Home   Logon   Mobile Site   Research and Commentary   About Us   Call 1.800.621.1675 or Email Us       Follow Us: 

Search by Ticker, Keyword or CUSIP       
 
 
First Trust Target Date Fund 2040
Printer Friendly Page
Holdings as of 02/17/2020
Total Number of Holdings: 221
Name Symbol Weighting Descending sort
Vanguard FTSE Emerging Markets ETF VWO 6.83%
SPDR Gold Trust GLD 2.98%
iShares Cohen & Steers REIT ETF ICF 2.19%
WisdomTree Bloomberg U.S. Dollar Bullish Fund USDU 1.68%
Invesco Emerging Markets Sovereign Debt ETF PCY 1.66%
iShares Short Maturity Bond ETF NEAR 1.64%
SPDR Bloomberg Barclays International Treasury Bond ETF BWX 1.62%
iShares TIPS Bond ETF TIP 1.25%
Invesco Senior Loan ETF BKLN 1.22%
iShares iBoxx $ Investment Grade Corporate Bond ETF LQD 0.84%
iShares 7-10 Year Treasury Bond ETF IEF 0.84%
CSL Limited (ADR) CSLLY 0.55%
Iberdrola S.A. (ADR) IBDRY 0.54%
Shin-Etsu Chemical Co., Ltd. (ADR) SHECY 0.53%
Novo Nordisk A/S (ADR) NVO 0.52%
Roche Holding AG (ADR) RHHBY 0.51%
KDDI Corporation (ADR) KDDIY 0.50%
Linde Plc LIN 0.50%
British American Tobacco Plc (ADR) BTI 0.49%
Vinci S.A. (ADR) VCISY 0.49%
Muenchener Rueckversicherungs-Gesellschaft AG (MunichRe) (ADR) MURGY 0.49%
Schneider Electric SE (ADR) SBGSY 0.49%
Sony Corporation (ADR) SNE 0.48%
Lockheed Martin Corporation LMT 0.48%
Copart, Inc. CPRT 0.48%
Accenture Plc ACN 0.48%
Nippon Telegraph and Telephone Corporation (ADR) NTTYY 0.48%
The Bank of Nova Scotia BNS 0.48%
Dassault Systemes S.E. (ADR) DASTY 0.48%
Alphabet Inc. (Class A) GOOGL 0.48%
Cintas Corporation CTAS 0.47%
Vertex Pharmaceuticals Incorporated VRTX 0.47%
L'Oreal S.A. (ADR) LRLCY 0.47%
EssilorLuxottica S.A. (ADR) ESLOY 0.47%
Costco Wholesale Corporation COST 0.46%
The Hershey Company HSY 0.46%
Public Storage PSA 0.46%
Northrop Grumman Corporation NOC 0.46%
Air Products and Chemicals, Inc. APD 0.46%
Equinix, Inc. EQIX 0.46%
adidas AG (ADR) ADDYY 0.46%
Henkel AG & Co. KGaA (ADR) HENKY 0.46%
Monster Beverage Corporation MNST 0.46%
Industria de Diseno Textil, S.A. (ADR) IDEXY 0.46%
Volkswagen AG (ADR) VWAGY 0.46%
Automatic Data Processing, Inc. ADP 0.45%
Eli Lilly and Company LLY 0.45%
PepsiCo, Inc. PEP 0.45%
Honda Motor Co., Ltd. (ADR) HMC 0.45%
Bristol-Myers Squibb Company BMY 0.44%
Stryker Corporation SYK 0.44%
The TJX Companies, Inc. TJX 0.44%
Ross Stores, Inc. ROST 0.44%
Rio Tinto Plc (ADR) RIO 0.44%
T-Mobile US, Inc. TMUS 0.44%
UnitedHealth Group Incorporated UNH 0.43%
ONEOK, Inc. OKE 0.43%
Best Buy Co., Inc. BBY 0.43%
Eni SpA (ADR) E 0.43%
Suncor Energy Inc. SU 0.43%
Nintendo Co., Ltd. (ADR) NTDOY 0.43%
Dollar General Corporation DG 0.43%
HCA Healthcare, Inc. HCA 0.43%
Walmart, Inc. WMT 0.42%
Total S.A. (ADR) TOT 0.42%
