First Trust Indxx Innovative Transaction & Process ETF (LEGR)
Holdings of the Fund as of 11/29/2021

Total Number of Holdings (excluding cash): 101

Security Name Identifier CUSIP Classification Shares / Quantity Market Value Weighting Descending sort
Advanced Micro Devices, Inc. AMD 007903107 Information Technology 16,561 $2,681,391.51 1.93%
NVIDIA Corporation NVDA 67066G104 Information Technology 7,927 $2,645,715.52 1.90%
Micron Technology, Inc. MU 595112103 Information Technology 24,123 $2,077,955.22 1.50%
salesforce.com, inc. CRM 79466L302 Information Technology 6,743 $2,000,917.82 1.44%
Microsoft Corporation MSFT 594918104 Information Technology 5,914 $1,990,829.82 1.43%
JD.com, Inc. (ADR) JD 47215P106 Consumer Discretionary 21,902 $1,925,404.82 1.39%
Accenture Plc ACN G1151C101 Information Technology 5,152 $1,884,704.64 1.36%
Cognizant Technology Solutions Corporation CTSH 192446102 Information Technology 22,986 $1,832,214.06 1.32%
Oracle Corporation ORCL 68389X105 Information Technology 19,632 $1,824,598.08 1.31%
Amazon.com, Inc. AMZN 023135106 Consumer Discretionary 506 $1,802,154.42 1.30%
Engie S.A. ENGI.FP F7629A107 Utilities 123,915 $1,804,030.84 1.30%
Capgemini SE CAP.FP F4973Q101 Information Technology 7,851 $1,789,755.52 1.29%
Gazprom PJSC (ADR) OGZD.LI 368287207 Energy 197,422 $1,783,905.18 1.28%
Tesla, Inc. TSLA 88160R101 Consumer Discretionary 1,553 $1,765,745.47 1.27%
Infosys Limited (ADR) INFY 456788108 Information Technology 76,660 $1,734,049.20 1.25%
Taiwan Semiconductor Manufacturing Company Ltd. (ADR) TSM 874039100 Information Technology 14,327 $1,708,924.56 1.23%
A.P. Moeller - Maersk A/S (Class B) MAERSKB.DC K0514G101 Industrials 568 $1,695,496.63 1.22%
Nordea Bank Abp NDA.FH X5S8VL105 Financials 143,694 $1,696,757.14 1.22%
SoftBank Corp. 9434.JP J75963132 Communication Services 121,900 $1,691,116.88 1.22%
Swisscom AG SCMN.SW H8398N104 Communication Services 3,017 $1,678,508.64 1.21%
Industrial and Commercial Bank of China Limited (Class H) 1398.HK Y3990B112 Financials 3,100,500 $1,653,642.39 1.19%
Mitsubishi UFJ Financial Group, Inc. (ADR) MUFG 606822104 Financials 306,244 $1,647,592.72 1.19%
Samsung Electronics Co., Ltd. 005930.KS Y74718100 Information Technology 27,298 $1,654,452.00 1.19%
Sberbank of Russia PJSC (ADR) SBER.LI 80585Y308 Financials 98,342 $1,655,095.86 1.19%
China CITIC Bank Corporation Limited (Class H) 998.HK Y1434M116 Financials 3,756,791 $1,632,801.07 1.18%
Honeywell International Inc. HON 438516106 Industrials 7,884 $1,637,191.44 1.18%
Intel Corporation INTC 458140100 Information Technology 32,916 $1,645,800.00 1.18%
Baidu, Inc. (ADR) BIDU 056752108 Communication Services 10,740 $1,614,114.60 1.16%
Mastercard Incorporated MA 57636Q104 Information Technology 5,002 $1,615,696.02 1.16%
SAP SE SAP.GY D66992104 Information Technology 12,068 $1,607,593.00 1.16%
Wipro Limited (ADR) WIT 97651M109 Information Technology 186,609 $1,597,373.04 1.15%
