First Trust Small Cap BuyWrite Income ETF (FTKI)
Holdings of the Fund as of 9/25/2026

Total Number of Holdings (excluding cash): 203

Security Name Identifier CUSIP Classification Shares / Quantity Market Value Weighting Descending sort
US Dollar $USD Other 1,442,597 $1,442,597.26 5.53%
Credo Technology Group Holding Ltd CRDO G25457105 Information Technology 2,778 $586,074.66 2.25%
UiPath, Inc. (Class A) PATH 90364P105 Information Technology 41,040 $511,358.40 1.96%
Abercrombie & Fitch Co. (Class A) ANF 002896207 Consumer Discretionary 3,666 $497,512.86 1.91%
Encompass Health Corporation EHC 29261A100 Health Care 3,733 $460,913.51 1.77%
Etsy, Inc. ETSY 29786A106 Consumer Discretionary 6,698 $458,411.12 1.76%
Equinox Gold Corp. EQX 29446Y502 Materials 37,356 $446,030.64 1.71%
Scorpio Tankers Inc. STNG Y7542C130 Energy 5,371 $437,682.79 1.68%
SSR Mining Inc. SSRM 784730103 Materials 11,945 $426,197.60 1.63%
Maplebear Inc. (Instacart) CART 565394103 Consumer Staples 9,768 $421,879.92 1.62%
FirstCash Holdings, Inc. FCFS 33768G107 Financials 1,870 $406,631.50 1.56%
RenaissanceRe Holdings Ltd. RNR G7496G103 Financials 1,164 $378,998.40 1.45%
Appian Corporation APPN 03782L101 Information Technology 10,344 $372,487.44 1.43%
Texas Roadhouse, Inc. TXRH 882681109 Consumer Discretionary 2,181 $348,414.75 1.34%
Dorian LPG Ltd. LPG Y2106R110 Energy 6,490 $346,760.70 1.33%
Applied Industrial Technologies, Inc. AIT 03820C105 Industrials 1,000 $333,390.00 1.28%
Monarch Casino & Resort, Inc. MCRI 609027107 Consumer Discretionary 2,753 $324,138.22 1.24%
Teekay Tankers Ltd. (Class A) TNK G8726X106 Energy 3,303 $310,713.21 1.19%
Federated Hermes, Inc. (Class B) FHI 314211103 Financials 5,195 $300,374.90 1.15%
Amkor Technology, Inc. AMKR 031652100 Information Technology 5,525 $296,195.25 1.14%
ZIM Integrated Shipping Services Limited ZIM M9T951109 Industrials 9,578 $279,581.82 1.07%
Reinsurance Group of America, Incorporated RGA 759351604 Financials 1,090 $271,028.50 1.04%
Sezzle Inc. SEZL 78435P105 Financials 2,394 $266,643.72 1.02%
CVR Energy, Inc. CVI 12662P108 Energy 5,006 $257,909.12 0.99%
Stride, Inc. LRN 86333M108 Consumer Discretionary 3,129 $245,814.24 0.94%
Box, Inc. (Class A) BOX 10316T104 Information Technology 7,757 $243,492.23 0.93%
UMB Financial Corporation UMBF 902788108 Financials 1,754 $238,228.28 0.91%
Frontdoor, Inc. FTDR 35905A109 Consumer Discretionary 3,033 $224,411.67 0.86%
Murphy USA Inc. MUSA 626755102 Consumer Discretionary 414 $211,777.56 0.81%
National Energy Services Reunited Corp. NESR G6375R107 Energy 6,385 $205,150.05 0.79%
Moelis & Company (Class A) MC 60786M105 Financials 3,425 $201,184.50 0.77%
Clear Secure, Inc. (Class A) YOU 18467V109 Information Technology 4,939 $195,584.40 0.75%
Millicom International Cellular S.A. TIGO L6388F110 Communication Services 2,115 $195,912.45 0.75%
Warrior Met Coal, Inc. HCC 93627C101 Materials 2,192 $196,205.92 0.75%
Northwest Bancshares, Inc. NWBI 667340103 Financials 12,678 $194,100.18 0.74%
Healthcare Realty Trust Inc. HR 42226K105 Real Estate 10,323 $186,330.15 0.71%
Immunovant, Inc. IMVT 45258J102 Health Care 5,542 $184,548.60 0.71%
Simmons First National Corporation SFNC 828730200 Financials 7,973 $185,212.79 0.71%
