First Trust Financials AlphaDEX® Fund (FXO)
Holdings of the Fund as of 12/13/2019

Total Number of Holdings (excluding cash): 185

Security Name Identifier Classification Shares / Quantity Market Value Weighting Descending sort
OneMain Holdings, Inc. OMF Consumer Finance 446,466 $19,367,695.08 1.01%
Jefferies Financial Group Inc. JEF Diversified Financial Services 890,023 $19,126,594.27 1.00%
The Western Union Company WU IT Services 706,795 $19,246,027.85 1.00%
Bank OZK OZK Banks 600,531 $18,766,593.75 0.98%
Capital One Financial Corporation COF Consumer Finance 180,001 $18,786,704.37 0.98%
LPL Financial Holdings Inc. LPLA Capital Markets 199,960 $18,576,284.00 0.97%
MGIC Investment Corporation MTG Thrifts & Mortgage Finance 1,301,786 $18,693,646.96 0.97%
Assured Guaranty Ltd. AGO Insurance 368,345 $18,483,552.10 0.96%
Janus Henderson Group Plc JHG Capital Markets 729,141 $18,133,736.67 0.95%
CBRE Group, Inc. CBRE Real Estate Management & Development 308,929 $17,998,203.54 0.94%
Synchrony Financial SYF Consumer Finance 480,391 $18,105,936.79 0.94%
Athene Holding Ltd. (Class A) ATH Insurance 389,358 $17,645,704.56 0.92%
BGC Partners, Inc. BGCP Capital Markets 2,977,544 $17,627,060.48 0.92%
Brown & Brown, Inc. BRO Insurance 454,148 $17,648,191.28 0.92%
State Street Corporation STT Capital Markets 221,342 $17,514,792.46 0.91%
TransUnion TRU Professional Services 201,905 $17,242,687.00 0.90%
Brighthouse Financial, Inc. BHF Insurance 404,658 $17,072,521.02 0.89%
Host Hotels & Resorts, Inc. HST Equity Real Estate Investment Trusts (REITs) 947,168 $17,001,665.60 0.89%
Everest Re Group, Ltd. RE Insurance 61,543 $16,904,015.81 0.88%
Sun Communities, Inc. SUI Equity Real Estate Investment Trusts (REITs) 110,318 $16,894,098.52 0.88%
Vornado Realty Trust VNO Equity Real Estate Investment Trusts (REITs) 257,212 $16,788,227.24 0.88%
White Mountains Insurance Group Ltd. WTM Insurance 15,166 $16,861,862.12 0.88%
Equity Commonwealth EQC Equity Real Estate Investment Trusts (REITs) 532,460 $16,650,024.20 0.87%
Medical Properties Trust, Inc. MPW Equity Real Estate Investment Trusts (REITs) 837,240 $16,635,958.80 0.87%
CIT Group Inc. CIT Banks 361,435 $16,568,180.40 0.86%
RenaissanceRe Holdings Ltd. RNR Insurance 84,654 $16,490,599.20 0.86%
US Dollar $USD Other 16,558,060 $16,558,059.69 0.86%
Alleghany Corporation Y Insurance 20,528 $16,313,191.04 0.85%
Arch Capital Group Ltd. ACGL Insurance 390,105 $16,286,883.75 0.85%
Apartment Investment and Management Company AIV Equity Real Estate Investment Trusts (REITs) 314,087 $16,065,550.05 0.84%
Jones Lang LaSalle Incorporated JLL Real Estate Management & Development 94,214 $16,025,801.40 0.84%
Equinix, Inc. EQIX Equity Real Estate Investment Trusts (REITs) 28,391 $15,667,289.44 0.82%
Markel Corporation MKL Insurance 13,856 $15,758,844.48 0.82%
TCF Financial Corporation TCF Banks 344,136 $15,740,780.64 0.82%
