First Trust Dow Jones Select MicroCap Index Fund (FDM)
Holdings of the Fund as of 10/15/2021

Total Number of Holdings (excluding cash): 212

Security Name Identifier CUSIP Classification Shares / Quantity Market Value Weighting Descending sort
Echo Global Logistics, Inc. ECHO 27875T101 Industrials 38,076 $1,828,409.52 1.12%
AdvanSix Inc. ASIX 00773T101 Materials 40,207 $1,779,963.89 1.09%
Federal Agricultural Mortgage Corporation AGM 313148306 Financials 13,199 $1,558,801.90 0.95%
CONSOL Energy Inc. CEIX 20854L108 Energy 45,358 $1,481,392.28 0.90%
The GEO Group, Inc. GEO 36162J106 Real Estate 175,239 $1,456,236.09 0.89%
Vanda Pharmaceuticals Inc. VNDA 921659108 Health Care 79,556 $1,464,625.96 0.89%
Kearny Financial Corp. KRNY 48716P108 Financials 109,504 $1,432,312.32 0.87%
Bryn Mawr Bank Corporation BMTC 117665109 Financials 28,423 $1,393,011.23 0.85%
The Andersons, Inc. ANDE 034164103 Consumer Staples 44,260 $1,382,239.80 0.84%
The Lovesac Company LOVE 54738L109 Consumer Discretionary 19,210 $1,371,017.70 0.84%
Ingles Markets, Incorporated IMKTA 457030104 Consumer Staples 20,393 $1,367,350.65 0.83%
Origin Bancorp, Inc. OBNK 68621T102 Financials 31,253 $1,353,254.90 0.83%
Washington Trust Bancorp, Inc. WASH 940610108 Financials 24,766 $1,354,452.54 0.83%
Preferred Bank PFBC 740367404 Financials 19,669 $1,339,655.59 0.82%
Benchmark Electronics, Inc. BHE 08160H101 Information Technology 50,878 $1,324,863.12 0.81%
Standard Motor Products, Inc. SMP 853666105 Consumer Discretionary 27,643 $1,318,847.53 0.80%
Lakeland Bancorp, Inc. LBAI 511637100 Financials 72,354 $1,297,307.22 0.79%
Heritage Financial Corporation HFWA 42722X106 Financials 51,435 $1,275,588.00 0.78%
Interface, Inc. TILE 458665304 Industrials 84,442 $1,276,763.04 0.78%
The Gorman-Rupp Company GRC 383082104 Industrials 32,502 $1,275,053.46 0.78%
HomeStreet, Inc. HMST 43785V102 Financials 29,735 $1,264,034.85 0.77%
Ellington Financial Inc. EFC 28852N109 Financials 68,085 $1,241,189.55 0.76%
Metropolitan Bank Holding Corp. MCB 591774104 Financials 14,051 $1,231,570.15 0.75%
ACCO Brands Corporation ACCO 00081T108 Industrials 136,687 $1,206,946.21 0.74%
Banc of California, Inc. BANC 05990K106 Financials 64,031 $1,219,790.55 0.74%
GreenSky, Inc. (Class A) GSKY 39572G100 Information Technology 100,188 $1,202,256.00 0.73%
Univest Financial Corporation UVSP 915271100 Financials 42,056 $1,192,708.16 0.73%
City Office REIT, Inc. CIO 178587101 Real Estate 62,277 $1,167,070.98 0.71%
Nicolet Bankshares, Inc. NCBS 65406E102 Financials 15,449 $1,165,318.07 0.71%
Photronics, Inc. PLAB 719405102 Information Technology 88,623 $1,168,051.14 0.71%
SpartanNash Company SPTN 847215100 Consumer Staples 51,819 $1,169,036.64 0.71%
The First Bancshares, Inc. FBMS 318916103 Financials 30,058 $1,164,146.34 0.71%
CRA International, Inc. CRAI 12618T105 Industrials 10,555 $1,129,807.20 0.69%
Meridian Bioscience, Inc. VIVO 589584101 Health Care 61,991 $1,131,335.75 0.69%
