First Trust Mid Cap Growth AlphaDEX® Fund (FNY)
Holdings of the Fund as of 9/30/2026

Total Number of Holdings (excluding cash): 224

Security Name Identifier CUSIP Classification Shares / Quantity Market Value Weighting Descending sort
Zeta Global Holdings Corp. (Class A) ZETA 98956A105 Information Technology 189,496 $5,982,388.72 1.06%
Okta, Inc. OKTA 679295105 Information Technology 27,331 $5,715,185.41 1.02%
Guardant Health, Inc. GH 40131M109 Health Care 31,072 $5,542,001.92 0.98%
Amneal Pharmaceuticals, Inc. AMRX 03168L105 Health Care 269,300 $5,423,702.00 0.96%
Halozyme Therapeutics, Inc. HALO 40637H109 Health Care 47,646 $5,260,118.40 0.93%
ImmunityBio, Inc. IBRX 45256X103 Health Care 532,450 $5,026,328.00 0.89%
Corcept Therapeutics Inc. CORT 218352102 Health Care 42,890 $4,942,214.70 0.88%
Victoria's Secret & Co. VSXY 926400102 Consumer Discretionary 55,841 $4,939,694.86 0.88%
TG Therapeutics, Inc. TGTX 88322Q108 Health Care 84,848 $4,732,821.44 0.84%
Madison Square Garden Sports Corp. (Class A) MSGS 55825T103 Communication Services 11,601 $4,700,841.21 0.83%
Coca-Cola Consolidated, Inc. COKE 191098102 Consumer Staples 24,416 $4,621,216.32 0.82%
Tutor Perini Corporation TPC 901109108 Industrials 56,184 $4,636,303.68 0.82%
PACS Group, Inc. PACS 69380Q107 Health Care 109,325 $4,542,453.75 0.81%
Etsy, Inc. ETSY 29786A106 Consumer Discretionary 61,883 $4,424,015.67 0.79%
Frontdoor, Inc. FTDR 35905A109 Consumer Discretionary 60,080 $4,393,049.60 0.78%
Glaukos Corporation GKOS 377322102 Health Care 26,684 $4,381,245.96 0.78%
Invesco Ltd. IVZ G491BT108 Financials 141,314 $4,262,030.24 0.76%
Moog Inc. MOG/A 615394202 Industrials 10,998 $4,195,407.06 0.75%
Krystal Biotech, Inc. KRYS 501147102 Health Care 12,542 $4,170,967.52 0.74%
Lantheus Holdings, Inc. LNTH 516544103 Health Care 42,019 $4,182,151.07 0.74%
Semtech Corporation SMTC 816850101 Information Technology 23,042 $4,109,540.70 0.73%
Viavi Solutions Inc. VIAV 925550105 Information Technology 97,625 $4,092,440.00 0.73%
Affiliated Managers Group, Inc. AMG 008252108 Financials 11,021 $4,029,387.81 0.72%
IES Holdings, Inc. IESC 44951W106 Industrials 12,690 $4,074,505.20 0.72%
Sitime Corporation SITM 82982T106 Information Technology 6,252 $4,076,491.56 0.72%
H&R Block, Inc. HRB 093671105 Consumer Discretionary 97,933 $4,000,563.05 0.71%
Rubrik, Inc. (Class A) RBRK 781154109 Information Technology 34,841 $3,988,249.27 0.71%
Laureate Education, Inc. (Class A) LAUR 518613203 Consumer Discretionary 102,679 $3,918,230.64 0.70%
Sanmina Corporation SANM 801056102 Information Technology 18,420 $3,958,642.20 0.70%
SentinelOne, Inc. (Class A) S 81730H109 Information Technology 164,818 $3,916,075.68 0.70%
Tempus AI, Inc. (Class A) TEM 88023B103 Health Care 48,282 $3,954,295.80 0.70%
Cognex Corporation CGNX 192422103 Information Technology 64,369 $3,903,979.85 0.69%
Galaxy Digital Inc. (Class A) GLXY 36317J209 Financials 170,505 $3,877,283.70 0.69%
e.l.f. Beauty, Inc. ELF 26856L103 Consumer Staples 37,797 $3,816,363.09 0.68%
Qualys, Inc. QLYS 74758T303 Information Technology 20,343 $3,808,209.60 0.68%
