First Trust Financials AlphaDEX® Fund (FXO)
Holdings of the Fund as of 10/20/2021

Total Number of Holdings (excluding cash): 105

Security Name Identifier CUSIP Classification Shares / Quantity Market Value Weighting Descending sort
The Carlyle Group Inc. CG 14316J108 Investment Banking and Brokerage Services 464,319 $24,841,066.50 1.65%
LPL Financial Holdings Inc. LPLA 50212V100 Investment Banking and Brokerage Services 140,044 $24,418,071.84 1.63%
Blackstone Inc. BX 09260D107 Investment Banking and Brokerage Services 188,693 $24,282,902.17 1.62%
First American Financial Corporation FAF 31847R102 Non-life Insurance 327,411 $24,274,251.54 1.62%
Markel Corporation MKL 570535104 Non-life Insurance 18,365 $24,309,934.15 1.62%
Fidelity National Financial, Inc. FNF 31620R303 Non-life Insurance 484,181 $24,141,264.66 1.61%
Lincoln National Corporation LNC 534187109 Life Insurance 319,314 $24,191,228.64 1.61%
Janus Henderson Group Plc JHG G4474Y214 Investment Banking and Brokerage Services 531,167 $23,966,255.04 1.60%
MGIC Investment Corporation MTG 552848103 Finance and Credit Services 1,467,439 $24,065,999.60 1.60%
OneMain Holdings, Inc. OMF 68268W103 Finance and Credit Services 396,764 $23,920,901.56 1.59%
Aflac Incorporated AFL 001055102 Life Insurance 421,121 $23,768,069.24 1.58%
Ares Management Corporation (Class A) ARES 03990B101 Investment Banking and Brokerage Services 297,344 $23,689,396.48 1.58%
Old Republic International Corporation ORI 680223104 Non-life Insurance 949,109 $23,794,162.63 1.58%
Credit Acceptance Corporation CACC 225310101 Finance and Credit Services 37,508 $23,331,101.24 1.55%
Berkshire Hathaway Inc. (Class B) BRK/B 084670702 Investment Banking and Brokerage Services 80,427 $23,121,958.23 1.54%
Cincinnati Financial Corporation CINF 172062101 Non-life Insurance 192,198 $23,021,476.44 1.53%
Annaly Capital Management, Inc. NLY 035710409 Mortgage Real Estate Investment Trusts 2,607,235 $22,761,161.55 1.52%
White Mountains Insurance Group Ltd. WTM G9618E107 Non-life Insurance 20,527 $22,305,664.55 1.49%
Santander Consumer USA Holdings Inc. SC 80283M101 Finance and Credit Services 526,449 $22,010,832.69 1.47%
The Allstate Corporation ALL 020002101 Non-life Insurance 172,433 $22,130,051.22 1.47%
Mercury General Corporation MCY 589400100 Non-life Insurance 394,341 $21,897,755.73 1.46%
Evercore Inc. EVR 29977A105 Investment Banking and Brokerage Services 131,386 $21,439,567.48 1.43%
Athene Holding Ltd. (Class A) ATH G0684D107 Investment Banking and Brokerage Services 255,003 $21,356,501.25 1.42%
Apollo Global Management, Inc. (Class A) APO 03768E105 Investment Banking and Brokerage Services 285,154 $21,186,942.20 1.41%
Unum Group UNM 91529Y106 Life Insurance 700,815 $20,064,333.45 1.34%
Jefferies Financial Group Inc. JEF 47233W109 Investment Banking and Brokerage Services 473,000 $19,889,650.00 1.32%
Voya Financial, Inc. VOYA 929089100 Investment Banking and Brokerage Services 286,078 $19,825,205.40 1.32%
Arch Capital Group Ltd. ACGL G0450A105 Non-life Insurance 459,989 $19,613,930.96 1.31%
Everest Re Group, Ltd. RE G3223R108 Non-life Insurance 70,032 $19,539,628.32 1.30%
Raymond James Financial, Inc. RJF 754730109 Investment Banking and Brokerage Services 190,315 $19,349,326.05 1.29%
