First Trust Mid Cap Growth AlphaDEX® Fund (FNY)
Holdings of the Fund as of 6/2/2026

Total Number of Holdings (excluding cash): 225

Security Name Identifier CUSIP Classification Shares / Quantity Market Value Weighting Descending sort
Sterling Infrastructure, Inc. STRL 859241101 Industrials 8,910 $7,800,883.20 1.37%
Sanmina Corporation SANM 801056102 Information Technology 27,987 $7,790,461.32 1.36%
Vicor Corporation VICR 925815102 Industrials 22,536 $7,503,361.20 1.31%
DigitalOcean Holdings, Inc. DOCN 25402D102 Information Technology 42,295 $7,319,995.65 1.28%
TeraWulf Inc. WULF 88080T104 Information Technology 251,427 $6,660,301.23 1.17%
TTM Technologies, Inc. TTMI 87305R109 Information Technology 37,243 $6,689,587.66 1.17%
Planet Labs PBC (Class A) PL 72703X106 Industrials 129,806 $6,242,370.54 1.09%
Powell Industries, Inc. POWL 739128106 Industrials 20,118 $6,016,690.26 1.05%
Sitime Corporation SITM 82982T106 Information Technology 8,404 $5,891,876.32 1.03%
ViaSat, Inc. VSAT 92552V100 Information Technology 79,217 $5,751,946.37 1.01%
Viavi Solutions Inc. VIAV 925550105 Information Technology 109,015 $5,764,713.20 1.01%
IES Holdings, Inc. IESC 44951W106 Industrials 7,615 $5,367,737.35 0.94%
Dycom Industries, Inc. DY 267475101 Industrials 10,707 $5,203,280.79 0.91%
Modine Manufacturing Company MOD 607828100 Industrials 16,743 $5,138,259.27 0.90%
BrightSpring Health Services, Inc. BTSG 10950A106 Health Care 85,145 $5,052,504.30 0.88%
Victoria's Secret & Co. VSXY 926400102 Consumer Discretionary 62,605 $5,012,156.30 0.88%
EnerSys ENS 29275Y102 Industrials 20,887 $4,960,871.37 0.87%
Riot Platforms, Inc. RIOT 767292105 Information Technology 176,121 $4,811,625.72 0.84%
Semtech Corporation SMTC 816850101 Information Technology 28,313 $4,717,795.19 0.83%
Everus Construction Group, Inc. ECG 300426103 Industrials 30,731 $4,633,005.56 0.81%
Moog Inc. MOG/A 615394202 Industrials 12,399 $4,628,918.67 0.81%
Cipher Digital Inc. CIFR 17253J106 Information Technology 169,142 $4,446,743.18 0.78%
Argan, Inc. AGX 04010E109 Industrials 6,661 $4,417,175.54 0.77%
Lumen Technologies, Inc. LUMN 550241103 Communication Services 417,616 $4,410,024.96 0.77%
Enova International, Inc. ENVA 29357K103 Financials 26,710 $4,368,954.70 0.76%
Madison Square Garden Sports Corp. (Class A) MSGS 55825T103 Communication Services 11,290 $4,320,908.80 0.76%
Ondas Inc. ONDS 68236H204 Information Technology 321,069 $4,360,117.02 0.76%
Century Aluminum Company CENX 156431108 Materials 61,816 $4,251,086.32 0.74%
Rambus Inc. RMBS 750917106 Information Technology 25,303 $4,220,034.34 0.74%
PACS Group, Inc. PACS 69380Q107 Health Care 112,952 $4,169,058.32 0.73%
Arrowhead Pharmaceuticals, Inc. ARWR 04280A100 Health Care 57,864 $4,097,928.48 0.72%
Granite Construction Incorporated GVA 387328107 Industrials 30,266 $4,138,875.50 0.72%
Guardant Health, Inc. GH 40131M109 Health Care 31,420 $4,089,941.40 0.72%
Affiliated Managers Group, Inc. AMG 008252108 Financials 13,111 $4,071,227.72 0.71%
FirstCash Holdings, Inc. FCFS 33768G107 Financials 19,298 $4,038,106.50 0.71%
