First Trust China AlphaDEX® Fund (FCA)
Holdings of the Fund as of 11/29/2021

Total Number of Holdings (excluding cash): 50

Security Name Identifier CUSIP Classification Shares / Quantity Market Value Weighting Descending sort
China Resources Power Holdings Company Limited 836.HK Y1503A100 Utilities 211,187 $555,057.00 5.70%
Dongfeng Motor Group Company Ltd. (Class H) 489.HK Y21042109 Consumer Discretionary 425,880 $397,498.19 4.08%
China Overseas Land & Investment Limited 688.HK Y15004107 Real Estate 158,272 $371,339.98 3.81%
Genscript Biotech Corp. 1548.HK G3825B105 Health Care 65,800 $341,662.60 3.51%
China Conch Venture Holdings Limited 586.HK G2116J108 Industrials 68,206 $330,982.47 3.40%
China Suntien Green Energy Corporation Limited (Class H) 956.HK Y15207106 Energy 439,800 $327,603.01 3.36%
China Petroleum & Chemical Corporation (Sinopec) (Class H) 386.HK Y15010104 Energy 709,600 $320,237.95 3.29%
Anhui Conch Cement Company Limited (Class H) 914.HK Y01373102 Materials 67,856 $316,669.46 3.25%
China Coal Energy Company Limited 1898.HK Y1434L100 Energy 602,836 $314,564.80 3.23%
COSCO SHIPPING Holdings Company Limited (Class H) 1919.HK Y1455B106 Industrials 185,490 $306,304.14 3.15%
Aluminum Corporation of China Limited (Class H) 2600.HK Y0094N109 Materials 603,512 $294,026.22 3.02%
Jiangxi Copper Company Ltd. (Class H) 358.HK Y4446C100 Materials 175,612 $288,191.19 2.96%
BYD Company Limited (Class H) 1211.HK Y1023R104 Consumer Discretionary 7,272 $281,750.60 2.89%
China Resources Cement Holdings Limited 1313.HK G2113L106 Materials 377,822 $279,498.58 2.87%
Huaxin Cement Co., Ltd. (Class B) 900933.CH Y37469114 Materials 153,580 $275,676.10 2.83%
Angang Steel Company Limited (Class H) 347.HK Y0132D105 Materials 566,200 $256,974.28 2.64%
Pharmaron Beijing Co., Ltd. (Class H) 3759.HK Y989K6119 Health Care 10,810 $221,333.50 2.27%
PICC Property and Casualty Company Limited (Class H) 2328.HK Y6975Z103 Financials 246,068 $214,526.32 2.20%
Sinotrans Limited (Class H) 598.HK Y6145J104 Industrials 690,700 $213,414.07 2.19%
Hygeia Healthcare Holdings Co., Ltd. 6078.HK G4712E103 Health Care 21,900 $185,172.06 1.90%
Chongqing Changan Automobile Co., Ltd. (Class B) 200625.CH Y1583S104 Consumer Discretionary 293,982 $182,424.29 1.87%
BYD Electronic International Co., Ltd. 285.HK Y1045N107 Information Technology 43,528 $177,743.90 1.83%
China Longyuan Power Group Corporation Limited (Class H) 916.HK Y1501T101 Utilities 83,600 $175,778.86 1.81%
Kingsoft Corporation Ltd. 3888.HK G5264Y108 Communication Services 35,918 $160,944.40 1.65%
WuXi Biologics (Cayman) Inc. 2269.HK G97008117 Health Care 11,619 $158,499.15 1.63%
China Shenhua Energy Company Limited (Class H) 1088.HK Y1504C113 Energy 73,253 $155,337.90 1.60%
China Hongqiao Group Ltd. 1378.HK G21150100 Materials 159,265 $152,734.96 1.57%
Sinotruk (Hong Kong) Limited 3808.HK Y8014Z102 Industrials 100,600 $150,645.91 1.55%
Sunac China Holdings Limited 1918.HK G8569A106 Real Estate 83,300 $149,943.85 1.54%
Agile Group Holdings Ltd 3383.HK G01198103 Real Estate 221,956 $146,551.63 1.51%
Kunlun Energy Company Limited 135.HK G5320C108 Utilities 155,400 $146,438.37 1.50%
Zijin Mining Group Co., Ltd. 2899.HK Y9892H107 Materials 106,400 $139,687.69 1.43%
Bosideng International Holdings Limited 3998.HK G12652106 Consumer Discretionary 200,200 $138,346.88 1.42%
WuXi AppTec Co., Ltd. (Class H) 2359.HK Y971B1118 Health Care 6,190 $136,897.74 1.41%
China Medical System Holdings Limited 867.HK G21108124 Health Care 82,200 $136,371.19 1.40%
Shanghai Fosun Pharmaceutical (Group) Co, Ltd. (Class H) 2196.HK Y7687D109 Health Care 26,600 $136,413.76 1.40%
China Tower Corporation Limited (Class H) 788.HK Y15076105 Communication Services 1,043,403 $133,773.04 1.37%
PetroChina Company Limited (Class H) 857.HK Y6883Q104 Energy 296,000 $129,408.45 1.33%
China Meidong Auto Holdings Limited 1268.HK G21192102 Consumer Discretionary 26,600 $127,717.38 1.31%
Logan Group Company Limited 3380.HK G55555109 Real Estate 96,200 $97,435.84 1.00%
Great Wall Motor Company Limited (Class H) 2333.HK Y2882P106 Consumer Discretionary 22,472 $96,084.67 0.99%
Yanzhou Coal Mining Company Limited (Class H) 1171.HK Y97417102 Energy 52,534 $82,305.38 0.85%
China Resources Land Limited 1109.HK G2108Y105 Real Estate 18,200 $80,035.39 0.82%
Zhongsheng Group Holdings Limited 881.HK G9894K108 Consumer Discretionary 8,750 $72,918.53 0.75%
Bank of China Ltd. 3988.HK Y0698A107 Financials 199,800 $69,931.79 0.72%
Huadian Power International Corp. Ltd. (Class H) 1071.HK Y3738Y101 Utilities 221,022 $70,275.47 0.72%
Kingboard Holdings Limited 148.HK G52562140 Information Technology 12,950 $65,664.82 0.67%
Bank of Communications Co., Ltd. (Class H) 3328.HK Y06988102 Financials 106,400 $63,432.40 0.65%
China Cinda Asset Management Co. Ltd. (Class H) 1359.HK Y1R34V103 Financials 376,500 $59,855.38 0.61%
Country Garden Services Holding Co. Ltd. 6098.HK G2453A108 Real Estate 6,300 $38,406.75 0.39%
US Dollar $USD Other 12,665 $12,664.52 0.13%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.