Ally Financial Inc. ALLY 02005N100 Finance and Credit Services 344,025 $19,200,035.25 1.28%
Western Alliance Bancorporation WAL 957638109 Banks 161,390 $19,210,251.70 1.28%
Prudential Financial, Inc. PRU 744320102 Life Insurance 166,945 $19,031,730.00 1.27%
Virtu Financial, Inc. (Class A) VIRT 928254101 Investment Banking and Brokerage Services 718,881 $18,985,647.21 1.26%
Alleghany Corporation Y 017175100 Non-life Insurance 28,127 $18,726,956.60 1.25%
Chubb Limited CB H1467J104 Non-life Insurance 101,237 $18,777,438.76 1.25%
AGNC Investment Corp. AGNC 00123Q104 Mortgage Real Estate Investment Trusts 1,113,654 $18,475,519.86 1.23%
Invesco Ltd. IVZ G491BT108 Investment Banking and Brokerage Services 728,428 $18,516,639.76 1.23%
The Progressive Corporation PGR 743315103 Non-life Insurance 194,292 $18,360,594.00 1.22%
The Travelers Companies, Inc. TRV 89417E109 Non-life Insurance 115,538 $18,334,725.22 1.22%
Citigroup Inc. C 172967424 Banks 250,250 $17,972,955.00 1.20%
Franklin Resources, Inc. BEN 354613101 Investment Banking and Brokerage Services 590,927 $17,993,727.15 1.20%
Assured Guaranty Ltd. AGO G0585R106 Non-life Insurance 281,393 $15,428,778.19 1.03%
KKR & Co. Inc. (Class A) KKR 48251W104 Investment Banking and Brokerage Services 216,359 $15,270,618.22 1.02%
Ameriprise Financial, Inc. AMP 03076C106 Investment Banking and Brokerage Services 49,872 $14,798,518.56 0.99%
BOK Financial Corporation BOKF 05561Q201 Banks 147,088 $14,655,848.32 0.98%
Globe Life Inc. GL 37959E102 Life Insurance 147,944 $14,569,525.12 0.97%
Regions Financial Corporation RF 7591EP100 Banks 618,098 $14,537,664.96 0.97%
American Financial Group, Inc. AFG 025932104 Non-life Insurance 104,677 $14,252,820.32 0.95%
American International Group, Inc. AIG 026874784 Non-life Insurance 239,964 $14,304,254.04 0.95%
Discover Financial Services DFS 254709108 Banks 107,216 $14,258,655.84 0.95%
Reinsurance Group of America, Incorporated RGA 759351604 Non-life Insurance 118,387 $14,250,243.19 0.95%
The Goldman Sachs Group, Inc. GS 38141G104 Investment Banking and Brokerage Services 34,847 $14,213,742.83 0.95%
Loews Corporation L 540424108 Non-life Insurance 244,236 $14,185,226.88 0.94%
Bank OZK OZK 06417N103 Banks 306,467 $14,002,477.23 0.93%
First Horizon Corporation FHN 320517105 Banks 808,582 $13,964,211.14 0.93%
Popular, Inc. BPOP 733174700 Banks 169,586 $13,906,052.00 0.93%
SEI Investments Company SEIC 784117103 Investment Banking and Brokerage Services 222,122 $14,002,570.88 0.93%
New Residential Investment Corp. NRZ 64828T201 Mortgage Real Estate Investment Trusts 1,197,434 $13,686,670.62 0.91%
The Hartford Financial Services Group, Inc. HIG 416515104 Non-life Insurance 187,503 $13,706,469.30 0.91%
MSCI Inc. MSCI 55354G100 Finance and Credit Services 21,657 $13,500,107.52 0.90%
The Hanover Insurance Group, Inc. THG 410867105 Non-life Insurance 101,615 $13,513,778.85 0.90%
SLM Corporation SLM 78442P106 Finance and Credit Services 748,399 $13,366,406.14 0.89%
GoHealth, Inc. (Class A) GOCO 38046W105 Non-life Insurance 1,745,761 $10,718,972.54 0.71%
State Street Corporation STT 857477103 Investment Banking and Brokerage Services 103,653 $10,299,998.61 0.69%
The Bank of New York Mellon Corporation BK 064058100 Investment Banking and Brokerage Services 169,393 $10,046,698.83 0.67%