BrightSpring Health Services, Inc. BTSG 10950A106 Health Care 66,842 $3,793,283.50 0.67%
CG Oncology, Inc. CGON 156944100 Health Care 52,488 $3,720,874.32 0.66%
Valmont Industries, Inc. VMI 920253101 Industrials 8,071 $3,736,711.58 0.66%
Charles River Laboratories International, Inc. CRL 159864107 Health Care 12,333 $3,638,358.33 0.65%
EnerSys ENS 29275Y102 Industrials 19,937 $3,659,037.61 0.65%
FirstCash Holdings, Inc. FCFS 33768G107 Financials 17,239 $3,641,393.97 0.65%
Life Time Group Holdings, Inc. LTH 53190C102 Consumer Discretionary 91,314 $3,641,602.32 0.65%
Mueller Industries, Inc. MLI 624756102 Industrials 60,673 $3,677,390.53 0.65%
ViaSat, Inc. VSAT 92552V100 Information Technology 51,905 $3,653,073.90 0.65%
Cytokinetics, Incorporated CYTK 23282W605 Health Care 54,720 $3,606,595.20 0.64%
Advanced Energy Industries, Inc. AEIS 007973100 Information Technology 12,502 $3,523,313.64 0.63%
Vicor Corporation VICR 925815102 Industrials 12,275 $3,546,738.50 0.63%
Archrock, Inc. AROC 03957W106 Energy 114,507 $3,468,417.03 0.62%
Axsome Therapeutics, Inc. AXSM 05464T104 Health Care 19,045 $3,511,707.55 0.62%
Eastern Bankshares, Inc. EBC 27627N105 Financials 167,684 $3,509,626.12 0.62%
FormFactor, Inc. FORM 346375108 Information Technology 23,318 $3,481,610.58 0.62%
Ralliant Corporation RAL 750940108 Information Technology 50,648 $3,503,322.16 0.62%
Ryman Hospitality Properties, Inc. RHP 78377T107 Real Estate 29,010 $3,467,565.30 0.62%
Dropbox, Inc. (Class A) DBX 26210C104 Information Technology 101,819 $3,446,573.15 0.61%
Five Below, Inc. FIVE 33829M101 Consumer Discretionary 15,556 $3,415,630.92 0.61%
Granite Construction Incorporated GVA 387328107 Industrials 29,489 $3,418,069.99 0.61%
Riot Platforms, Inc. RIOT 767292105 Information Technology 170,255 $3,430,638.25 0.61%
Compass, Inc. (Class A) COMP 20464U100 Real Estate 378,069 $3,357,252.72 0.60%
Maplebear Inc. (Instacart) CART 565394103 Consumer Staples 78,760 $3,396,131.20 0.60%
Watts Water Technologies, Inc. WTS 942749102 Industrials 9,527 $3,374,272.86 0.60%
Everus Construction Group, Inc. ECG 300426103 Industrials 28,090 $3,301,136.80 0.59%
Ralph Lauren Corporation RL 751212101 Consumer Discretionary 9,290 $3,298,600.30 0.59%
Modine Manufacturing Company MOD 607828100 Industrials 17,458 $3,268,137.60 0.58%
Brinker International, Inc. EAT 109641100 Consumer Discretionary 16,649 $3,222,080.97 0.57%
Enova International, Inc. ENVA 29357K103 Financials 19,365 $3,236,085.15 0.57%
Federal Signal Corporation FSS 313855108 Industrials 29,024 $3,215,568.96 0.57%
Hims & Hers Health, Inc. HIMS 433000106 Health Care 107,566 $3,204,391.14 0.57%
Rhythm Pharmaceuticals, Inc. RYTM 76243J105 Health Care 33,588 $3,198,081.51 0.57%
DigitalOcean Holdings, Inc. DOCN 25402D102 Information Technology 23,749 $3,167,879.11 0.56%
Hexcel Corporation HXL 428291108 Industrials 37,271 $3,127,782.32 0.56%
Neurocrine Biosciences, Inc. NBIX 64125C109 Health Care 22,127 $3,138,493.68 0.56%
IonQ, Inc. IONQ 46222L108 Information Technology 70,020 $3,071,077.20 0.55%
