First Trust Mid Cap Growth AlphaDEX® Fund (FNY)
Holdings of the Fund as of 7/6/2026

Total Number of Holdings (excluding cash): 224

Security Name Identifier CUSIP Classification Shares / Quantity Market Value Weighting Descending sort
ViaSat, Inc. VSAT 92552V100 Information Technology 81,585 $6,836,823.00 1.13%
Vicor Corporation VICR 925815102 Industrials 23,209 $6,622,456.06 1.10%
Sterling Infrastructure, Inc. STRL 859241101 Industrials 9,175 $6,579,484.25 1.09%
Enova International, Inc. ENVA 29357K103 Financials 27,510 $6,458,797.80 1.07%
Sanmina Corporation SANM 801056102 Information Technology 28,823 $6,272,173.03 1.04%
BrightSpring Health Services, Inc. BTSG 10950A106 Health Care 87,694 $6,187,688.64 1.03%
DigitalOcean Holdings, Inc. DOCN 25402D102 Information Technology 43,561 $5,722,608.57 0.95%
TeraWulf Inc. WULF 88080T104 Information Technology 258,948 $5,751,235.08 0.95%
TTM Technologies, Inc. TTMI 87305R109 Information Technology 38,355 $5,729,853.45 0.95%
Guardant Health, Inc. GH 40131M109 Health Care 32,362 $5,463,352.84 0.91%
Moog Inc. MOG/A 615394202 Industrials 12,768 $5,419,505.28 0.90%
Sitime Corporation SITM 82982T106 Information Technology 8,655 $5,326,806.30 0.88%
IES Holdings, Inc. IESC 44951W106 Industrials 7,842 $5,260,335.18 0.87%
PACS Group, Inc. PACS 69380Q107 Health Care 116,334 $5,235,030.00 0.87%
Arrowhead Pharmaceuticals, Inc. ARWR 04280A100 Health Care 59,595 $5,157,947.25 0.86%
Powell Industries, Inc. POWL 739128106 Industrials 20,718 $5,139,099.90 0.85%
Victoria's Secret & Co. VSXY 926400102 Consumer Discretionary 64,480 $5,021,057.60 0.83%
Argan, Inc. AGX 04010E109 Industrials 6,860 $4,975,077.80 0.82%
Mirum Pharmaceuticals, Inc. MIRM 604749101 Health Care 40,448 $4,931,015.68 0.82%
Affiliated Managers Group, Inc. AMG 008252108 Financials 13,505 $4,816,018.05 0.80%
Dycom Industries, Inc. DY 267475101 Industrials 11,028 $4,753,068.00 0.79%
Viavi Solutions Inc. VIAV 925550105 Information Technology 112,278 $4,762,832.76 0.79%
Granite Construction Incorporated GVA 387328107 Industrials 31,169 $4,625,791.29 0.77%
EnerSys ENS 29275Y102 Industrials 21,509 $4,588,084.79 0.76%
ESCO Technologies Inc. ESE 296315104 Industrials 13,280 $4,549,064.00 0.75%
Everus Construction Group, Inc. ECG 300426103 Industrials 31,651 $4,553,312.86 0.75%
FirstCash Holdings, Inc. FCFS 33768G107 Financials 19,875 $4,457,763.75 0.74%
Frontdoor, Inc. FTDR 35905A109 Consumer Discretionary 56,551 $4,471,487.57 0.74%
Madison Square Garden Sports Corp. (Class A) MSGS 55825T103 Communication Services 11,626 $4,490,077.46 0.74%
Onto Innovation Inc. ONTO 683344105 Information Technology 14,577 $4,429,367.22 0.73%
ImmunityBio, Inc. IBRX 45256X103 Health Care 487,175 $4,340,729.25 0.72%
Krystal Biotech, Inc. KRYS 501147102 Health Care 11,572 $4,335,796.96 0.72%
Axsome Therapeutics, Inc. AXSM 05464T104 Health Care 17,686 $4,290,623.60 0.71%
Cognex Corporation CGNX 192422103 Information Technology 61,019 $4,240,210.31 0.70%
Laureate Education, Inc. (Class A) LAUR 518613203 Consumer Discretionary 107,251 $4,246,067.09 0.70%
