First Trust Institutional Preferred Securities and Income ETF (FPEI)
Holdings of the Fund as of 9/20/2019 *

Total Number of Holdings: 112

Security Name Identifier Shares / Quantity Market Value Weighting Descending sort
EMERA INC Variable rate, due 06/15/2076 290876AD3 6,270,000 $6,875,180.40 3.31%
NISOURCE INC 5.65% 65473PAG0 5,806,000 $5,824,666.30 2.80%
ENBRIDGE INC Variable rate, due 01/15/2077 29250NAN5 5,106,000 $5,299,245.76 2.55%
AERCAP GLOBAL AVIATION TRUST Variable rate, due 06/15/2045 00773HAA5 4,650,000 $5,039,437.50 2.43%
HARTFORD FINL SVCS GRP Variable rate, due 02/12/2047 416515BC7 5,160,000 $4,403,956.80 2.12%
ASSURANT INC Variable rate, due 03/27/2048 04621XAK4 3,858,000 $4,281,669.02 2.06%
CENTERPOINT ENERGY INC Variable rate 15189TAS6 4,089,000 $4,275,928.64 2.06%
VOYA FINANCIAL INC Variable rate, due 05/15/2053 45685EAG1 4,050,000 $4,272,750.00 2.06%
ENEL SPA Variable rate, due 09/24/2073 29265WAA6 3,500,000 $4,112,500.00 1.98%
BARCLAYS PLC Variable rate G0809LDY2 3,450,000 $3,665,652.60 1.76%
CREDIT SUISSE GROUP AG Variable rate 225401AJ7 3,400,000 $3,648,931.00 1.76%
CATLIN INSURANCE CO LTD Preferred, Variable rate 149206AA2 3,595,000 $3,595,107.85 1.73%
JPMORGAN CHASE & CO Series V, Variable rate 48127FAA1 3,440,000 $3,444,300.00 1.66%
AUST & NZ BANKING GROUP Variable rate 05254HAA2 3,000,000 $3,325,065.00 1.60%
ING GROEP NV Variable rate N4578EBG2 3,100,000 $3,272,205.00 1.58%
BANCO SANTANDER SA Variable rate E2R99CQ59 3,000,000 $3,248,913.00 1.56%
BARCLAYS PLC Variable rate 06738EBG9 3,000,000 $3,230,895.00 1.56%
TRANSCANADA TRUST Variable rate, due 08/15/2076 89356BAB4 3,050,000 $3,218,726.00 1.55%
BHP BILLITON FIN USA LTD Variable rate, due 10/19/2075 055451AX6 2,700,000 $3,165,156.00 1.52%
ASAHI MUTUAL LIFE INSURANCE Variable rate BDG6YY4 3,000,000 $3,116,423.38 1.50%
SOCIETE GENERALE Variable rate 83368JKG4 2,946,000 $3,115,395.00 1.50%
CREDIT AGRICOLE SA Variable rate 225313AL9 2,806,000 $3,012,114.74 1.45%
ROYAL BK SCOTLND GRP PLC Variable rate 780097BB6 2,800,000 $3,010,000.00 1.45%
CREDIT AGRICOLE SA Variable rate BJ4FPL9 225313AD7 2,600,000 $2,900,937.00 1.40%
UBS GROUP AG Variable rate H4209UAN6 2,500,000 $2,686,875.00 1.29%
CITIGROUP INC Series P, Variable rate 172967JM4 2,514,000 $2,654,419.47 1.28%
M&T BANK CORPORATION Variable rate 55261FAL8 2,500,000 $2,587,500.00 1.25%
CREDIT SUISSE GROUP AG Variable rate H9200RAA9 2,300,000 $2,554,170.70 1.23%
KONINKLIJKE KPN NV Variable rate, due 03/28/2073 N4297BBC7 2,326,000 $2,503,985.52 1.21%
QBE INSURANCE GROUP LTD Variable rate, due 12/02/2044 Q78063AG1 2,250,000 $2,486,857.50 1.20%
BNP PARIBAS Variable rate 05565AHN6 2,300,000 $2,433,664.50 1.17%
GOLDMAN SACHS GROUP INC Variable rate 38148BAB4 2,300,000 $2,326,070.50 1.12%
GOLDMAN SACHS GROUP INC Variable rate 38148BAE8 2,200,000 $2,301,750.00 1.11%
ROYAL BK SCOTLND GRP PLC Variable rate 780099CK1 2,050,000 $2,270,375.00 1.09%
GOLDMAN SACHS GROUP INC Series L, Variable rate 38148BAA6 2,192,000 $2,205,700.00 1.06%
