First Trust NASDAQ® ABA Community Bank Index Fund (QABA)
Holdings of the Fund as of 8/11/2020

Total Number of Holdings (excluding cash): 162

Security Name Identifier Classification Shares / Quantity Market Value Weighting Descending sort
Commerce Bancshares, Inc. CBSH Financials 43,333 $2,645,479.65 3.73%
First Financial Bankshares, Inc. FFIN Financials 55,190 $1,774,910.40 2.50%
BOK Financial Corporation BOKF Financials 27,316 $1,697,689.40 2.39%
South State Corporation SSB Financials 27,553 $1,675,497.93 2.36%
TFS Financial Corporation TFSL Financials 108,841 $1,675,062.99 2.36%
First Citizens BancShares, Inc. (Class A) FCNCA Financials 3,560 $1,505,915.60 2.12%
United Bankshares, Inc. UBSI Financials 50,345 $1,471,080.90 2.07%
Glacier Bancorp, Inc. GBCI Financials 37,065 $1,386,601.65 1.95%
Bank OZK OZK Financials 50,243 $1,319,883.61 1.86%
Pinnacle Financial Partners, Inc. PNFP Financials 29,469 $1,310,486.43 1.85%
Popular, Inc. BPOP Financials 33,302 $1,311,765.78 1.85%
Valley National Bancorp VLY Financials 156,885 $1,306,852.05 1.84%
Home BancShares, Inc. HOMB Financials 64,163 $1,147,876.07 1.62%
Wintrust Financial Corporation WTFC Financials 22,367 $1,061,090.48 1.49%
Umpqua Holdings Corporation UMPQ Financials 85,558 $1,026,696.00 1.45%
CVB Financial Corp. CVBF Financials 52,649 $1,022,970.07 1.44%
UMB Financial Corporation UMBF Financials 18,702 $1,018,323.90 1.43%
Old National Bancorp ONB Financials 64,148 $976,332.56 1.37%
First Hawaiian, Inc. FHB Financials 50,441 $932,149.68 1.31%
PacWest Bancorp PACW Financials 45,255 $931,800.45 1.31%
Independent Bank Corporation (Massachusetts) INDB Financials 12,796 $896,359.80 1.26%
Columbia Banking System, Inc. COLB Financials 27,806 $863,098.24 1.22%
International Bancshares Corporation IBOC Financials 24,582 $849,799.74 1.20%
Cathay General Bancorp CATY Financials 30,909 $848,452.05 1.19%
ServisFirst Bancshares, Inc. SFBS Financials 20,920 $820,691.60 1.16%
Independent Bank Group, Inc. IBTX Financials 16,723 $817,420.24 1.15%
Investors Bancorp, Inc. ISBC Financials 97,195 $816,438.00 1.15%
Simmons First National Corporation SFNC Financials 42,337 $793,395.38 1.12%
Atlantic Union Bankshares Corporation AUB Financials 30,580 $784,682.80 1.11%
Washington Federal, Inc. WAFD Financials 29,413 $747,384.33 1.05%
Ameris Bancorp ABCB Financials 26,979 $722,497.62 1.02%
Hancock Whitney Corporation HWC Financials 33,523 $720,074.04 1.01%
United Community Banks, Inc. UCBI Financials 33,595 $664,173.15 0.94%
Westamerica Bancorporation WABC Financials 10,467 $665,491.86 0.94%
Fulton Financial Corporation FULT Financials 62,860 $663,801.60 0.93%
WSFS Financial Corporation WSFS Financials 19,682 $625,100.32 0.88%
Trustmark Corporation TRMK Financials 24,640 $612,550.40 0.86%
First Midwest Bancorp, Inc. FMBI Financials 44,392 $602,399.44 0.85%
WesBanco, Inc. WSBC Financials 26,054 $598,720.92 0.84%
BancFirst Corporation BANF Financials 12,684 $581,815.08 0.82%
First Merchants Corporation FRME Financials 21,025 $579,238.75 0.82%
Renasant Corporation RNST Financials 21,818 $581,231.52 0.82%
First Financial Bancorp. FFBC Financials 38,061 $576,624.15 0.81%
Capitol Federal Financial, Inc. CFFN Financials 54,980 $560,246.20 0.79%
TowneBank TOWN Financials 28,213 $554,949.71 0.78%
Columbia Financial, Inc. CLBK Financials 44,706 $543,624.96 0.77%
First Interstate BancSystem, Inc. FIBK Financials 16,499 $545,291.95 0.77%
NBT Bancorp Inc. NBTB Financials 16,935 $547,169.85 0.77%
Pacific Premier Bancorp, Inc. PPBI Financials 23,298 $546,571.08 0.77%
Banner Corporation BANR Financials 13,659 $524,642.19 0.74%
Northwest Bancshares, Inc. NWBI Financials 49,565 $515,971.65 0.73%
Heartland Financial USA, Inc. HTLF Financials 14,301 $501,250.05 0.71%