Valmont Industries, Inc. VMI 920253101 Industrials 7,482 $4,220,371.74 0.70%
Alignment Healthcare, Inc. ALHC 01625V104 Health Care 169,654 $4,166,702.24 0.69%
Riot Platforms, Inc. RIOT 767292105 Information Technology 181,390 $4,148,389.30 0.69%
Planet Labs PBC (Class A) PL 72703X106 Industrials 133,690 $4,125,673.40 0.68%
Travel + Leisure Co. TNL 894164102 Consumer Discretionary 54,005 $4,077,917.55 0.68%
Allegro Microsystems, Inc. ALGM 01749D105 Information Technology 71,106 $4,021,755.36 0.67%
Amneal Pharmaceuticals, Inc. AMRX 03168L105 Health Care 240,491 $4,069,107.72 0.67%
Modine Manufacturing Company MOD 607828100 Industrials 17,242 $4,055,145.98 0.67%
Semtech Corporation SMTC 816850101 Information Technology 29,158 $4,049,754.62 0.67%
Archrock, Inc. AROC 03957W106 Energy 107,375 $3,922,408.75 0.65%
Cytokinetics, Incorporated CYTK 23282W605 Health Care 45,354 $3,880,941.78 0.64%
Tutor Perini Corporation TPC 901109108 Industrials 48,408 $3,868,283.28 0.64%
CG Oncology, Inc. CGON 156944100 Health Care 55,210 $3,823,844.60 0.63%
Cipher Digital Inc. CIFR 17253J106 Information Technology 174,201 $3,785,387.73 0.63%
Federated Hermes, Inc. (Class B) FHI 314211103 Financials 65,890 $3,815,689.90 0.63%
Flowserve Corporation FLS 34354P105 Industrials 50,832 $3,797,658.72 0.63%
Acushnet Holdings Corp. GOLF 005098108 Consumer Discretionary 31,978 $3,748,461.16 0.62%
Hexcel Corporation HXL 428291108 Industrials 36,937 $3,741,718.10 0.62%
Lemonade, Inc. LMND 52567D107 Financials 47,692 $3,753,360.40 0.62%
PTC Therapeutics, Inc. PTCT 69366J200 Health Care 43,877 $3,748,850.88 0.62%
TG Therapeutics, Inc. TGTX 88322Q108 Health Care 67,489 $3,743,614.83 0.62%
Coca-Cola Consolidated, Inc. COKE 191098102 Consumer Staples 19,488 $3,661,405.44 0.61%
Federal Signal Corporation FSS 313855108 Industrials 27,643 $3,700,291.98 0.61%
FormFactor, Inc. FORM 346375108 Information Technology 30,820 $3,657,409.40 0.61%
Advanced Energy Industries, Inc. AEIS 007973100 Information Technology 11,579 $3,599,216.36 0.60%
Construction Partners, Inc. (Class A) ROAD 21044C107 Industrials 33,627 $3,634,742.43 0.60%
Globalstar, Inc. GSAT 378973507 Communication Services 45,006 $3,609,481.20 0.60%
Axos Financial, Inc. AX 05465C100 Financials 35,131 $3,538,745.63 0.59%
Evercore Inc. EVR 29977A105 Financials 10,014 $3,559,776.72 0.59%
Invesco Ltd. IVZ G491BT108 Financials 123,067 $3,424,954.61 0.57%
Life Time Group Holdings, Inc. LTH 53190C102 Consumer Discretionary 83,221 $3,422,879.73 0.57%
Ralph Lauren Corporation RL 751212101 Consumer Discretionary 8,690 $3,444,020.80 0.57%
Etsy, Inc. ETSY 29786A106 Consumer Discretionary 44,858 $3,367,041.48 0.56%
Roku, Inc. ROKU 77543R102 Communication Services 23,695 $3,370,850.70 0.56%
Ionis Pharmaceuticals, Inc. IONS 462222100 Health Care 39,809 $3,311,312.62 0.55%
The New York Times Company (Class A) NYT 650111107 Communication Services 44,627 $3,269,820.29 0.54%
Amentum Holdings, Inc. AMTM 023939101 Industrials 143,275 $3,187,868.75 0.53%
DT Midstream, Inc. DTM 23345M107 Energy 22,197 $3,201,473.31 0.53%