Cognex Corporation CGNX 192422103 Information Technology 59,248 $3,915,107.84 0.69%
Onto Innovation Inc. ONTO 683344105 Information Technology 14,154 $3,935,095.08 0.69%
Valmont Industries, Inc. VMI 920253101 Industrials 7,266 $3,948,925.68 0.69%
Axsome Therapeutics, Inc. AXSM 05464T104 Health Care 17,175 $3,815,598.00 0.67%
AAON, Inc. AAON 000360206 Industrials 26,304 $3,774,624.00 0.66%
ESCO Technologies Inc. ESE 296315104 Industrials 12,893 $3,759,212.01 0.66%
Flowserve Corporation FLS 34354P105 Industrials 49,356 $3,765,862.80 0.66%
FormFactor, Inc. FORM 346375108 Information Technology 29,927 $3,744,166.97 0.66%
Ormat Technologies, Inc. ORA 686688102 Utilities 25,934 $3,746,944.32 0.66%
Travel + Leisure Co. TNL 894164102 Consumer Discretionary 52,436 $3,752,844.52 0.66%
Construction Partners, Inc. (Class A) ROAD 21044C107 Industrials 32,652 $3,638,412.36 0.64%
Federated Hermes, Inc. (Class B) FHI 314211103 Financials 63,976 $3,589,693.36 0.63%
Globalstar, Inc. GSAT 378973507 Communication Services 43,699 $3,611,285.36 0.63%
Mirum Pharmaceuticals, Inc. MIRM 604749101 Health Care 39,272 $3,619,700.24 0.63%
Archrock, Inc. AROC 03957W106 Energy 104,252 $3,566,460.92 0.62%
Advanced Energy Industries, Inc. AEIS 007973100 Information Technology 11,242 $3,510,651.76 0.61%
Allegro Microsystems, Inc. ALGM 01749D105 Information Technology 69,038 $3,474,682.54 0.61%
Five Below, Inc. FIVE 33829M101 Consumer Discretionary 15,881 $3,499,695.97 0.61%
Tutor Perini Corporation TPC 901109108 Industrials 47,000 $3,491,630.00 0.61%
Cirrus Logic, Inc. CRUS 172755100 Information Technology 20,069 $3,424,172.78 0.60%
Frontdoor, Inc. FTDR 35905A109 Consumer Discretionary 54,909 $3,400,514.37 0.60%
ImmunityBio, Inc. IBRX 45256X103 Health Care 473,021 $3,419,941.83 0.60%
Laureate Education, Inc. (Class A) LAUR 518613203 Consumer Discretionary 104,133 $3,440,554.32 0.60%
Mueller Industries, Inc. MLI 624756102 Industrials 26,194 $3,420,150.58 0.60%
Evercore Inc. EVR 29977A105 Financials 9,722 $3,374,117.32 0.59%
Coca-Cola Consolidated, Inc. COKE 191098102 Consumer Staples 18,924 $3,311,700.00 0.58%
Invesco Ltd. IVZ G491BT108 Financials 119,490 $3,295,534.20 0.58%
Krystal Biotech, Inc. KRYS 501147102 Health Care 11,235 $3,294,214.35 0.58%
UL Solutions Inc. (Class A) ULS 903731107 Industrials 33,865 $3,310,981.05 0.58%
Amentum Holdings, Inc. AMTM 023939101 Industrials 139,111 $3,249,632.96 0.57%
Hasbro, Inc. HAS 418056107 Consumer Discretionary 38,763 $3,251,440.44 0.57%
Sunrun Inc. RUN 86771W105 Industrials 214,046 $3,264,201.50 0.57%
The New York Times Company (Class A) NYT 650111107 Communication Services 43,333 $3,260,374.92 0.57%
Cytokinetics, Incorporated CYTK 23282W605 Health Care 44,036 $3,122,592.76 0.55%
Hexcel Corporation HXL 428291108 Industrials 35,864 $3,157,466.56 0.55%
Primoris Services Corporation PRIM 74164F103 Industrials 25,366 $3,153,247.46 0.55%
Ralph Lauren Corporation RL 751212101 Consumer Discretionary 8,436 $3,066,570.36 0.54%
DT Midstream, Inc. DTM 23345M107 Energy 21,554 $3,047,088.98 0.53%
Etsy, Inc. ETSY 29786A106 Consumer Discretionary 43,556 $3,037,159.88 0.53%