Ally Financial Inc. ALLY Consumer Finance 493,862 $15,536,898.52 0.81%
Evercore Inc. EVR Capital Markets 204,453 $15,450,513.21 0.81%
Morgan Stanley MS Capital Markets 307,035 $15,425,438.40 0.80%
Santander Consumer USA Holdings Inc. SC Consumer Finance 641,964 $15,079,734.36 0.79%
MarketAxess Holdings Inc. MKTX Capital Markets 40,003 $14,956,721.67 0.78%
OUTFRONT Media Inc. OUT Equity Real Estate Investment Trusts (REITs) 589,509 $14,985,318.78 0.78%
Zions Bancorporation ZION Banks 294,275 $15,052,166.25 0.78%
Citizens Financial Group, Inc. CFG Banks 370,405 $14,860,648.60 0.77%
Fifth Third Bancorp FITB Banks 478,491 $14,818,866.27 0.77%
Franklin Resources, Inc. BEN Capital Markets 567,447 $14,747,947.53 0.77%
Americold Realty Trust COLD Equity Real Estate Investment Trusts (REITs) 441,776 $14,605,114.56 0.76%
Citigroup Inc. C Banks 189,656 $14,487,821.84 0.76%
Texas Capital Bancshares, Inc. TCBI Banks 239,730 $14,558,802.90 0.76%
Associated Banc-Corp ASB Banks 646,969 $14,407,999.63 0.75%
Axis Capital Holdings Limited AXS Insurance 245,452 $14,457,122.80 0.75%
Navient Corporation NAVI Consumer Finance 1,023,531 $14,462,493.03 0.75%
Comerica Incorporated CMA Banks 198,534 $14,280,550.62 0.74%
F.N.B. Corporation FNB Banks 1,136,266 $14,169,237.02 0.74%
Popular, Inc. BPOP Banks 242,258 $14,174,515.58 0.74%
T. Rowe Price Group, Inc. TROW Capital Markets 114,672 $14,129,883.84 0.74%
The Goldman Sachs Group, Inc. GS Capital Markets 63,222 $14,224,950.00 0.74%
Discover Financial Services DFS Consumer Finance 161,564 $14,004,367.52 0.73%
MetLife, Inc. MET Insurance 277,805 $13,995,815.90 0.73%
Wells Fargo & Company WFC Banks 259,736 $13,971,199.44 0.73%
Arthur J. Gallagher & Co. AJG Insurance 146,265 $13,814,729.25 0.72%
MFA Financial, Inc. MFA Mortgage Real Estate Investment Trusts (REITs) 1,780,054 $13,813,219.04 0.72%
PacWest Bancorp PACW Banks 360,515 $13,735,621.50 0.72%
Sterling Bancorp STL Banks 653,099 $13,799,981.87 0.72%
Equity Lifestyle Properties, Inc. ELS Equity Real Estate Investment Trusts (REITs) 196,127 $13,699,470.95 0.71%
Invesco Ltd. IVZ Capital Markets 773,386 $13,627,061.32 0.71%
Prudential Financial, Inc. PRU Insurance 145,650 $13,711,491.00 0.71%
First American Financial Corporation FAF Insurance 222,014 $13,487,350.50 0.70%
First Horizon National Corporation FHN Banks 808,713 $13,238,631.81 0.69%
SLM Corporation SLM Consumer Finance 1,484,557 $13,212,557.30 0.69%
Lincoln National Corporation LNC Insurance 217,191 $12,972,818.43 0.68%
SBA Communications Corporation SBAC Equity Real Estate Investment Trusts (REITs) 54,331 $12,793,863.88 0.67%
Kemper Corporation KMPR Insurance 168,069 $12,712,739.16 0.66%
Old Republic International Corporation ORI Insurance 555,842 $12,467,536.06 0.65%
The Progressive Corporation PGR Insurance 169,594 $12,239,598.98 0.64%
The Howard Hughes Corporation HHC Real Estate Management & Development 101,091 $11,897,399.79 0.62%