Kohl's Corporation KSS 500255104 Consumer Discretionary 10,135 $181,416.50 0.70%
Liquidia Technologies, Inc. LQDA 53635D202 Health Care 2,604 $178,191.72 0.68%
Dropbox, Inc. (Class A) DBX 26210C104 Information Technology 5,348 $172,847.36 0.66%
GigaCloud Technology Inc (Class A) GCT G38644103 Consumer Discretionary 3,172 $171,224.56 0.66%
Kilroy Realty Corp KRC 49427F108 Real Estate 5,044 $172,656.12 0.66%
Victoria's Secret & Co. VSXY 926400102 Consumer Discretionary 2,035 $168,721.85 0.65%
Dave Inc. (Class A) DAVE 23834J201 Financials 495 $160,815.60 0.62%
Magnite, Inc. MGNI 55955D100 Communication Services 6,744 $161,653.68 0.62%
Perdoceo Education Corporation PRDO 71363P106 Consumer Discretionary 5,277 $160,895.73 0.62%
SiriusPoint Ltd. SPNT G8192H106 Financials 6,177 $156,772.26 0.60%
Atlantic Union Bankshares Corporation AUB 04911A107 Financials 3,947 $153,064.66 0.59%
First Busey Corporation BUSE 319383204 Financials 4,995 $150,299.55 0.58%
Glacier Bancorp, Inc. GBCI 37637Q105 Financials 3,397 $152,015.75 0.58%
NetScout Systems, Inc. NTCT 64115T104 Information Technology 3,864 $152,396.16 0.58%
Paymentus Holdings, Inc. (Class A) PAY 70439P108 Financials 5,027 $151,664.59 0.58%
Calumet, Inc. CLMT 131428104 Energy 2,729 $146,410.85 0.56%
First Financial Bankshares, Inc. FFIN 32020R109 Financials 4,467 $144,954.15 0.56%
Marex Group Limited MRX G5T40M104 Financials 2,042 $145,615.02 0.56%
Twist Bioscience Corporation TWST 90184D100 Health Care 795 $145,349.85 0.56%
Perrigo Company plc PRGO G97822103 Health Care 9,343 $144,069.06 0.55%
Axogen, Inc. AXGN 05463X106 Health Care 3,249 $140,974.11 0.54%
Lantheus Holdings, Inc. LNTH 516544103 Health Care 1,404 $140,034.96 0.54%
Okeanis Eco Tankers Corp. ECO Y64177101 Energy 1,814 $141,310.60 0.54%
CTO Realty Growth, Inc. CTO 22948Q101 Real Estate 6,530 $135,301.60 0.52%
International Seaways, Inc. INSW Y41053102 Energy 1,284 $135,641.76 0.52%
OPENLANE Inc. OPLN 48238T109 Industrials 3,812 $132,733.84 0.51%
Radian Group Inc. RDN 750236101 Financials 3,930 $129,768.60 0.50%
Zurn Elkay Water Solutions Corp. ZWS 98983L108 Industrials 2,762 $128,847.30 0.49%
ACI Worldwide, Inc. ACIW 004498101 Information Technology 2,504 $123,973.04 0.48%
Freshworks Inc. (Class A) FRSH 358054104 Information Technology 9,681 $121,399.74 0.47%
Portland General Electric Company POR 736508847 Utilities 2,591 $121,388.35 0.47%
ScanSource, Inc. SCSC 806037107 Information Technology 2,086 $121,613.80 0.47%
Encore Capital Group, Inc. ECPG 292554102 Financials 1,192 $117,304.72 0.45%
PACS Group, Inc. PACS 69380Q107 Health Care 2,868 $118,448.40 0.45%
CNO Financial Group, Inc. CNO 12621E103 Financials 2,111 $113,951.78 0.44%
Alkermes Plc ALKS G01767105 Health Care 2,725 $111,316.25 0.43%
HomeTrust Bancshares, Inc. HTB 437872104 Financials 2,453 $113,304.07 0.43%
Korn Ferry KFY 500643200 Industrials 1,538 $110,320.74 0.42%
Copa Holdings, S.A. CPA P31076105 Industrials 809 $108,179.48 0.41%
Flywire Corporation FLYW 302492103 Financials 6,093 $106,018.20 0.41%
NewMarket Corporation NEU 651587107 Materials 119 $106,866.76 0.41%
Krystal Biotech, Inc. KRYS 501147102 Health Care 305 $105,475.10 0.40%
Novagold Resources Inc. NG 66987E206 Materials 14,627 $104,290.51 0.40%