Amneal Pharmaceuticals, Inc. AMRX 03168L105 Health Care 233,502 $2,953,800.30 0.52%
Axos Financial, Inc. AX 05465C100 Financials 34,111 $2,993,240.25 0.52%
CG Oncology, Inc. CGON 156944100 Health Care 53,607 $2,976,796.71 0.52%
Coeur Mining, Inc. CDE 192108504 Materials 154,634 $2,967,426.46 0.52%
The Ensign Group, Inc. ENSG 29358P101 Health Care 18,004 $2,983,262.80 0.52%
Applied Digital Corporation APLD 038169207 Information Technology 61,131 $2,925,729.66 0.51%
PTC Therapeutics, Inc. PTCT 69366J200 Health Care 42,603 $2,906,802.69 0.51%
Roku, Inc. ROKU 77543R102 Communication Services 23,006 $2,924,522.72 0.51%
Elanco Animal Health Incorporated ELAN 28414H103 Health Care 121,290 $2,866,082.70 0.50%
Federal Signal Corporation FSS 313855108 Industrials 26,839 $2,857,011.55 0.50%
CACI International Inc. CACI 127190304 Industrials 5,337 $2,800,857.60 0.49%
Hyatt Hotels Corporation (Class A) H 448579102 Consumer Discretionary 15,139 $2,803,894.19 0.49%
Ionis Pharmaceuticals, Inc. IONS 462222100 Health Care 38,655 $2,820,655.35 0.49%
Acushnet Holdings Corp. GOLF 005098108 Consumer Discretionary 31,049 $2,748,146.99 0.48%
Lantheus Holdings, Inc. LNTH 516544103 Health Care 28,698 $2,763,617.40 0.48%
Lemonade, Inc. LMND 52567D107 Financials 46,307 $2,688,584.42 0.47%
Resideo Technologies, Inc. REZI 76118Y104 Industrials 86,101 $2,674,297.06 0.47%
CAVA Group, Inc. CAVA 148929102 Consumer Discretionary 35,876 $2,598,857.44 0.46%
Globus Medical, Inc. (Class A) GMED 379577208 Health Care 33,686 $2,635,929.50 0.46%
Boot Barn Holdings, Inc. BOOT 099406100 Consumer Discretionary 14,871 $2,556,176.19 0.45%
Life Time Group Holdings, Inc. LTH 53190C102 Consumer Discretionary 80,802 $2,597,784.30 0.45%
Neurocrine Biosciences, Inc. NBIX 64125C109 Health Care 16,526 $2,558,885.84 0.45%
BridgeBio Pharma, Inc. BBIO 10806X102 Health Care 39,087 $2,496,877.56 0.44%
Madrigal Pharmaceuticals, Inc. MDGL 558868105 Health Care 5,545 $2,511,108.70 0.44%
SPX Technologies SPXC 78473E103 Industrials 10,888 $2,505,111.04 0.44%
Abercrombie & Fitch Co. (Class A) ANF 002896207 Consumer Discretionary 31,764 $2,427,722.52 0.43%
Exelixis, Inc. EXEL 30161Q104 Health Care 50,756 $2,463,696.24 0.43%
Atmus Filtration Technologies Inc. ATMU 04956D107 Industrials 51,126 $2,415,703.50 0.42%
TG Therapeutics, Inc. TGTX 88322Q108 Health Care 65,527 $2,400,909.28 0.42%
Maplebear Inc. (Instacart) CART 565394103 Consumer Staples 58,110 $2,367,401.40 0.41%
OSI Systems, Inc. OSIS 671044105 Information Technology 10,930 $2,317,269.30 0.41%
Watts Water Technologies, Inc. WTS 942749102 Industrials 7,500 $2,327,025.00 0.41%
CareTrust REIT, Inc. CTRE 14174T107 Real Estate 59,396 $2,300,407.08 0.40%
CSW Industrials, Inc. CSW 126402106 Industrials 8,356 $2,269,740.28 0.40%
Terreno Realty Corporation TRNO 88146M101 Real Estate 35,441 $2,256,882.88 0.40%
Zeta Global Holdings Corp. (Class A) ZETA 98956A105 Information Technology 91,156 $2,301,689.00 0.40%
Zurn Elkay Water Solutions Corp. ZWS 98983L108 Industrials 48,545 $2,303,460.25 0.40%
