First Trust Horizon Managed Volatility Small/Mid ETF (HSMV)
Holdings of the Fund as of 11/4/2026

Total Number of Holdings (excluding cash): 151

Security Name Identifier CUSIP Classification Shares / Quantity Market Value Weighting Descending sort
Ingredion Incorporated INGR 457187102 Consumer Staples 1,268 $123,452.48 2.20%
Dolby Laboratories, Inc. DLB 25659T107 Information Technology 1,860 $120,937.20 2.16%
Phillips Edison & Company, Inc. PECO 71844V201 Real Estate 2,308 $94,951.12 1.69%
Balchem Corporation BCPC 057665200 Materials 500 $91,290.00 1.63%
Antero Midstream Corp. AM 03676B102 Energy 4,260 $84,603.60 1.51%
Ellington Financial Inc. EFC 28852N109 Financials 6,629 $78,553.65 1.40%
OGE Energy Corp. OGE 670837103 Utilities 1,538 $77,868.94 1.39%
DT Midstream, Inc. DTM 23345M107 Energy 623 $73,252.34 1.31%
Starwood Property Trust, Inc. STWD 85571B105 Financials 5,575 $72,196.25 1.29%
GATX Corporation GATX 361448103 Industrials 375 $71,520.00 1.28%
Graco Inc. GGG 384109104 Industrials 1,007 $70,268.46 1.25%
InvenTrust Properties Corp. IVT 46124J201 Real Estate 2,186 $69,645.96 1.24%
New Jersey Resources Corporation NJR 646025106 Utilities 1,260 $69,375.60 1.24%
FTI Consulting, Inc. FCN 302941109 Industrials 346 $68,618.72 1.22%
ABM Industries Incorporated ABM 000957100 Industrials 1,225 $67,044.25 1.20%
AptarGroup, Inc. ATR 038336103 Materials 455 $66,821.30 1.19%
Southwest Gas Holdings, Inc. SWX 844895102 Utilities 724 $66,846.92 1.19%
Encompass Health Corporation EHC 29261A100 Health Care 464 $65,437.92 1.17%
City Holding Company CHCO 177835105 Financials 445 $64,320.30 1.15%
Agree Realty Corporation ADC 008492100 Real Estate 914 $63,943.44 1.14%
BJ's Wholesale Club Holdings, Inc. BJ 05550J101 Consumer Staples 574 $63,656.60 1.14%
Crown Holdings, Inc. CCK 228368106 Materials 503 $62,764.34 1.12%
Innoviva, Inc. INVA 45781M101 Health Care 2,956 $62,844.56 1.12%
NNN REIT Inc. NNN 637417106 Real Estate 1,467 $61,071.21 1.09%
IDACORP, Inc. IDA 451107106 Utilities 405 $59,729.40 1.07%
Innospec Inc. IOSP 45768S105 Materials 742 $59,842.30 1.07%
Post Holdings, Inc. POST 737446104 Consumer Staples 710 $60,243.50 1.07%
Westamerica Bancorporation WABC 957090103 Financials 978 $59,931.84 1.07%
American Financial Group, Inc. AFG 025932104 Financials 384 $59,431.68 1.06%
Reynolds Consumer Products Inc. REYN 76171L106 Consumer Staples 2,365 $59,432.45 1.06%
Universal Corporation UVV 913456109 Consumer Staples 1,471 $58,472.25 1.04%
Monarch Casino & Resort, Inc. MCRI 609027107 Consumer Discretionary 508 $57,470.04 1.03%
MSC Industrial Direct Co., Inc. (Class A) MSM 553530106 Industrials 496 $57,565.76 1.03%
MSA Safety Incorporated MSA 553498106 Industrials 321 $57,009.60 1.02%
Service Corporation International SCI 817565104 Consumer Discretionary 741 $57,212.61 1.02%
