First Trust Mid Cap Growth AlphaDEX® Fund (FNY)
Holdings of the Fund as of 2/20/2026

Total Number of Holdings (excluding cash): 225

Security Name Identifier CUSIP Classification Shares / Quantity Market Value Weighting Descending sort
Lumentum Holdings Inc. LITE 55024U109 Information Technology 9,650 $6,443,980.50 1.26%
Bloom Energy Corporation (Class A) BE 093712107 Industrials 40,936 $6,040,106.80 1.18%
TTM Technologies, Inc. TTMI 87305R109 Information Technology 51,549 $5,563,683.57 1.08%
Ciena Corporation CIEN 171779309 Information Technology 15,209 $5,094,254.55 0.99%
MACOM Technology Solutions Holdings, Inc. MTSI 55405Y100 Information Technology 20,767 $5,058,633.53 0.99%
ATI Inc. ATI 01741R102 Industrials 30,993 $4,923,857.91 0.96%
Nextpower Inc. (Class A) NXT 65290E101 Industrials 40,832 $4,872,890.88 0.95%
Primoris Services Corporation PRIM 74164F103 Industrials 28,653 $4,852,672.08 0.95%
IES Holdings, Inc. IESC 44951W106 Industrials 9,143 $4,751,342.81 0.93%
Flowserve Corporation FLS 34354P105 Industrials 51,266 $4,559,598.04 0.89%
Dycom Industries, Inc. DY 267475101 Industrials 10,525 $4,522,908.25 0.88%
Everus Construction Group, Inc. ECG 300426103 Industrials 41,572 $4,496,427.52 0.88%
Hecla Mining Company HL 422704106 Materials 185,350 $4,452,107.00 0.87%
The Ensign Group, Inc. ENSG 29358P101 Health Care 20,417 $4,300,636.88 0.84%
Granite Construction Incorporated GVA 387328107 Industrials 30,837 $4,187,356.23 0.82%
Five Below, Inc. FIVE 33829M101 Consumer Discretionary 18,884 $4,156,179.56 0.81%
Sitime Corporation SITM 82982T106 Information Technology 10,071 $4,098,594.87 0.80%
Boot Barn Holdings, Inc. BOOT 099406100 Consumer Discretionary 20,156 $4,026,362.56 0.79%
The New York Times Company (Class A) NYT 650111107 Communication Services 51,237 $3,995,973.63 0.78%
AST SpaceMobile, Inc. ASTS 00217D100 Communication Services 48,972 $3,927,554.40 0.77%
Coeur Mining, Inc. CDE 192108504 Materials 159,592 $3,930,750.96 0.77%
Uranium Energy Corp UEC 916896103 Energy 243,621 $3,958,841.25 0.77%
JBT Marel Corporation JBTM 477839104 Industrials 23,608 $3,893,195.28 0.76%
Ralph Lauren Corporation RL 751212101 Consumer Discretionary 10,060 $3,873,401.80 0.76%
Travel + Leisure Co. TNL 894164102 Consumer Discretionary 50,430 $3,841,757.40 0.75%
Cytokinetics, Incorporated CYTK 23282W605 Health Care 55,978 $3,803,145.32 0.74%
Krystal Biotech, Inc. KRYS 501147102 Health Care 14,425 $3,776,465.00 0.74%
Ionis Pharmaceuticals, Inc. IONS 462222100 Health Care 44,960 $3,738,424.00 0.73%
QXO, Inc. QXO 82846H405 Industrials 147,513 $3,767,482.02 0.73%
Resideo Technologies, Inc. REZI 76118Y104 Industrials 101,279 $3,718,964.88 0.73%
Globus Medical, Inc. (Class A) GMED 379577208 Health Care 40,738 $3,690,455.42 0.72%
Acushnet Holdings Corp. GOLF 005098108 Consumer Discretionary 35,651 $3,642,462.67 0.71%
Royal Gold, Inc. RGLD 780287108 Materials 12,801 $3,655,197.54 0.71%
Archrock, Inc. AROC 03957W106 Energy 109,360 $3,594,663.20 0.70%
Axsome Therapeutics, Inc. AXSM 05464T104 Health Care 19,474 $3,577,763.28 0.70%