Equinor ASA EQNR 0.42%
Deere & Company DE 0.41%
L3Harris Technologies Inc. LHX 0.41%
Royal Dutch Shell Plc (ADR) RDS/A 0.41%
CDW Corporation CDW 0.41%
Twitter, Inc. TWTR 0.41%
Intel Corporation INTC 0.40%
T. Rowe Price Group, Inc. TROW 0.40%
Duke Energy Corporation DUK 0.39%
Sysco Corporation SYY 0.39%
Cognizant Technology Solutions Corporation CTSH 0.39%
AutoZone, Inc. AZO 0.38%
Target Corporation TGT 0.38%
Hormel Foods Corporation HRL 0.38%
Southwest Airlines Co. LUV 0.38%
Micron Technology, Inc. MU 0.38%
Regeneron Pharmaceuticals, Inc. REGN 0.38%
Cigna Corporation CI 0.38%
Humana Inc. HUM 0.36%
Electronic Arts Inc. EA 0.36%
Newmont Corporation NEM 0.36%
Centene Corporation CNC 0.36%
Delta Air Lines, Inc. DAL 0.36%
AT&T Inc. T 0.35%
Berkshire Hathaway Inc. (Class B) BRK/B 0.35%
Anthem, Inc. ANTM 0.35%
PACCAR Inc PCAR 0.33%
Pfizer Inc. PFE 0.33%
Cummins Inc. CMI 0.33%
Pioneer Natural Resources Company PXD 0.33%
EOG Resources, Inc. EOG 0.32%
ConocoPhillips COP 0.32%
Chevron Corporation CVX 0.32%
Walgreens Boots Alliance, Inc. WBA 0.32%
Tyson Foods, Inc. (Class A) TSN 0.31%
Phillips 66 PSX 0.28%
Amedisys, Inc. AMED 0.26%
Enphase Energy, Inc. ENPH 0.26%
Arthur J. Gallagher & Co. AJG 0.25%
Tetra Tech, Inc. TTEK 0.25%
Ulta Beauty, Inc. ULTA 0.25%
Darden Restaurants, Inc. DRI 0.24%
Henry Schein, Inc. HSIC 0.24%
Fortinet, Inc. FTNT 0.24%
Tandem Diabetes Care, Inc. TNDM 0.24%
The Interpublic Group of Companies, Inc. IPG 0.23%
Gentex Corporation GNTX 0.23%
NVR, Inc. NVR 0.23%
Curtiss-Wright Corporation CW 0.23%
Molina Healthcare, Inc. MOH 0.23%
Performance Food Group Company PFGC 0.23%
Williams-Sonoma, Inc. WSM 0.22%
Lennar Corporation LEN 0.22%
NRG Energy, Inc. NRG 0.22%
Lancaster Colony Corporation LANC 0.21%
Omnicom Group Inc. OMC 0.21%
Robert Half International Inc. RHI 0.21%
Expeditors International of Washington, Inc. EXPD 0.21%
PulteGroup, Inc. PHM 0.21%
D.R. Horton, Inc. DHI 0.21%
Landstar System, Inc. LSTR 0.21%
MAXIMUS, Inc. MMS 0.21%
Exelixis, Inc. EXEL 0.21%
Watsco, Inc. WSO 0.21%
Erie Indemnity Company ERIE 0.21%
Globus Medical, Inc. (Class A) GMED 0.21%
Zebra Technologies Corporation ZBRA 0.20%
Take-Two Interactive Software, Inc. TTWO 0.20%
Columbia Sportswear Company COLM 0.20%
JetBlue Airways Corporation JBLU 0.20%
LHC Group, Inc. LHCG 0.20%
MarketAxess Holdings Inc. MKTX 0.20%
SYNNEX Corporation SNX 0.20%
First American Financial Corporation FAF 0.20%
Walker & Dunlop, Inc. WD 0.20%
M.D.C. Holdings, Inc. MDC 0.19%
Old Republic International Corporation ORI 0.19%
Texas Roadhouse, Inc. TXRH 0.19%
NewMarket Corporation NEU 0.19%
Cohen & Steers, Inc. CNS 0.19%
Interactive Brokers Group, Inc. (Class A) IBKR 0.19%
Exponent, Inc. EXPO 0.19%