Northfield Bancorp, Inc. NFBK 66611T108 Financials 63,928 $1,123,214.96 0.69%
Peoples Bancorp Inc. PEBO 709789101 Financials 35,079 $1,136,559.60 0.69%
Uranium Energy Corp UEC 916896103 Energy 333,519 $1,137,299.79 0.69%
Wabash National Corporation WNC 929566107 Industrials 71,507 $1,129,810.60 0.69%
ChannelAdvisor Corporation ECOM 159179100 Information Technology 42,658 $1,110,814.32 0.68%
QCR Holdings, Inc. QCRH 74727A104 Financials 21,195 $1,114,221.15 0.68%
Sportsman's Warehouse Holdings, Inc. SPWH 84920Y106 Consumer Discretionary 62,515 $1,109,641.25 0.68%
Insteel Industries, Inc. IIIN 45774W108 Industrials 27,680 $1,090,868.80 0.67%
Plymouth Industrial REIT, Inc. PLYM 729640102 Real Estate 45,592 $1,104,694.16 0.67%
Perdoceo Education Corp. PRDO 71363P106 Consumer Discretionary 100,209 $1,088,269.74 0.66%
Collegium Pharmaceutical, Inc. COLL 19459J104 Health Care 50,853 $1,066,895.94 0.65%
John B. Sanfilippo & Son, Inc. JBSS 800422107 Consumer Staples 12,685 $1,061,988.20 0.65%
Ares Commercial Real Estate Corporation ACRE 04013V108 Financials 67,208 $1,042,396.08 0.64%
Granite Point Mortgage Trust Inc. GPMT 38741L107 Financials 78,342 $1,045,082.28 0.64%
Myers Industries, Inc. MYE 628464109 Materials 51,725 $1,053,121.00 0.64%
Allegiance Bancshares, Inc. ABTX 01748H107 Financials 26,882 $1,033,344.08 0.63%
Camden National Corporation CAC 133034108 Financials 21,378 $1,028,923.14 0.63%
Central Pacific Financial Corp. CPF 154760409 Financials 40,350 $1,039,819.50 0.63%
Digi International Inc. DGII 253798102 Information Technology 48,775 $1,038,907.50 0.63%
Flushing Financial Corporation FFIC 343873105 Financials 44,236 $1,026,717.56 0.63%
Hawkins, Inc. HWKN 420261109 Materials 26,994 $1,035,489.84 0.63%
Kimball Electronics, Inc. KE 49428J109 Information Technology 35,686 $1,025,972.50 0.63%
Glatfelter Corporation GLT 377320106 Materials 63,666 $1,023,112.62 0.62%
Heritage Commerce Corp HTBK 426927109 Financials 86,089 $1,018,432.87 0.62%
Horizon Bancorp, Inc. HBNC 440407104 Financials 55,932 $1,015,165.80 0.62%
Kelly Services, Inc. KELYA 488152208 Industrials 51,516 $1,013,834.88 0.62%
Koppers Holdings Inc. KOP 50060P106 Materials 30,512 $1,020,626.40 0.62%
Quanex Building Products Corporation NX 747619104 Industrials 48,039 $1,014,583.68 0.62%
Argan, Inc. AGX 04010E109 Industrials 22,548 $1,000,229.28 0.61%
HarborOne Bancorp, Inc. HONE 41165Y100 Financials 70,972 $1,004,253.80 0.61%
Unitil Corporation UTL 913259107 Utilities 22,659 $995,183.28 0.61%
Alpha and Omega Semiconductor Limited AOSL G6331P104 Information Technology 29,846 $949,102.80 0.58%
Cross Country Healthcare, Inc. CCRN 227483104 Health Care 50,538 $954,662.82 0.58%
Sterling Construction Company, Inc. STRL 859241101 Industrials 41,129 $950,079.90 0.58%
Citi Trends, Inc. CTRN 17306X102 Consumer Discretionary 13,279 $927,405.36 0.57%
Community Trust Bancorp, Inc. CTBI 204149108 Financials 21,672 $928,861.92 0.57%