Boyd Gaming Corporation BYD 103304101 Consumer Discretionary 41,727 $3,596,867.40 0.70%
EchoStar Corporation (Class A) SATS 278768106 Communication Services 32,723 $3,611,310.28 0.70%
Guardant Health, Inc. GH 40131M109 Health Care 34,825 $3,590,457.50 0.70%
Jazz Pharmaceuticals Plc JAZZ G50871105 Health Care 20,922 $3,602,559.18 0.70%
Lumen Technologies, Inc. LUMN 550241103 Communication Services 457,772 $3,584,354.76 0.70%
Carpenter Technology Corporation CRS 144285103 Industrials 9,038 $3,522,379.74 0.69%
Hasbro, Inc. HAS 418056107 Consumer Discretionary 34,700 $3,520,662.00 0.69%
Construction Partners, Inc. (Class A) ROAD 21044C107 Industrials 26,215 $3,457,758.50 0.67%
Evercore Inc. EVR 29977A105 Financials 10,455 $3,430,703.70 0.67%
SPX Technologies SPXC 78473E103 Industrials 14,222 $3,445,848.38 0.67%
BWX Technologies, Inc. BWXT 05605H100 Industrials 16,464 $3,398,828.16 0.66%
ITT Inc. ITT 45073V108 Industrials 16,399 $3,385,901.53 0.66%
Kirby Corporation KEX 497266106 Industrials 25,826 $3,381,656.44 0.66%
Lincoln Electric Holdings, Inc. LECO 533900106 Industrials 11,873 $3,397,221.49 0.66%
PTC Therapeutics, Inc. PTCT 69366J200 Health Care 46,826 $3,308,725.16 0.65%
Rhythm Pharmaceuticals, Inc. RYTM 76243J105 Health Care 33,228 $3,315,489.84 0.65%
Silicon Laboratories Inc. SLAB 826919102 Information Technology 16,330 $3,341,771.20 0.65%
FirstCash Holdings, Inc. FCFS 33768G107 Financials 17,853 $3,275,132.85 0.64%
Urban Outfitters, Inc. URBN 917047102 Consumer Discretionary 47,261 $3,230,289.35 0.63%
ACADIA Pharmaceuticals Inc. ACAD 004225108 Health Care 133,166 $3,194,652.34 0.62%
BridgeBio Pharma, Inc. BBIO 10806X102 Health Care 46,502 $3,168,646.28 0.62%
InterDigital, Inc. IDCC 45867G101 Information Technology 8,937 $3,203,914.50 0.62%
Rambus Inc. RMBS 750917106 Information Technology 30,966 $3,178,350.24 0.62%
StandardAero, Inc. SARO 85423L103 Industrials 99,216 $3,170,943.36 0.62%
American Healthcare REIT, Inc. AHR 398182303 Real Estate 60,466 $3,139,999.38 0.61%
CareTrust REIT, Inc. CTRE 14174T107 Real Estate 78,691 $3,151,574.55 0.61%
Penumbra, Inc. PEN 70975L107 Health Care 9,152 $3,105,822.72 0.61%
TransMedics Group, Inc. TMDX 89377M109 Health Care 23,392 $3,140,376.00 0.61%
ESCO Technologies Inc. ESE 296315104 Industrials 10,922 $3,020,588.32 0.59%
Halozyme Therapeutics, Inc. HALO 40637H109 Health Care 42,282 $3,001,176.36 0.59%
Hyatt Hotels Corporation (Class A) H 448579102 Consumer Discretionary 17,749 $3,049,988.16 0.59%
Sterling Infrastructure, Inc. STRL 859241101 Industrials 6,967 $3,034,128.50 0.59%
White Mountains Insurance Group Ltd. WTM G9618E107 Financials 1,369 $3,050,309.97 0.59%
Alaska Air Group, Inc. ALK 011659109 Industrials 56,572 $2,974,555.76 0.58%
Armstrong World Industries, Inc. AWI 04247X102 Industrials 14,891 $2,962,117.72 0.58%
Ormat Technologies, Inc. ORA 686688102 Utilities 25,757 $2,985,751.44 0.58%
Roku, Inc. ROKU 77543R102 Communication Services 32,784 $2,919,743.04 0.57%
SkyWest, Inc. SKYW 830879102 Industrials 28,339 $2,925,434.97 0.57%
Medpace Holdings, Inc. MEDP 58506Q109 Health Care 6,332 $2,873,271.64 0.56%
