First Trust Mid Cap Growth AlphaDEX® Fund (FNY)
Holdings of the Fund as of 11/5/2026

Total Number of Holdings (excluding cash): 225

Security Name Identifier CUSIP Classification Shares / Quantity Market Value Weighting Descending sort
Glaukos Corporation GKOS 377322102 Health Care 24,902 $5,477,941.96 1.04%
Concentra Group Holdings Parent, Inc. CON 20603L102 Health Care 118,783 $5,006,703.45 0.95%
PACS Group, Inc. PACS 69380Q107 Health Care 98,400 $4,939,680.00 0.93%
Victoria's Secret & Co. VSXY 926400102 Consumer Discretionary 46,218 $4,913,435.58 0.93%
Hinge Health, Inc. (Class A) HNGE 433313103 Health Care 42,047 $4,876,611.06 0.92%
Exelixis, Inc. EXEL 30161Q104 Health Care 69,997 $4,809,493.87 0.91%
Haemonetics Corporation HAE 405024100 Health Care 38,827 $4,818,818.97 0.91%
Chime Financial, Inc. (Class A) CHYM 16935C109 Financials 153,474 $4,631,845.32 0.88%
Coca-Cola Consolidated, Inc. COKE 191098102 Consumer Staples 21,602 $4,590,425.00 0.87%
Halozyme Therapeutics, Inc. HALO 40637H109 Health Care 37,033 $4,553,577.68 0.86%
LifeStance Health Group, Inc. LFST 53228F101 Health Care 339,863 $4,564,360.09 0.86%
Brinker International, Inc. EAT 109641100 Consumer Discretionary 21,125 $4,492,442.50 0.85%
Five Below, Inc. FIVE 33829M101 Consumer Discretionary 18,621 $4,492,502.46 0.85%
Maplebear Inc. (Instacart) CART 565394103 Consumer Staples 75,855 $4,383,660.45 0.83%
Oscar Health, Inc. (Class A) OSCR 687793109 Financials 132,572 $4,398,738.96 0.83%
Charles River Laboratories International, Inc. CRL 159864107 Health Care 13,858 $4,337,831.16 0.82%
Dropbox, Inc. (Class A) DBX 26210C104 Information Technology 120,785 $4,319,271.60 0.82%
Qualys, Inc. QLYS 74758T303 Information Technology 21,840 $4,359,919.20 0.82%
Xometry, Inc. (Class A) XMTR 98423F109 Industrials 39,752 $4,333,365.52 0.82%
Frontdoor, Inc. FTDR 35905A109 Consumer Discretionary 44,733 $4,293,473.34 0.81%
The Cheesecake Factory Incorporated CAKE 163072101 Consumer Discretionary 38,850 $4,301,083.50 0.81%
Box, Inc. (Class A) BOX 10316T104 Information Technology 97,696 $4,254,660.80 0.80%
GitLab Inc. (Class A) GTLB 37637K108 Information Technology 86,529 $4,239,055.71 0.80%
Morningstar, Inc. MORN 617700109 Financials 17,211 $4,254,042.87 0.80%
TG Therapeutics, Inc. TGTX 88322Q108 Health Care 73,299 $4,249,876.02 0.80%
Etsy, Inc. ETSY 29786A106 Consumer Discretionary 45,752 $4,187,680.56 0.79%
Victory Capital Holdings, Inc. (Class A) VCTR 92645B103 Financials 36,967 $4,155,460.47 0.79%
Remitly Global, Inc. RELY 75960P104 Financials 191,590 $4,127,806.56 0.78%
RingCentral, Inc. (Class A) RNG 76680R206 Information Technology 54,732 $4,068,229.56 0.77%
Virtu Financial, Inc. (Class A) VIRT 928254101 Financials 74,121 $3,998,827.95 0.76%
Amneal Pharmaceuticals, Inc. AMRX 03168L105 Health Care 203,005 $3,948,447.25 0.75%
Matson, Inc. MATX 57686G105 Industrials 18,615 $3,981,190.05 0.75%
Life Time Group Holdings, Inc. LTH 53190C102 Consumer Discretionary 82,018 $3,916,359.50 0.74%
Ligand Pharmaceuticals Inc. (Class B) LGND 53220K504 Health Care 13,089 $3,913,611.00 0.74%