Cricut, Inc. (Class A) CRCT 22658D100 Consumer Discretionary 34,981 $929,445.17 0.57%
Resolute Forest Products Inc. RFP 76117W109 Materials 67,869 $916,231.50 0.56%
Bank of Marin Bancorp BMRC 063425102 Financials 23,796 $898,774.92 0.55%
Eagle Pharmaceuticals, Inc. EGRX 269796108 Health Care 16,480 $896,182.40 0.55%
TrustCo Bank Corp NY TRST 898349204 Financials 27,547 $897,481.26 0.55%
Capstead Mortgage Corporation CMO 14067E506 Financials 138,522 $878,229.48 0.54%
Universal Electronics Inc. UEIC 913483103 Consumer Discretionary 19,281 $880,177.65 0.54%
Barrett Business Services, Inc. BBSI 068463108 Industrials 10,807 $861,966.32 0.53%
Chuy's Holdings, Inc. CHUY 171604101 Consumer Discretionary 28,593 $865,796.04 0.53%
Daseke, Inc. DSKE 23753F107 Industrials 84,661 $863,542.20 0.53%
Diamond Hill Investment Group, Inc. DHIL 25264R207 Financials 4,580 $866,948.20 0.53%
Hanmi Financial Corporation HAFC 410495204 Financials 43,893 $873,909.63 0.53%
RE/MAX Holdings, Inc. (Class A) RMAX 75524W108 Real Estate 27,012 $866,544.96 0.53%
Tristate Capital Holdings, Inc. TSC 89678F100 Financials 39,825 $872,964.00 0.53%
Clearfield, Inc. CLFD 18482P103 Information Technology 16,310 $856,111.90 0.52%
Great Southern Bancorp, Inc. GSBC 390905107 Financials 14,954 $851,480.76 0.52%
Urstadt Biddle Properties Inc. UBA 917286205 Real Estate 43,041 $852,642.21 0.52%
Victory Capital Holdings, Inc. (Class A) VCTR 92645B103 Financials 22,920 $845,060.40 0.52%
Antares Pharma, Inc. ATRS 036642106 Health Care 243,035 $838,470.75 0.51%
Vectrus, Inc. VEC 92242T101 Industrials 16,760 $833,307.20 0.51%
Byline Bancorp, Inc. BY 124411109 Financials 33,451 $814,197.34 0.50%
Catalyst Pharmaceuticals, Inc. CPRX 14888U101 Health Care 136,940 $825,748.20 0.50%
Loral Space & Communications Inc. LORL 543881106 Communication Services 18,077 $826,299.67 0.50%
Shoe Carnival, Inc. SCVL 824889109 Consumer Discretionary 25,130 $812,704.20 0.50%
A-Mark Precious Metals, Inc. AMRK 00181T107 Financials 11,624 $799,731.20 0.49%
International Money Express, Inc. IMXI 46005L101 Information Technology 47,458 $807,260.58 0.49%
Movado Group, Inc. MOV 624580106 Consumer Discretionary 24,051 $810,759.21 0.49%
PetMed Express, Inc. PETS 716382106 Consumer Discretionary 29,097 $799,294.59 0.49%
RCI Hospitality Holdings, Inc. RICK 74934Q108 Consumer Discretionary 11,453 $808,123.68 0.49%
Tecnoglass Inc. TGLS G87264100 Industrials 29,995 $797,267.10 0.49%
Atlantic Capital Bancshares, Inc. ACBI 048269203 Financials 29,031 $793,997.85 0.48%
Regional Management Corp. RM 75902K106 Financials 13,688 $791,850.80 0.48%
Resources Connection, Inc. RGP 76122Q105 Industrials 44,205 $778,450.05 0.48%
Titan Machinery Inc. TITN 88830R101 Industrials 28,660 $783,851.00 0.48%
Tutor Perini Corporation TPC 901109108 Industrials 59,882 $781,460.10 0.48%
Liquidity Services, Inc. LQDT 53635B107 Consumer Discretionary 38,006 $777,982.82 0.47%