Western Alliance Bancorporation WAL Banks 213,236 $11,926,289.48 0.62%
Bank of America Corporation BAC Banks 336,849 $11,601,079.56 0.60%
Extra Space Storage Inc. EXR Equity Real Estate Investment Trusts (REITs) 112,148 $11,471,618.92 0.60%
Fiserv, Inc. FISV IT Services 94,852 $11,073,971.00 0.58%
KeyCorp KEY Banks 550,776 $11,048,566.56 0.58%
Pinnacle Financial Partners, Inc. PNFP Banks 173,144 $11,095,067.52 0.58%
The PNC Financial Services Group, Inc. PNC Banks 70,106 $11,121,615.84 0.58%
AXA Equitable Holdings, Inc. EQH Diversified Financial Services 443,406 $10,925,523.84 0.57%
The Bank of New York Mellon Corporation BK Capital Markets 217,336 $10,914,613.92 0.57%
Berkshire Hathaway Inc. (Class B) BRK/B Diversified Financial Services 47,237 $10,645,802.69 0.56%
BOK Financial Corporation BOKF Banks 124,145 $10,695,091.75 0.56%
Mastercard Incorporated MA IT Services 36,178 $10,711,944.02 0.56%
Raymond James Financial, Inc. RJF Capital Markets 119,160 $10,829,260.80 0.56%
Regions Financial Corporation RF Banks 621,105 $10,664,372.85 0.56%
BankUnited, Inc. BKU Banks 292,263 $10,597,456.38 0.55%
East West Bancorp, Inc. EWBC Banks 221,851 $10,597,822.27 0.55%
Huntington Bancshares Incorporated HBAN Banks 688,568 $10,569,518.80 0.55%
M&T Bank Corporation MTB Banks 62,203 $10,580,730.30 0.55%
People's United Financial, Inc. PBCT Banks 628,457 $10,463,809.05 0.55%
Primerica, Inc. PRI Insurance 77,232 $10,546,801.92 0.55%
Umpqua Holdings Corporation UMPQ Banks 596,955 $10,488,499.35 0.55%
VICI Properties Inc. VICI Equity Real Estate Investment Trusts (REITs) 433,811 $10,554,621.63 0.55%
Voya Financial, Inc. VOYA Diversified Financial Services 180,494 $10,454,212.48 0.55%
Eaton Vance Corp. EV Capital Markets 218,693 $10,346,365.83 0.54%
Fidelity National Financial, Inc. FNF Insurance 221,254 $10,412,213.24 0.54%
E*TRADE Financial Corporation ETFC Capital Markets 224,902 $10,154,325.30 0.53%
Unum Group UNM Insurance 330,619 $10,030,980.46 0.52%
American Homes 4 Rent (Class A) AMH Equity Real Estate Investment Trusts (REITs) 379,526 $9,723,456.12 0.51%
Intercontinental Exchange, Inc. ICE Capital Markets 106,490 $9,787,495.90 0.51%
American Tower Corporation AMT Equity Real Estate Investment Trusts (REITs) 44,434 $9,443,113.68 0.49%
Crown Castle International Corp. CCI Equity Real Estate Investment Trusts (REITs) 70,683 $9,378,220.44 0.49%
Principal Financial Group, Inc. PFG Insurance 171,962 $9,335,816.98 0.49%
American International Group, Inc. AIG Insurance 176,407 $9,102,601.20 0.47%
The Travelers Companies, Inc. TRV Insurance 66,081 $8,964,548.46 0.47%
Mercury General Corporation MCY Insurance 175,842 $8,561,746.98 0.45%
SITE Centers Corp. SITC Equity Real Estate Investment Trusts (REITs) 650,294 $8,544,863.16 0.45%
Alliance Data Systems Corporation ADS IT Services 76,686 $8,439,294.30 0.44%
SVB Financial Group SIVB Banks 31,352 $7,816,367.12 0.41%
