First Trust Mid Cap Growth AlphaDEX® Fund (FNY)
Holdings of the Fund as of 5/28/2024

Total Number of Holdings (excluding cash): 225

Security Name Identifier CUSIP Classification Shares / Quantity Market Value Weighting Descending sort
FTAI Aviation Ltd. FTAI G3730V105 Industrials 37,493 $3,173,782.45 0.96%
Sprouts Farmers Market, Inc. SFM 85208M102 Consumer Staples 39,133 $3,089,159.02 0.93%
Abercrombie & Fitch Co. (Class A) ANF 002896207 Consumer Discretionary 20,133 $3,068,067.87 0.92%
Applovin Corp. (Class A) APP 03831W108 Information Technology 36,453 $3,033,983.19 0.91%
Natera, Inc. NTRA 632307104 Health Care 27,589 $3,022,926.73 0.91%
Carvana Co. (Class A) CVNA 146869102 Consumer Discretionary 28,703 $3,002,046.77 0.90%
SPX Technologies SPXC 78473E103 Industrials 20,493 $2,909,801.07 0.88%
Freshpet, Inc. FRPT 358039105 Consumer Staples 21,779 $2,876,134.74 0.87%
Tidewater Inc. TDW 88642R109 Energy 27,427 $2,899,856.71 0.87%
EMCOR Group, Inc. EME 29084Q100 Industrials 7,205 $2,836,464.40 0.85%
Texas Roadhouse, Inc. TXRH 882681109 Consumer Discretionary 16,335 $2,811,416.85 0.85%
Comfort Systems USA, Inc. FIX 199908104 Industrials 7,942 $2,690,987.86 0.81%
Wingstop Inc. WING 974155103 Consumer Discretionary 6,887 $2,683,175.20 0.81%
Modine Manufacturing Company MOD 607828100 Consumer Discretionary 26,508 $2,659,812.72 0.80%
Weatherford International Plc WFRD G48833118 Energy 21,862 $2,640,710.98 0.80%
AeroVironment, Inc. AVAV 008073108 Industrials 13,170 $2,618,196.00 0.79%
DaVita Inc. DVA 23918K108 Health Care 18,278 $2,626,000.26 0.79%
Integer Holdings Corporation ITGR 45826H109 Health Care 21,626 $2,625,396.40 0.79%
Core & Main, Inc. (Class A) CNM 21874C102 Industrials 44,075 $2,581,472.75 0.78%
Shockwave Medical, Inc. SWAV 82489T104 Health Care 7,749 $2,592,427.95 0.78%
Toast, Inc. (Class A) TOST 888787108 Financials 101,256 $2,574,940.08 0.78%
Robinhood Markets, Inc. (Class A) HOOD 770700102 Financials 125,350 $2,565,914.50 0.77%
Celsius Holdings, Inc. CELH 15118V207 Consumer Staples 30,431 $2,523,338.52 0.76%
Kyndryl Holdings, Inc. KD 50155Q100 Information Technology 92,768 $2,524,217.28 0.76%
e.l.f. Beauty, Inc. ELF 26856L103 Consumer Staples 12,872 $2,487,385.28 0.75%
Nextracker Inc. (Class A) NXT 65290E101 Industrials 44,843 $2,481,163.19 0.75%
ATI Inc. ATI 01741R102 Materials 39,450 $2,419,074.00 0.73%
Medpace Holdings, Inc. MEDP 58506Q109 Health Care 6,243 $2,439,826.83 0.73%
Ralph Lauren Corporation RL 751212101 Consumer Discretionary 13,439 $2,435,818.75 0.73%
Woodward, Inc. WWD 980745103 Industrials 13,098 $2,426,404.50 0.73%
Armstrong World Industries, Inc. AWI 04247X102 Industrials 20,313 $2,347,776.54 0.71%
Bright Horizons Family Solutions Inc. BFAM 109194100 Consumer Discretionary 22,259 $2,359,454.00 0.71%
Light & Wonder Inc. LNW 80874P109 Consumer Discretionary 24,717 $2,357,260.29 0.71%
Parsons Corporation PSN 70202L102 Industrials 30,420 $2,353,595.40 0.71%
The AZEK Company Inc. AZEK 05478C105 Industrials 50,245 $2,349,958.65 0.71%
Toll Brothers, Inc. TOL 889478103 Consumer Discretionary 19,505 $2,341,770.30 0.71%