Lakeland Financial Corporation LKFN Financials 9,985 $501,047.30 0.71%
Sandy Spring Bancorp, Inc. SASR Financials 18,253 $463,808.73 0.65%
Seacoast Banking Corporation of Florida SBCF Financials 20,478 $439,048.32 0.62%
Hope Bancorp, Inc. HOPE Financials 47,863 $436,510.56 0.61%
City Holding Company CHCO Financials 6,274 $426,506.52 0.60%
Eagle Bancorp, Inc. EGBN Financials 12,520 $411,282.00 0.58%
OceanFirst Financial Corp. OCFC Financials 23,536 $407,643.52 0.57%
First Busey Corporation BUSE Financials 21,136 $396,300.00 0.56%
Southside Bancshares, Inc. SBSI Financials 12,826 $382,727.84 0.54%
Stock Yards Bancorp, Inc. SYBT Financials 8,806 $381,299.80 0.54%
Veritex Holdings, Inc. VBTX Financials 19,573 $373,648.57 0.53%
1st Source Corporation SRCE Financials 9,921 $369,061.20 0.52%
TriCo Bancshares TCBK Financials 11,547 $356,571.36 0.50%
Enterprise Financial Services Corp EFSC Financials 10,164 $338,461.20 0.48%
S&T Bancorp, Inc. STBA Financials 15,247 $341,990.21 0.48%
Brookline Bancorp, Inc. BRKL Financials 30,662 $322,564.24 0.45%
German American Bancorp, Inc. GABC Financials 10,296 $313,204.32 0.44%
Premier Financial Corp. PFC Financials 14,634 $303,070.14 0.43%
First Foundation Inc. FFWM Financials 17,334 $288,264.42 0.41%
Heritage Financial Corporation HFWA Financials 13,943 $292,524.14 0.41%
Live Oak Bancshares, Inc. LOB Financials 14,684 $286,925.36 0.40%
Meta Financial Group, Inc. CASH Financials 13,446 $274,432.86 0.39%
Triumph Bancorp, Inc. TBK Financials 9,362 $279,268.46 0.39%
HomeStreet, Inc. HMST Financials 9,090 $262,882.80 0.37%
Kearny Financial Corp. KRNY Financials 32,505 $264,915.75 0.37%
First Bancorp FBNC Financials 11,283 $257,478.06 0.36%
Meridian Bancorp, Inc. EBSB Financials 20,359 $257,948.53 0.36%
ConnectOne Bancorp, Inc. CNOB Financials 15,426 $241,262.64 0.34%
Nicolet Bankshares, Inc. NCBS Financials 4,046 $244,297.48 0.34%
Preferred Bank PFBC Financials 5,795 $238,580.15 0.34%
Republic Bancorp, Inc. RBCAA Financials 7,264 $242,254.40 0.34%
The Bancorp, Inc. TBBK Financials 22,311 $238,504.59 0.34%
Washington Trust Bancorp, Inc. WASH Financials 6,705 $241,178.85 0.34%
Community Trust Bancorp, Inc. CTBI Financials 6,914 $237,081.06 0.33%
TrustCo Bank Corp NY TRST Financials 37,466 $234,911.82 0.33%
Lakeland Bancorp, Inc. LBAI Financials 19,606 $224,292.64 0.32%
Origin Bancorp, Inc. OBNK Financials 9,121 $226,109.59 0.32%
Bryn Mawr Bank Corporation BMTC Financials 7,742 $222,505.08 0.31%
Cass Information Systems, Inc. CASS Industrials 5,603 $222,046.88 0.31%
Great Southern Bancorp, Inc. GSBC Financials 5,472 $222,765.12 0.31%
Allegiance Bancshares, Inc. ABTX Financials 7,927 $214,900.97 0.30%
HarborOne Bancorp, Inc. HONE Financials 22,697 $210,855.13 0.30%
Luther Burbank Corporation LBC Financials 20,573 $215,605.04 0.30%
Merchants Bancorp MBIN Financials 11,167 $216,304.79 0.30%
Boston Private Financial Holdings, Inc. BPFH Financials 31,781 $205,940.88 0.29%
QCR Holdings, Inc. QCRH Financials 6,128 $203,449.60 0.29%
Camden National Corporation CAC Financials 5,810 $202,013.70 0.28%
CrossFirst Bankshares, Inc. CFB Financials 20,247 $200,850.24 0.28%
Univest Financial Corporation UVSP Financials 11,340 $196,635.60 0.28%
US Dollar $USD Other 200,338 $200,338.30 0.28%
First Financial Corporation THFF Financials 5,328 $192,234.24 0.27%
Horizon Bancorp, Inc. HBNC Financials 17,007 $195,240.36 0.27%
Northfield Bancorp, Inc. NFBK Financials 19,151 $193,616.61 0.27%
The First Bancshares, Inc. FBMS Financials 8,314 $190,972.58 0.27%
Bank First Corporation BFC Financials 3,004 $188,080.44 0.26%
Bank of Marin Bancorp BMRC Financials 5,273 $182,023.96 0.26%