TKO Group Holdings, Inc. (Class A) TKO 87256C101 Communication Services 13,616 $2,874,609.92 0.56%
UL Solutions Inc. (Class A) ULS 903731107 Industrials 36,084 $2,892,854.28 0.56%
Wayfair Inc. (Class A) W 94419L101 Consumer Discretionary 35,423 $2,884,494.89 0.56%
Exelixis, Inc. EXEL 30161Q104 Health Care 64,921 $2,832,503.23 0.55%
Revolution Medicines, Inc. RVMD 76155X100 Health Care 26,793 $2,728,331.19 0.53%
Wynn Resorts, Limited WYNN 983134107 Consumer Discretionary 23,646 $2,716,216.02 0.53%
Madrigal Pharmaceuticals, Inc. MDGL 558868105 Health Care 6,107 $2,656,606.07 0.52%
RBC Bearings Incorporated RBC 75524B104 Industrials 4,758 $2,660,578.44 0.52%
Roivant Sciences Ltd. ROIV G76279101 Health Care 98,348 $2,670,148.20 0.52%
Clean Harbors, Inc. CLH 184496107 Industrials 9,103 $2,591,533.07 0.51%
Moelis & Company (Class A) MC 60786M105 Financials 41,394 $2,615,272.92 0.51%
Riot Platforms, Inc. RIOT 767292105 Information Technology 168,439 $2,641,123.52 0.51%
Griffon Corporation GFF 398433102 Industrials 28,976 $2,567,853.12 0.50%
Lyft, Inc. (Class A) LYFT 55087P104 Industrials 183,629 $2,561,624.55 0.50%
Neurocrine Biosciences, Inc. NBIX 64125C109 Health Care 20,062 $2,580,575.06 0.50%
Symbiotic Inc. (Class A) SYM 87151X101 Industrials 47,822 $2,572,584.52 0.50%
Virtu Financial, Inc. (Class A) VIRT 928254101 Financials 64,049 $2,550,431.18 0.50%
ADMA Biologics, Inc. ADMA 000899104 Health Care 156,004 $2,511,664.40 0.49%
American Airlines Group Inc. AAL 02376R102 Industrials 185,618 $2,522,548.62 0.49%
GATX Corporation GATX 361448103 Industrials 12,584 $2,498,175.68 0.49%
Watts Water Technologies, Inc. WTS 942749102 Industrials 7,733 $2,526,293.77 0.49%
Comstock Resources, Inc. CRK 205768302 Energy 122,757 $2,451,457.29 0.48%
OSI Systems, Inc. OSIS 671044105 Information Technology 8,368 $2,450,903.52 0.48%
DT Midstream, Inc. DTM 23345M107 Energy 17,833 $2,426,357.98 0.47%
iRhythm Holdings, Inc. IRTC 450056106 Health Care 16,038 $2,421,096.48 0.47%
Old National Bancorp ONB 680033107 Financials 95,657 $2,410,556.40 0.47%
Applied Industrial Technologies, Inc. AIT 03820C105 Industrials 8,311 $2,343,452.67 0.46%
Churchill Downs Incorporated CHDN 171484108 Consumer Discretionary 25,008 $2,343,499.68 0.46%
Credit Acceptance Corporation CACC 225310101 Financials 4,813 $2,384,071.42 0.46%
Federal Signal Corporation FSS 313855108 Industrials 19,652 $2,333,478.48 0.46%
MP Materials Corp. MP 553368101 Materials 42,242 $2,337,672.28 0.46%
Repligen Corporation RGEN 759916109 Health Care 17,364 $2,355,947.52 0.46%
Zurn Elkay Water Solutions Corp. ZWS 98983L108 Industrials 45,904 $2,334,218.40 0.46%
BioMarin Pharmaceutical Inc. BMRN 09061G101 Health Care 35,910 $2,301,112.80 0.45%
Core & Main, Inc. (Class A) CNM 21874C102 Industrials 41,064 $2,315,598.96 0.45%
East West Bancorp, Inc. EWBC 27579R104 Financials 18,989 $2,303,555.59 0.45%
First Industrial Realty Trust, Inc. FR 32054K103 Real Estate 37,265 $2,313,411.20 0.45%
Life Time Group Holdings, Inc. LTH 53190C102 Consumer Discretionary 80,292 $2,324,453.40 0.45%