Allison Transmission Holdings, Inc. ALSN 01973R101 Industrials 31,090 $2,335,480.80 0.70%
ESAB Corporation ESAB 29605J106 Industrials 22,821 $2,318,157.18 0.70%
Hyatt Hotels Corporation (Class A) H 448579102 Consumer Discretionary 15,808 $2,338,477.44 0.70%
Interactive Brokers Group, Inc. (Class A) IBKR 45841N107 Financials 18,070 $2,323,802.00 0.70%
Tetra Tech, Inc. TTEK 88162G103 Industrials 10,929 $2,333,341.50 0.70%
APi Group Corporation APG 00187Y100 Industrials 64,255 $2,297,116.25 0.69%
TopBuild Corp. BLD 89055F103 Consumer Discretionary 5,725 $2,307,404.00 0.69%
Williams-Sonoma, Inc. WSM 969904101 Consumer Discretionary 7,947 $2,259,491.04 0.68%
XPO, Inc. XPO 983793100 Industrials 20,678 $2,259,485.06 0.68%
Commvault Systems, Inc. CVLT 204166102 Information Technology 19,902 $2,216,286.72 0.67%
The Brink's Company BCO 109696104 Industrials 21,851 $2,238,853.46 0.67%
Blueprint Medicines Corporation BPMC 09627Y109 Health Care 21,280 $2,178,220.80 0.66%
Curtiss-Wright Corporation CW 231561101 Industrials 7,887 $2,189,825.55 0.66%
Clean Harbors, Inc. CLH 184496107 Industrials 10,028 $2,151,908.52 0.65%
Eagle Materials Inc. EXP 26969P108 Materials 9,285 $2,156,255.55 0.65%
Moog Inc. MOG/A 615394202 Industrials 12,644 $2,155,422.68 0.65%
Murphy USA Inc. MUSA 626755102 Consumer Discretionary 4,815 $2,147,104.80 0.65%
Herc Holdings, Inc. HRI 42704L104 Industrials 14,993 $2,111,014.40 0.64%
Blue Owl Capital Inc. (Class A) OWL 09581B103 Financials 107,033 $2,092,495.15 0.63%
Euronet Worldwide, Inc. EEFT 298736109 Financials 18,363 $2,066,755.65 0.62%
Federal Signal Corporation FSS 313855108 Industrials 23,785 $2,050,504.85 0.62%
Lyft, Inc. (Class A) LYFT 55087P104 Industrials 130,403 $2,044,719.04 0.62%
Advanced Drainage Systems, Inc. WMS 00790R104 Industrials 11,720 $2,020,762.40 0.61%
Installed Building Products, Inc. IBP 45780R101 Consumer Discretionary 9,753 $2,040,717.72 0.61%
Samsara Inc. (Class A) IOT 79589L106 Information Technology 53,417 $2,020,230.94 0.61%
ITT Inc. ITT 45073V108 Industrials 14,840 $1,978,023.60 0.60%
MicroStrategy Incorporated MSTR 594972408 Information Technology 1,184 $1,983,614.40 0.60%
MKS Instruments, Inc. MKSI 55306N104 Information Technology 15,178 $1,984,978.84 0.60%
Norwegian Cruise Line Holdings Ltd. NCLH G66721104 Consumer Discretionary 120,559 $1,996,457.04 0.60%
Post Holdings, Inc. POST 737446104 Consumer Staples 18,994 $1,997,029.16 0.60%
Aramark ARMK 03852U106 Consumer Discretionary 62,074 $1,975,194.68 0.59%
BellRing Brands, Inc. BRBR 07831C103 Consumer Staples 34,197 $1,975,218.72 0.59%
Onto Innovation Inc. ONTO 683344105 Information Technology 8,361 $1,922,528.34 0.58%
The Ensign Group, Inc. ENSG 29358P101 Health Care 16,224 $1,929,520.32 0.58%
AppFolio, Inc. (Class A) APPF 03783C100 Information Technology 8,181 $1,907,481.96 0.57%
MSA Safety Incorporated MSA 553498106 Industrials 10,427 $1,897,088.38 0.57%
Zurn Elkay Water Solutions Corp. ZWS 98983L108 Industrials 60,312 $1,887,162.48 0.57%
FirstCash Holdings, Inc. FCFS 33768G107 Financials 15,827 $1,872,808.91 0.56%