Alignment Healthcare, Inc. ALHC 01625V104 Health Care 164,723 $2,246,821.72 0.39%
Charles River Laboratories International, Inc. CRL 159864107 Health Care 12,621 $2,206,024.59 0.39%
Glaukos Corporation GKOS 377322102 Health Care 20,224 $2,240,414.72 0.39%
Halozyme Therapeutics, Inc. HALO 40637H109 Health Care 33,682 $2,232,442.96 0.39%
Installed Building Products, Inc. IBP 45780R101 Consumer Discretionary 10,944 $2,235,859.20 0.39%
JBT Marel Corporation JBTM 477839104 Industrials 17,023 $2,208,904.48 0.39%
Lincoln Electric Holdings, Inc. LECO 533900106 Industrials 8,738 $2,221,898.64 0.39%
Mercury Systems, Inc. MRCY 589378108 Industrials 19,906 $2,246,790.22 0.39%
Roivant Sciences Ltd. ROIV G76279101 Health Care 78,586 $2,220,054.50 0.39%
Texas Roadhouse, Inc. TXRH 882681109 Consumer Discretionary 13,182 $2,253,331.08 0.39%
Donaldson Company, Inc. DCI 257651109 Industrials 25,648 $2,196,494.72 0.38%
MP Materials Corp. MP 553368101 Materials 30,072 $2,172,401.28 0.38%
The Brink's Company BCO 109696104 Industrials 21,007 $2,163,090.79 0.38%
Valvoline Inc. VVV 92047W101 Consumer Discretionary 64,633 $2,193,644.02 0.38%
American Healthcare REIT, Inc. AHR 398182303 Real Estate 46,156 $2,140,715.28 0.37%
Brinker International, Inc. EAT 109641100 Consumer Discretionary 15,248 $2,107,273.60 0.37%
GATX Corporation GATX 361448103 Industrials 12,749 $2,137,242.36 0.37%
StandardAero, Inc. SARO 85423L103 Industrials 84,275 $2,118,673.50 0.37%
VSE Corporation VSEC 918284100 Industrials 11,803 $2,126,782.57 0.37%
Wayfair Inc. (Class A) W 94419L101 Consumer Discretionary 28,946 $2,093,374.72 0.37%
Antero Midstream Corp. AM 03676B102 Energy 95,476 $2,025,045.96 0.35%
Balchem Corporation BCPC 057665200 Materials 12,845 $2,020,646.95 0.35%
Karman Holdings Inc. KRMN 485924104 Industrials 36,260 $1,981,609.00 0.35%
Protagonist Therapeutics, Inc. PTGX 74366E102 Health Care 20,651 $1,925,292.73 0.34%
Kymera Therapeutics, Inc. KYMR 501575104 Health Care 26,137 $1,863,306.73 0.33%
Service Corporation International SCI 817565104 Consumer Discretionary 26,383 $1,873,456.83 0.33%
Ryman Hospitality Properties, Inc. RHP 78377T107 Real Estate 15,727 $1,809,391.35 0.32%
Dropbox, Inc. (Class A) DBX 26210C104 Information Technology 63,874 $1,798,691.84 0.31%
Moelis & Company (Class A) MC 60786M105 Financials 25,462 $1,763,243.50 0.31%
Praxis Precision Medicines, Inc. PRAX 74006W207 Health Care 6,756 $1,743,588.48 0.31%
Compass, Inc. (Class A) COMP 20464U100 Real Estate 198,524 $1,713,262.12 0.30%
Lamar Advertising Company LAMR 512816109 Real Estate 11,457 $1,724,049.36 0.30%
The Macerich Company MAC 554382101 Real Estate 76,782 $1,707,631.68 0.30%
Federal Realty Investment Trust FRT 313745101 Real Estate 13,662 $1,630,149.84 0.29%
Match Group Inc. MTCH 57667L107 Communication Services 47,258 $1,669,152.56 0.29%
Opendoor Technologies Inc. OPEN 683712103 Real Estate 310,091 $1,677,592.31 0.29%
PJT Partners Inc. (Class A) PJT 69343T107 Financials 10,385 $1,628,160.30 0.29%
TopBuild Corp. BLD 89055F103 Consumer Discretionary 4,131 $1,681,606.17 0.29%
Acuity Inc. AYI 00508Y102 Industrials 5,174 $1,611,183.60 0.28%
