First Trust Financials AlphaDEX® Fund (FXO)
Holdings of the Fund as of 4/1/2020

Total Number of Holdings (excluding cash): 185

Security Name Identifier Classification Shares / Quantity Market Value Weighting Descending sort
Equity Commonwealth EQC Equity Real Estate Investment Trusts (REITs) 239,165 $7,674,804.85 1.48%
Kemper Corporation KMPR Insurance 101,318 $7,233,092.02 1.39%
MarketAxess Holdings Inc. MKTX Capital Markets 20,694 $6,911,589.06 1.33%
White Mountains Insurance Group Ltd. WTM Insurance 7,044 $6,291,278.16 1.21%
Fair Isaac Corporation FICO Software 20,968 $6,055,977.76 1.17%
Fiserv, Inc. FISV IT Services 67,904 $5,976,231.04 1.15%
SLM Corporation SLM Consumer Finance 881,238 $5,957,168.88 1.15%
Brown & Brown, Inc. BRO Insurance 159,085 $5,478,887.40 1.06%
First American Financial Corporation FAF Insurance 134,617 $5,517,950.83 1.06%
First Republic Bank FRC Banks 66,867 $5,460,359.22 1.05%
Old Republic International Corporation ORI Insurance 351,012 $5,107,224.60 0.98%
MSCI Inc. MSCI Capital Markets 18,248 $4,950,317.44 0.95%
Mercury General Corporation MCY Insurance 128,903 $4,877,689.52 0.94%
Voya Financial, Inc. VOYA Diversified Financial Services 128,744 $4,866,523.20 0.94%
T. Rowe Price Group, Inc. TROW Capital Markets 51,532 $4,837,308.84 0.93%
Evercore Inc. EVR Capital Markets 105,040 $4,791,924.80 0.92%
Franklin Resources, Inc. BEN Capital Markets 302,222 $4,793,240.92 0.92%
RenaissanceRe Holdings Ltd. RNR Insurance 32,074 $4,698,841.00 0.91%
The Progressive Corporation PGR Insurance 65,053 $4,707,235.08 0.91%
CBRE Group, Inc. CBRE Real Estate Management & Development 128,139 $4,579,687.86 0.88%
Janus Henderson Group Plc JHG Capital Markets 321,151 $4,576,401.75 0.88%
Jefferies Financial Group Inc. JEF Diversified Financial Services 367,406 $4,548,486.28 0.88%
LPL Financial Holdings Inc. LPLA Capital Markets 85,115 $4,420,021.95 0.85%
Host Hotels & Resorts, Inc. HST Equity Real Estate Investment Trusts (REITs) 423,271 $4,351,225.88 0.84%
SVB Financial Group SIVB Banks 31,277 $4,379,092.77 0.84%
The Travelers Companies, Inc. TRV Insurance 45,850 $4,364,920.00 0.84%
MetLife, Inc. MET Insurance 154,046 $4,297,883.40 0.83%
Brighthouse Financial, Inc. BHF Insurance 200,157 $4,243,328.40 0.82%
Jones Lang LaSalle Incorporated JLL Real Estate Management & Development 45,118 $4,257,334.48 0.82%
Bank OZK OZK Banks 257,391 $4,159,438.56 0.80%
Santander Consumer USA Holdings Inc. SC Consumer Finance 335,959 $4,155,812.83 0.80%
The Western Union Company WU IT Services 234,583 $4,128,660.80 0.80%
Virtu Financial, Inc. (Class A) VIRT Capital Markets 196,433 $4,170,272.59 0.80%
The Bank of New York Mellon Corporation BK Capital Markets 124,814 $4,081,417.80 0.79%
S&P Global Inc. SPGI Capital Markets 17,260 $4,044,535.80 0.78%
Life Storage, Inc. LSI Equity Real Estate Investment Trusts (REITs) 43,521 $4,001,755.95 0.77%