Marathon Digital Holdings, Inc. MARA 565788106 Information Technology 89,399 $1,853,241.27 0.56%
Symbiotic Inc. (Class A) SYM 87151X101 Industrials 44,859 $1,853,125.29 0.56%
Kinsale Capital Group, Inc. KNSL 49714P108 Financials 4,809 $1,822,370.55 0.55%
Pegasystems Inc. PEGA 705573103 Information Technology 31,229 $1,837,514.36 0.55%
AAON, Inc. AAON 000360206 Industrials 22,913 $1,779,881.84 0.54%
Primerica, Inc. PRI 74164M108 Financials 7,980 $1,778,422.80 0.54%
Coca-Cola Consolidated Inc. COKE 191098102 Consumer Staples 1,789 $1,768,247.60 0.53%
Floor & Decor Holdings, Inc. (Class A) FND 339750101 Consumer Discretionary 15,574 $1,769,362.14 0.53%
Glaukos Corporation GKOS 377322102 Health Care 16,057 $1,755,030.10 0.53%
Vontier Corporation VNT 928881101 Information Technology 44,503 $1,757,423.47 0.53%
BWX Technologies, Inc. BWXT 05605H100 Industrials 19,671 $1,729,671.03 0.52%
Informatica Inc. (Class A) INFA 45674M101 Information Technology 57,675 $1,712,947.50 0.52%
NewMarket Corporation NEU 651587107 Materials 3,181 $1,704,602.47 0.51%
Cabot Corporation CBT 127055101 Materials 16,420 $1,656,285.40 0.50%
Kadant Inc. KAI 48282T104 Industrials 6,152 $1,661,101.52 0.50%
Bruker Corporation BRKR 116794108 Health Care 21,489 $1,630,155.54 0.49%
TriNet Group, Inc. TNET 896288107 Industrials 15,236 $1,629,490.20 0.49%
Affirm Holdings, Inc. (Class A) AFRM 00827B106 Financials 54,177 $1,605,806.28 0.48%
Casey's General Stores, Inc. CASY 147528103 Consumer Staples 4,754 $1,603,619.28 0.48%
Antero Midstream Corp. AM 03676B102 Energy 107,680 $1,558,129.60 0.47%
WEX Inc. WEX 96208T104 Financials 8,498 $1,569,750.56 0.47%
AptarGroup, Inc. ATR 038336103 Materials 10,522 $1,543,682.62 0.46%
Arcosa, Inc. ACA 039653100 Industrials 17,633 $1,537,244.94 0.46%
Axalta Coating Systems Ltd. AXTA G0750C108 Materials 44,024 $1,533,796.16 0.46%
GATX Corporation GATX 361448103 Industrials 11,296 $1,526,315.52 0.46%
Applied Industrial Technologies, Inc. AIT 03820C105 Industrials 7,664 $1,501,071.04 0.45%
Ingredion Incorporated INGR 457187102 Consumer Staples 12,956 $1,508,596.64 0.45%
Ollie's Bargain Outlet Holdings, Inc. OLLI 681116109 Consumer Discretionary 19,027 $1,501,610.84 0.45%
Ryan Specialty Holdings, Inc. (Class A) RYAN 78351F107 Financials 27,279 $1,479,612.96 0.45%
Acushnet Holdings Corp. GOLF 005098108 Consumer Discretionary 22,956 $1,458,624.24 0.44%
CorVel Corporation CRVL 221006109 Health Care 5,758 $1,461,898.62 0.44%
Donaldson Company, Inc. DCI 257651109 Industrials 20,273 $1,476,888.05 0.44%
HealthEquity, Inc. HQY 42226A107 Health Care 18,547 $1,468,736.93 0.44%
RLI Corp. RLI 749607107 Financials 10,197 $1,462,555.71 0.44%
Varonis Systems, Inc. VRNS 922280102 Information Technology 32,096 $1,467,429.12 0.44%
Alpha Metallurgical Resources, Inc. AMR 020764106 Materials 4,571 $1,415,775.83 0.43%
Gentex Corporation GNTX 371901109 Consumer Discretionary 41,915 $1,443,133.45 0.43%
Graphic Packaging Holding Company GPK 388689101 Materials 51,884 $1,433,554.92 0.43%
Morningstar, Inc. MORN 617700109 Financials 4,910 $1,433,425.40 0.43%