Protagonist Therapeutics, Inc. PTGX 74366E102 Health Care 29,020 $3,925,245.20 0.74%
DocuSign, Inc. DOCU 256163106 Information Technology 48,709 $3,844,114.28 0.73%
BrightSpring Health Services, Inc. BTSG 10950A106 Health Care 57,635 $3,795,841.10 0.72%
Zeta Global Holdings Corp. (Class A) ZETA 98956A105 Information Technology 129,508 $3,816,600.76 0.72%
Kymera Therapeutics, Inc. KYMR 501575104 Health Care 29,259 $3,748,663.08 0.71%
Rubrik, Inc. (Class A) RBRK 781154109 Information Technology 35,717 $3,776,715.58 0.71%
The Chefs' Warehouse, Inc. CHEF 163086101 Consumer Staples 36,450 $3,767,107.50 0.71%
RadNet, Inc. RDNT 750491102 Health Care 47,444 $3,701,106.44 0.70%
SentinelOne, Inc. (Class A) S 81730H109 Information Technology 172,078 $3,685,910.76 0.70%
Bruker Corporation BRKR 116794108 Health Care 63,143 $3,666,082.58 0.69%
DaVita Inc. DVA 23918K108 Health Care 18,699 $3,642,939.18 0.69%
FirstCash Holdings, Inc. FCFS 33768G107 Financials 19,356 $3,630,217.80 0.69%
Ryman Hospitality Properties, Inc. RHP 78377T107 Real Estate 27,365 $3,603,149.55 0.68%
Wayfair Inc. (Class A) W 94419L101 Consumer Discretionary 31,891 $3,615,801.58 0.68%
Eastern Bankshares, Inc. EBC 27627N105 Financials 156,276 $3,552,153.48 0.67%
Caris Life Sciences, Inc. CAI 142152107 Health Care 133,481 $3,474,510.43 0.66%
ImmunityBio, Inc. IBRX 45256X103 Health Care 433,108 $3,469,195.08 0.66%
Tempus AI, Inc. (Class A) TEM 88023B103 Health Care 49,921 $3,515,936.03 0.66%
Commvault Systems, Inc. CVLT 204166102 Information Technology 21,817 $3,438,795.54 0.65%
Allison Transmission Holdings, Inc. ALSN 01973R101 Industrials 28,878 $3,362,843.10 0.64%
Enova International, Inc. ENVA 29357K103 Financials 19,572 $3,411,008.16 0.64%
Travere Therapeutics, Inc. TVTX 89422G107 Health Care 69,438 $3,393,435.06 0.64%
SEI Investments Company SEIC 784117103 Financials 31,862 $3,351,245.16 0.63%
UiPath, Inc. (Class A) PATH 90364P105 Information Technology 254,739 $3,314,154.39 0.63%
Manhattan Associates, Inc. MANH 562750109 Information Technology 12,347 $3,150,583.99 0.60%
Match Group Inc. MTCH 57667L107 Communication Services 81,466 $3,190,208.56 0.60%
Oceaneering International, Inc. OII 675232102 Energy 93,709 $3,188,917.27 0.60%
Ryan Specialty Holdings, Inc. (Class A) RYAN 78351F107 Financials 66,301 $3,199,686.26 0.60%
Amylyx Pharmaceuticals, Inc. AMLX 03237H101 Health Care 112,399 $3,104,460.38 0.59%
CSW Industrials, Inc. CSW 126402106 Industrials 11,354 $3,141,084.10 0.59%
PriceSmart, Inc. PSMT 741511109 Consumer Staples 19,341 $3,144,072.96 0.59%
Dynatrace, Inc. DT 268150109 Information Technology 70,810 $3,094,397.00 0.58%
CG Oncology, Inc. CGON 156944100 Health Care 46,139 $2,989,807.20 0.57%
Sensient Technologies Corporation SXT 81725T100 Materials 25,023 $2,996,504.25 0.57%
ACI Worldwide, Inc. ACIW 004498101 Information Technology 50,187 $2,987,130.24 0.56%
Plexus Corp. PLXS 729132100 Information Technology 15,668 $2,941,353.64 0.56%
Ralliant Corporation RAL 750940108 Information Technology 47,287 $2,971,042.21 0.56%
Clean Harbors, Inc. CLH 184496107 Industrials 10,544 $2,928,068.80 0.55%
