First Trust Indxx Global Natural Resources Income ETF (FTRI)
  • 2022 Estimated Capital Gain Distributions
    Certain First Trust Exchange-Traded Funds are expected to pay a long-term capital gain distribution in December. For a list of exchange-traded funds expected to pay a capital gain distribution, please click here. Final determination of the source and tax status of all distributions paid in the current year are to be made after year-end and could differ from the expectations noted above.

  • On October 24th, 2022, the Board of Trustees of First Trust's ETFs approved a management fee breakpoint policy that will make all ETFs in the complex eligible for a reduction in the management fee charged on assets that exceed certain AUM thresholds. The goal of this policy is to offer reductions in management fees paid by shareholders of larger First Trust ETFs through a process that is transparent and understandable for all investors.
    Effective November 1st, 2022, the management fee paid by any First Trust ETF with assets exceeding $2.5 Billion will decrease, with larger and increased reductions for assets above $5 Billion, $7.5 Billion, $10 Billion and $15 Billion.

    Full details of the policy and additional breakpoint levels can be seen in each fund’s Statement of Additional Information.
Investment Objective/Strategy - The First Trust Indxx Global Natural Resources Income ETF is an exchange-trade fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Fund's fees and expenses, of an equity index called the Indxx Global Natural Resources Income Index.
There can be no assurance that the Fund's investment objectives will be achieved.
Index Description According to the Index Provider
  • The Indxx Global Natural Resources Income Index is a free float adjusted market capitalization weighted index designed to measure the market performance of the highest dividend yielding companies involved in the upstream segment of the natural resources sector.
  • Each security in the index must meet certain eligibility criteria based on liquidity, size and dividend history.
  • Companies may generally be domiciled in any country, including emerging markets, subject to certain exclusions determined by the Index Provider based on certain criteria.
  • Securities are classified into the following broad five categories:
    • Energy, Materials, Agriculture, Water and Timber.
  • Top 50 companies by dividend yield form the interim portfolio.
  • The number of securities in each of the above-defined categories is capped at 30%.
  • The Index is reconstituted annually in June and is rebalanced quarterly in June, September, December and March.
Fund Overview
TickerFTRI
Fund TypeNatural Resources
Investment AdvisorFirst Trust Advisors L.P.
Investor Servicing AgentBank of New York Mellon Corp
CUSIP33734X838
ISINUS33734X8386
Intraday NAVFTRIIV
Fiscal Year-End09/30
ExchangeNasdaq
Inception3/11/2010
Inception Price$30.00
Inception NAV$30.00
Rebalance FrequencyQuarterly
Expense Ratio*0.70%
* As of 2/1/2022
The Investment Advisor has implemented fee breakpoints, which reduce the fund's investment management fee at certain assets levels. Please see the fund's SAI for full details.
Current Fund Data (as of 11/25/2022)
Closing NAV1$13.96
Closing Market Price2$14.00
Bid/Ask Midpoint$13.97
Bid/Ask Premium0.07%
30-Day Median Bid/Ask Spread30.22%
Total Net Assets$254,719,973
Outstanding Shares18,250,002
Daily Volume18,567
Average 30-Day Daily Volume191,769
Closing Market Price 52-Week High/Low$17.13 / $11.82
Closing NAV 52-Week High/Low$17.05 / $11.84
Number of Holdings (excluding cash)51
Top Holdings (as of 11/23/2022)*
Holding Percent
BHP Group Ltd (ADR) 11.29%
Rio Tinto Plc (ADR) 11.22%
Vale S.A. (ADR) 10.64%
Petroleo Brasileiro S.A. - Petrobras (ADR) 5.56%
Suncor Energy, Inc. 4.94%
Archer-Daniels-Midland Company 4.65%
Coterra Energy Inc. 3.81%
CF Industries Holdings, Inc. 3.74%
Ecopetrol S.A. (ADR) 3.74%
Nutrien Ltd. 3.71%

* Excluding cash.  Holdings are subject to change.

NAV History (Since Inception)
Past performance is not indicative of future results.
Distribution Information
Dividend per Share Amt (as of 11/26/2022)4$0.4473
30-Day SEC Yield (as of 10/31/2022)511.78%
12-Month Distribution Rate (as of 10/31/2022)69.87%
Index Yield (as of 10/31/2022)710.32%
Fund Characteristics (as of 10/31/2022)9
Maximum Market Cap.$121,078
Median Market Cap.$7,307
Minimum Market Cap.$690
Price/Earnings5.06
Price/Book1.57
Price/Cash Flow3.76
Price/Sales1.00
Top Country Exposure (as of 11/23/2022)
Country Percent
United States 23.93%
Brazil 16.54%
Australia 15.48%
United Kingdom 14.30%
Canada 10.65%
Colombia 3.79%
South Africa 3.10%
India 2.71%
China 2.58%
Japan 2.01%
Bid/Ask Premium/Discount (as of 11/25/2022)
  2021 Q1 2022 Q2 2022 Q3 2022
Days Traded at Premium 227 59 54 41
Days Traded at Discount 25 3 8 23
Top Sector Exposure (as of 11/23/2022)
Materials 60.95%
Energy 26.02%
Consumer Staples 8.46%
Utilities 4.57%
Hypothetical Growth of $10,000 Since Inception (as of 11/23/2022) *