ServisFirst Bancshares, Inc. SFBS 81768T108 Financials 22,815 $1,412,020.35 0.43%
A.O. Smith Corporation AOS 831865209 Industrials 16,924 $1,396,906.96 0.42%
ChampionX Corporation CHX 15872M104 Energy 42,184 $1,391,228.32 0.42%
Performance Food Group Company PFGC 71377A103 Consumer Staples 20,284 $1,393,307.96 0.42%
Permian Resources Corp. PR 71424F105 Energy 85,729 $1,378,522.32 0.42%
Wynn Resorts, Limited WYNN 983134107 Consumer Discretionary 14,810 $1,384,883.10 0.42%
Allegion Public Limited Company ALLE G0176J109 Industrials 11,239 $1,353,400.38 0.41%
Cullen/Frost Bankers, Inc. CFR 229899109 Financials 13,449 $1,362,114.72 0.41%
Ryman Hospitality Properties, Inc. RHP 78377T107 Real Estate 13,095 $1,370,653.65 0.41%
Saia, Inc. SAIA 78709Y105 Industrials 3,451 $1,367,596.79 0.41%
American Airlines Group Inc. AAL 02376R102 Industrials 98,630 $1,325,587.20 0.40%
Duolingo, Inc. DUOL 26603R106 Consumer Discretionary 6,864 $1,332,714.24 0.40%
Tempur Sealy International, Inc. TPX 88023U101 Consumer Discretionary 26,645 $1,321,858.45 0.40%
Trex Company, Inc. TREX 89531P105 Industrials 15,178 $1,316,084.38 0.40%
Wayfair Inc. (Class A) W 94419L101 Consumer Discretionary 22,304 $1,328,872.32 0.40%
The Macerich Company MAC 554382101 Real Estate 87,869 $1,294,310.37 0.39%
Procore Technologies, Inc. PCOR 74275K108 Information Technology 18,425 $1,268,008.50 0.38%
Simpson Manufacturing Co., Inc. SSD 829073105 Industrials 7,379 $1,246,239.31 0.38%
Badger Meter, Inc. BMI 056525108 Information Technology 6,238 $1,222,835.14 0.37%
nCino, Inc. NCNO 63947X101 Information Technology 40,502 $1,235,716.02 0.37%
Charles River Laboratories International, Inc. CRL 159864107 Health Care 5,588 $1,198,681.88 0.36%
Kontoor Brands, Inc. KTB 50050N103 Consumer Discretionary 16,752 $1,197,432.96 0.36%
Verra Mobility Corporation VRRM 92511U102 Industrials 40,421 $1,082,878.59 0.33%
Warrior Met Coal, Inc. HCC 93627C101 Materials 16,628 $1,103,267.80 0.33%
Churchill Downs Incorporated CHDN 171484108 Consumer Discretionary 8,156 $1,068,272.88 0.32%
Evolent Health, Inc. (Class A) EVH 30050B101 Health Care 46,172 $1,066,111.48 0.32%
Grand Canyon Education, Inc. LOPE 38526M106 Consumer Discretionary 7,410 $1,073,264.40 0.32%
Halozyme Therapeutics, Inc. HALO 40637H109 Health Care 24,811 $1,068,857.88 0.32%
Progyny, Inc. PGNY 74340E103 Health Care 39,685 $1,058,398.95 0.32%
Tradeweb Markets Inc. (Class A) TW 892672106 Financials 9,689 $1,071,409.62 0.32%
Casella Waste Systems, Inc. CWST 147448104 Industrials 10,208 $1,014,981.44 0.31%
FTI Consulting, Inc. FCN 302941109 Industrials 4,800 $1,037,760.00 0.31%
Guidewire Software, Inc. GWRE 40171V100 Information Technology 8,648 $1,042,256.96 0.31%
Shift4 Payments, Inc. (Class A) FOUR 82452J109 Financials 15,277 $1,023,711.77 0.31%
Annaly Capital Management, Inc. NLY 035710839 Financials 51,261 $991,387.74 0.30%
Confluent, Inc. (Class A) CFLT 20717M103 Information Technology 33,071 $986,507.93 0.30%
Elastic N.V. ESTC N14506104 Information Technology 10,069 $1,008,208.97 0.30%