The Hanover Insurance Group, Inc. THG 410867105 Financials 475 $103,284.00 0.40%
Meritage Homes Corporation MTH 59001A102 Consumer Discretionary 1,582 $102,798.36 0.39%
Vaxcyte, Inc. PCVX 92243G108 Health Care 1,816 $102,077.36 0.39%
Wolverine World Wide, Inc. WWW 978097103 Consumer Discretionary 5,217 $99,488.19 0.38%
DLocal Limited DLO G29018101 Financials 6,793 $95,645.44 0.37%
JFrog Ltd. FROG M6191J100 Information Technology 1,073 $95,690.14 0.37%
KB Home KBH 48666K109 Consumer Discretionary 2,017 $96,836.17 0.37%
Protagonist Therapeutics, Inc. PTGX 74366E102 Health Care 681 $96,606.66 0.37%
Ambarella, Inc. AMBA G037AX101 Information Technology 1,297 $94,265.96 0.36%
Cytokinetics, Incorporated CYTK 23282W605 Health Care 1,464 $94,662.24 0.36%
Riot Platforms, Inc. RIOT 767292105 Information Technology 4,028 $92,644.00 0.36%
Century Communities, Inc. CCS 156504300 Consumer Discretionary 1,431 $89,666.46 0.34%
Horace Mann Educators Corporation HMN 440327104 Financials 1,979 $89,747.65 0.34%
Vitesse Energy, Inc. VTS 92852X103 Energy 5,299 $88,758.25 0.34%
Accelerant Holdings (Class A) ARX G00894108 Financials 4,396 $86,821.00 0.33%
PTC Therapeutics, Inc. PTCT 69366J200 Health Care 1,394 $87,361.98 0.33%
Slide Insurance Holdings, Inc. SLDE 831349105 Financials 3,725 $86,047.50 0.33%
TG Therapeutics, Inc. TGTX 88322Q108 Health Care 1,491 $85,628.13 0.33%
CRISPR Therapeutics AG CRSP H17182108 Health Care 1,542 $83,622.66 0.32%
Power Integrations, Inc. POWI 739276103 Information Technology 1,623 $84,753.06 0.32%
Sabra Health Care REIT, Inc. SBRA 78573L106 Real Estate 4,203 $83,429.55 0.32%
Constellium SE (Class A) CSTM F21107101 Materials 3,219 $80,120.91 0.31%
Fluor Corporation FLR 343412102 Industrials 1,582 $79,701.16 0.31%
Kymera Therapeutics, Inc. KYMR 501575104 Health Care 730 $81,723.50 0.31%
Northern Oil and Gas, Inc. NOG 665531307 Energy 3,526 $82,120.54 0.31%
SM Energy Company SM 78454L100 Energy 2,416 $81,926.56 0.31%
Plexus Corp. PLXS 729132100 Information Technology 294 $77,348.46 0.30%
SL Green Realty Corp. SLG 78440X887 Real Estate 1,518 $77,433.18 0.30%
Spire Inc. SR 84857L101 Utilities 1,009 $77,904.89 0.30%
Triple Flag Precious Metals Corp. TFPM 89679M104 Materials 2,396 $77,127.24 0.30%
OUTFRONT Media Inc. OUT 69007J304 Real Estate 2,712 $74,986.80 0.29%
Terex Corporation TEX 880779103 Industrials 1,311 $75,159.63 0.29%
V2X Inc. VVX 92242T101 Industrials 988 $74,742.20 0.29%
Varonis Systems, Inc. VRNS 922280102 Information Technology 1,641 $75,896.25 0.29%
ViaSat, Inc. VSAT 92552V100 Information Technology 1,048 $76,524.96 0.29%
CG Oncology, Inc. CGON 156944100 Health Care 1,078 $72,387.70 0.28%
Commvault Systems, Inc. CVLT 204166102 Information Technology 505 $73,497.70 0.28%
Skyward Specialty Insurance Group, Inc. SKWD 830940102 Financials 1,331 $72,912.18 0.28%
Badger Meter, Inc. BMI 056525108 Information Technology 540 $69,919.20 0.27%
Callaway Golf Company CALY 131193104 Consumer Discretionary 4,914 $70,958.16 0.27%
Denali Therapeutics Inc. DNLI 24823R105 Health Care 3,452 $70,386.28 0.27%
First Advantage Corporation FA 31846B108 Industrials 3,552 $69,619.20 0.27%
Aurinia Pharmaceuticals Inc. AUPH 05156V102 Health Care 4,078 $67,042.32 0.26%