HA Sustainable Infrastructure Capital, Inc. HASI 41068X100 Financials 39,488 $1,605,187.20 0.28%
Kite Realty Group Trust KRG 49803T300 Real Estate 59,111 $1,595,405.89 0.28%
SEI Investments Company SEIC 784117103 Financials 18,496 $1,623,393.92 0.28%
Brixmor Property Group Inc. BRX 11120U105 Real Estate 50,388 $1,517,182.68 0.27%
EastGroup Properties, Inc. EGP 277276101 Real Estate 7,841 $1,534,875.75 0.27%
Encompass Health Corporation EHC 29261A100 Health Care 15,005 $1,523,757.75 0.27%
Kimco Realty Corporation KIM 49446R109 Real Estate 64,587 $1,531,357.77 0.27%
Phillips Edison & Company, Inc. PECO 71844V201 Real Estate 38,783 $1,525,335.39 0.27%
D-Wave Quantum, Inc. QBTS 26740W109 Information Technology 50,283 $1,503,964.53 0.26%
Eastern Bankshares, Inc. EBC 27627N105 Financials 74,195 $1,467,577.10 0.26%
First Industrial Realty Trust, Inc. FR 32054K103 Real Estate 25,085 $1,506,354.25 0.26%
Regency Centers Corporation REG 758849103 Real Estate 19,181 $1,458,331.43 0.26%
TransMedics Group, Inc. TMDX 89377M109 Health Care 21,898 $1,498,918.10 0.26%
Wynn Resorts, Limited WYNN 983134107 Consumer Discretionary 14,290 $1,495,019.80 0.26%
Advanced Drainage Systems, Inc. WMS 00790R104 Industrials 10,582 $1,435,554.12 0.25%
Churchill Downs Incorporated CHDN 171484108 Consumer Discretionary 16,154 $1,414,767.32 0.25%
Core Scientific, Inc. CORZ 21874A106 Information Technology 48,504 $1,409,041.20 0.25%
MSA Safety Incorporated MSA 553498106 Industrials 8,850 $1,444,939.50 0.25%
Rhythm Pharmaceuticals, Inc. RYTM 76243J105 Health Care 16,686 $1,407,464.10 0.25%
Sabra Health Care REIT, Inc. SBRA 78573L106 Real Estate 75,465 $1,401,385.05 0.25%
StepStone Group Inc. (Class A) STEP 85914M107 Financials 30,411 $1,401,034.77 0.25%
Viper Energy, Inc. (Class A) VNOM 64361Q101 Energy 30,882 $1,421,189.64 0.25%
ACADIA Pharmaceuticals Inc. ACAD 004225108 Health Care 65,194 $1,361,902.66 0.24%
Armstrong World Industries, Inc. AWI 04247X102 Industrials 8,807 $1,346,061.88 0.24%
BioMarin Pharmaceutical Inc. BMRN 09061G101 Health Care 25,691 $1,369,844.12 0.24%
Allegion Public Limited Company ALLE G0176J109 Industrials 9,990 $1,297,201.50 0.23%
Grand Canyon Education, Inc. LOPE 38526M106 Consumer Discretionary 8,534 $1,296,997.32 0.23%
Symbiotic Inc. (Class A) SYM 87151X101 Industrials 27,277 $1,339,027.93 0.23%
Tetra Tech, Inc. TTEK 88162G103 Industrials 48,181 $1,307,150.53 0.23%
A.O. Smith Corporation AOS 831865209 Industrials 22,009 $1,249,230.84 0.22%
Celsius Holdings, Inc. CELH 15118V207 Consumer Staples 40,901 $1,249,116.54 0.22%
Corcept Therapeutics Inc. CORT 218352102 Health Care 18,000 $1,281,600.00 0.22%
Okta, Inc. OKTA 679295105 Information Technology 9,221 $1,247,785.72 0.22%
Tradeweb Markets Inc. (Class A) TW 892672106 Financials 12,333 $1,208,387.34 0.21%
Hims & Hers Health, Inc. HIMS 433000106 Health Care 34,954 $961,584.54 0.17%
SentinelOne, Inc. (Class A) S 81730H109 Information Technology 56,337 $977,446.95 0.17%
Herc Holdings, Inc. HRI 42704L104 Industrials 7,290 $935,015.40 0.16%