Lamar Advertising Company LAMR 512816109 Real Estate 8,452 $1,000,970.36 0.30%
Axsome Therapeutics, Inc. AXSM 05464T104 Health Care 12,648 $970,860.48 0.29%
DocuSign, Inc. DOCU 256163106 Information Technology 16,949 $978,126.79 0.29%
ExlService Holdings, Inc. EXLS 302081104 Industrials 31,740 $959,500.20 0.29%
Hexcel Corporation HXL 428291108 Industrials 13,855 $966,247.70 0.29%
Intra-Cellular Therapies, Inc. ITCI 46116X101 Health Care 14,585 $957,067.70 0.29%
SoFi Technologies, Inc. SOFI 83406F102 Financials 138,263 $952,632.07 0.29%
Watts Water Technologies, Inc. WTS 942749102 Industrials 4,749 $964,569.39 0.29%
Cogent Communications Holdings, Inc. CCOI 19239V302 Communication Services 15,450 $917,112.00 0.28%
Franklin Electric Co., Inc. FELE 353514102 Industrials 9,450 $926,383.50 0.28%
GitLab Inc. (Class A) GTLB 37637K108 Information Technology 17,306 $925,871.00 0.28%
Starwood Property Trust, Inc. STWD 85571B105 Financials 49,647 $935,349.48 0.28%
Alkermes Plc ALKS G01767105 Health Care 37,286 $885,542.50 0.27%
Box, Inc. (Class A) BOX 10316T104 Information Technology 35,640 $892,425.60 0.27%
Choice Hotels International, Inc. CHH 169905106 Consumer Discretionary 7,988 $894,416.36 0.27%
Coty Inc. (Class A) COTY 222070203 Consumer Staples 84,391 $903,827.61 0.27%
F5 Inc. FFIV 315616102 Information Technology 5,324 $896,242.16 0.27%
Insmed Incorporated INSM 457669307 Health Care 18,602 $894,012.12 0.27%
Option Care Health, Inc. OPCH 68404L201 Health Care 30,093 $895,266.75 0.27%
Sarepta Therapeutics, Inc. SRPT 803607100 Health Care 7,796 $883,520.68 0.27%
SentinelOne, Inc. (Class A) S 81730H109 Information Technology 43,300 $904,970.00 0.27%
WD-40 Company WDFC 929236107 Consumer Staples 3,985 $913,322.15 0.27%
Chemed Corporation CHE 16359R103 Health Care 1,572 $854,130.48 0.26%
Exelixis, Inc. EXEL 30161Q104 Health Care 42,533 $865,121.22 0.26%
Inter Parfums, Inc. IPAR 458334109 Consumer Staples 7,183 $868,137.38 0.26%
UiPath, Inc. (Class A) PATH 90364P105 Information Technology 44,522 $834,787.50 0.25%
WillScot Mobile Mini Holdings Corp. WSC 971378104 Industrials 21,706 $845,665.76 0.25%
iRhythm Technologies, Inc. IRTC 450056106 Health Care 8,701 $763,686.77 0.23%
Inspire Medical Systems, Inc. INSP 457730109 Health Care 4,699 $742,207.05 0.22%
Apellis Pharmaceuticals, Inc. APLS 03753U106 Health Care 17,171 $696,455.76 0.21%
Lantheus Holdings, Inc. LNTH 516544103 Health Care 8,108 $644,099.52 0.19%
TKO Group Holdings, Inc. (Class A) TKO 87256C101 Communication Services 5,840 $634,282.40 0.19%
Hamilton Lane Incorporated (Class A) HLNE 407497106 Financials 4,475 $581,750.00 0.18%
Revolution Medicines, Inc. RVMD 76155X100 Health Care 15,658 $593,438.20 0.18%
The AES Corporation AES 00130H105 Utilities 28,146 $594,724.98 0.18%
Hasbro, Inc. HAS 418056107 Consumer Discretionary 8,929 $551,365.75 0.17%
MACOM Technology Solutions Holdings, Inc. MTSI 55405Y100 Information Technology 5,277 $551,604.81 0.17%
The New York Times Company (Class A) NYT 650111107 Communication Services 11,677 $579,529.51 0.17%