The Goldman Sachs Group, Inc. GS Capital Markets 27,344 $3,972,809.76 0.77%
Vornado Realty Trust VNO Equity Real Estate Investment Trusts (REITs) 118,086 $3,974,774.76 0.77%
Western Alliance Bancorporation WAL Banks 137,749 $4,001,608.45 0.77%
Moody's Corporation MCO Capital Markets 19,847 $3,920,774.85 0.76%
Morgan Stanley MS Capital Markets 122,904 $3,886,224.48 0.75%
Arch Capital Group Ltd. ACGL Insurance 146,434 $3,810,212.68 0.73%
Athene Holding Ltd. (Class A) ATH Insurance 166,952 $3,647,901.20 0.70%
Berkshire Hathaway Inc. (Class B) BRK/B Diversified Financial Services 20,793 $3,658,528.35 0.70%
Mastercard Incorporated MA IT Services 15,794 $3,610,666.34 0.70%
The Allstate Corporation ALL Insurance 41,917 $3,621,628.80 0.70%
Ameriprise Financial, Inc. AMP Capital Markets 37,713 $3,556,713.03 0.69%
Popular, Inc. BPOP Banks 106,908 $3,579,279.84 0.69%
Umpqua Holdings Corporation UMPQ Banks 354,881 $3,605,590.96 0.69%
Associated Banc-Corp ASB Banks 284,997 $3,519,712.95 0.68%
Unum Group UNM Insurance 269,250 $3,527,175.00 0.68%
Fidelity National Financial, Inc. FNF Insurance 138,521 $3,472,721.47 0.67%
Marsh & McLennan Companies, Inc. MMC Insurance 42,277 $3,467,559.54 0.67%
The Hartford Financial Services Group, Inc. HIG Insurance 103,365 $3,458,592.90 0.67%
TransUnion TRU Professional Services 55,048 $3,485,639.36 0.67%
Capital One Financial Corporation COF Consumer Finance 76,304 $3,409,262.72 0.66%
Global Payments Inc. GPN IT Services 25,837 $3,439,163.07 0.66%
Credit Acceptance Corporation CACC Consumer Finance 14,216 $3,383,265.84 0.65%
F.N.B. Corporation FNB Banks 494,597 $3,383,043.48 0.65%
PacWest Bancorp PACW Banks 205,171 $3,370,959.53 0.65%
Ally Financial Inc. ALLY Consumer Finance 256,935 $3,322,169.55 0.64%
American International Group, Inc. AIG Insurance 152,961 $3,305,487.21 0.64%
E*TRADE Financial Corporation ETFC Capital Markets 103,832 $3,320,547.36 0.64%
Signature Bank SBNY Banks 45,993 $3,310,116.21 0.64%
The Charles Schwab Corporation SCHW Capital Markets 99,056 $3,264,885.76 0.63%
Equinix, Inc. EQIX Equity Real Estate Investment Trusts (REITs) 5,401 $3,216,079.46 0.62%
Navient Corporation NAVI Consumer Finance 459,154 $3,218,669.54 0.62%
OneMain Holdings, Inc. OMF Consumer Finance 196,882 $3,217,051.88 0.62%
TD Ameritrade Holding Corporation AMTD Capital Markets 94,764 $3,222,923.64 0.62%
East West Bancorp, Inc. EWBC Banks 128,976 $3,143,145.12 0.61%
Prudential Financial, Inc. PRU Insurance 67,027 $3,150,269.00 0.61%
SEI Investments Company SEIC Capital Markets 71,947 $3,178,618.46 0.61%
Synchrony Financial SYF Consumer Finance 218,029 $3,163,600.79 0.61%
Alleghany Corporation Y Insurance 6,006 $3,091,288.20 0.60%
Huntington Bancshares Incorporated HBAN Banks 416,540 $3,103,223.00 0.60%
MGIC Investment Corporation MTG Thrifts & Mortgage Finance 554,107 $3,102,999.20 0.60%