Texas Roadhouse, Inc. TXRH 882681109 Consumer Discretionary 12,855 $2,298,731.10 0.45%
Celsius Holdings, Inc. CELH 15118V207 Consumer Staples 46,657 $2,254,466.24 0.44%
CSW Industrials, Inc. CSW 126402106 Industrials 7,269 $2,263,566.60 0.44%
Glaukos Corporation GKOS 377322102 Health Care 18,901 $2,273,223.27 0.44%
WEX Inc. WEX 96208T104 Financials 14,323 $2,254,010.51 0.44%
StepStone Group Inc. (Class A) STEP 85914M107 Financials 44,343 $2,220,254.01 0.43%
Brinker International, Inc. EAT 109641100 Consumer Discretionary 14,871 $2,178,898.92 0.42%
Pegasystems Inc. PEGA 705573103 Information Technology 47,648 $2,161,313.28 0.42%
Casella Waste Systems, Inc. CWST 147448104 Industrials 21,792 $2,080,264.32 0.41%
Frontdoor, Inc. FTDR 35905A109 Consumer Discretionary 36,992 $2,082,649.60 0.41%
RadNet, Inc. RDNT 750491102 Health Care 29,911 $2,096,162.88 0.41%
Sensient Technologies Corporation SXT 81725T100 Materials 22,714 $2,054,935.58 0.40%
Etsy, Inc. ETSY 29786A106 Consumer Discretionary 38,496 $2,008,721.28 0.39%
PJT Partners Inc. (Class A) PJT 69343T107 Financials 12,766 $1,935,708.58 0.38%
DaVita Inc. DVA 23918K108 Health Care 12,522 $1,887,441.06 0.37%
Lattice Semiconductor Corporation LSCC 518415104 Information Technology 19,336 $1,890,287.36 0.37%
UiPath, Inc. (Class A) PATH 90364P105 Information Technology 173,611 $1,874,998.80 0.37%
Jack Henry & Associates, Inc. JKHY 426281101 Financials 11,694 $1,861,567.86 0.36%
Kratos Defense & Security Solutions, Inc. KTOS 50077B207 Industrials 18,745 $1,801,019.60 0.35%
Madison Square Garden Sports Corp. (Class A) MSGS 55825T103 Communication Services 5,499 $1,788,604.74 0.35%
Mueller Water Products, Inc. MWA 624758108 Industrials 59,730 $1,790,108.10 0.35%
Planet Fitness, Inc. (Class A) PLNT 72703H101 Consumer Discretionary 19,673 $1,783,357.45 0.35%
Maplebear Inc. (Instacart) CART 565394103 Consumer Staples 47,446 $1,719,917.50 0.34%
Dutch Bros Inc. (Class A) BROS 26701L100 Consumer Discretionary 34,860 $1,701,516.60 0.33%
Cullen/Frost Bankers, Inc. CFR 229899109 Financials 11,236 $1,634,163.84 0.32%
Balchem Corporation BCPC 057665200 Materials 9,276 $1,588,978.80 0.31%
Crane Company CR 224408104 Industrials 7,714 $1,567,870.50 0.31%
IDACORP, Inc. IDA 451107106 Utilities 11,242 $1,572,643.38 0.31%
Joby Aviation, Inc. JOBY G65163100 Industrials 161,677 $1,595,751.99 0.31%
Lantheus Holdings, Inc. LNTH 516544103 Health Care 21,380 $1,579,340.60 0.31%
Phillips Edison & Company, Inc. PECO 71844V201 Real Estate 39,999 $1,569,960.75 0.31%
Ryman Hospitality Properties, Inc. RHP 78377T107 Real Estate 15,035 $1,576,419.75 0.31%
Terreno Realty Corporation TRNO 88146M101 Real Estate 24,234 $1,596,535.92 0.31%
Kite Realty Group Trust KRG 49803T300 Real Estate 59,712 $1,549,526.40 0.30%
Norwegian Cruise Line Holdings Ltd. NCLH G66721104 Consumer Discretionary 63,743 $1,549,592.33 0.30%
STAG Industrial, Inc. STAG 85254J102 Real Estate 38,705 $1,530,008.65 0.30%
Calix, Inc. CALX 13100M509 Information Technology 26,880 $1,494,796.80 0.29%
Dorman Products, Inc. DORM 258278100 Consumer Discretionary 11,549 $1,497,789.81 0.29%