Dime Community Bancshares, Inc. DCOM Financials 12,940 $175,595.80 0.25%
First Mid-Illinois Bancshares, Inc. FMBH Financials 6,489 $177,798.60 0.25%
Heritage Commerce Corp HTBK Financials 23,209 $176,620.49 0.25%
Peoples Bancorp Inc. PEBO Financials 7,784 $175,996.24 0.25%
Tristate Capital Holdings, Inc. TSC Financials 11,594 $174,373.76 0.25%
Arrow Financial Corporation AROW Financials 5,821 $171,486.66 0.24%
CBTX, Inc. CBTX Financials 9,693 $173,795.49 0.24%
Amerant Bancorp Inc. AMTB Financials 11,220 $160,894.80 0.23%
Bridge Bancorp, Inc. BDGE Financials 7,667 $160,163.63 0.23%
Altabancorp ALTA Financials 7,300 $153,300.00 0.22%
Cambridge Bancorp CATC Financials 2,691 $156,347.10 0.22%
Hingham Institution for Savings HIFS Financials 830 $159,360.00 0.22%
The First of Long Island Corporation FLIC Financials 9,265 $152,965.15 0.22%
Waterstone Financia, Inc. WSBF Financials 10,069 $159,593.65 0.22%
Amalgamated Bank of New York (Class A) AMAL Financials 12,184 $149,497.68 0.21%
Mercantile Bank Corporation MBWM Financials 6,296 $146,759.76 0.21%
First Community Bancshares, Inc. FCBC Financials 6,877 $145,035.93 0.20%
HBT Financial, Inc. HBT Financials 10,668 $140,924.28 0.20%
Midland States Bancorp Inc MSBI Financials 9,015 $141,535.50 0.20%
Capital City Bank Group, Inc. CCBG Financials 6,532 $138,347.76 0.19%
Farmers National Banc Corp. FMNB Financials 10,947 $135,414.39 0.19%
Flushing Financial Corporation FFIC Financials 10,962 $134,174.88 0.19%
Independent Bank Corporation IBCP Financials 8,506 $133,544.20 0.19%
Peapack-Gladstone Financial Corporation PGC Financials 7,325 $134,413.75 0.19%
Hanmi Financial Corporation HAFC Financials 11,895 $124,540.65 0.18%
MidWestOne Financial Group, Inc. MOFG Financials 6,251 $130,208.33 0.18%
Red River Bancshares, Inc. RRBI Financials 2,845 $126,033.50 0.18%
Business First Bancshares, Inc. BFST Financials 8,030 $120,209.10 0.17%
Guaranty Bancshares, Inc. GNTY Financials 4,279 $121,523.60 0.17%
Bridgewater Bancshares, Inc. BWB Financials 11,194 $116,417.60 0.16%
Financial Institutions, Inc. FISI Financials 6,224 $111,969.76 0.16%
Sierra Bancorp BSRR Financials 5,902 $115,266.06 0.16%
West Bancorporation WTBA Financials 6,390 $111,505.50 0.16%
American National Bankshares Inc. AMNB Financials 4,257 $103,445.10 0.15%
Century Bancorp, Inc. CNBKA Financials 1,419 $105,672.93 0.15%
CNB Financial Corporation CCNE Financials 5,982 $107,436.72 0.15%
HomeTrust Bancshares, Inc. HTBI Financials 6,613 $103,361.19 0.15%
Macatawa Bank Corporation MCBC Financials 13,252 $103,365.60 0.15%
RBB Bancorp RBB Financials 7,669 $103,608.19 0.15%
Atlantic Capital Bancshares, Inc. ACBI Financials 8,338 $98,054.88 0.14%
Citizens & Northern Corporation CZNC Financials 5,356 $97,157.84 0.14%
Old Second Bancorp, Inc. OSBC Financials 11,533 $100,337.10 0.14%
Reliant Bancorp, Inc. RBNC Financials 6,457 $101,504.04 0.14%
Civista Bancshares, Inc. CIVB Financials 6,231 $93,901.17 0.13%
Equity Bancshares, Inc. (Class A) EQBK Financials 5,905 $95,661.00 0.13%
Home Bancorp, Inc. HBCP Financials 3,500 $85,470.00 0.12%
PCSB Financial Corporation PCSB Financials 6,565 $87,051.90 0.12%
SmartFinancial, Inc. SMBK Financials 5,912 $87,734.08 0.12%
Southern First Bancshares, Inc. SFST Financials 2,998 $83,374.38 0.12%
Southern National Bancorp of Virginia, Inc. SONA Financials 9,440 $87,980.80 0.12%
Spirit of Texas Bancshares, Inc. STXB Financials 6,843 $87,385.11 0.12%
Territorial Bancorp Inc. TBNK Financials 3,689 $85,658.58 0.12%
ACNB Corporation ACNB Financials 3,368 $77,497.68 0.11%
Capstar Financial Holdings, Inc. CSTR Financials 7,113 $80,305.77 0.11%
Southern Missouri Bancorp, Inc. SMBC Financials 3,547 $80,907.07 0.11%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.