AppFolio, Inc. (Class A) APPF 03783C100 Information Technology 12,235 $2,853,446.70 0.54%
Laureate Education, Inc. (Class A) LAUR 518613203 Consumer Discretionary 85,715 $2,853,452.35 0.54%
Primo Brands Corporation (Class A) PRMB 741623102 Consumer Staples 128,772 $2,852,299.80 0.54%
Repligen Corporation RGEN 759916109 Health Care 17,015 $2,866,687.20 0.54%
Americold Realty Trust Inc. COLD 03064D108 Real Estate 175,473 $2,774,228.13 0.52%
Applied Industrial Technologies, Inc. AIT 03820C105 Industrials 9,843 $2,764,898.70 0.52%
Hecla Mining Company HL 422704106 Materials 192,063 $2,775,310.35 0.52%
Neurocrine Biosciences, Inc. NBIX 64125C109 Health Care 17,296 $2,763,208.96 0.52%
Sphere Entertainment Co. SPHR 55826T102 Communication Services 24,330 $2,732,988.90 0.52%
ViaSat, Inc. VSAT 92552V100 Information Technology 46,474 $2,759,626.12 0.52%
GATX Corporation GATX 361448103 Industrials 14,428 $2,689,667.76 0.51%
Griffon Corporation GFF 398433102 Industrials 26,367 $2,699,980.80 0.51%
Littelfuse, Inc. LFUS 537008104 Information Technology 7,719 $2,689,222.41 0.51%
Materion Corporation MTRN 576690101 Materials 15,167 $2,691,687.49 0.51%
Globus Medical, Inc. (Class A) GMED 379577208 Health Care 32,753 $2,667,404.32 0.50%
Moog Inc. MOG/A 615394202 Industrials 8,573 $2,645,027.69 0.50%
PJT Partners Inc. (Class A) PJT 69343T107 Financials 17,190 $2,638,321.20 0.50%
Ralph Lauren Corporation RL 751212101 Consumer Discretionary 6,908 $2,637,336.24 0.50%
Samsara Inc. (Class A) IOT 79589L106 Information Technology 64,337 $2,643,607.33 0.50%
Flowserve Corporation FLS 34354P105 Industrials 33,548 $2,618,085.92 0.49%
MSG Knickerbockers Corp. (Class A) MSGK 55825T103 Communication Services 8,193 $2,600,048.55 0.49%
Pinterest, Inc. (Class A) PINS 72352L106 Communication Services 129,865 $2,570,028.35 0.49%
TPG Inc. (Class A) TPG 872657101 Financials 55,590 $2,598,276.60 0.49%
Compass, Inc. (Class A) COMP 20464U100 Real Estate 276,252 $2,547,043.44 0.48%
Lincoln Electric Holdings, Inc. LECO 533900106 Industrials 9,271 $2,522,917.23 0.48%
Twist Bioscience Corporation TWST 90184D100 Health Care 21,158 $2,551,866.38 0.48%
Varonis Systems, Inc. VRNS 922280102 Information Technology 51,698 $2,519,243.54 0.48%
Sanmina Corporation SANM 801056102 Information Technology 19,024 $2,477,495.52 0.47%
Credit Acceptance Corporation CACC 225310101 Financials 4,620 $2,414,319.60 0.46%
Garrett Motion Inc. GTX 366505105 Consumer Discretionary 125,656 $2,432,700.16 0.46%
AGNC Investment Corp. AGNC 00123Q104 Financials 270,466 $2,385,510.12 0.45%
American Airlines Group Inc. AAL 02376R102 Industrials 183,480 $2,372,396.40 0.45%
Crane Company CR 224408104 Industrials 12,024 $2,378,226.96 0.45%
Procore Technologies, Inc. PCOR 74275K108 Information Technology 31,622 $2,390,623.20 0.45%
Watts Water Technologies, Inc. WTS 942749102 Industrials 6,926 $2,406,507.96 0.45%
MSA Safety Incorporated MSA 553498106 Industrials 13,791 $2,344,332.09 0.44%
Relay Therapeutics, Inc. RLAY 75943R102 Health Care 135,908 $2,310,436.00 0.44%
Krystal Biotech, Inc. KRYS 501147102 Health Care 7,376 $2,214,644.00 0.42%