Diodes Incorporated DIOD 254543101 Information Technology 712 $68,238.08 0.26%
Scholar Rock Holding Corporation SRRK 80706P103 Health Care 1,379 $67,060.77 0.26%
Spyre Therapeutics, Inc. SYRE 00773J202 Health Care 780 $66,838.20 0.26%
Aveanna Healthcare Holdings, Inc. AVAH 05356F105 Health Care 5,263 $65,313.83 0.25%
Benchmark Electronics, Inc. BHE 08160H101 Information Technology 786 $64,860.72 0.25%
Compass, Inc. (Class A) COMP 20464U100 Real Estate 6,997 $65,631.86 0.25%
Glaukos Corporation GKOS 377322102 Health Care 420 $64,860.60 0.25%
Rigel Pharmaceuticals, Inc. RIGL 766559702 Health Care 1,327 $63,934.86 0.25%
Mirum Pharmaceuticals, Inc. MIRM 604749101 Health Care 695 $62,341.50 0.24%
Ormat Technologies, Inc. ORA 686688102 Utilities 673 $63,012.99 0.24%
Praxis Precision Medicines, Inc. PRAX 74006W207 Health Care 227 $63,737.06 0.24%
Rhythm Pharmaceuticals, Inc. RYTM 76243J105 Health Care 644 $63,537.04 0.24%
Diversified Energy Co. DEC 25520W107 Energy 4,321 $59,586.59 0.23%
D-Wave Quantum, Inc. QBTS 26740W109 Information Technology 3,477 $60,534.57 0.23%
Kulicke and Soffa Industries, Inc. KLIC 501242101 Information Technology 665 $60,634.70 0.23%
Mercury Systems, Inc. MRCY 589378108 Industrials 733 $60,237.94 0.23%
NETGEAR, Inc. NTGR 64111Q104 Information Technology 2,721 $60,052.47 0.23%
Pacira BioSciences, Inc. PCRX 695127100 Health Care 2,365 $59,408.80 0.23%
Travere Therapeutics, Inc. TVTX 89422G107 Health Care 1,020 $60,628.80 0.23%
CareTrust REIT, Inc. CTRE 14174T107 Real Estate 1,560 $58,359.60 0.22%
Cogent Biosciences, Inc. COGT 19240Q201 Health Care 1,762 $56,930.22 0.22%
FB Financial Corporation FBK 30257X104 Financials 1,068 $56,326.32 0.22%
InterDigital, Inc. IDCC 45867G101 Information Technology 174 $58,152.54 0.22%
MaxLinear, Inc. MXL 57776J100 Information Technology 606 $56,867.04 0.22%
Newmark Group, Inc. (Class A) NMRK 65158N102 Real Estate 4,486 $58,587.16 0.22%
Tenable Holdings, Inc. TENB 88025T102 Information Technology 1,693 $56,698.57 0.22%
Bread Financial Holdings, Inc. BFH 018581108 Financials 534 $54,953.94 0.21%
Definium Therapeutics Inc. DFTX 24477V105 Health Care 1,482 $53,603.94 0.21%
ePlus inc. PLUS 294268107 Information Technology 604 $54,668.04 0.21%
Hims & Hers Health, Inc. HIMS 433000106 Health Care 1,862 $54,780.04 0.21%
Select Water Solutions, Inc. (Class A) WTTR 81617J301 Energy 2,783 $55,214.72 0.21%
Xenon Pharmaceuticals Inc. XENE 98420N105 Health Care 1,506 $55,631.64 0.21%
EverQuote, Inc. (Class A) EVER 30041R108 Communication Services 2,794 $52,080.16 0.20%
Healthcare Services Group, Inc. HCSG 421906108 Industrials 2,533 $53,319.65 0.20%
Impinj, Inc. PI 453204109 Information Technology 296 $52,770.88 0.20%
Park Aerospace Corp. PKE 70014A104 Industrials 1,740 $52,391.40 0.20%
Zeta Global Holdings Corp. (Class A) ZETA 98956A105 Information Technology 1,783 $52,509.35 0.20%
Allient Inc. ALNT 019330109 Industrials 416 $48,260.16 0.19%
Azenta Inc. AZTA 114340102 Health Care 1,423 $48,410.46 0.19%
NVE Corporation NVEC 629445206 Information Technology 466 $50,854.58 0.19%
Rigetti Computing, Inc. RGTI 76655K103 Information Technology 3,014 $50,213.24 0.19%