Wayfair Inc. (Class A) W 94419L101 Consumer Discretionary 30,263 $3,103,773.28 0.55%
AAON, Inc. AAON 000360206 Industrials 36,745 $3,041,016.20 0.54%
Acuity Inc. AYI 00508Y102 Industrials 9,901 $3,067,428.81 0.54%
Applied Digital Corporation APLD 038169207 Information Technology 124,976 $3,045,665.12 0.54%
Hyatt Hotels Corporation (Class A) H 448579102 Consumer Discretionary 19,239 $3,050,535.84 0.54%
Onto Innovation Inc. ONTO 683344105 Information Technology 9,853 $3,032,950.46 0.54%
Travel + Leisure Co. TNL 894164102 Consumer Discretionary 48,793 $3,018,822.91 0.54%
TTM Technologies, Inc. TTMI 87305R109 Information Technology 24,926 $3,061,909.84 0.54%
Arrowhead Pharmaceuticals, Inc. ARWR 04280A100 Health Care 45,752 $2,994,468.40 0.53%
Cipher Digital Inc. CIFR 17253J106 Information Technology 190,269 $3,011,006.94 0.53%
Exelixis, Inc. EXEL 30161Q104 Health Care 51,405 $3,002,566.05 0.53%
Rambus Inc. RMBS 750917106 Information Technology 28,094 $2,999,315.44 0.53%
Match Group Inc. MTCH 57667L107 Communication Services 73,507 $2,951,306.05 0.52%
Sotera Health Company SHC 83601L102 Health Care 157,575 $2,913,561.75 0.52%
Federated Hermes, Inc. (Class B) FHI 314211103 Financials 50,651 $2,855,196.87 0.51%
GitLab Inc. (Class A) GTLB 37637K108 Information Technology 61,076 $2,885,841.00 0.51%
Roivant Sciences Ltd. ROIV G76279101 Health Care 79,032 $2,890,200.24 0.51%
Abercrombie & Fitch Co. (Class A) ANF 002896207 Consumer Discretionary 20,716 $2,790,238.04 0.50%
Construction Partners, Inc. (Class A) ROAD 21044C107 Industrials 31,399 $2,826,851.97 0.50%
ESCO Technologies Inc. ESE 296315104 Industrials 10,653 $2,824,216.83 0.50%
Evercore Inc. EVR 29977A105 Financials 10,923 $2,812,672.50 0.50%
Lincoln Electric Holdings, Inc. LECO 533900106 Industrials 10,534 $2,787,085.72 0.50%
TeraWulf Inc. WULF 88080T104 Information Technology 188,729 $2,793,189.20 0.50%
Sterling Infrastructure, Inc. STRL 859241101 Industrials 5,554 $2,731,346.12 0.49%
ACI Worldwide, Inc. ACIW 004498101 Information Technology 55,617 $2,718,558.96 0.48%
GATX Corporation GATX 361448103 Industrials 15,785 $2,683,765.70 0.48%
JBT Marel Corporation JBTM 477839104 Industrials 25,719 $2,715,669.21 0.48%
Kymera Therapeutics, Inc. KYMR 501575104 Health Care 24,392 $2,726,781.68 0.48%
Mirum Pharmaceuticals, Inc. MIRM 604749101 Health Care 31,855 $2,722,965.40 0.48%
Madrigal Pharmaceuticals, Inc. MDGL 558868105 Health Care 5,209 $2,625,127.64 0.47%
Acushnet Holdings Corp. GOLF 005098108 Consumer Discretionary 31,463 $2,595,697.50 0.46%
Nutanix, Inc. (Class A) NTNX 67059N108 Information Technology 36,590 $2,576,301.90 0.46%
Zurn Elkay Water Solutions Corp. ZWS 98983L108 Industrials 55,353 $2,572,253.91 0.46%
CareTrust REIT, Inc. CTRE 14174T107 Real Estate 69,317 $2,535,615.86 0.45%
Crane Company CR 224408104 Industrials 12,538 $2,558,002.76 0.45%
Elanco Animal Health Incorporated ELAN 28414H103 Health Care 113,651 $2,544,645.89 0.45%
Mercury Systems, Inc. MRCY 589378108 Industrials 30,485 $2,530,255.00 0.45%
Axos Financial, Inc. AX 05465C100 Financials 28,720 $2,486,290.40 0.44%
