First Trust RiverFront Dynamic Emerging Markets ETF (RFEM)
Holdings of the Fund as of 11/26/2021

Total Number of Holdings (excluding cash): 99

Security Name Identifier CUSIP Classification Shares / Quantity Market Value Weighting Descending sort
Taiwan Semiconductor Manufacturing Company Ltd. 2330.TT Y84629107 Information Technology 175,653 $3,759,442.25 8.08%
Tencent Holdings Limited 700.HK G87572163 Communication Services 40,089 $2,382,216.97 5.12%
Samsung Electronics Co., Ltd. 005930.KS Y74718100 Information Technology 37,306 $2,259,814.17 4.86%
Infosys Limited INFO.IS Y4082C133 Information Technology 41,972 $948,336.23 2.04%
iShares MSCI Saudi Arabia ETF KSA 46434V423 Other 22,622 $905,784.88 1.95%
Vale S.A. (ADR) VALE 91912E105 Materials 70,335 $870,043.95 1.87%
SK Hynix Inc. 000660.KS Y8085F100 Information Technology 8,880 $859,311.64 1.85%
Housing Development Finance Corporation Ltd. (HDFC) HDFC.IS Y37246207 Financials 22,464 $822,619.86 1.77%
iShares Core MSCI Emerging Markets ETF IEMG 46434G103 Other 13,214 $791,650.74 1.70%
Tata Consultancy Services Limited TCS.IS Y85279100 Information Technology 16,029 $737,939.87 1.59%
Samsung Electronics Co., Ltd. (Preference Shares) 005935.KS Y74718118 Information Technology 12,791 $714,802.52 1.54%
Evergreen Marine Corp. (Taiwan) Ltd. 2603.TT Y23632105 Industrials 162,209 $690,263.46 1.48%
United Microelectronics Corporation 2303.TT Y92370108 Information Technology 307,149 $689,367.35 1.48%
Sunny Optical Technology (Group) Company Limited 2382.HK G8586D109 Information Technology 22,306 $656,168.19 1.41%
America Movil, S.A.B. de C.V. (Class L) AMXL.MM P0280A101 Communication Services 769,949 $653,516.93 1.40%
Hindustan Unilever Limited HUVR.IS Y3222L102 Consumer Staples 19,839 $618,753.16 1.33%
ENN Energy Holdings Limited 2688.HK G3066L101 Utilities 31,754 $610,379.78 1.31%
LG Chem Ltd. 051910.KS Y52758102 Materials 976 $589,577.40 1.27%
Asian Paints Limited APNT.IS Y03638114 Materials 14,000 $587,730.73 1.26%
ANTA Sports Products Limited 2020.HK G04011105 Consumer Discretionary 35,400 $572,424.76 1.23%
Realtek Semiconductor Corp. 2379.TT Y7220N101 Information Technology 29,681 $569,169.17 1.22%
Kia Corporation 000270.KS Y47601102 Consumer Discretionary 8,341 $563,260.00 1.21%
Divi's Laboratories Limited DIVI.IS Y2076F112 Health Care 8,378 $552,542.92 1.19%
HCL Technologies Limited HCLT.IS Y3121G147 Information Technology 37,060 $549,465.12 1.18%
Wal-Mart de Mexico, S.A.B. de C.V. WALMEX*.MM P98180188 Consumer Staples 163,430 $533,471.61 1.15%
Lenovo Group Limited 992.HK Y5257Y107 Information Technology 536,000 $528,556.22 1.14%
China Construction Bank Corporation (Class H) 939.HK Y1397N101 Financials 805,460 $526,761.74 1.13%
Severstal PAO CHMF.RM Materials 24,237 $516,368.96 1.11%
Petroleo Brasileiro S.A. - Petrobras (ADR) PBR 71654V408 Energy 48,693 $509,815.71 1.10%
Petroleo Brasileiro S.A. (ADR) PBR/A 71654V101 Energy 50,365 $513,723.00 1.10%
Mizrahi Tefahot Bank Ltd. MZTF.IT M7031A135 Financials 13,813 $502,164.97 1.08%