Wintrust Financial Corporation WTFC 97650W108 Banks 109,263 $10,032,528.66 0.67%
Stifel Financial Corp. SF 860630102 Investment Banking and Brokerage Services 129,207 $9,844,281.33 0.66%
Affiliated Managers Group, Inc. AMG 008252108 Investment Banking and Brokerage Services 58,121 $9,541,724.57 0.64%
AON Plc AON G0403H108 Non-life Insurance 30,727 $9,644,898.03 0.64%
KeyCorp KEY 493267108 Banks 406,160 $9,634,115.20 0.64%
Marsh & McLennan Companies, Inc. MMC 571748102 Non-life Insurance 57,990 $9,617,641.50 0.64%
New York Community Bancorp, Inc. NYCB 649445103 Banks 682,299 $9,620,415.90 0.64%
Citizens Financial Group, Inc. CFG 174610105 Banks 186,917 $9,510,336.96 0.63%
Comerica Incorporated CMA 200340107 Banks 109,081 $9,482,411.33 0.63%
M&T Bank Corporation MTB 55261F104 Banks 58,801 $9,432,268.41 0.63%
Prosperity Bancshares, Inc. PB 743606105 Banks 123,451 $9,411,904.24 0.63%
Wells Fargo & Company WFC 949746101 Banks 189,207 $9,490,623.12 0.63%
F.N.B. Corporation FNB 302520101 Banks 755,693 $9,264,796.18 0.62%
PacWest Bancorp PACW 695263103 Banks 193,764 $9,327,798.96 0.62%
Zions Bancorporation ZION 989701107 Banks 141,886 $9,236,778.60 0.62%
T. Rowe Price Group, Inc. TROW 74144T108 Investment Banking and Brokerage Services 44,639 $9,133,585.79 0.61%
Umpqua Holdings Corporation UMPQ 904214103 Banks 433,640 $9,223,522.80 0.61%
Kemper Corporation KMPR 488401100 Non-life Insurance 131,475 $8,591,891.25 0.57%
Brown & Brown, Inc. BRO 115236101 Non-life Insurance 79,176 $5,112,394.32 0.34%
Axis Capital Holdings Limited AXS G0692U109 Non-life Insurance 95,362 $5,021,762.92 0.33%
Lazard Ltd (Class A) LAZ G54050102 Investment Banking and Brokerage Services 95,863 $4,970,496.55 0.33%
Synovus Financial Corp. SNV 87161C501 Banks 100,037 $4,941,827.80 0.33%
Bank of America Corporation BAC 060505104 Banks 103,428 $4,870,424.52 0.32%
MetLife, Inc. MET 59156R108 Life Insurance 71,128 $4,737,124.80 0.32%
Morningstar, Inc. MORN 617700109 Finance and Credit Services 16,949 $4,823,685.40 0.32%
Principal Financial Group, Inc. PFG 74251V102 Life Insurance 68,178 $4,756,779.06 0.32%
Sterling Bancorp STL 85917A100 Banks 175,904 $4,731,817.60 0.32%
The PNC Financial Services Group, Inc. PNC 693475105 Banks 22,444 $4,776,083.20 0.32%
Truist Financial Corporation TFC 89832Q109 Banks 74,864 $4,782,312.32 0.32%
FactSet Research Systems Inc. FDS 303075105 Finance and Credit Services 11,124 $4,686,763.68 0.31%
Fifth Third Bancorp FITB 316773100 Banks 103,452 $4,716,376.68 0.31%
JPMorgan Chase & Co. JPM 46625H100 Banks 26,825 $4,582,783.00 0.31%
Pinnacle Financial Partners, Inc. PNFP 72346Q104 Banks 46,672 $4,693,336.32 0.31%
RenaissanceRe Holdings Ltd. RNR G7496G103 Non-life Insurance 31,493 $4,640,493.55 0.31%
U.S. Bancorp USB 902973304 Banks 73,866 $4,622,534.28 0.31%
W.R. Berkley Corporation WRB 084423102 Non-life Insurance 59,999 $4,708,721.52 0.31%
Willis Towers Watson Plc WLTW G96629103 Non-life Insurance 18,886 $4,610,828.04 0.31%
Morgan Stanley MS 617446448 Investment Banking and Brokerage Services 45,119 $4,541,678.54 0.30%
First Hawaiian, Inc. FHB 32051X108 Banks 149,593 $4,411,497.57 0.29%
US Dollar $USD Other 2,247,409 $2,247,409.14 0.15%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.