BridgeBio Pharma, Inc. BBIO 10806X102 Health Care 37,553 $2,470,987.40 0.44%
Dycom Industries, Inc. DY 267475101 Industrials 9,220 $2,480,917.60 0.44%
Dynatrace, Inc. DT 268150109 Information Technology 42,464 $2,451,871.36 0.44%
Moelis & Company (Class A) MC 60786M105 Financials 42,754 $2,459,210.08 0.44%
The Macerich Company MAC 554382101 Real Estate 111,035 $2,482,742.60 0.44%
Allegro Microsystems, Inc. ALGM 01749D105 Information Technology 66,958 $2,433,923.30 0.43%
Herc Holdings, Inc. HRI 42704L104 Industrials 19,512 $2,435,097.60 0.43%
Powell Industries, Inc. POWL 739128106 Industrials 13,023 $2,402,352.81 0.43%
MP Materials Corp. MP 553368101 Materials 49,937 $2,361,520.73 0.42%
Cirrus Logic, Inc. CRUS 172755100 Information Technology 18,831 $2,259,155.07 0.40%
DT Midstream, Inc. DTM 23345M107 Energy 19,061 $2,277,217.67 0.40%
Encompass Health Corporation EHC 29261A100 Health Care 18,447 $2,241,126.03 0.40%
Texas Roadhouse, Inc. TXRH 882681109 Consumer Discretionary 14,475 $2,263,021.50 0.40%
Argan, Inc. AGX 04010E109 Industrials 5,837 $2,206,094.15 0.39%
Century Aluminum Company CENX 156431108 Materials 60,790 $2,187,224.20 0.39%
SEI Investments Company SEIC 784117103 Financials 21,258 $2,182,346.28 0.39%
Loar Holdings Inc. LOAR 53947R105 Industrials 34,697 $2,134,559.44 0.38%
Protagonist Therapeutics, Inc. PTGX 74366E102 Health Care 15,211 $2,143,077.79 0.38%
Sunrun Inc. RUN 86771W105 Industrials 278,720 $2,165,654.40 0.38%
Valvoline Inc. VVV 92047W101 Consumer Discretionary 70,738 $2,132,043.32 0.38%
RadNet, Inc. RDNT 750491102 Health Care 30,235 $2,084,400.90 0.37%
Boot Barn Holdings, Inc. BOOT 099406100 Consumer Discretionary 17,026 $2,051,122.22 0.36%
Coeur Mining, Inc. CDE 192108504 Materials 114,255 $2,010,888.00 0.36%
Dutch Bros Inc. (Class A) BROS 26701L100 Consumer Discretionary 51,933 $2,002,536.48 0.36%
Lumen Technologies, Inc. LUMN 550241103 Communication Services 364,188 $2,039,452.80 0.36%
The Ensign Group, Inc. ENSG 29358P101 Health Care 11,632 $2,000,704.00 0.36%
VSE Corporation VSEC 918284100 Industrials 12,240 $2,015,928.00 0.36%
Hasbro, Inc. HAS 418056107 Consumer Discretionary 22,577 $1,979,551.36 0.35%
StandardAero, Inc. SARO 85423L103 Industrials 93,512 $1,996,481.20 0.35%
CSW Industrials, Inc. CSW 126402106 Industrials 6,701 $1,930,424.08 0.34%
Lemonade, Inc. LMND 52567D107 Financials 42,997 $1,940,884.58 0.34%
MSA Safety Incorporated MSA 553498106 Industrials 10,681 $1,899,936.28 0.34%
SPX Technologies SPXC 78473E103 Industrials 11,408 $1,934,340.48 0.34%
Warner Music Group Corp. (Class A) WMG 934550203 Communication Services 68,882 $1,901,832.02 0.34%
American Healthcare REIT, Inc. AHR 398182303 Real Estate 35,756 $1,832,852.56 0.33%
Flowserve Corporation FLS 34354P105 Industrials 25,144 $1,838,529.28 0.33%
Planet Labs PBC (Class A) PL 72703X106 Industrials 112,565 $1,844,940.35 0.33%
Terreno Realty Corporation TRNO 88146M101 Real Estate 28,789 $1,858,329.95 0.33%
Donaldson Company, Inc. DCI 257651109 Industrials 20,771 $1,807,907.84 0.32%
UL Solutions Inc. (Class A) ULS 903731107 Industrials 27,459 $1,801,859.58 0.32%