Altair Engineering Inc. (Class A) ALTR 021369103 Information Technology 5,858 $532,316.46 0.16%
DoubleVerify Holdings, Inc. DV 25862V105 Information Technology 28,707 $546,868.35 0.16%
Haemonetics Corporation HAE 405024100 Health Care 5,913 $526,020.48 0.16%
Merit Medical Systems, Inc. MMSI 589889104 Health Care 6,662 $542,953.00 0.16%
Otter Tail Corporation OTTR 689648103 Utilities 5,841 $521,542.89 0.16%
RBC Bearings Incorporated RBC 75524B104 Industrials 1,867 $537,509.30 0.16%
Roivant Sciences Ltd. ROIV G76279101 Health Care 47,880 $518,540.40 0.16%
SPS Commerce, Inc. SPSC 78463M107 Information Technology 2,729 $523,804.26 0.16%
US Dollar $USD Other 517,955 $517,955.08 0.16%
Balchem Corporation BCPC 057665200 Materials 3,257 $495,161.71 0.15%
CCC Intelligent Solutions Holdings Inc. CCCS 12510Q100 Information Technology 42,196 $501,710.44 0.15%
Civitas Resources, Inc. CIVI 17888H103 Energy 6,648 $488,628.00 0.15%
Essential Properties Realty Trust, Inc. EPRT 29670E107 Real Estate 18,929 $499,157.73 0.15%
H&R Block, Inc. HRB 093671105 Consumer Discretionary 10,276 $502,701.92 0.15%
Independence Realty Trust, Inc. IRT 45378A106 Real Estate 31,287 $504,033.57 0.15%
Planet Fitness, Inc. (Class A) PLNT 72703H101 Consumer Discretionary 8,058 $495,808.74 0.15%
Braze, Inc. (Class A) BRZE 10576N102 Information Technology 11,392 $471,514.88 0.14%
Brixmor Property Group Inc. BRX 11120U105 Real Estate 21,521 $464,853.60 0.14%
Cohen & Steers, Inc. CNS 19247A100 Financials 6,564 $450,421.68 0.14%
Jack Henry & Associates, Inc. JKHY 426281101 Financials 2,905 $472,265.85 0.14%
The Wendy's Company WEN 95058W100 Consumer Discretionary 26,787 $462,075.75 0.14%
Warner Music Group Corp. (Class A) WMG 934550203 Communication Services 15,283 $453,446.61 0.14%
Apple Hospitality REIT, Inc. APLE 03784Y200 Real Estate 30,810 $442,123.50 0.13%
EastGroup Properties, Inc. EGP 277276101 Real Estate 2,807 $447,632.29 0.13%
Ionis Pharmaceuticals, Inc. IONS 462222100 Health Care 11,642 $438,204.88 0.13%
MSC Industrial Direct Co., Inc. (Class A) MSM 553530106 Industrials 5,201 $448,326.20 0.13%
Paylocity Holding Corporation PCTY 70438V106 Industrials 2,936 $445,626.08 0.13%
Qualys, Inc. QLYS 74758T303 Information Technology 3,024 $433,550.88 0.13%
Surgery Partners, Inc. SGRY 86881A100 Health Care 16,918 $431,916.54 0.13%
Tenable Holdings, Inc. TENB 88025T102 Information Technology 10,209 $438,476.55 0.13%
Ultragenyx Pharmaceutical Inc. RARE 90400D108 Health Care 10,809 $425,226.06 0.13%
Vail Resorts, Inc. MTN 91879Q109 Consumer Discretionary 2,265 $431,641.05 0.13%
Match Group Inc. MTCH 57667L107 Communication Services 13,910 $408,258.50 0.12%
Rapid7, Inc. RPD 753422104 Information Technology 10,291 $387,970.70 0.12%
BlackLine, Inc. BL 09239B109 Information Technology 7,814 $380,698.08 0.11%
Five Below, Inc. FIVE 33829M101 Consumer Discretionary 2,782 $369,282.68 0.11%
Cytokinetics, Incorporated CYTK 23282W605 Health Care 7,198 $347,015.58 0.10%
Exact Sciences Corporation EXAS 30063P105 Health Care 7,308 $343,622.16 0.10%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.