10X Genomics, Inc. (Class A) TXG 88025U109 Health Care 36,198 $2,101,655.88 0.40%
Sotera Health Company SHC 83601L102 Health Care 132,672 $2,105,504.64 0.40%
Valmont Industries, Inc. VMI 920253101 Industrials 5,299 $2,109,266.95 0.40%
Element Solutions Inc ESI 28618M106 Materials 67,616 $2,079,868.16 0.39%
MYR Group Inc. MYRG 55405W104 Industrials 8,388 $2,068,396.92 0.39%
Tidewater Inc. TDW 88642R109 Energy 30,248 $2,089,531.84 0.39%
Corcept Therapeutics Inc. CORT 218352102 Health Care 28,386 $2,033,289.18 0.38%
Kinsale Capital Group, Inc. KNSL 49714P108 Financials 5,067 $2,010,585.60 0.38%
StoneX Group Inc. SNEX 861896108 Financials 37,950 $2,034,879.00 0.38%
Hims & Hers Health, Inc. HIMS 433000106 Health Care 82,347 $1,981,268.82 0.37%
Madrigal Pharmaceuticals, Inc. MDGL 558868105 Health Care 4,869 $1,948,086.90 0.37%
Travel + Leisure Co. TNL 894164102 Consumer Discretionary 26,433 $1,983,796.65 0.37%
Amkor Technology, Inc. AMKR 031652100 Information Technology 62,443 $1,903,887.07 0.36%
EnerSys ENS 29275Y102 Industrials 13,367 $1,905,866.86 0.36%
Guidewire Software, Inc. GWRE 40171V100 Information Technology 11,471 $1,919,671.85 0.36%
HealthEquity, Inc. HQY 42226A107 Health Care 18,488 $1,912,768.48 0.36%
OUTFRONT Media Inc. OUT 69007J304 Real Estate 58,934 $1,885,888.00 0.36%
BridgeBio Pharma, Inc. BBIO 10806X102 Health Care 24,854 $1,845,906.58 0.35%
Evercore Inc. EVR 29977A105 Financials 6,351 $1,842,615.63 0.35%
Alkermes Plc ALKS G01767105 Health Care 40,361 $1,797,678.94 0.34%
American Healthcare REIT, Inc. AHR 398182303 Real Estate 31,904 $1,787,900.16 0.34%
Balchem Corporation BCPC 057665200 Materials 9,913 $1,781,465.23 0.34%
HA Sustainable Infrastructure Capital, Inc. HASI 41068X100 Financials 45,656 $1,811,630.08 0.34%
Lamar Advertising Company LAMR 512816109 Real Estate 11,349 $1,785,197.70 0.34%
Rhythm Pharmaceuticals, Inc. RYTM 76243J105 Health Care 17,177 $1,803,928.54 0.34%
Armstrong World Industries, Inc. AWI 04247X102 Industrials 10,100 $1,722,454.00 0.33%
Axsome Therapeutics, Inc. AXSM 05464T104 Health Care 13,304 $1,726,859.20 0.33%
Elanco Animal Health Incorporated ELAN 28414H103 Health Care 73,042 $1,729,634.56 0.33%
Sabra Health Care REIT, Inc. SBRA 78573L106 Real Estate 82,933 $1,732,470.37 0.33%
TKO Group Holdings, Inc. (Class A) TKO 87256C101 Communication Services 9,101 $1,721,363.14 0.33%
Granite Construction Incorporated GVA 387328107 Industrials 14,110 $1,707,310.00 0.32%
Omega Healthcare Investors, Inc. OHI 681936100 Real Estate 35,315 $1,694,766.85 0.32%
Semtech Corporation SMTC 816850101 Information Technology 18,339 $1,678,752.06 0.32%
Terreno Realty Corporation TRNO 88146M101 Real Estate 25,336 $1,699,792.24 0.32%
CareTrust REIT, Inc. CTRE 14174T107 Real Estate 44,709 $1,662,280.62 0.31%
Federal Signal Corporation FSS 313855108 Industrials 14,761 $1,654,412.88 0.31%
Healthpeak Properties, Inc. DOC 42250P103 Real Estate 81,894 $1,647,707.28 0.31%
Moelis & Company (Class A) MC 60786M105 Financials 28,432 $1,659,860.16 0.31%
Piper Sandler Companies PIPR 724078209 Financials 24,791 $1,664,467.74 0.31%