Core Scientific, Inc. CORZ 21874A106 Information Technology 109,299 $1,746,598.02 0.31%
Globus Medical, Inc. (Class A) GMED 379577208 Health Care 23,600 $1,767,640.00 0.31%
Lamar Advertising Company LAMR 512816109 Real Estate 11,955 $1,722,835.05 0.31%
PJT Partners Inc. (Class A) PJT 69343T107 Financials 12,353 $1,762,896.63 0.31%
Resideo Technologies, Inc. REZI 76118Y104 Industrials 94,962 $1,723,560.30 0.31%
HA Sustainable Infrastructure Capital, Inc. HASI 41068X100 Financials 47,750 $1,710,405.00 0.30%
Phillips Edison & Company, Inc. PECO 71844V201 Real Estate 44,802 $1,672,906.68 0.30%
Pinterest, Inc. (Class A) PINS 72352L106 Communication Services 88,666 $1,674,900.74 0.30%
Amentum Holdings, Inc. AMTM 023939101 Industrials 90,210 $1,634,605.20 0.29%
Brixmor Property Group Inc. BRX 11120U105 Real Estate 59,139 $1,632,236.40 0.29%
Federal Realty Investment Trust FRT 313745101 Real Estate 15,106 $1,635,828.74 0.29%
Kimco Realty Corporation KIM 49446R109 Real Estate 73,555 $1,633,656.55 0.29%
Ondas Inc. ONDS 68236H204 Information Technology 226,291 $1,658,713.03 0.29%
AGNC Investment Corp. AGNC 00123Q104 Financials 171,068 $1,551,586.76 0.28%
Alignment Healthcare, Inc. ALHC 01625V104 Health Care 195,783 $1,597,589.28 0.28%
Atmus Filtration Technologies Inc. ATMU 04956D107 Industrials 36,569 $1,587,825.98 0.28%
Caris Life Sciences, Inc. CAI 142152107 Health Care 52,319 $1,602,530.97 0.28%
Ionis Pharmaceuticals, Inc. IONS 462222100 Health Care 35,275 $1,575,028.75 0.28%
Kite Realty Group Trust KRG 49803T300 Real Estate 65,702 $1,602,471.78 0.28%
Ormat Technologies, Inc. ORA 686688102 Utilities 17,122 $1,566,491.78 0.28%
Advanced Drainage Systems, Inc. WMS 00790R104 Industrials 11,879 $1,505,188.09 0.27%
Elastic N.V. ESTC N14506104 Information Technology 16,350 $1,499,295.00 0.27%
PTC Therapeutics, Inc. PTCT 69366J200 Health Care 22,860 $1,480,870.80 0.26%
DraftKings Inc. DKNG 26142V105 Consumer Discretionary 73,819 $1,402,561.00 0.25%
Primoris Services Corporation PRIM 74164F103 Industrials 18,812 $1,401,870.24 0.25%
Life360, Inc. LIF 532206109 Information Technology 33,682 $1,356,542.56 0.24%
CAVA Group, Inc. CAVA 148929102 Consumer Discretionary 23,759 $1,285,361.90 0.23%
Norwegian Cruise Line Holdings Ltd. NCLH G66721104 Consumer Discretionary 88,330 $1,294,917.80 0.23%
Paylocity Holding Corporation PCTY 70438V106 Industrials 8,919 $1,271,581.83 0.23%
PennyMac Financial Services, Inc. PFSI 70932M107 Financials 21,408 $1,321,301.76 0.23%
CACI International Inc. CACI 127190304 Industrials 2,013 $1,226,138.43 0.22%
Chime Financial, Inc. (Class A) CHYM 16935C109 Financials 45,523 $1,212,732.72 0.22%
Duolingo, Inc. DUOL 26603R106 Consumer Discretionary 8,105 $1,154,152.00 0.21%
Impinj, Inc. PI 453204109 Information Technology 6,509 $1,166,998.61 0.21%
Merit Medical Systems, Inc. MMSI 589889104 Health Care 13,445 $1,159,362.35 0.21%
Morningstar, Inc. MORN 617700109 Financials 5,975 $1,135,489.00 0.20%
UiPath, Inc. (Class A) PATH 90364P105 Information Technology 85,770 $1,101,286.80 0.20%
GoDaddy Inc. (Class A) GDDY 380237107 Information Technology 10,984 $1,049,081.84 0.19%
