Group, Inc. GS Financials  Financials Large-Cap Value 1.95%
 Boston Scientific Corporation BSX Health Care  Health Care Large-Cap Growth 1.94%
 UnitedHealth Group Incorporated UNH Health Care  Health Care Large-Cap Growth 1.93%
 Discover Financial Services DFS Financials  Financials Large-Cap Value 1.93%
 Prudential Financial, Inc. PRU Financials  Financials Large-Cap Value 1.92%
 Union Pacific Corporation UNP Industrials  Industrials Large-Cap Growth 1.90%
 Johnson & Johnson JNJ Health Care  Health Care Large-Cap Growth 1.89%
 Celgene Corporation CELG Health Care  Health Care Large-Cap Growth 1.89%
 Siemens AG (ADR) SIEGY Industrials  Industrials Large-Cap Value 1.87%
 Broadcom Limited AVGO Information Technology  Information Technology Large-Cap Growth 1.87%
 Alphabet Inc. (Class C) GOOG Information Technology  Information Technology Large-Cap Growth 1.86%
 Anthem, Inc. ANTM Health Care  Health Care Large-Cap Value 1.85%
 MetLife, Inc. MET Financials  Financials Large-Cap Value 1.79%
 The Cooper Companies, Inc. COO Health Care  Health Care Mid-Cap Growth 1.78%
 Western Digital Corporation WDC Information Technology  Information Technology Large-Cap Value 1.77%
 British American Tobacco Plc (ADR) BTI Consumer Staples  Consumer Staples Large-Cap Growth 1.70%
 Regeneron Pharmaceuticals, Inc. REGN Health Care  Health Care Large-Cap Growth 1.67%
 WPP Plc (ADR) WPPGY Consumer Discretionary  Consumer Discretionary Large-Cap Value 1.61%
 Allergan Plc AGN Health Care  Health Care Large-Cap Value 1.55%
 Brighthouse Financial, Inc. BHF Financials  Financials Mid-Cap Value 0.19%
 
Total Number of Holdings:    51
Underlying Securities information represented above is as of 10/13/2017 but will vary with future fluctuations in the market.

 Deferred Sales Charge Schedule
Amount Date
$0.04500 October 20, 2017
$0.04500 November 20, 2017
$0.04500 December 20, 2017

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

IRA Risk. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

All data used for the sector and style classification comparisons is from Bloomberg Finance L.P, which we believe to be reliable, but do not take responsibility for its accuracy.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

Although the portfolio terminates in approximately one year, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA and the Internal Revenue Code. First Trust has no knowledge of and has not been provided any information regarding any investor. Financial advisors must determine whether particular investments are appropriate for their clients. First Trust believes the financial advisor is a fiduciary, is capable of evaluating investment risks independently and is responsible for exercising independent judgment with respect to its retirement plan clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
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