Tata Consultancy Services Limited TCS.IS Y85279100 Information Technology 34,076 $1,589,162.07 1.14%
China Construction Bank Corporation (Class H) 939.HK Y1397N101 Financials 2,407,547 $1,564,945.72 1.13%
AT&T Inc. T 00206R102 Communication Services 64,107 $1,531,516.23 1.10%
Deutsche Telekom AG DTE.GY D2035M136 Communication Services 83,890 $1,530,678.41 1.10%
Telefonaktiebolaget LM Ericsson (Class B) ERICB.SS W26049119 Information Technology 147,444 $1,525,277.16 1.10%
Fujitsu Limited 6702.JP J15708159 Information Technology 8,900 $1,507,504.64 1.09%
International Business Machines Corporation IBM 459200101 Information Technology 12,760 $1,512,060.00 1.09%
VMware, Inc. VMW 928563402 Information Technology 12,078 $1,453,949.64 1.05%
The Home Depot, Inc. HD 437076102 Consumer Discretionary 3,531 $1,436,481.42 1.03%
Alibaba Group Holding Limited (ADR) BABA 01609W102 Consumer Discretionary 10,508 $1,382,957.88 1.00%
CME Group Inc. CME 12572Q105 Financials 6,091 $1,372,485.03 0.99%
Daimler AG DAI.GY D1668R123 Consumer Discretionary 14,478 $1,361,060.42 0.98%
Bank of America Corporation BAC 060505104 Financials 28,629 $1,305,196.11 0.94%
Sony Group Corp. (ADR) SONY 835699307 Consumer Discretionary 10,659 $1,294,428.96 0.93%
Kotak Mahindra Bank Limited KMB.IS Y4964H150 Financials 47,382 $1,274,330.80 0.92%
Royal Dutch Shell Plc (ADR) RDS/A 780259206 Energy 29,781 $1,264,203.45 0.91%
The Bank of New York Mellon Corporation BK 064058100 Financials 22,162 $1,263,455.62 0.91%
HSBC Holdings Plc HSBA.LN G4634U169 Financials 224,841 $1,246,469.56 0.90%
Lloyds Banking Group Plc (ADR) LYG 539439109 Financials 511,748 $1,253,782.60 0.90%
Infineon Technologies AG IFX.GY D35415104 Information Technology 27,012 $1,237,354.53 0.89%
Nasdaq, Inc. NDAQ 631103108 Financials 5,920 $1,237,753.60 0.89%
Bayerische Motoren Werke (BMW) AG BMW.GY D12096109 Consumer Discretionary 12,610 $1,226,741.86 0.88%
Workday, Inc. (Class A) WDAY 98138H101 Information Technology 4,342 $1,222,663.78 0.88%
UBS Group AG UBSG.SW H42097107 Financials 70,656 $1,206,312.75 0.87%
American International Group, Inc. AIG 026874784 Financials 21,430 $1,177,578.50 0.85%
Bank of Communications Co., Ltd. (Class H) 3328.HK Y06988102 Financials 1,981,425 $1,181,264.39 0.85%
BOC Hong Kong (Holdings) Limited 2388.HK Y0920U103 Financials 381,989 $1,175,380.89 0.85%
JPMorgan Chase & Co. JPM 46625H100 Financials 7,360 $1,186,652.80 0.85%
AXA S.A. CS.FP F06106102 Financials 42,468 $1,162,083.25 0.84%
DBS Group Holdings Limited DBS.SP Y20246107 Financials 52,000 $1,170,123.51 0.84%
ING Groep N.V. (ADR) ING 456837103 Financials 84,861 $1,166,838.75 0.84%
Royal Bank of Canada RY.CN 780087102 Financials 11,418 $1,162,590.98 0.84%
Bank of China Ltd. 3988.HK Y0698A107 Financials 3,291,141 $1,151,928.88 0.83%
BNP Paribas S.A. BNP.FP F1058Q238 Financials 18,454 $1,153,920.40 0.83%
Lockheed Martin Corporation LMT 539830109 Industrials 3,360 $1,146,532.80 0.83%