BridgeBio Pharma, Inc. BBIO 10806X102 Health Care 40,254 $3,129,748.50 0.52%
Elanco Animal Health Incorporated ELAN 28414H103 Health Care 124,918 $3,139,189.34 0.52%
Hasbro, Inc. HAS 418056107 Consumer Discretionary 39,921 $3,113,039.58 0.52%
UL Solutions Inc. (Class A) ULS 903731107 Industrials 34,876 $3,113,380.52 0.52%
Cirrus Logic, Inc. CRUS 172755100 Information Technology 20,671 $3,076,464.93 0.51%
Glaukos Corporation GKOS 377322102 Health Care 20,825 $3,096,677.50 0.51%
Kymera Therapeutics, Inc. KYMR 501575104 Health Care 26,917 $3,088,994.92 0.51%
Mueller Industries, Inc. MLI 624756102 Industrials 53,958 $3,066,972.72 0.51%
The Ensign Group, Inc. ENSG 29358P101 Health Care 18,544 $3,093,695.52 0.51%
Charles River Laboratories International, Inc. CRL 159864107 Health Care 12,997 $3,007,895.71 0.50%
Hyatt Hotels Corporation (Class A) H 448579102 Consumer Discretionary 15,592 $3,016,740.16 0.50%
Lantheus Holdings, Inc. LNTH 516544103 Health Care 29,558 $3,039,153.56 0.50%
Madrigal Pharmaceuticals, Inc. MDGL 558868105 Health Care 5,710 $3,023,330.80 0.50%
Ormat Technologies, Inc. ORA 686688102 Utilities 26,709 $3,025,061.34 0.50%
AAON, Inc. AAON 000360206 Industrials 27,093 $2,962,619.55 0.49%
Abercrombie & Fitch Co. (Class A) ANF 002896207 Consumer Discretionary 32,716 $2,936,915.32 0.49%
Century Aluminum Company CENX 156431108 Materials 63,666 $2,971,928.88 0.49%
Neurocrine Biosciences, Inc. NBIX 64125C109 Health Care 17,018 $2,962,833.80 0.49%
Rambus Inc. RMBS 750917106 Information Technology 26,061 $2,951,408.25 0.49%
Exelixis, Inc. EXEL 30161Q104 Health Care 52,273 $2,902,719.69 0.48%
Five Below, Inc. FIVE 33829M101 Consumer Discretionary 16,354 $2,884,845.60 0.48%
VSE Corporation VSEC 918284100 Industrials 12,159 $2,893,963.59 0.48%
Maplebear Inc. (Instacart) CART 565394103 Consumer Staples 59,849 $2,833,850.15 0.47%
Resideo Technologies, Inc. REZI 76118Y104 Industrials 88,677 $2,845,644.93 0.47%
Roivant Sciences Ltd. ROIV G76279101 Health Care 80,938 $2,864,395.82 0.47%
Sunrun Inc. RUN 86771W105 Industrials 220,450 $2,859,236.50 0.47%
Watts Water Technologies, Inc. WTS 942749102 Industrials 7,723 $2,854,111.88 0.47%
Brinker International, Inc. EAT 109641100 Consumer Discretionary 15,703 $2,768,124.84 0.46%
CACI International Inc. CACI 127190304 Industrials 5,496 $2,776,799.04 0.46%
Globus Medical, Inc. (Class A) GMED 379577208 Health Care 34,695 $2,792,947.50 0.46%
Halozyme Therapeutics, Inc. HALO 40637H109 Health Care 34,690 $2,802,258.20 0.46%
Lumen Technologies, Inc. LUMN 550241103 Communication Services 430,115 $2,787,145.20 0.46%
Protagonist Therapeutics, Inc. PTGX 74366E102 Health Care 21,271 $2,797,136.50 0.46%
Wayfair Inc. (Class A) W 94419L101 Consumer Discretionary 29,809 $2,777,602.62 0.46%
Atmus Filtration Technologies Inc. ATMU 04956D107 Industrials 52,656 $2,738,112.00 0.45%
Coeur Mining, Inc. CDE 192108504 Materials 159,260 $2,705,827.40 0.45%
CAVA Group, Inc. CAVA 148929102 Consumer Discretionary 36,951 $2,657,146.41 0.44%
Compass, Inc. (Class A) COMP 20464U100 Real Estate 204,467 $2,656,026.33 0.44%