The Ensign Group, Inc. ENSG 29358P101 Health Care 303 $57,057.93 1.02%
Chemed Corporation CHE 16359R103 Health Care 103 $56,509.92 1.01%
W.P. Carey Inc. WPC 92936U109 Real Estate 866 $56,601.76 1.01%
Autoliv, Inc. ALV 052800109 Consumer Discretionary 447 $56,178.96 1.00%
Gentex Corporation GNTX 371901109 Consumer Discretionary 2,591 $53,944.62 0.96%
Grand Canyon Education, Inc. LOPE 38526M106 Consumer Discretionary 356 $53,638.52 0.96%
Watts Water Technologies, Inc. WTS 942749102 Industrials 153 $54,054.90 0.96%
Clean Harbors, Inc. CLH 184496107 Industrials 184 $53,036.16 0.95%
The Marzetti Company MZTI 513847103 Consumer Staples 473 $53,023.30 0.95%
Armstrong World Industries, Inc. AWI 04247X102 Industrials 299 $52,609.05 0.94%
Donaldson Company, Inc. DCI 257651109 Industrials 614 $52,509.28 0.94%
J & J Snack Foods Corp. JJSF 466032109 Consumer Staples 582 $52,967.82 0.94%
Penske Automotive Group, Inc. PAG 70959W103 Consumer Discretionary 249 $52,862.70 0.94%
WD-40 Company WDFC 929236107 Consumer Staples 224 $52,192.00 0.93%
Franklin Electric Co., Inc. FELE 353514102 Industrials 517 $51,720.68 0.92%
Del Monte Corp. DMC G36738105 Consumer Staples 1,762 $50,569.40 0.90%
Korn Ferry KFY 500643200 Industrials 636 $49,627.08 0.89%
Prestige Consumer Healthcare Inc. PBH 74112D101 Health Care 932 $49,656.96 0.89%
Brixmor Property Group Inc. BRX 11120U105 Real Estate 1,638 $49,516.74 0.88%
Commerce Bancshares, Inc. CBSH 200525103 Financials 854 $47,960.64 0.86%
ITT Inc. ITT 45073V108 Industrials 241 $48,448.23 0.86%
RPM International Inc. RPM 749685103 Materials 440 $47,982.00 0.86%
Portland General Electric Company POR 736508847 Utilities 1,001 $46,046.00 0.82%
ONE Gas, Inc. OGS 68235P108 Utilities 551 $45,303.22 0.81%
Spire Inc. SR 84857L101 Utilities 504 $45,516.24 0.81%
Avista Corporation AVA 05379B107 Utilities 1,085 $43,584.45 0.78%
MSG Knickerbockers Corp. (Class A) MSGK 55825T103 Communication Services 133 $43,223.67 0.77%
NewMarket Corporation NEU 651587107 Materials 58 $42,056.38 0.75%
Annaly Capital Management, Inc. NLY 035710839 Financials 2,039 $38,598.27 0.69%
First Commonwealth Financial Corporation FCF 319829107 Financials 1,789 $38,481.39 0.69%
National Fuel Gas Company NFG 636180101 Utilities 509 $38,958.86 0.69%
Horace Mann Educators Corporation HMN 440327104 Financials 760 $38,152.00 0.68%
Gaming and Leisure Properties, Inc. GLPI 36467J108 Real Estate 947 $37,719.01 0.67%
Cullen/Frost Bankers, Inc. CFR 229899109 Financials 233 $37,207.77 0.66%
Kite Realty Group Trust KRG 49803T300 Real Estate 1,432 $37,103.12 0.66%
Chesapeake Utilities Corporation CPK 165303108 Utilities 257 $36,416.90 0.65%
Equity Lifestyle Properties, Inc. ELS 29472R108 Real Estate 584 $36,500.00 0.65%
EastGroup Properties, Inc. EGP 277276101 Real Estate 179 $35,979.00 0.64%
COPT Defense Properties CDP 22002T108 Real Estate 1,060 $35,096.60 0.63%