Fair Isaac Corporation FICO Software 21,581 $7,701,827.28 0.40%
JPMorgan Chase & Co. JPM Banks 55,657 $7,614,434.17 0.40%
Ameriprise Financial, Inc. AMP Capital Markets 44,531 $7,456,270.64 0.39%
Colony Capital, Inc. (Class A) CLNY Equity Real Estate Investment Trusts (REITs) 1,632,209 $7,459,195.13 0.39%
Signature Bank SBNY Banks 54,945 $7,417,025.55 0.39%
First Citizens BancShares, Inc. FCNCA Banks 13,892 $7,361,370.80 0.38%
Lazard Ltd (Class A) LAZ Capital Markets 187,162 $7,278,730.18 0.38%
Marsh & McLennan Companies, Inc. MMC Insurance 65,474 $7,237,495.96 0.38%
S&P Global Inc. SPGI Capital Markets 26,741 $7,252,159.20 0.38%
SEI Investments Company SEIC Capital Markets 110,552 $7,274,321.60 0.38%
TD Ameritrade Holding Corporation AMTD Capital Markets 140,273 $7,302,612.38 0.38%
Webster Financial Corporation WBS Banks 139,761 $7,312,295.52 0.38%
Cullen/Frost Bankers, Inc. CFR Banks 73,973 $7,147,271.26 0.37%
First Hawaiian, Inc. FHB Banks 245,341 $7,100,168.54 0.37%
Synovus Financial Corp. SNV Banks 183,181 $7,109,254.61 0.37%
American Express Company AXP Consumer Finance 55,384 $6,907,492.48 0.36%
Fidelity National Information Services, Inc. FIS IT Services 49,342 $6,818,570.98 0.36%
FleetCor Technologies, Inc. FLT IT Services 22,841 $6,960,109.52 0.36%
Truist Financial Corp. TFC Banks 122,740 $6,875,894.80 0.36%
Weingarten Realty Investors WRI Equity Real Estate Investment Trusts (REITs) 224,876 $6,849,722.96 0.36%
Wintrust Financial Corporation WTFC Banks 101,358 $6,921,737.82 0.36%
Aflac Incorporated AFL Insurance 125,205 $6,657,149.85 0.35%
Morningstar, Inc. MORN Capital Markets 44,825 $6,656,064.25 0.35%
Reinsurance Group of America, Incorporated RGA Insurance 40,970 $6,746,939.60 0.35%
Cboe Global Markets Inc. CBOE Capital Markets 57,005 $6,584,077.50 0.34%
Park Hotels & Resorts Inc. PK Equity Real Estate Investment Trusts (REITs) 262,338 $6,487,618.74 0.34%
Prosperity Bancshares, Inc. PB Banks 92,745 $6,594,169.50 0.34%
The Allstate Corporation ALL Insurance 60,271 $6,611,728.70 0.34%
The Hartford Financial Services Group, Inc. HIG Insurance 108,080 $6,600,445.60 0.34%
Credit Acceptance Corporation CACC Consumer Finance 14,203 $6,265,511.42 0.33%
UDR, Inc. UDR Equity Real Estate Investment Trusts (REITs) 135,119 $6,250,604.94 0.33%
Apple Hospitality REIT, Inc. APLE Equity Real Estate Investment Trusts (REITs) 395,088 $6,230,537.76 0.32%
Cincinnati Financial Corporation CINF Insurance 56,146 $5,920,595.70 0.31%
CoreLogic, Inc. CLGX IT Services 141,570 $5,886,480.60 0.31%
CoreSite Realty Corporation COR Equity Real Estate Investment Trusts (REITs) 53,759 $5,972,624.90 0.31%
Healthpeak Properties Inc. PEAK Equity Real Estate Investment Trusts (REITs) 183,854 $5,929,291.50 0.31%
Interactive Brokers Group, Inc. (Class A) IBKR Capital Markets 121,805 $5,707,782.30 0.30%
Commerce Bancshares, Inc. CBSH Banks 56,706 $3,756,205.44 0.20%