StandardAero, Inc. SARO 85423L103 Industrials 86,797 $2,683,763.24 0.44%
JBT Marel Corporation JBTM 477839104 Industrials 17,534 $2,595,908.70 0.43%
Ondas Inc. ONDS 68236H204 Information Technology 330,675 $2,585,878.50 0.43%
SPX Technologies SPXC 78473E103 Industrials 11,213 $2,603,546.47 0.43%
Valvoline Inc. VVV 92047W101 Consumer Discretionary 66,567 $2,568,820.53 0.43%
American Healthcare REIT, Inc. AHR 398182303 Real Estate 47,539 $2,559,024.37 0.42%
CareTrust REIT, Inc. CTRE 14174T107 Real Estate 61,172 $2,531,909.08 0.42%
Installed Building Products, Inc. IBP 45780R101 Consumer Discretionary 11,274 $2,544,992.76 0.42%
Mercury Systems, Inc. MRCY 589378108 Industrials 20,500 $2,522,935.00 0.42%
Texas Roadhouse, Inc. TXRH 882681109 Consumer Discretionary 13,576 $2,525,271.76 0.42%
OSI Systems, Inc. OSIS 671044105 Information Technology 11,259 $2,486,324.97 0.41%
Terreno Realty Corporation TRNO 88146M101 Real Estate 36,503 $2,496,440.17 0.41%
Zurn Elkay Water Solutions Corp. ZWS 98983L108 Industrials 49,999 $2,457,450.85 0.41%
Boot Barn Holdings, Inc. BOOT 099406100 Consumer Discretionary 15,319 $2,432,197.63 0.40%
CSW Industrials, Inc. CSW 126402106 Industrials 8,604 $2,409,550.20 0.40%
Donaldson Company, Inc. DCI 257651109 Industrials 26,417 $2,413,721.29 0.40%
GATX Corporation GATX 361448103 Industrials 13,130 $2,334,645.30 0.39%
Lincoln Electric Holdings, Inc. LECO 533900106 Industrials 9,000 $2,366,280.00 0.39%
Primoris Services Corporation PRIM 74164F103 Industrials 26,123 $2,356,294.60 0.39%
Balchem Corporation BCPC 057665200 Materials 13,228 $2,209,208.28 0.37%
The Brink's Company BCO 109696104 Industrials 21,634 $2,262,051.04 0.37%
Antero Midstream Corp. AM 03676B102 Energy 98,332 $2,171,170.56 0.36%
Praxis Precision Medicines, Inc. PRAX 74006W207 Health Care 6,958 $2,181,333.00 0.36%
Applied Digital Corporation APLD 038169207 Information Technology 62,959 $2,109,126.50 0.35%
Service Corporation International SCI 817565104 Consumer Discretionary 27,173 $2,113,515.94 0.35%
Ryman Hospitality Properties, Inc. RHP 78377T107 Real Estate 16,199 $2,074,119.96 0.34%
Zeta Global Holdings Corp. (Class A) ZETA 98956A105 Information Technology 93,885 $2,048,570.70 0.34%
Karman Holdings Inc. KRMN 485924104 Industrials 37,343 $1,992,622.48 0.33%
The Macerich Company MAC 554382101 Real Estate 79,082 $1,999,192.96 0.33%
Rhythm Pharmaceuticals, Inc. RYTM 76243J105 Health Care 17,185 $1,919,220.80 0.32%
Acuity Inc. AYI 00508Y102 Industrials 5,334 $1,889,462.82 0.31%
Dropbox, Inc. (Class A) DBX 26210C104 Information Technology 65,785 $1,875,530.35 0.31%
Lamar Advertising Company LAMR 512816109 Real Estate 11,800 $1,864,518.00 0.31%
Moelis & Company (Class A) MC 60786M105 Financials 26,222 $1,886,410.68 0.31%
PJT Partners Inc. (Class A) PJT 69343T107 Financials 10,698 $1,840,269.96 0.31%
Match Group Inc. MTCH 57667L107 Communication Services 48,670 $1,833,398.90 0.30%
SEI Investments Company SEIC 784117103 Financials 19,047 $1,809,274.53 0.30%
ACADIA Pharmaceuticals Inc. ACAD 004225108 Health Care 67,146 $1,730,352.42 0.29%