Samsara Inc. (Class A) IOT 79589L106 Information Technology 28,748 $1,096,161.24 0.19%
Allegion Public Limited Company ALLE G0176J109 Industrials 6,636 $1,020,417.72 0.18%
Ollie's Bargain Outlet Holdings, Inc. OLLI 681116109 Consumer Discretionary 12,127 $1,038,677.55 0.18%
The Brink's Company BCO 109696104 Industrials 9,867 $996,468.33 0.18%
Armstrong World Industries, Inc. AWI 04247X102 Industrials 5,812 $941,137.16 0.17%
BioMarin Pharmaceutical Inc. BMRN 09061G101 Health Care 16,294 $977,640.00 0.17%
Eos Energy Enterprises, Inc. EOSE 29415C101 Industrials 317,116 $971,960.53 0.17%
Opendoor Technologies Inc. OPEN 683712103 Real Estate 403,601 $956,534.37 0.17%
Sabra Health Care REIT, Inc. SBRA 78573L106 Real Estate 47,786 $942,339.92 0.17%
Service Corporation International SCI 817565104 Consumer Discretionary 12,274 $934,665.10 0.17%
StepStone Group Inc. (Class A) STEP 85914M107 Financials 22,542 $978,322.80 0.17%
Balchem Corporation BCPC 057665200 Materials 5,518 $910,249.28 0.16%
EastGroup Properties, Inc. EGP 277276101 Real Estate 4,603 $908,862.35 0.16%
First Industrial Realty Trust, Inc. FR 32054K103 Real Estate 15,206 $905,365.24 0.16%
HealthEquity, Inc. HQY 42226A107 Health Care 10,323 $913,172.58 0.16%
iRhythm Holdings, Inc. IRTC 450056106 Health Care 7,838 $890,867.08 0.16%
Omega Healthcare Investors, Inc. OHI 681936100 Real Estate 19,554 $905,545.74 0.16%
Ryan Specialty Holdings, Inc. (Class A) RYAN 78351F107 Financials 24,691 $913,567.00 0.16%
STAG Industrial, Inc. STAG 85254J102 Real Estate 24,496 $877,201.76 0.16%
Viper Energy, Inc. (Class A) VNOM 64361Q101 Energy 21,989 $877,141.21 0.16%
A.O. Smith Corporation AOS 831865209 Industrials 14,865 $837,940.05 0.15%
Antero Midstream Corp. AM 03676B102 Energy 40,981 $826,176.96 0.15%
Bright Horizons Family Solutions Inc. BFAM 109194100 Consumer Discretionary 13,153 $838,109.16 0.15%
Celsius Holdings, Inc. CELH 15118V207 Consumer Staples 31,841 $870,851.35 0.15%
Regency Centers Corporation REG 758849103 Real Estate 11,692 $840,420.96 0.15%
The New York Times Company (Class A) NYT 650111107 Communication Services 13,323 $848,675.10 0.15%
Churchill Downs Incorporated CHDN 171484108 Consumer Discretionary 10,400 $787,072.00 0.14%
Installed Building Products, Inc. IBP 45780R101 Consumer Discretionary 4,057 $778,457.16 0.14%
Praxis Precision Medicines, Inc. PRAX 74006W207 Health Care 2,784 $810,784.32 0.14%
The Clorox Company CLX 189054109 Consumer Staples 9,769 $791,386.69 0.14%
UDR, Inc. UDR 902653104 Real Estate 23,355 $783,560.25 0.14%
Wynn Resorts, Limited WYNN 983134107 Consumer Discretionary 9,602 $762,686.86 0.14%
ACADIA Pharmaceuticals Inc. ACAD 004225108 Health Care 36,851 $742,547.65 0.13%
Rigetti Computing, Inc. RGTI 76655K103 Information Technology 48,256 $759,549.44 0.13%
US Dollar $USD Other 701,622 $701,621.92 0.12%
D-Wave Quantum, Inc. QBTS 26740W109 Information Technology 38,863 $643,959.91 0.11%
Joby Aviation, Inc. JOBY G65163100 Industrials 104,520 $632,346.00 0.11%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.