Sino Biopharmaceutical Limited 1177.HK G8167W138 Health Care 694,000 $500,144.90 1.08%
Taiwan Semiconductor Manufacturing Company Ltd. (ADR) TSM 874039100 Information Technology 4,241 $496,578.69 1.07%
Capitec Bank Holdings Limited CPI.SJ S15445109 Financials 4,721 $494,140.04 1.06%
Infosys Limited (ADR) INFY 456788108 Information Technology 22,108 $490,797.60 1.05%
Zhongsheng Group Holdings Limited 881.HK G9894K108 Consumer Discretionary 57,535 $481,776.22 1.04%
Itau Unibanco Holding S.A. (ADR) ITUB 465562106 Financials 117,312 $472,767.36 1.02%
Country Garden Holdings Company Limited 2007.HK G24524103 Real Estate 518,495 $468,076.99 1.01%
TCS Group Holding Plc (GDR) TCS.LI 87238U203 Financials 5,187 $468,282.36 1.01%
Rosneft Oil Company ROSN.RM Energy 60,773 $450,998.78 0.97%
Bharat Petroleum Corporation Limited BPCL.IS Y0882Z116 Energy 86,479 $435,282.64 0.94%
Impala Platinum Holdings Limited IMP.SJ S37840113 Materials 39,337 $435,077.50 0.94%
CPFL Energia S.A. CPFE3.BZ P3179C105 Utilities 88,433 $406,423.41 0.87%
Dabur India Limited DABUR.IS Y1855D140 Consumer Staples 49,562 $398,508.40 0.86%
Yadea Group Holdings Ltd. 1585.HK G9830F106 Consumer Discretionary 236,000 $398,261.16 0.86%
Kumba Iron Ore Limited KIO.SJ S4341C103 Materials 14,908 $389,868.61 0.84%
Meituan (Class B) 3690.HK G59669104 Consumer Discretionary 11,605 $392,274.98 0.84%
NN Investment & Securities Co., Ltd. 005940.KS Y6S75L806 Financials 35,379 $379,412.18 0.82%
Samsung Securities Co., Ltd. 016360.KS Y7486Y106 Financials 9,768 $376,460.34 0.81%
Kiwoom Securities Co., Ltd. 039490.KS Y4801C109 Financials 4,234 $365,379.20 0.79%
CPSC Pharmaceutical Group Limited 1093.HK Y1837N109 Health Care 339,997 $361,870.55 0.78%
Daishin Securities Co., Ltd. 003540.KS Y19538100 Financials 21,774 $355,736.62 0.76%
Kumho Petrochemical Co., Ltd. 011780.KS Y5S159113 Materials 2,684 $354,175.74 0.76%
MMC Norilsk Nickel PJSC (ADR) MNOD.LI 55315J102 Materials 12,380 $352,953.80 0.76%
Companhia Siderurgica Nacional S.A. (ADR) SID 20440W105 Materials 83,861 $335,444.00 0.72%
Equatorial Energia SA EQTL3.BZ P3773H104 Utilities 82,814 $336,553.35 0.72%
Shanghai Baosight Software Co., Ltd. (Class B) 900926.CH Y7691Z104 Information Technology 69,317 $330,295.50 0.71%
Britannia Industries Limited BRIT.IS Y0969R151 Consumer Staples 6,880 $326,705.81 0.70%
Exxaro Resources Limited EXX.SJ S26949107 Energy 37,048 $327,963.00 0.70%
Accton Technology Corp. 2345.TT Y0002S109 Information Technology 29,718 $319,622.98 0.69%
Asseco Poland S.A. ACP.PW X02540130 Information Technology 14,445 $315,145.97 0.68%
PT Indofood CBP Sukses Makmur Tbk ICBP.IJ Y71260106 Consumer Staples 513,551 $317,437.33 0.68%
Top Glove Corporation Bhd TOPG.MK Y88965101 Health Care 504,300 $314,109.23 0.68%
Turkiye Sise ve Cam Fabrikalari A.S. (Sisecam) SISE.TI M9013U105 Industrials 320,618 $309,820.97 0.67%
Vodacom Group Limited VOD.SJ S9453B108 Communication Services 36,261 $298,017.02 0.64%
Seazen Group Limited 1030.HK G7956A109 Real Estate 387,672 $291,811.64 0.63%