Eastern Bankshares, Inc. EBC 27627N105 Financials 76,413 $1,735,339.23 0.29%
Kite Realty Group Trust KRG 49803T300 Real Estate 60,882 $1,733,919.36 0.29%
Corcept Therapeutics Inc. CORT 218352102 Health Care 18,540 $1,698,449.40 0.28%
EastGroup Properties, Inc. EGP 277276101 Real Estate 8,075 $1,713,838.00 0.28%
Federal Realty Investment Trust FRT 313745101 Real Estate 14,073 $1,696,640.88 0.28%
Kimco Realty Corporation KIM 49446R109 Real Estate 66,518 $1,666,275.90 0.28%
Phillips Edison & Company, Inc. PECO 71844V201 Real Estate 39,943 $1,669,217.97 0.28%
Advanced Drainage Systems, Inc. WMS 00790R104 Industrials 10,899 $1,649,454.66 0.27%
Brixmor Property Group Inc. BRX 11120U105 Real Estate 51,897 $1,609,325.97 0.27%
Encompass Health Corporation EHC 29261A100 Health Care 15,452 $1,653,209.48 0.27%
First Industrial Realty Trust, Inc. FR 32054K103 Real Estate 25,837 $1,628,764.48 0.27%
MP Materials Corp. MP 553368101 Materials 30,971 $1,641,772.71 0.27%
Opendoor Technologies Inc. OPEN 683712103 Real Estate 319,370 $1,625,593.30 0.27%
TransMedics Group, Inc. TMDX 89377M109 Health Care 22,552 $1,606,378.96 0.27%
BioMarin Pharmaceutical Inc. BMRN 09061G101 Health Care 26,458 $1,555,465.82 0.26%
HA Sustainable Infrastructure Capital, Inc. HASI 41068X100 Financials 40,671 $1,556,885.88 0.26%
MSA Safety Incorporated MSA 553498106 Industrials 9,116 $1,569,684.04 0.26%
Regency Centers Corporation REG 758849103 Real Estate 19,755 $1,577,239.20 0.26%
Tetra Tech, Inc. TTEK 88162G103 Industrials 49,623 $1,545,756.45 0.26%
Churchill Downs Incorporated CHDN 171484108 Consumer Discretionary 16,639 $1,484,864.36 0.25%
Sabra Health Care REIT, Inc. SBRA 78573L106 Real Estate 77,725 $1,533,514.25 0.25%
Allegion Public Limited Company ALLE G0176J109 Industrials 10,287 $1,441,620.18 0.24%
Armstrong World Industries, Inc. AWI 04247X102 Industrials 9,069 $1,447,412.40 0.24%
A.O. Smith Corporation AOS 831865209 Industrials 22,666 $1,415,491.70 0.23%
Celsius Holdings, Inc. CELH 15118V207 Consumer Staples 42,127 $1,391,876.08 0.23%
Hims & Hers Health, Inc. HIMS 433000106 Health Care 35,998 $1,378,003.44 0.23%
Okta, Inc. OKTA 679295105 Information Technology 9,495 $1,410,957.00 0.23%
StepStone Group Inc. (Class A) STEP 85914M107 Financials 31,322 $1,376,601.90 0.23%
Wynn Resorts, Limited WYNN 983134107 Consumer Discretionary 14,718 $1,411,235.53 0.23%
Grand Canyon Education, Inc. LOPE 38526M106 Consumer Discretionary 8,790 $1,348,561.80 0.22%
Tradeweb Markets Inc. (Class A) TW 892672106 Financials 12,703 $1,300,914.23 0.22%
Symbiotic Inc. (Class A) SYM 87151X101 Industrials 28,095 $1,249,103.70 0.21%
Viper Energy, Inc. (Class A) VNOM 64361Q101 Energy 31,808 $1,287,587.84 0.21%
Core Scientific, Inc. CORZ 21874A106 Information Technology 49,955 $1,138,974.00 0.19%
D-Wave Quantum, Inc. QBTS 26740W109 Information Technology 51,789 $1,168,359.84 0.19%
ACI Worldwide, Inc. ACIW 004498101 Information Technology 18,223 $1,019,212.39 0.17%
Dutch Bros Inc. (Class A) BROS 26701L100 Consumer Discretionary 14,752 $1,004,463.68 0.17%