First Republic Bank FRC Banks 33,868 $3,890,755.84 0.20%
Moody's Corporation MCO Capital Markets 15,990 $3,758,929.20 0.20%
MSCI Inc. MSCI Capital Markets 15,042 $3,912,273.78 0.20%
Northern Trust Corporation NTRS Capital Markets 35,095 $3,791,663.80 0.20%
The Charles Schwab Corporation SCHW Capital Markets 78,303 $3,911,234.85 0.20%
BlackRock, Inc. BLK Capital Markets 7,353 $3,666,279.33 0.19%
Global Payments Inc. GPN IT Services 20,599 $3,685,779.07 0.19%
U.S. Bancorp USB Banks 59,182 $3,566,899.14 0.19%
Aon Plc AON Insurance 16,919 $3,487,851.85 0.18%
Brixmor Property Group Inc. BRX Equity Real Estate Investment Trusts (REITs) 161,423 $3,368,898.01 0.18%
Chimera Investment Corporation CIM Mortgage Real Estate Investment Trusts (REITs) 167,450 $3,471,238.50 0.18%
Euronet Worldwide, Inc. EEFT IT Services 22,385 $3,458,706.35 0.18%
Lamar Advertising Company LAMR Equity Real Estate Investment Trusts (REITs) 39,976 $3,426,742.72 0.18%
Spirit Realty Capital, Inc. SRC Equity Real Estate Investment Trusts (REITs) 68,433 $3,385,380.51 0.18%
Visa Inc. (Class A) V IT Services 19,039 $3,524,880.46 0.18%
Wyndham Destinations, Inc. WYND Hotels, Restaurants & Leisure 71,172 $3,535,824.96 0.18%
American Financial Group, Inc. AFG Insurance 30,366 $3,334,794.12 0.17%
Equifax Inc. EFX Professional Services 23,286 $3,229,768.20 0.17%
Iron Mountain Incorporated IRM Equity Real Estate Investment Trusts (REITs) 101,122 $3,194,443.98 0.17%
Jack Henry & Associates, Inc. JKHY IT Services 22,435 $3,272,369.10 0.17%
Kimco Realty Corporation KIM Equity Real Estate Investment Trusts (REITs) 156,862 $3,185,867.22 0.17%
Life Storage, Inc. LSI Equity Real Estate Investment Trusts (REITs) 31,072 $3,237,391.68 0.17%
Loews Corporation L Insurance 63,619 $3,219,757.59 0.17%
New Residential Investment Corp. NRZ Mortgage Real Estate Investment Trusts (REITs) 208,885 $3,279,494.50 0.17%
The Hanover Insurance Group, Inc. THG Insurance 24,165 $3,286,681.65 0.17%
Virtu Financial, Inc. (Class A) VIRT Capital Markets 200,199 $3,261,241.71 0.17%
WEX Inc. WEX IT Services 16,210 $3,296,789.80 0.17%
Chubb Limited CB Insurance 20,286 $3,137,027.04 0.16%
Corporate Office Properties Trust OFC Equity Real Estate Investment Trusts (REITs) 109,982 $3,071,797.26 0.16%
Erie Indemnity Company ERIE Insurance 17,645 $2,978,476.00 0.16%
LendingTree, Inc. TREE Thrifts & Mortgage Finance 10,553 $3,048,339.58 0.16%
New York Community Bancorp, Inc. NYCB Thrifts & Mortgage Finance 260,978 $3,110,857.76 0.16%
Service Properties Trust SVC Equity Real Estate Investment Trusts (REITs) 126,998 $2,999,692.76 0.16%
W.R. Berkley Corporation WRB Insurance 45,343 $3,154,059.08 0.16%
EPR Properties EPR Equity Real Estate Investment Trusts (REITs) 42,615 $2,895,689.25 0.15%
Public Storage PSA Equity Real Estate Investment Trusts (REITs) 13,351 $2,742,695.93 0.14%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.