BANCO MERCANTIL DE NORTE Variable rate 05971PAA6 2,200,000 $2,183,522.00 1.05%
LLOYDS BANKING GROUP PLC Variable rate 539439AG4 1,900,000 $2,046,835.80 0.99%
TRANSCANADA TRUST Variable rate, due 09/15/2079 89356BAE8 2,000,000 $2,047,000.00 0.99%
AMERICAN EXPRESS CO Variable rate 025816BL2 2,000,000 $2,003,440.00 0.96%
DCP MIDSTREAM LLC Variable rate, due 05/21/2043 23311RAH9 2,164,000 $1,969,240.00 0.95%
NORDEA BANK ABP 6.625% 65559CAA9 1,800,000 $1,938,789.00 0.93%
CITIZENS FINANCIAL GROUP Variable rate 174610AH8 1,900,000 $1,914,639.50 0.92%
CREDIT AGRICOLE SA Variable rate 225313AJ4 1,600,000 $1,887,480.00 0.91%
CREDIT SUISSE GROUP AG Variable rate 225401AL2 1,800,000 $1,872,000.00 0.90%
JPMORGAN CHASE & CO Variable rate 48128BAF8 1,800,000 $1,847,250.00 0.89%
MITSUI SUMITOMO INSURANC 7% (Variable after 03/15/2022), due 03/15/2072 606839AA6 1,700,000 $1,857,709.00 0.89%
UNICREDIT SPA Variable rate T9T20LTJ7 1,700,000 $1,783,300.00 0.86%
CITIGROUP INC Variable rate 172967MG3 1,750,000 $1,765,093.75 0.85%
QBE INSURANCE GROUP LTD Variable rate, due 11/24/2043 74737EAA2 1,500,000 $1,659,780.00 0.80%
FUKOKU MUTUAL LIFE INSURANCE CO Variable rate J17074AB1 1,400,000 $1,562,856.40 0.75%
UBS GROUP AG Variable rate H4209BAE8 1,500,000 $1,562,497.50 0.75%
BANK OF AMERICA CORP Series X, Variable rate 060505EH3 1,400,000 $1,520,001.00 0.73%
STANDARD CHARTERED PLC Variable rate 853254BH2 1,400,000 $1,522,500.00 0.73%
LLOYDS BANK PLC Variable rate G4715MNG3 1,250,000 $1,505,865.00 0.72%
CITIGROUP INC Series B, Variable rate 172967GF2 1,416,000 $1,470,112.44 0.71%
ING GROEP NV 6.50% 456837AF0 1,400,000 $1,476,790.00 0.71%
LIBERTY MUTUAL GROUP INC Variable rate, due 06/15/2088 53079EAR5 900,000 $1,477,368.00 0.71%
ASAHI MUTUAL LIFE INSURANCE Variable rate BYP5375 1,300,000 $1,378,015.08 0.66%
INTESA SANPAOLO SPA Variable rate 46115HAU1 1,300,000 $1,362,861.50 0.66%
BANK OF AMERICA CORP Variable rate 060505FP4 1,300,000 $1,344,005.00 0.65%
HSBC HOLDINGS PLC Variable rate 404280AT6 1,270,000 $1,348,847.95 0.65%
SOCIETE GENERALE Variable rate 83367TBF5 1,221,000 $1,325,658.02 0.64%
DANSKE BANK A/S Variable rate K222736J8 1,200,000 $1,196,970.00 0.58%
JPMORGAN CHASE & CO Series R, Variable rate 48126HAA8 1,100,000 $1,175,036.50 0.57%
BNP PARIBAS Variable rate 05565AAQ6 1,081,000 $1,143,535.85 0.55%
CREDIT AGRICOLE SA Variable rate F22797RT7 1,000,000 $1,115,745.00 0.54%
SUMITOMO LIFE INSURANCE Variable rate, due 09/20/2073 86564CAA8 1,000,000 $1,127,770.00 0.54%
LAND O LAKES CAP TRST I 7.45%, Cumulative Preferred, due 03/15/2028 514665AA6 1,000,000 $1,100,000.00 0.53%
E*TRADE FINANCIAL CORP Variable rate 269246BN3 1,000,000 $1,072,500.00 0.52%
ENERGY TRANSFER PARTNERS Variable rate, due 11/01/2066 29273RBA6 1,395,000 $1,070,662.50 0.52%
LA MONDIALE Variable rate, due 01/26/2047 F5616KAC8 1,000,000 $1,080,594.00 0.52%
PRUDENTIAL FINANCIAL INC Variable rate, due 06/15/2043 744320AM4 1,000,000 $1,070,635.00 0.52%
BNP PARIBAS Variable rate 05565ACA9 1,000,000 $1,056,645.00 0.51%
BANCO BILBAO VIZCAYA ARG Variable rate 05946KAG6 1,000,000 $1,012,500.00 0.49%