Arena Pharmaceuticals, Inc. ARNA 0.19%
Knight-Swift Transportation Holdings Inc. KNX 0.19%
Houlihan Lokey, Inc. HLI 0.19%
Mohawk Industries, Inc. MHK 0.18%
EMCOR Group, Inc. EME 0.18%
Hub Group, Inc. HUBG 0.18%
Quidel Corporation QDEL 0.18%
First Citizens BancShares, Inc. FCNCA 0.18%
Spirit Airlines, Inc. SAVE 0.18%
TRI Pointe Group, Inc. TPH 0.18%
Installed Building Products, Inc. IBP 0.18%
Equity Commonwealth EQC 0.17%
UniFirst Corporation UNF 0.17%
Urban Outfitters, Inc. URBN 0.17%
Universal Forest Products, Inc. UFPI 0.17%
Regal Beloit Corporation RBC 0.17%
Simpson Manufacturing Co., Inc. SSD 0.17%
ABM Industries Incorporated ABM 0.17%
Reliance Steel & Aluminum Co. RS 0.17%
ManTech International Corporation MANT 0.17%
PacWest Bancorp PACW 0.17%
Stepan Company SCL 0.17%
Pilgrim's Pride Corporation PPC 0.17%
BMC Stock Holdings, Inc. BMCH 0.17%
Snap-on Incorporated SNA 0.16%
Vishay Intertechnology, Inc. VSH 0.16%
American Eagle Outfitters, Inc. AEO 0.16%
Zions Bancorporation ZION 0.16%
Plexus Corp. PLXS 0.16%
Oshkosh Corporation OSK 0.16%
Host Hotels & Resorts, Inc. HST 0.16%
United States Cellular Corporation USM 0.16%
AVX Corporation AVX 0.16%
MSC Industrial Direct Co., Inc. (Class A) MSM 0.16%
Saia, Inc. SAIA 0.16%
Dick's Sporting Goods, Inc. DKS 0.16%
WD-40 Company WDFC 0.16%
Inter Parfums, Inc. IPAR 0.16%
Bank of Hawaii Corporation BOH 0.16%
Central Garden & Pet Company (Class A) CENTA 0.16%
Concho Resources Inc. CXO 0.16%
Parsley Energy, Inc. (Class A) PE 0.16%
American National Insurance Company ANAT 0.15%
Nucor Corporation NUE 0.15%
Telephone and Data Systems, Inc. TDS 0.15%
Brady Corporation BRC 0.15%
Murphy Oil Corporation MUR 0.15%
Sykes Enterprises, Incorporated SYKE 0.15%
Steel Dynamics, Inc. STLD 0.15%
PVH Corp. PVH 0.15%
J & J Snack Foods Corp. JJSF 0.15%
Rush Enterprises, Inc. (Class A) RUSHA 0.15%
Eagle Bancorp, Inc. EGBN 0.15%
Pacific Premier Bancorp, Inc. PPBI 0.15%
Bank OZK OZK 0.15%
Dillard's, Inc. (Class A) DDS 0.14%
Graham Holdings Company GHC 0.14%
Marathon Oil Corporation MRO 0.14%
Insight Enterprises, Inc. NSIT 0.14%
PriceSmart, Inc. PSMT 0.14%
Steven Madden, Ltd. SHOO 0.14%
Lithia Motors, Inc. LAD 0.14%
Diodes Incorporated DIOD 0.14%
PDC Energy, Inc. PDCE 0.14%
National Beverage Corp. FIZZ 0.14%
Asbury Automotive Group, Inc. ABG 0.14%
Diamondback Energy, Inc. FANG 0.14%
Knowles Corporation KN 0.14%
United States Steel Corporation X 0.13%
Sanderson Farms, Inc. SAFM 0.13%
Cimarex Energy Co. XEC 0.13%
Sally Beauty Holdings, Inc. SBH 0.12%
Matador Resources Company MTDR 0.12%
CNX Resources Corporation CNX 0.11%
Cash 17.47%
Underlying Securities information represented above is as of 02/17/2020 but will vary with future fluctuations in the market.