TTM Technologies, Inc. TTMI 87305R109 Information Technology 26,626 $1,656,669.72 0.31%
ACM Research, Inc. (Class A) ACMR 00108J109 Information Technology 40,420 $1,588,910.20 0.30%
Donaldson Company, Inc. DCI 257651109 Industrials 18,789 $1,564,560.03 0.30%
Dynex Capital, Inc. DX 26817Q886 Financials 146,805 $1,578,153.75 0.30%
EastGroup Properties, Inc. EGP 277276101 Real Estate 8,283 $1,605,742.38 0.30%
FormFactor, Inc. FORM 346375108 Information Technology 21,906 $1,571,974.56 0.30%
Hexcel Corporation HXL 428291108 Industrials 19,488 $1,571,122.56 0.30%
MaxLinear, Inc. MXL 57776J100 Information Technology 36,219 $1,604,863.89 0.30%
Covista Inc. CVSA 00737L103 Consumer Discretionary 13,384 $1,511,856.64 0.29%
Everus Construction Group, Inc. ECG 300426103 Industrials 20,875 $1,512,185.00 0.29%
Viavi Solutions Inc. VIAV 925550105 Information Technology 58,520 $1,539,076.00 0.29%
Zurn Elkay Water Solutions Corp. ZWS 98983L108 Industrials 35,194 $1,543,256.90 0.29%
IES Holdings, Inc. IESC 44951W106 Industrials 10,187 $1,483,023.46 0.28%
Impinj, Inc. PI 453204109 Information Technology 9,122 $1,469,189.32 0.28%
Arrowhead Pharmaceuticals, Inc. ARWR 04280A100 Health Care 24,988 $1,435,810.48 0.27%
Figma, Inc. (Class A) FIG 316841105 Information Technology 77,802 $1,434,668.88 0.27%
EnPro, Inc. NPO 29355X107 Industrials 5,340 $1,373,768.40 0.26%
DigitalOcean Holdings, Inc. DOCN 25402D102 Information Technology 18,391 $1,300,243.70 0.25%
Cognex Corporation CGNX 192422103 Information Technology 26,964 $1,280,655.18 0.24%
Mercury Systems, Inc. MRCY 589378108 Industrials 19,703 $1,291,531.65 0.24%
Akamai Technologies, Inc. AKAM 00971T101 Information Technology 15,378 $1,197,023.52 0.23%
Liquidia Technologies, Inc. LQDA 53635D202 Health Care 27,023 $1,202,253.27 0.23%
Onto Innovation Inc. ONTO 683344105 Information Technology 7,969 $1,243,084.31 0.23%
Riot Platforms, Inc. RIOT 767292105 Information Technology 81,161 $1,197,936.36 0.23%
Sterling Infrastructure, Inc. STRL 859241101 Industrials 4,987 $1,218,523.58 0.23%
Aurora Innovation, Inc. AUR 051774107 Information Technology 295,201 $1,189,660.03 0.22%
AXT, Inc. AXTI 00246W103 Information Technology 31,690 $1,163,656.80 0.22%
Bentley Systems, Incorporated (Class B) BSY 08265T208 Information Technology 25,593 $1,150,149.42 0.22%
Vicor Corporation VICR 925815102 Industrials 8,490 $1,146,999.00 0.22%
Tyler Technologies, Inc. TYL 902252105 Information Technology 2,566 $1,104,329.42 0.21%
Advanced Energy Industries, Inc. AEIS 007973100 Information Technology 5,803 $1,077,384.98 0.20%
Chewy, Inc. (Class A) CHWY 16679L109 Consumer Discretionary 44,929 $1,033,367.00 0.20%
Tradeweb Markets Inc. (Class A) TW 892672106 Financials 8,110 $1,034,511.60 0.20%
ServiceTitan, Inc. (Class A) TTAN 81764X103 Information Technology 12,429 $1,021,788.09 0.19%
Texas Roadhouse, Inc. TXRH 882681109 Consumer Discretionary 5,230 $1,003,061.70 0.19%
The Clorox Company CLX 189054109 Consumer Staples 10,094 $1,006,371.80 0.19%
Domino's Pizza, Inc. DPZ 25754A201 Consumer Discretionary 2,730 $932,649.90 0.18%