Raymond James Financial, Inc. RJF Capital Markets 52,646 $3,105,061.08 0.60%
Wells Fargo & Company WFC Banks 116,737 $3,101,702.09 0.60%
Assured Guaranty Ltd. AGO Insurance 128,148 $3,066,581.64 0.59%
Eaton Vance Corp. EV Capital Markets 100,903 $3,058,369.93 0.59%
Regions Financial Corporation RF Banks 366,059 $3,038,289.70 0.59%
Zions Bancorporation ZION Banks 120,972 $3,063,011.04 0.59%
Citigroup Inc. C Banks 78,599 $3,026,847.49 0.58%
State Street Corporation STT Capital Markets 59,574 $3,002,529.60 0.58%
Aflac Incorporated AFL Insurance 89,046 $2,840,567.40 0.55%
People's United Financial, Inc. PBCT Banks 278,759 $2,876,792.88 0.55%
Invesco Ltd. IVZ Capital Markets 349,380 $2,798,533.80 0.54%
Fifth Third Bancorp FITB Banks 204,359 $2,749,650.34 0.53%
First Citizens BancShares, Inc. (Class A) FCNCA Banks 8,851 $2,774,522.97 0.53%
Sterling Bancorp STL Banks 297,969 $2,747,274.18 0.53%
VICI Properties Inc. VICI Equity Real Estate Investment Trusts (REITs) 184,397 $2,773,330.88 0.53%
Citizens Financial Group, Inc. CFG Banks 154,689 $2,676,119.70 0.52%
Weingarten Realty Investors WRI Equity Real Estate Investment Trusts (REITs) 201,082 $2,714,607.00 0.52%
Bank of America Corporation BAC Banks 133,782 $2,644,870.14 0.51%
M&T Bank Corporation MTB Banks 27,768 $2,661,840.48 0.51%
SITE Centers Corp. SITC Equity Real Estate Investment Trusts (REITs) 560,042 $2,626,596.98 0.51%
CIT Group Inc. CIT Banks 172,064 $2,575,798.08 0.50%
Fidelity National Information Services, Inc. FIS IT Services 22,584 $2,587,223.04 0.50%
Pinnacle Financial Partners, Inc. PNFP Banks 73,623 $2,583,431.07 0.50%
Synovus Financial Corp. SNV Banks 160,248 $2,594,415.12 0.50%
The PNC Financial Services Group, Inc. PNC Banks 29,489 $2,575,864.15 0.50%
Arthur J. Gallagher & Co. AJG Insurance 32,981 $2,539,537.00 0.49%
Equitable Holdings, Inc. EQH Diversified Financial Services 190,126 $2,540,083.36 0.49%
Visa Inc. (Class A) V IT Services 16,719 $2,559,846.09 0.49%
Comerica Incorporated CMA Banks 87,542 $2,378,516.14 0.46%
Equity Lifestyle Properties, Inc. ELS Equity Real Estate Investment Trusts (REITs) 44,629 $2,372,031.35 0.46%
Sun Communities, Inc. SUI Equity Real Estate Investment Trusts (REITs) 20,917 $2,382,446.30 0.46%
Truist Financial Corporation TFC Banks 83,661 $2,381,828.67 0.46%
Principal Financial Group, Inc. PFG Insurance 85,659 $2,347,056.60 0.45%
Reinsurance Group of America, Incorporated RGA Insurance 28,902 $2,341,929.06 0.45%
New York Community Bancorp, Inc. NYCB Thrifts & Mortgage Finance 261,272 $2,260,002.80 0.44%
Texas Capital Bancshares, Inc. TCBI Banks 110,646 $2,262,710.70 0.44%
W.R. Berkley Corporation WRB Insurance 45,448 $2,283,307.52 0.44%
BankUnited, Inc. BKU Banks 128,854 $2,216,288.80 0.43%
BOK Financial Corporation BOKF Banks 53,911 $2,221,133.20 0.43%
Cincinnati Financial Corporation CINF Insurance 29,887 $2,198,786.59 0.42%