CECO Environmental Corp. CECO 125141101 Industrials 644 $47,334.00 0.18%
Miami International Holdings, Inc. MIAX 59356Q108 Financials 1,345 $46,940.50 0.18%
Transcat, Inc. TRNS 893529107 Industrials 537 $47,111.01 0.18%
BlackLine, Inc. BL 09239B109 Information Technology 1,549 $43,356.51 0.17%
Dianthus Therapeutics, Inc. DNTH 252828108 Health Care 514 $45,514.70 0.17%
Ducommun Incorporated DCO 264147109 Industrials 262 $45,103.30 0.17%
Helios Technologies Inc. HLIO 42328H109 Industrials 629 $43,174.56 0.17%
Vishay Intertechnology, Inc. VSH 928298108 Information Technology 1,379 $44,886.45 0.17%
CEVA, Inc. CEVA 157210105 Information Technology 1,135 $41,087.00 0.16%
Cohu, Inc. COHU 192576106 Information Technology 617 $41,339.00 0.16%
Harmonic Inc. HLIT 413160102 Information Technology 3,815 $42,003.15 0.16%
OneSpaWorld Holdings Limited OSW P73684113 Consumer Discretionary 1,839 $42,149.88 0.16%
Adeia Inc. ADEA 00676P107 Information Technology 1,503 $38,296.44 0.15%
Atour Lifestyle Holdings Limited (ADR) ATAT 04965M106 Consumer Discretionary 1,253 $40,384.19 0.15%
AXT, Inc. AXTI 00246W103 Information Technology 491 $38,759.54 0.15%
Five9, Inc. FIVN 338307101 Information Technology 1,116 $39,919.32 0.15%
Lumen Technologies, Inc. LUMN 550241103 Communication Services 6,915 $39,484.65 0.15%
Omnicell, Inc. OMCL 68213N109 Health Care 1,145 $38,540.70 0.15%
ServiceTitan, Inc. (Class A) TTAN 81764X103 Information Technology 679 $39,415.95 0.15%
Urban Edge Properties UE 91704F104 Real Estate 1,921 $38,227.90 0.15%
Xometry, Inc. (Class A) XMTR 98423F109 Industrials 398 $40,026.86 0.15%
Amplitude, Inc. (Class A) AMPL 03213A104 Information Technology 2,803 $37,279.90 0.14%
Hinge Health, Inc. (Class A) HNGE 433313103 Health Care 378 $36,125.46 0.14%
Extreme Networks, Inc. EXTR 30226D106 Information Technology 1,559 $33,549.68 0.13%
Bel Fuse Inc. (Class A) BELFA 077347201 Information Technology 148 $30,058.80 0.12%
Ultra Clean Holdings, Inc. UCTT 90385V107 Information Technology 393 $30,532.17 0.12%
American Superconductor Corporation AMSC 030111207 Industrials 914 $27,429.14 0.11%
PAR Technology Corporation PAR 698884103 Information Technology 2,111 $29,680.66 0.11%
Photronics, Inc. PLAB 719405102 Information Technology 930 $28,272.00 0.11%
Genco Shipping & Trading Limited GNK Y2685T131 Industrials 967 $25,229.03 0.10%
Navan, Inc. (Class A) NAVN 639193101 Consumer Discretionary 1,350 $26,210.25 0.10%
Sprout Social, Inc. (Class A) SPT 85209W109 Information Technology 2,704 $25,796.16 0.10%
Methode Electronics, Inc. MEI 591520200 Information Technology 1,660 $24,086.60 0.09%
Genius Sports Limited GENI G3934V109 Consumer Discretionary 3,439 $22,147.16 0.08%
Canadian Dollar $CAD Other 1,217 $860.89 0.00%
2026-10-16 iShares Russell 2000 ETF C 290 IWM 261016C00290000 N/A -130 ($23,790.00) -0.09%
2026-10-16 iShares Russell 2000 ETF C 288 IWM 261016C00288000 N/A -125 ($30,500.00) -0.12%
2026-10-16 iShares Russell 2000 ETF C 286 IWM 261016C00286000 N/A -130 ($43,940.00) -0.17%
2026-10-16 iShares Russell 2000 ETF C 285 IWM 261016C00285000 N/A -135 ($49,140.00) -0.19%
2026-11-20 iShares Russell 2000 ETF C 290 IWM 261120C00290000 N/A -130 ($68,640.00) -0.26%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.