Computer Programs and Systems, Inc. CPSI 205306103 Health Care 20,945 $760,931.85 0.46%
Ducommun Incorporated DCO 264147109 Industrials 15,419 $760,002.51 0.46%
Midland States Bancorp, Inc. MSBI 597742105 Financials 30,101 $758,846.21 0.46%
Sculptor Capital Management Group, Inc. (Class A) SCU 811246107 Financials 27,403 $746,457.72 0.46%
The RMR Group Inc. (Class A) RMR 74967R106 Real Estate 22,032 $748,206.72 0.46%
Beazer Homes USA, Inc. BZH 07556Q881 Consumer Discretionary 42,062 $745,338.64 0.45%
Ethan Allen Interiors Inc. ETD 297602104 Consumer Discretionary 31,345 $730,965.40 0.45%
One Liberty Properties, Inc. OLP 682406103 Real Estate 22,941 $729,294.39 0.45%
Sciplay Corporation (Class A) SCPL 809087109 Communication Services 34,952 $741,331.92 0.45%
Amerant Bancorp Inc. AMTB 023576101 Financials 27,792 $726,482.88 0.44%
Big 5 Sporting Goods Corporation BGFV 08915P101 Consumer Discretionary 30,135 $720,829.20 0.44%
BlueLinx Holdings Inc. BXC 09624H208 Industrials 13,904 $714,526.56 0.44%
Cass Information Systems, Inc. CASS 14808P109 Information Technology 17,183 $723,919.79 0.44%
Franklin Street Properties Corp. FSP 35471R106 Real Estate 138,207 $714,530.19 0.44%
Haverty Furniture Companies, Inc. HVT 419596101 Consumer Discretionary 21,906 $720,707.40 0.44%
MasterCraft Boat Holdings Inc. MCFT 57637H103 Consumer Discretionary 27,096 $724,818.00 0.44%
Ennis, Inc. EBF 293389102 Industrials 37,324 $703,557.40 0.43%
Funko, Inc. (Class A) FNKO 361008105 Consumer Discretionary 37,172 $709,241.76 0.43%
Transcat, Inc. TRNS 893529107 Industrials 9,934 $703,227.86 0.43%
Central Garden & Pet Company CENT 153527106 Consumer Staples 13,940 $689,193.60 0.42%
First Financial Corporation THFF 320218100 Financials 16,418 $690,376.90 0.42%
National Western Life Group, Inc. (Class A) NWLI 638517102 Financials 3,243 $685,894.50 0.42%
Turtle Beach Corporation HEAR 900450206 Information Technology 22,971 $695,332.17 0.42%
Entravision Communications Corporation EVC 29382R107 Communication Services 88,197 $668,533.26 0.41%
Hyster-Yale Materials Handling, Inc. HY 449172105 Industrials 13,918 $670,986.78 0.41%
Independent Bank Corporation IBCP 453838609 Financials 30,770 $675,093.80 0.41%
Oppenheimer Holdings Inc. (Class A) OPY 683797104 Financials 13,152 $665,622.72 0.41%
REX American Resources Corporation REX 761624105 Energy 7,540 $653,944.20 0.40%
The First of Long Island Corporation FLIC 320734106 Financials 31,863 $659,245.47 0.40%
MVB Financial Corp. MVBF 553810102 Financials 14,864 $636,625.12 0.39%
Phibro Animal Health Corporation (Class A) PAHC 71742Q106 Health Care 29,081 $633,965.80 0.39%
Whitestone REIT WSR 966084204 Real Estate 62,245 $634,899.00 0.39%
Conn's, Inc. CONN 208242107 Consumer Discretionary 27,288 $627,896.88 0.38%
Vishay Precision Group, Inc. VPG 92835K103 Information Technology 18,021 $630,554.79 0.38%
American Vanguard Corporation AVD 030371108 Materials 38,412 $607,677.84 0.37%