Northern Trust Corporation NTRS Capital Markets 29,544 $2,156,712.00 0.42%
Corporate Office Properties Trust OFC Equity Real Estate Investment Trusts (REITs) 106,888 $2,113,175.76 0.41%
First Horizon National Corporation FHN Banks 284,481 $2,113,693.83 0.41%
Taubman Centers, Inc. TCO Equity Real Estate Investment Trusts (REITs) 50,487 $2,141,658.54 0.41%
US Dollar $USD Other 2,131,530 $2,131,530.16 0.41%
Chubb Limited CB Insurance 20,158 $2,099,858.86 0.40%
Everest Re Group, Ltd. RE Insurance 11,306 $2,049,099.44 0.39%
Primerica, Inc. PRI Insurance 24,049 $2,023,963.84 0.39%
Prosperity Bancshares, Inc. PB Banks 43,676 $1,999,050.52 0.39%
The Hanover Insurance Group, Inc. THG Insurance 22,985 $2,020,381.50 0.39%
Wintrust Financial Corporation WTFC Banks 66,459 $2,040,291.30 0.39%
American Express Company AXP Consumer Finance 25,253 $1,965,693.52 0.38%
Global Life Inc. GL Insurance 29,839 $1,969,970.78 0.38%
Healthpeak Properties Inc. PEAK Equity Real Estate Investment Trusts (REITs) 91,085 $1,939,199.65 0.37%
JPMorgan Chase & Co. JPM Banks 22,528 $1,900,462.08 0.37%
American Financial Group, Inc. AFG Insurance 28,639 $1,864,685.29 0.36%
Brandywine Realty Trust BDN Equity Real Estate Investment Trusts (REITs) 199,411 $1,880,445.73 0.36%
Discover Financial Services DFS Consumer Finance 55,560 $1,751,806.80 0.34%
Lazard Ltd (Class A) LAZ Capital Markets 78,582 $1,765,737.54 0.34%
Cullen/Frost Bankers, Inc. CFR Banks 32,106 $1,713,497.22 0.33%
SBA Communications Corporation SBAC Equity Real Estate Investment Trusts (REITs) 6,529 $1,700,608.63 0.33%
U.S. Bancorp USB Banks 52,987 $1,691,874.91 0.33%
Apple Hospitality REIT, Inc. APLE Equity Real Estate Investment Trusts (REITs) 193,289 $1,677,748.52 0.32%
First Hawaiian, Inc. FHB Banks 108,837 $1,635,820.11 0.32%
Jack Henry & Associates, Inc. JKHY IT Services 10,703 $1,574,197.24 0.30%
Lamar Advertising Company LAMR Equity Real Estate Investment Trusts (REITs) 35,201 $1,578,764.85 0.30%
Crown Castle International Corp. CCI Equity Real Estate Investment Trusts (REITs) 11,059 $1,521,607.81 0.29%
Euronet Worldwide, Inc. EEFT IT Services 19,932 $1,514,433.36 0.29%
FactSet Research Systems Inc. FDS Capital Markets 5,851 $1,495,164.54 0.29%
Americold Realty Trust COLD Equity Real Estate Investment Trusts (REITs) 44,785 $1,479,248.55 0.28%
Erie Indemnity Company ERIE Insurance 9,469 $1,448,283.55 0.28%
KeyCorp KEY Banks 155,183 $1,466,479.35 0.28%
OUTFRONT Media Inc. OUT Equity Real Estate Investment Trusts (REITs) 117,127 $1,452,374.80 0.28%
Public Storage PSA Equity Real Estate Investment Trusts (REITs) 7,383 $1,451,645.46 0.28%
Spirit Realty Capital, Inc. SRC Equity Real Estate Investment Trusts (REITs) 63,876 $1,462,121.64 0.28%
American Tower Corporation AMT Equity Real Estate Investment Trusts (REITs) 6,840 $1,415,674.80 0.27%
WEX Inc. WEX IT Services 14,980 $1,395,686.60 0.27%