SWEDBANK AB Variable rate W94232TS9 1,000,000 $1,028,135.00 0.49%
BB&T CORPORATION Variable rate 054937AL1 1,000,000 $997,750.00 0.48%
CATLIN INSURANCE CO LTD Preferred, Variable rate G1970AAA2 1,000,000 $1,000,030.00 0.48%
JPMORGAN CHASE & CO Series 1, Variable rate 46625HHA1 1,001,000 $1,003,982.98 0.48%
LAND O'LAKES INC 7.25% 514666AM8 1,000,000 $980,000.00 0.47%
STANDARD CHARTERED PLC Variable rate 853254BA7 900,000 $954,000.00 0.46%
BBVA BANCOMER SA TEXAS Variable rate, due 09/13/2034 05533UAG3 900,000 $891,000.00 0.43%
BNP PARIBAS Variable rate 05565AAN3 800,000 $894,684.00 0.43%
ING GROEP NV Variable rate 456837AR4 870,000 $873,806.25 0.42%
FARM CREDIT BK OF TEXAS Variable rate 30767EAC3 800,000 $847,335.11 0.41%
ENBRIDGE INC Variable rate, due 07/15/2077 29250NAS4 800,000 $802,935.44 0.39%
BANK OF AMERICA CORP Series Z, Variable rate 060505EL4 700,000 $781,623.50 0.38%
COBANK ACB Variable rate 19075QAC6 723,000 $777,225.00 0.37%
DAI-ICHI MUTUAL LIFE Variable rate 23380YAB3 700,000 $751,590.00 0.36%
LLOYDS BANKING GROUP PLC Variable rate 539439AU3 600,000 $642,513.00 0.31%
DUKE ENERGY CORP Variable rate 26441CBG9 590,000 $601,077.25 0.29%
EVEREST REINSURANCE HLDG Variable rate, due 05/15/2037 299808AE5 630,000 $572,729.85 0.28%
CREDIT SUISSE GROUP AG Variable rate 22546DAB2 500,000 $555,254.50 0.27%
SOCIETE GENERALE Variable rate F43628C73 500,000 $528,750.00 0.25%
CITIGROUP INC Series O, Variable rate 172967JK8 500,000 $504,672.50 0.24%
SOCIETE GENERALE Variable rate F8586CRW4 400,000 $434,286.00 0.21%
SOUTHERN CO Variable rate, due 03/15/2057 842587CY1 400,000 $416,280.79 0.20%
BANCO MERCANTIL DE NORTE Variable rate 05971PAB4 400,000 $401,300.00 0.19%
WELLS FARGO & COMPANY Series K, Preferred, Variable rate 949746PM7 376,000 $380,700.00 0.18%
PPL CAPITAL FUNDING INC Variable rate, due 03/30/2067 69352PAC7 400,000 $354,588.00 0.17%
REINSURANCE GRP OF AMER Variable rate, due 12/15/2065 759351AE9 375,000 $343,125.00 0.17%
UBS GROUP FUNDING (SWITZERLAND) AG Variable rate H42097AA5 313,000 $329,427.81 0.16%
BHP BILLITON FIN USA LTD Variable rate, due 10/19/2075 055451AW8 300,000 $311,556.00 0.15%
DNB BANK ASA Variable rate R16582YP8 300,000 $302,850.00 0.15%
ENBRIDGE INC Variable rate, due 03/01/2078 29250NAW5 300,000 $317,600.17 0.15%
CREDIT SUISSE GROUP AG Variable rate 225401AK4 250,000 $268,338.75 0.13%
QBE INSURANCE GROUP LTD Variable rate, due 11/24/2043 74737DAA4 200,000 $221,304.00 0.11%
UBS GROUP AG Variable rate H4209UAP1 200,000 $220,000.00 0.11%
AMTRUST FINANCIAL SERVICES 6.125%, due 08/15/2023 032359AE1 200,000 $199,187.95 0.10%
SKANDINAVISKA ENSKILDA Variable rate W8T54ERZ6 200,000 $203,865.00 0.10%
BANCO BILBAO VIZCAYA ARGENTARIA Variable rate 05946KAF8 200,000 $192,390.00 0.09%
ENERGY TRANSFER PARTNERS Variable rate 29278NAB9 100,000 $94,750.00 0.05%
BANK OF AMERICA CORP Series V, Variable rate 060505EG5 33,000 $33,093.06 0.02%
Holdings are subject to change.

* The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.