Dutch Bros Inc. (Class A) BROS 26701L100 Consumer Discretionary 14,321 $828,613.06 0.15%
Dynatrace, Inc. DT 268150109 Information Technology 19,622 $882,401.34 0.15%
Samsara Inc. (Class A) IOT 79589L106 Information Technology 22,897 $855,431.92 0.15%
Warner Music Group Corp. (Class A) WMG 934550203 Communication Services 28,412 $875,089.60 0.15%
ACI Worldwide, Inc. ACIW 004498101 Information Technology 17,692 $773,317.32 0.14%
AeroVironment, Inc. AVAV 008073108 Industrials 3,962 $809,634.70 0.14%
Crane Company CR 224408104 Industrials 4,244 $791,803.08 0.14%
Morningstar, Inc. MORN 617700109 Financials 4,291 $795,465.58 0.14%
Tempus AI, Inc. (Class A) TEM 88023B103 Health Care 16,045 $796,152.90 0.14%
UiPath, Inc. (Class A) PATH 90364P105 Information Technology 65,372 $796,230.96 0.14%
AGNC Investment Corp. AGNC 00123Q104 Financials 72,346 $737,929.20 0.13%
Equity Lifestyle Properties, Inc. ELS 29472R108 Real Estate 11,626 $714,417.70 0.13%
Essential Properties Realty Trust, Inc. EPRT 29670E107 Real Estate 23,899 $720,315.86 0.13%
HealthEquity, Inc. HQY 42226A107 Health Care 8,684 $767,144.56 0.13%
Omega Healthcare Investors, Inc. OHI 681936100 Real Estate 16,559 $742,008.79 0.13%
Sotera Health Company SHC 83601L102 Health Care 50,599 $759,996.98 0.13%
STAG Industrial, Inc. STAG 85254J102 Real Estate 20,124 $735,330.96 0.13%
Agree Realty Corporation ADC 008492100 Real Estate 9,625 $699,545.00 0.12%
ExlService Holdings, Inc. EXLS 302081104 Industrials 23,832 $707,333.76 0.12%
Houlihan Lokey, Inc. HLI 441593100 Financials 5,050 $704,121.50 0.12%
Norwegian Cruise Line Holdings Ltd. NCLH G66721104 Consumer Discretionary 38,803 $703,498.39 0.12%
PennyMac Financial Services, Inc. PFSI 70932M107 Financials 8,302 $697,700.08 0.12%
RadNet, Inc. RDNT 750491102 Health Care 12,982 $705,052.42 0.12%
AECOM ACM 00766T100 Industrials 8,552 $610,954.88 0.11%
Crinetics Pharmaceuticals, Inc. CRNX 22663K107 Health Care 19,977 $651,449.97 0.11%
Domino's Pizza, Inc. DPZ 25754A201 Consumer Discretionary 2,025 $622,748.25 0.11%
e.l.f. Beauty, Inc. ELF 26856L103 Consumer Staples 11,973 $622,356.54 0.11%
InterDigital, Inc. IDCC 45867G101 Information Technology 2,403 $622,377.00 0.11%
iRhythm Holdings, Inc. IRTC 450056106 Health Care 6,146 $648,403.00 0.11%
Jack Henry & Associates, Inc. JKHY 426281101 Financials 4,591 $624,513.73 0.11%
Kinsale Capital Group, Inc. KNSL 49714P108 Financials 2,121 $626,543.40 0.11%
Merit Medical Systems, Inc. MMSI 589889104 Health Care 10,529 $641,110.81 0.11%
Ollie's Bargain Outlet Holdings, Inc. OLLI 681116109 Consumer Discretionary 7,882 $624,648.50 0.11%
Pegasystems Inc. PEGA 705573103 Information Technology 17,047 $624,090.67 0.11%
The Clorox Company CLX 189054109 Consumer Staples 7,001 $627,499.63 0.11%
Badger Meter, Inc. BMI 056525108 Information Technology 4,764 $598,501.32 0.10%
Bright Horizons Family Solutions Inc. BFAM 109194100 Consumer Discretionary 8,835 $539,200.05 0.09%
MarketAxess Holdings Inc. MKTX 57060D108 Financials 4,397 $541,622.46 0.09%
US Dollar $USD Other 479,047 $479,047.25 0.08%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.