ExlService Holdings, Inc. EXLS 302081104 Industrials 50,286 $1,512,100.02 0.29%
Lamar Advertising Company LAMR 512816109 Real Estate 11,240 $1,505,935.20 0.29%
Omega Healthcare Investors, Inc. OHI 681936100 Real Estate 32,089 $1,494,384.73 0.29%
Pinnacle Financial Partners, Inc. PNFP 72348N109 Financials 14,912 $1,505,515.52 0.29%
Sabra Health Care REIT, Inc. SBRA 78573L106 Real Estate 75,118 $1,497,101.74 0.29%
Encompass Health Corporation EHC 29261A100 Health Care 13,406 $1,428,409.30 0.28%
Primerica, Inc. PRI 74164M108 Financials 5,505 $1,438,016.10 0.28%
SEI Investments Company SEIC 784117103 Financials 17,346 $1,411,790.94 0.28%
Service Corporation International SCI 817565104 Consumer Discretionary 18,248 $1,445,241.60 0.28%
The Marzetti Company MZTI 513847103 Consumer Staples 8,652 $1,434,674.64 0.28%
Houlihan Lokey, Inc. HLI 441593100 Financials 8,169 $1,370,921.58 0.27%
Match Group Inc. MTCH 57667L107 Communication Services 44,063 $1,402,525.29 0.27%
Sezzle Inc. SEZL 78435P105 Financials 22,413 $1,406,415.75 0.27%
Tempus AI, Inc. (Class A) TEM 88023B103 Health Care 24,093 $1,406,308.41 0.27%
Merit Medical Systems, Inc. MMSI 589889104 Health Care 16,143 $1,327,116.03 0.26%
ServiceTitan, Inc. (Class A) TTAN 81764X103 Information Technology 20,039 $1,333,395.06 0.26%
Dropbox, Inc. (Class A) DBX 26210C104 Information Technology 51,177 $1,303,989.96 0.25%
Golub Capital BDC, Inc. GBDC 38173M102 Financials 104,847 $1,273,891.05 0.25%
Mirion Technologies, Inc. MIR 60471A101 Information Technology 60,751 $1,292,781.28 0.25%
NewMarket Corporation NEU 651587107 Materials 2,071 $1,264,200.53 0.25%
ACI Worldwide, Inc. ACIW 004498101 Information Technology 29,758 $1,216,507.04 0.24%
BILL Holdings, Inc. BILL 090043100 Information Technology 26,085 $1,205,127.00 0.23%
Centrus Energy Corp. (Class A) LEU 15643U104 Energy 5,861 $1,194,061.53 0.23%
SLM Corporation SLM 78442P106 Financials 52,579 $1,188,285.40 0.23%
Life360, Inc. LIF 532206109 Information Technology 22,181 $1,122,580.41 0.22%
Procore Technologies, Inc. PCOR 74275K108 Information Technology 19,558 $1,023,665.72 0.20%
TPG Inc. (Class A) TPG 872657101 Financials 22,285 $991,905.35 0.19%
Inspire Medical Systems, Inc. INSP 457730109 Health Care 15,427 $918,369.31 0.18%
Snap Inc. (Class A) SNAP 83304A106 Communication Services 176,302 $906,192.28 0.18%
Antero Midstream Corp. AM 03676B102 Energy 39,988 $864,940.44 0.17%
CAVA Group, Inc. CAVA 148929102 Consumer Discretionary 12,119 $849,663.09 0.17%
Kadant Inc. KAI 48282T104 Industrials 2,497 $848,755.27 0.17%
MSA Safety Incorporated MSA 553498106 Industrials 4,441 $875,143.46 0.17%
Unity Software Inc. U 91332U101 Information Technology 48,315 $881,748.75 0.17%
Brixmor Property Group Inc. BRX 11120U105 Real Estate 27,130 $804,675.80 0.16%
ESAB Corporation ESAB 29605J106 Industrials 6,369 $819,244.47 0.16%
Graco Inc. GGG 384109104 Industrials 8,680 $808,021.20 0.16%
Leonardo DRS, Inc. DRS 52661A108 Industrials 20,869 $835,386.07 0.16%
Primo Brands Corporation (Class A) PRMB 741623102 Consumer Staples 43,508 $814,904.84 0.16%