Viking Therapeutics, Inc. VKTX 92686J106 Health Care 99,505 $598,025.05 0.37%
Capstar Financial Holdings, Inc. CSTR 14070T102 Financials 26,937 $587,765.34 0.36%
BioDelivery Sciences International, Inc. BDSI 09060J106 Health Care 140,984 $565,345.84 0.35%
CURO Group Holdings Corp. CURO 23131L107 Financials 30,805 $570,816.65 0.35%
Hovnanian Enterprises, Inc. (Class A) HOV 442487401 Consumer Discretionary 6,761 $581,107.95 0.35%
Kimball International, Inc. KBAL 494274103 Industrials 52,324 $577,656.96 0.35%
OneWater Marine Inc. (Class A) ONEW 68280L101 Consumer Discretionary 13,674 $569,658.84 0.35%
Atlanticus Holdings Corporation ATLC 04914Y102 Financials 8,566 $533,661.80 0.33%
Motorcar Parts of America, Inc. MPAA 620071100 Consumer Discretionary 27,338 $533,091.00 0.33%
Universal Insurance Holdings, Inc. UVE 91359V107 Financials 40,240 $544,447.20 0.33%
Bluerock Residential Growth REIT, Inc. BRG 09627J102 Real Estate 37,765 $531,353.55 0.32%
Dyne Therapeutics, Inc. DYN 26818M108 Health Care 35,194 $523,686.72 0.32%
PAE Incorporated PAE 69290Y109 Industrials 89,163 $523,386.81 0.32%
KalVista Pharmaceuticals, Inc. KALV 483497103 Health Care 29,700 $511,137.00 0.31%
Babcock & Wilcox Enterprises, Inc. BW 05614L209 Industrials 78,453 $494,253.90 0.30%
Dorian LPG Ltd. LPG Y2106R110 Energy 39,739 $496,340.11 0.30%
Rocky Brands, Inc. RCKY 774515100 Consumer Discretionary 9,797 $498,667.30 0.30%
American Outdoor Brands AOUT 02875D109 Consumer Discretionary 20,153 $470,774.08 0.29%
Farmland Partners Inc. FPI 31154R109 Real Estate 40,359 $475,429.02 0.29%
Tiptree Inc. (Class A) TIPT 88822Q103 Financials 30,094 $480,300.24 0.29%
AXT, Inc. AXTI 00246W103 Information Technology 56,250 $459,562.50 0.28%
CTO Realty Growth, Inc. CTO 22948Q101 Real Estate 8,518 $455,798.18 0.28%
Tredegar Corporation TG 894650100 Materials 36,652 $464,380.84 0.28%
Blue Bird Corporation BLBD 095306106 Industrials 22,520 $445,220.40 0.27%
Infrastructure and Energy Alternatives, Inc. IEA 45686J104 Industrials 41,839 $438,054.33 0.27%
Del Taco Restaurants, Inc. TACO 245496104 Consumer Discretionary 48,394 $419,575.98 0.26%
Dream Finders Homes, Inc (Class A) DFH 26154D100 Consumer Discretionary 25,860 $427,207.20 0.26%
El Pollo Loco Holdings, Inc. LOCO 268603107 Consumer Discretionary 27,766 $427,318.74 0.26%
Rimini Street, Inc. RMNI 76674Q107 Information Technology 44,148 $433,091.88 0.26%
Altus Midstream Company (Class A) ALTM 02215L209 Energy 4,606 $405,281.94 0.25%
Aviat Networks, Inc. AVNW 05366Y201 Information Technology 13,569 $413,176.05 0.25%
Blue Ridge Bankshares, Inc. BRBS 095825105 Financials 21,480 $398,883.60 0.24%
CyberOptics Corporation CYBE 232517102 Information Technology 10,460 $385,869.40 0.24%
Mid Penn Bancorp, Inc. MPB 59540G107 Financials 14,052 $396,406.92 0.24%
EMCORE Corporation EMKR 290846203 Information Technology 48,522 $368,767.20 0.23%