Partners Group Holding AG PGHN.SW H6120A101 Financials 678 $1,157,184.67 0.83%
PayPal Holdings, Inc. PYPL 70450Y103 Information Technology 6,126 $1,147,032.24 0.83%
Barclays Plc BARC.LN G08036124 Financials 465,728 $1,136,293.94 0.82%
ICICI Bank Limited (ADR) IBN 45104G104 Financials 60,004 $1,139,475.96 0.82%
Walmart, Inc. WMT 931142103 Consumer Staples 8,003 $1,141,467.89 0.82%
Allianz SE ALV.GY D03080112 Financials 5,109 $1,118,756.84 0.81%
China Life Insurance Co., Limited (ADR) LFC 16939P106 Financials 136,266 $1,128,282.48 0.81%
KBC Groupe N.V. KBC.BB B5337G162 Financials 13,791 $1,130,173.56 0.81%
The Goldman Sachs Group, Inc. GS 38141G104 Financials 2,899 $1,120,579.46 0.81%
Cisco Systems, Inc. CSCO 17275R102 Information Technology 20,000 $1,115,200.00 0.80%
Deutsche Boerse AG DB1.GY D1882G119 Financials 6,867 $1,106,041.02 0.80%
Nokia Corporation (ADR) NOK 654902204 Information Technology 198,293 $1,114,406.66 0.80%
Verizon Communications Inc. VZ 92343V104 Communication Services 21,526 $1,112,033.16 0.80%
Australia and New Zealand Banking Group Limited ANZ.AU Q09504137 Financials 57,726 $1,097,333.29 0.79%
Citigroup Inc. C 172967424 Financials 16,633 $1,081,810.32 0.78%
Iberdrola S.A. IBE.SM E6165F166 Utilities 96,514 $1,080,585.71 0.78%
Postal Savings Bank of China Co., Ltd. (Class H) 1658.HK Y6987V108 Financials 1,571,171 $1,089,776.07 0.78%
Samsung SDI Co., Ltd. 006400.KS Y74866107 Information Technology 1,829 $1,087,038.60 0.78%
The Boeing Company BA 097023105 Industrials 5,476 $1,086,986.00 0.78%
BHP Group Ltd BHP.AU Q1498M100 Materials 38,808 $1,068,882.42 0.77%
China Merchants Bank Co., Ltd. (Class H) 3968.HK Y14896115 Financials 137,190 $1,072,044.23 0.77%
The Kroger Co. KR 501044101 Consumer Staples 25,405 $1,075,901.75 0.77%
Verbund AG VER.AV A91460104 Utilities 10,559 $1,070,014.48 0.77%
AIA Group Limited 1299.HK Y002A1105 Financials 97,611 $1,049,970.82 0.76%
HDFC Bank Ltd. (ADR) HDB 40415F101 Financials 15,456 $1,037,870.40 0.75%
Rio Tinto Plc (ADR) RIO 767204100 Materials 16,262 $1,023,530.28 0.74%
Banco Santander S.A. SAN.SM E19790109 Financials 323,860 $1,017,843.33 0.73%
Visa Inc. (Class A) V 92826C839 Information Technology 5,150 $1,010,893.50 0.73%
Airbus Group SE AIR.FP N0280E105 Industrials 8,606 $968,691.23 0.70%
Banco Bilbao Vizcaya Argentaria, S.A. BBVA.SM E11805103 Financials 179,911 $975,567.95 0.70%
London Stock Exchange Group Plc LSEG.LN G5689U103 Financials 10,460 $956,602.99 0.69%
Axis Bank Limited AXSB.IS Y0487S137 Financials 109,008 $945,169.06 0.68%
Haier Smart Home Co., Ltd. (Class D) 690D.GY Y7166P110 Consumer Discretionary 578,905 $947,518.94 0.68%
Westpac Banking Corporation WBC.AU Q97417101 Financials 62,031 $926,679.37 0.67%
US Dollar $USD Other 898,201 $898,200.87 0.65%
Kyndryl Holdings, Inc. KD 50155Q100 Information Technology 2,512 $40,945.60 0.03%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.