W.P. Carey Inc. WPC 92936U109 Real Estate 11,052 $799,943.76 0.16%
Agree Realty Corporation ADC 008492100 Real Estate 9,876 $772,698.24 0.15%
EastGroup Properties, Inc. EGP 277276101 Real Estate 3,993 $770,329.56 0.15%
Essential Properties Realty Trust, Inc. EPRT 29670E107 Real Estate 23,984 $785,236.16 0.15%
Federal Realty Investment Trust FRT 313745101 Real Estate 7,056 $758,167.20 0.15%
Healthcare Realty Trust Inc. HR 42226K105 Real Estate 41,970 $761,755.50 0.15%
Regency Centers Corporation REG 758849103 Real Estate 10,305 $791,939.25 0.15%
The Macerich Company MAC 554382101 Real Estate 38,536 $782,280.80 0.15%
Wingstop Inc. WING 974155103 Consumer Discretionary 2,981 $777,713.09 0.15%
Wyndham Hotels & Resorts, Inc. WH 98311A105 Consumer Discretionary 9,416 $793,486.32 0.15%
Ollie's Bargain Outlet Holdings, Inc. OLLI 681116109 Consumer Discretionary 6,491 $705,636.61 0.14%
TG Therapeutics, Inc. TGTX 88322Q108 Health Care 23,862 $704,644.86 0.14%
Adtalem Global Education Inc. ATGE 00737L103 Consumer Discretionary 6,874 $664,303.36 0.13%
American Homes 4 Rent (Class A) AMH 02665T306 Real Estate 22,161 $654,192.72 0.13%
Grand Canyon Education, Inc. LOPE 38526M106 Consumer Discretionary 4,278 $673,014.96 0.13%
Kinsale Capital Group, Inc. KNSL 49714P108 Financials 1,818 $678,859.38 0.13%
Main Street Capital Corporation MAIN 56035L104 Financials 11,779 $682,475.26 0.13%
Rexford Industrial Realty, Inc. REXR 76169C100 Real Estate 18,372 $691,889.52 0.13%
Shift4 Payments, Inc. (Class A) FOUR 82452J109 Financials 11,299 $660,878.51 0.13%
HealthEquity, Inc. HQY 42226A107 Health Care 7,766 $612,698.57 0.12%
Verra Mobility Corporation VRRM 92511U102 Industrials 31,742 $601,193.48 0.12%
Box, Inc. (Class A) BOX 10316T104 Information Technology 23,786 $543,985.82 0.11%
Elastic N.V. ESTC N14506104 Information Technology 9,430 $548,071.60 0.11%
Hamilton Lane Incorporated (Class A) HLNE 407497106 Financials 5,295 $566,670.90 0.11%
Ryan Specialty Holdings, Inc. (Class A) RYAN 78351F107 Financials 13,777 $568,990.10 0.11%
AppFolio, Inc. (Class A) APPF 03783C100 Information Technology 3,057 $526,507.11 0.10%
Avis Budget Group, Inc. CAR 053774105 Industrials 5,544 $534,829.68 0.10%
BellRing Brands, Inc. BRBR 07831C103 Consumer Staples 26,613 $506,711.52 0.10%
Bright Horizons Family Solutions Inc. BFAM 109194100 Consumer Discretionary 7,016 $507,607.60 0.10%
Impinj, Inc. PI 453204109 Information Technology 4,088 $522,936.96 0.10%
IonQ, Inc. IONQ 46222L108 Information Technology 15,854 $505,742.60 0.10%
Qualys, Inc. QLYS 74758T303 Information Technology 5,353 $496,008.98 0.10%
Rigetti Computing, Inc. RGTI 76655K103 Information Technology 32,117 $511,302.64 0.10%
Samsara Inc. (Class A) IOT 79589L106 Information Technology 20,067 $537,594.93 0.10%
Rubrik, Inc. (Class A) RBRK 781154109 Information Technology 9,303 $467,010.60 0.09%
Upstart Holdings, Inc. UPST 91680M107 Financials 16,268 $476,489.72 0.09%
US Dollar $USD Other 270,830 $270,829.93 0.05%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.