Prosperity Bancshares, Inc. PB 743606105 Financials 467 $34,366.53 0.61%
MDU Resources Group, Inc. MDU 552690109 Utilities 1,633 $32,366.06 0.58%
Home BancShares, Inc. HOMB 436893200 Financials 1,012 $30,815.40 0.55%
The Hanover Insurance Group, Inc. THG 410867105 Financials 122 $30,491.46 0.54%
Broadstone Net Lease, Inc. BNL 11135E203 Real Estate 1,661 $29,947.83 0.53%
Northwest Natural Holding Company NWN 66765N105 Utilities 575 $29,503.25 0.53%
Four Corners Property Trust, Inc. FCPT 35086T109 Real Estate 1,219 $28,878.11 0.52%
CNO Financial Group, Inc. CNO 12621E103 Financials 494 $28,518.62 0.51%
International Bancshares Corporation IBOC 459044103 Financials 415 $28,643.30 0.51%
Trustmark Corporation TRMK 898402102 Financials 618 $28,199.34 0.50%
American States Water Company AWR 029899101 Utilities 313 $27,734.93 0.49%
Northwest Bancshares, Inc. NWBI 667340103 Financials 1,735 $27,482.40 0.49%
Preferred Bank PFBC 740367404 Financials 257 $27,465.59 0.49%
United Bankshares, Inc. UBSI 909907107 Financials 557 $27,421.11 0.49%
S&T Bancorp, Inc. STBA 783859101 Financials 497 $25,923.52 0.46%
Urban Edge Properties UE 91704F104 Real Estate 1,214 $25,627.54 0.46%
WSFS Financial Corporation WSFS 929328102 Financials 300 $24,324.00 0.43%
Essential Properties Realty Trust, Inc. EPRT 29670E107 Real Estate 833 $23,423.96 0.42%
UGI Corporation UGI 902681105 Utilities 617 $23,513.87 0.42%
MGE Energy, Inc. MGEE 55277P104 Utilities 299 $23,199.41 0.41%
MGIC Investment Corporation MTG 552848103 Financials 786 $22,896.18 0.41%
US Dollar $USD Other 22,787 $22,787.39 0.41%
Assured Guaranty Ltd. AGO G0585R106 Financials 307 $22,260.57 0.40%
Enact Holdings, Inc. ACT 29249E109 Financials 466 $22,479.84 0.40%
Primerica, Inc. PRI 74164M108 Financials 76 $21,625.04 0.39%
Independent Bank Corp. INDB 453836108 Financials 248 $21,432.16 0.38%
Otter Tail Corporation OTTR 689648103 Utilities 232 $19,446.24 0.35%
Cathay General Bancorp CATY 149150104 Financials 282 $18,606.36 0.33%
Genworth Financial, Inc. GNW 37247D106 Financials 2,018 $18,545.42 0.33%
Old Republic International Corporation ORI 680223104 Financials 470 $18,781.20 0.33%
Ameris Bancorp ABCB 03076K108 Financials 211 $17,753.54 0.32%
Black Hills Corporation BKH 092113109 Utilities 213 $17,932.47 0.32%
Essent Group Ltd. ESNT G3198U102 Financials 257 $17,820.38 0.32%
Healthcare Realty Trust Inc. HR 42226K105 Real Estate 907 $17,632.08 0.31%
Hilltop Holdings Inc. HTH 432748101 Financials 464 $17,483.52 0.31%
H2O America HTO 784305104 Utilities 268 $16,790.20 0.30%
Reinsurance Group of America, Incorporated RGA 759351604 Financials 64 $17,065.60 0.30%
Radian Group Inc. RDN 750236101 Financials 423 $15,464.88 0.28%
American Homes 4 Rent (Class A) AMH 02665T306 Real Estate 465 $15,172.95 0.27%