Intelligent Systems Corporation INS 45816D100 Information Technology 9,001 $371,201.24 0.23%
Northeast Bank NBN 66405S100 Financials 10,620 $376,372.80 0.23%
Community Bankers Trust Corporation ESXB 203612106 Financials 32,102 $364,036.68 0.22%
Information Services Group, Inc. III 45675Y104 Information Technology 49,431 $358,374.75 0.22%
Magenta Therapeutics, Inc. MGTA 55910K108 Health Care 52,759 $355,068.07 0.22%
PCB Bancorp PCB 69320M109 Financials 17,593 $360,832.43 0.22%
Vera Bradley, Inc. VRA 92335C106 Consumer Discretionary 36,452 $360,510.28 0.22%
Harrow Health, Inc. HROW 415858109 Health Care 34,610 $342,292.90 0.21%
Mesa Air Group, Inc. MESA 590479135 Industrials 45,162 $344,134.44 0.21%
Olympic Steel, Inc. ZEUS 68162K106 Materials 13,305 $338,080.05 0.21%
Casa Systems, Inc. CASA 14713L102 Information Technology 50,141 $329,426.37 0.20%
Co-Diagnostics, Inc. CODX 189763105 Health Care 38,817 $325,286.46 0.20%
Greenhill & Co., Inc. GHL 395259104 Financials 20,522 $329,993.76 0.20%
InfuSystem Holdings, Inc. INFU 45685K102 Health Care 26,049 $335,250.63 0.20%
Central Valley Community Bancorp CVCY 155685100 Financials 14,394 $308,319.48 0.19%
eGain Corporation EGAN 28225C806 Information Technology 30,238 $305,403.80 0.19%
US Xpress Enterprises, Inc. (Class A) USX 90338N202 Industrials 35,194 $314,282.42 0.19%
Duluth Holdings Inc. (Class B) DLTH 26443V101 Consumer Discretionary 18,660 $270,943.20 0.17%
Flexsteel Industries, Inc. FLXS 339382103 Consumer Discretionary 9,114 $275,607.36 0.17%
Ovid Therapeutics Inc. OVID 690469101 Health Care 74,656 $268,761.60 0.16%
Trean Insurance Group, Inc. TIG 89457R101 Financials 25,598 $262,123.52 0.16%
Lazydays Holdings, Inc. LAZY 52110H100 Consumer Discretionary 11,016 $247,529.52 0.15%
Viant Technology Inc. (Class A) DSP 92557A101 Information Technology 18,331 $243,985.61 0.15%
Five Star Bancorp FSBC 33830T103 Financials 8,867 $222,473.03 0.14%
Investar Holding Corporation ISTR 46134L105 Financials 12,669 $231,462.63 0.14%
Lakeland Industries, Inc. LAKE 511795106 Consumer Discretionary 11,486 $234,084.68 0.14%
Alico, Inc. ALCO 016230104 Consumer Staples 6,242 $214,787.22 0.13%
Enochian Biosciences Inc. ENOB 29350E104 Health Care 21,543 $186,131.52 0.11%
JOANN Inc. JOAN 47768J101 Consumer Discretionary 16,277 $181,163.01 0.11%
Bioventus Inc. (Class A) BVS 09075A108 Health Care 11,743 $160,174.52 0.10%
Pangaea Logistics Solutions Ltd. PANL G6891L105 Industrials 34,589 $156,342.28 0.10%
Rain Therapeutics Inc. RAIN 75082Q105 Health Care 10,718 $157,768.96 0.10%
US Dollar $USD Other 158,597 $158,596.91 0.10%
Finance of America Companies Inc. (Class A) FOA 31738L107 Financials 29,969 $142,652.44 0.09%
Tyme Technologies, Inc. TYME 90238J103 Health Care 152,667 $150,529.67 0.09%
NextDecade Corporation NEXT 65342K105 Energy 36,782 $117,334.58 0.07%
American Realty Investors, Inc. ARL 029174109 Real Estate 2,079 $24,615.36 0.02%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.