Duke Realty Corporation DRE Equity Real Estate Investment Trusts (REITs) 45,287 $1,366,761.66 0.26%
Alliance Data Systems Corporation ADS IT Services 42,006 $1,303,866.24 0.25%
American Homes 4 Rent (Class A) AMH Equity Real Estate Investment Trusts (REITs) 59,894 $1,307,486.02 0.25%
BlackRock, Inc. BLK Capital Markets 3,123 $1,278,993.42 0.25%
Lincoln National Corporation LNC Insurance 53,230 $1,269,535.50 0.24%
Morningstar, Inc. MORN Capital Markets 10,373 $1,200,882.21 0.23%
Webster Financial Corporation WBS Banks 58,853 $1,200,601.20 0.23%
Willis Towers Watson Plc WLTW Insurance 7,771 $1,213,752.49 0.23%
AON Plc AON Other 7,568 $1,119,262.65 0.22%
Cboe Global Markets Inc. CBOE Capital Markets 13,092 $1,154,452.56 0.22%
Commerce Bancshares, Inc. CBSH Banks 23,119 $1,145,315.26 0.22%
Markel Corporation MKL Insurance 1,309 $1,159,407.48 0.22%
Medical Properties Trust, Inc. MPW Equity Real Estate Investment Trusts (REITs) 74,390 $1,131,471.90 0.22%
Iron Mountain Incorporated IRM Equity Real Estate Investment Trusts (REITs) 49,290 $1,095,223.80 0.21%
AvalonBay Communities, Inc. AVB Equity Real Estate Investment Trusts (REITs) 7,495 $1,034,459.90 0.20%
MFA Financial, Inc. MFA Mortgage Real Estate Investment Trusts (REITs) 821,102 $1,051,010.56 0.20%
Loews Corporation L Insurance 29,942 $977,007.46 0.19%
Axis Capital Holdings Limited AXS Insurance 26,399 $950,627.99 0.18%
FleetCor Technologies, Inc. FLT IT Services 5,471 $947,686.62 0.18%
Omega Healthcare Investors, Inc. OHI Equity Real Estate Investment Trusts (REITs) 37,089 $910,164.06 0.18%
Park Hotels & Resorts Inc. PK Equity Real Estate Investment Trusts (REITs) 121,381 $892,150.35 0.17%
LendingTree, Inc. TREE Consumer Finance 5,171 $816,138.93 0.16%
Welltower Inc. WELL Equity Real Estate Investment Trusts (REITs) 19,192 $779,195.20 0.15%
STORE Capital Corporation STOR Equity Real Estate Investment Trusts (REITs) 42,162 $685,132.50 0.13%
Brixmor Property Group Inc. BRX Equity Real Estate Investment Trusts (REITs) 72,676 $622,106.56 0.12%
Chimera Investment Corporation CIM Mortgage Real Estate Investment Trusts (REITs) 76,395 $605,812.35 0.12%
Kimco Realty Corporation KIM Equity Real Estate Investment Trusts (REITs) 75,838 $629,455.40 0.12%
Starwood Property Trust, Inc. STWD Mortgage Real Estate Investment Trusts (REITs) 63,163 $632,893.26 0.12%
Wyndham Destinations, Inc. WYND Hotels, Restaurants & Leisure 30,397 $605,204.27 0.12%
The Howard Hughes Corporation HHC Real Estate Management & Development 12,352 $578,320.64 0.11%
EPR Properties EPR Equity Real Estate Investment Trusts (REITs) 22,208 $445,714.56 0.09%
New Residential Investment Corp. NRZ Mortgage Real Estate Investment Trusts (REITs) 97,476 $424,995.36 0.08%
Service Properties Trust SVC Equity Real Estate Investment Trusts (REITs) 64,516 $339,354.16 0.07%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.