Galaxy Digital Inc. (Class A) GLXY 36317J209 Financials 71,918 $933,495.64 0.18%
Insulet Corporation PODD 45784P101 Health Care 6,267 $978,404.04 0.18%
Loar Holdings Inc. LOAR 53947R105 Industrials 13,291 $970,110.09 0.18%
Perimeter Group, Inc. PRM 71385M107 Materials 31,069 $874,281.66 0.17%
Phillips Edison & Company, Inc. PECO 71844V201 Real Estate 21,898 $895,628.20 0.17%
Somnigroup International Inc SGI 88023U101 Consumer Discretionary 13,165 $893,508.55 0.17%
Tanger Inc. SKT 875465106 Real Estate 23,840 $915,217.60 0.17%
The Macerich Company MAC 554382101 Real Estate 36,569 $914,956.38 0.17%
AAR CORP. AIR 000361105 Industrials 8,058 $841,899.84 0.16%
Acushnet Holdings Corp. GOLF 005098108 Consumer Discretionary 9,912 $828,841.44 0.16%
Federal Realty Investment Trust FRT 313745101 Real Estate 7,552 $855,188.48 0.16%
Ormat Technologies, Inc. ORA 686688102 Utilities 8,937 $830,962.26 0.16%
Rexford Industrial Realty, Inc. REXR 76169C100 Real Estate 22,546 $860,129.90 0.16%
Saia, Inc. SAIA 78709Y105 Industrials 2,450 $821,166.50 0.16%
Talen Energy Corporation TLN 87422Q109 Utilities 2,616 $827,244.60 0.16%
The New York Times Company (Class A) NYT 650111107 Communication Services 12,836 $841,656.52 0.16%
Vornado Realty Trust VNO 929042109 Real Estate 24,136 $865,758.32 0.16%
Applied Optoelectronics, Inc. AAOI 03823U102 Information Technology 16,477 $772,606.53 0.15%
Dianthus Therapeutics, Inc. DNTH 252828108 Health Care 9,286 $770,830.86 0.15%
Modine Manufacturing Company MOD 607828100 Industrials 8,736 $798,383.04 0.15%
QXO, Inc. QXO 82846H405 Industrials 69,949 $814,206.36 0.15%
Archrock, Inc. AROC 03957W106 Energy 26,996 $718,093.60 0.14%
First Industrial Realty Trust, Inc. FR 32054K103 Real Estate 13,733 $740,483.36 0.14%
InterDigital, Inc. IDCC 45867G101 Information Technology 2,508 $718,617.24 0.14%
RBC Bearings Incorporated RBC 75524B104 Industrials 1,637 $760,861.23 0.14%
Construction Partners, Inc. (Class A) ROAD 21044C107 Industrials 9,083 $704,204.99 0.13%
ESCO Technologies Inc. ESE 296315104 Industrials 3,083 $696,110.57 0.13%
Generac Holdings Inc. GNRC 368736104 Industrials 3,952 $681,048.16 0.13%
AeroVironment, Inc. AVAV 008073108 Industrials 5,750 $586,960.00 0.11%
Argan, Inc. AGX 04010E109 Industrials 2,164 $565,258.44 0.11%
Bitmine Immersion Technologies, Inc. BMNR 09175A206 Information Technology 30,939 $587,841.00 0.11%
Dycom Industries, Inc. DY 267475101 Industrials 3,039 $585,888.81 0.11%
Figure Technology Solutions, Inc. (Class A) FIGR 349381103 Financials 28,343 $592,368.70 0.11%
AAON, Inc. AAON 000360206 Industrials 9,881 $537,724.02 0.10%
Ondas Inc. ONDS 68236H204 Information Technology 111,556 $504,233.12 0.10%
Powell Industries, Inc. POWL 739128106 Industrials 4,432 $554,265.92 0.10%
Rambus Inc. RMBS 750917106 Information Technology 7,660 $533,748.80 0.10%
Rigetti Computing, Inc. RGTI 76655K103 Information Technology 51,951 $511,717.35 0.10%
US Dollar $USD Other 513,723 $513,722.91 0.10%
Applied Digital Corporation APLD 038169207 Information Technology 33,553 $475,446.01 0.09%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.