Hopson Development Holdings Limited 754.HK G4600H119 Real Estate 116,389 $284,468.97 0.61%
Coway Co., Ltd. 021240.KS Y1786S109 Consumer Discretionary 4,570 $278,359.70 0.60%
International Games System Co., Ltd. 3293.TT Y41065114 Communication Services 9,914 $280,185.23 0.60%
Anhui Conch Cement Company Limited (Class H) 914.HK Y01373102 Materials 58,349 $275,347.59 0.59%
China Conch Venture Holdings Limited 586.HK G2116J108 Industrials 56,101 $273,012.45 0.59%
Turk Telekomunikasyon A.S. TTKOM.TI M9T40N131 Communication Services 372,054 $276,117.48 0.59%
Grupo Financiero Galicia S.A. (ADR) GGAL 399909100 Financials 29,638 $271,187.70 0.58%
Aurobindo Pharma Limited ARBP.IS Y04527142 Health Care 29,330 $265,819.04 0.57%
China Resources Cement Holdings Limited 1313.HK G2113L106 Materials 348,973 $266,261.79 0.57%
Sun TV Network Ltd. SUNTV.IS Y8295N133 Communication Services 37,910 $264,969.98 0.57%
China Gas Holdings Limited 384.HK G2109G103 Utilities 108,343 $243,963.82 0.52%
Ecopetrol S.A. ECOPETL.CB P3661P101 Energy 361,955 $228,611.32 0.49%
Gemdale Properties and Investment Corporation Limited 535.HK G3911S103 Real Estate 2,114,856 $208,819.76 0.45%
HDFC Asset Management Company Limited HDFCAMC.IS Y3R1AG299 Financials 5,984 $200,848.04 0.43%
MediaTek Inc. 2454.TT Y5945U103 Information Technology 5,550 $200,299.85 0.43%
Weichai Power Co., Ltd. (Class H) 2338.HK Y9531A109 Industrials 114,352 $202,065.91 0.43%
US Dollar $USD Other 193,688 $193,687.86 0.42%
Reliance Industries Ltd. RIL.IS Y72596102 Energy 5,850 $188,509.55 0.41%
Sinotruk (Hong Kong) Limited 3808.HK Y8014Z102 Industrials 128,758 $190,867.56 0.41%
Vale S.A. VALE3.BZ P9661Q155 Materials 15,580 $190,867.45 0.41%
Logan Group Company Limited 3380.HK G55555109 Real Estate 177,444 $183,626.31 0.39%
Jubilant Foodworks Ltd. JUBI.IS Y4493W108 Consumer Discretionary 3,661 $178,893.67 0.38%
Asia Cement (China) Holdings Corporation 743.HK G0539C106 Materials 268,241 $173,018.76 0.37%
Autohome Inc. (ADR) ATHM 05278C107 Communication Services 4,650 $162,889.50 0.35%
Vipshop Holdings Limited (ADR) VIPS 92763W103 Consumer Discretionary 16,176 $159,171.84 0.34%
Sunac China Holdings Limited 1918.HK G8569A106 Real Estate 79,219 $143,641.14 0.31%
United Integrated Services Co., Ltd. 2404.TT Y9210Q102 Industrials 20,968 $133,652.45 0.29%
Hello Group Inc. (ADR) MOMO 423403104 Communication Services 10,519 $131,382.31 0.28%
China Life Insurance Co., Limited (Class H) 2628.HK Y1477R204 Financials 55,939 $94,686.64 0.20%
Turkiye Vakiflar Bankasi T.A.O. VAKBN.TI M9037B109 Financials 310,517 $94,993.91 0.20%
Guangzhou R&F Properties Company Limited (Class H) 2777.HK Y2933F115 Real Estate 124,375 $67,783.20 0.15%
Supermax Corporation Bhd SUCB.MK Y8310G105 Health Care 164,088 $71,620.34 0.15%
Mirae Asset Securities Co., Ltd. 006800.KS Y1916K109 Financials 936 $7,065.72 0.02%
Yuzhou Properties Company Limited 1628.HK G9884T101 Real Estate 16,503 $1,671.82 0.00%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.