Herc Holdings, Inc. HRI 42704L104 Industrials 7,507 $1,018,549.76 0.17%
SentinelOne, Inc. (Class A) S 81730H109 Information Technology 58,022 $1,053,099.30 0.17%
Tempus AI, Inc. (Class A) TEM 88023B103 Health Care 16,527 $1,003,188.90 0.17%
Crane Company CR 224408104 Industrials 4,370 $961,662.20 0.16%
Dynatrace, Inc. DT 268150109 Information Technology 20,209 $919,913.68 0.15%
e.l.f. Beauty, Inc. ELF 26856L103 Consumer Staples 12,330 $906,131.70 0.15%
RadNet, Inc. RDNT 750491102 Health Care 13,371 $921,529.32 0.15%
Samsara Inc. (Class A) IOT 79589L106 Information Technology 23,583 $884,598.33 0.15%
Sotera Health Company SHC 83601L102 Health Care 52,114 $930,756.04 0.15%
AGNC Investment Corp. AGNC 00123Q104 Financials 74,509 $832,265.53 0.14%
Crinetics Pharmaceuticals, Inc. CRNX 22663K107 Health Care 20,577 $864,851.31 0.14%
HealthEquity, Inc. HQY 42226A107 Health Care 8,942 $863,528.94 0.14%
Omega Healthcare Investors, Inc. OHI 681936100 Real Estate 17,054 $835,987.08 0.14%
Agree Realty Corporation ADC 008492100 Real Estate 9,915 $765,140.55 0.13%
Equity Lifestyle Properties, Inc. ELS 29472R108 Real Estate 11,973 $778,005.54 0.13%
Essential Properties Realty Trust, Inc. EPRT 29670E107 Real Estate 24,616 $760,142.08 0.13%
iRhythm Holdings, Inc. IRTC 450056106 Health Care 6,333 $798,147.99 0.13%
Kinsale Capital Group, Inc. KNSL 49714P108 Financials 2,188 $759,739.24 0.13%
Merit Medical Systems, Inc. MMSI 589889104 Health Care 10,842 $774,660.90 0.13%
Norwegian Cruise Line Holdings Ltd. NCLH G66721104 Consumer Discretionary 39,964 $769,706.64 0.13%
STAG Industrial, Inc. STAG 85254J102 Real Estate 20,725 $810,347.50 0.13%
UiPath, Inc. (Class A) PATH 90364P105 Information Technology 67,327 $796,478.41 0.13%
Warner Music Group Corp. (Class A) WMG 934550203 Communication Services 29,261 $801,751.40 0.13%
AeroVironment, Inc. AVAV 008073108 Industrials 4,082 $721,860.88 0.12%
Badger Meter, Inc. BMI 056525108 Information Technology 4,905 $734,719.95 0.12%
Houlihan Lokey, Inc. HLI 441593100 Financials 5,203 $741,167.35 0.12%
InterDigital, Inc. IDCC 45867G101 Information Technology 2,475 $700,152.75 0.12%
Morningstar, Inc. MORN 617700109 Financials 4,420 $735,399.60 0.12%
PennyMac Financial Services, Inc. PFSI 70932M107 Financials 8,550 $716,062.50 0.12%
The Clorox Company CLX 189054109 Consumer Staples 7,211 $701,269.75 0.12%
Bright Horizons Family Solutions Inc. BFAM 109194100 Consumer Discretionary 9,099 $688,885.29 0.11%
Domino's Pizza, Inc. DPZ 25754A201 Consumer Discretionary 2,083 $637,210.53 0.11%
ExlService Holdings, Inc. EXLS 302081104 Industrials 24,543 $665,851.59 0.11%
Jack Henry & Associates, Inc. JKHY 426281101 Financials 4,728 $692,084.64 0.11%
AECOM ACM 00766T100 Industrials 8,811 $613,333.71 0.10%
US Dollar $USD Other 617,091 $617,090.76 0.10%
MarketAxess Holdings Inc. MKTX 57060D108 Financials 4,529 $527,356.76 0.09%
Ollie's Bargain Outlet Holdings, Inc. OLLI 681116109 Consumer Discretionary 8,119 $561,591.23 0.09%
Pegasystems Inc. PEGA 705573103 Information Technology 17,559 $549,245.52 0.09%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.