MSG Rangers Corp. MSGR 62477J102 Communication Services 66 $15,121.92 0.27%
NetSTREIT Corp. NTST 64119V303 Real Estate 805 $15,005.20 0.27%
NMI Holdings, Inc. (Class A) NMIH 629209305 Financials 327 $14,374.92 0.26%
WaFd Inc. WAFD 938824109 Financials 483 $14,552.79 0.26%
SEI Investments Company SEIC 784117103 Financials 127 $13,794.74 0.25%
Unum Group UNM 91529Y106 Financials 184 $13,761.36 0.25%
LTC Properties, Inc. LTC 502175102 Real Estate 280 $12,972.40 0.23%
Omega Healthcare Investors, Inc. OHI 681936100 Real Estate 257 $12,636.69 0.23%
ARMOUR Residential REIT, Inc. ARR 042315705 Financials 935 $11,781.00 0.21%
First Industrial Realty Trust, Inc. FR 32054K103 Real Estate 215 $11,934.65 0.21%
Easterly Government Properties, Inc. DEA 27616P301 Real Estate 490 $11,407.20 0.20%
Employers Holdings, Inc. EIG 292218104 Financials 233 $11,086.14 0.20%
Apple Hospitality REIT, Inc. APLE 03784Y200 Real Estate 559 $10,520.38 0.19%
Terreno Realty Corporation TRNO 88146M101 Real Estate 155 $10,538.45 0.19%
CubeSmart CUBE 229663109 Real Estate 214 $9,820.46 0.18%
RenaissanceRe Holdings Ltd. RNR G7496G103 Financials 29 $10,256.14 0.18%
STAG Industrial, Inc. STAG 85254J102 Real Estate 269 $10,181.65 0.18%
American Healthcare REIT, Inc. AHR 398182303 Real Estate 167 $9,413.79 0.17%
Getty Realty Corp. GTY 374297109 Real Estate 337 $9,712.34 0.17%
Rexford Industrial Realty, Inc. REXR 76169C100 Real Estate 241 $9,459.25 0.17%
RLI Corp. RLI 749607107 Financials 137 $9,440.67 0.17%
Sabra Health Care REIT, Inc. SBRA 78573L106 Real Estate 443 $9,342.87 0.17%
California Water Service Group CWT 130788102 Utilities 179 $8,942.84 0.16%
Cousins Properties Incorporated CUZ 222795502 Real Estate 298 $9,038.34 0.16%
Curbline Properties Corp. CURB 23128Q101 Real Estate 295 $8,897.20 0.16%
EPR Properties EPR 26884U109 Real Estate 148 $8,989.52 0.16%
Highwoods Properties, Inc. HIW 431284108 Real Estate 284 $9,144.80 0.16%
Lamar Advertising Company LAMR 512816109 Real Estate 58 $9,197.64 0.16%
Tanger Inc. SKT 875465106 Real Estate 226 $8,691.96 0.16%
Acadia Realty Trust AKR 004239109 Real Estate 433 $8,603.71 0.15%
Blackstone Mortgage Trust, Inc. (Class A) BXMT 09257W100 Financials 714 $8,303.82 0.15%
CareTrust REIT, Inc. CTRE 14174T107 Real Estate 226 $8,576.70 0.15%
FirstCash Holdings, Inc. FCFS 33768G107 Financials 44 $8,506.96 0.15%
Rayonier Inc. RYN 754907103 Real Estate 407 $8,209.19 0.15%
Fidelity National Financial, Inc. FNF 31620R303 Financials 180 $7,790.40 0.14%
First American Financial Corporation FAF 31847R102 Financials 118 $7,985.06 0.14%
Independence Realty Trust, Inc. IRT 45378A106 Real Estate 526 $8,126.70 0.14%
PennyMac Mortgage Investment Trust PMT 70931T103 Financials 926 $7,667.28 0.14%
Global Net Lease, Inc. GNL 379378201 Real Estate 964 $6,834.76 0.12%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.