ABOUT THE FUND

The First Trust Target Date Funds are collective investment funds that invest according to a strategy determined by First Trust Advisors L.P., which serves as the Fund's Sub-Advisor. These funds were created by Hand Composite Employee Benefit Trust and are sponsored by Hand Benefits & Trust Company, a BPAS Company.

Plan sponsors and participants should consider the Fund's investment objective, time horizon, risks, charges and expenses carefully before investing. Contact your financial advisor or call First Trust Portfolios L.P. at 877.937.4015 to request an Information Statement, which contains this and other information about the Fund. Read it carefully before you invest.


RISK FACTORS

The First Trust Collective Investment Funds are not mutual funds and their units are not deposits of the Trustee, Hand Benefits & Trust Company, or the Sub-Advisor, and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other agency. The units are securities which have not been registered under the Securities Act of 1933 and the Fund is exempted from investment company registration under the Investment Company Act of 1940. Therefore, participating plans and their participants will not be entitled to the protections under these Acts. Management of the Trust, however, is generally subject to the fiduciary duty and prohibited transaction rules under the Employee Retirement Income Security Act of 1974 ("ERISA").

As with any investment, you can lose money by investing in a Fund. The mix of assets in a Fund is intended to diminish the risk of loss, but sometimes stocks, bonds, and other assets in a Fund's portfolio may lose value simultaneously. While the Funds are managed to reduce equity market exposure and, therefore, equity market risk over time, investment in a Fund is exposed to market risk and other certain risks. For more information regarding the following risks, please consult the Fund's Information Statement.

The Fund is subject to market risk which is the risk that a particular security owned by the Fund or shares of the Fund in general may fall in value.

An investment in a fund containing securities of non-U.S. issuers is subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers. These risks may be heightened for securities of companies located in, or with significant operations in, emerging market countries.

Changes in currency exchange rates and the relative value of non-U.S. currencies may affect the value of the Fund's investments and the value of the Fund's shares.

The Fund invests in small and/or mid-capitalization companies. Such companies may experience greater price volatility than larger, more established companies.

Certain securities held by the Fund are subject to credit risk, income risk, interest rate risk and prepayment risk. Credit risk is the risk that an issuer may default on its obligation to make principal and/or interest payments when due. Credit risk is heightened for senior loan securities. Income risk is the risk that income from the Fund's fixed income investments could decline during periods of falling interest rates. Interest rate risk is the risk that the value of debt securities will decline because of rising interest rates. Prepayment risk is the risk that, during periods of falling interest rates, an issuer may exercise its right to pay principal on an obligation earlier than expected. This may result in a decline in a fund's income. Each of these risks may have an adverse effect on the Fund's total return.

Companies that issue loans tend to be highly leveraged and thus are more susceptible to the risk of interest deferral, default and/or bankruptcy. Senior floating rate loans, in which the Fund may invest, are usually rated below investment grade but may also be unrated. As a result, the risks associated with these senior floating rate loans are similar to the risks of high-yield fixed income instruments.

High-yield securities or "junk" bonds are subject to greater market fluctuations and risk of loss than securities with higher ratings, and therefore, are considered to be highly speculative. These securities are issued by companies that may have limited operating history, narrowly focused operations, and/or other impediments to the timely payment of periodic interest and principal at maturity. The market for high-yield securities is smaller and less liquid than that for investment-grade securities.

The Fund may invest in securities of other investment companies, including ETFs or other pooled investment vehicles PIVs which involves additional expenses that would not be present in a direct investment in the underlying funds. In addition, a fund's investment performance and risks may be related to the investment performance and risks of the underlying funds.

The Fund may invest in Treasury Inflation-Protected Securities ("TIPS"), which are securities issued by the U.S. Government but differ from nominal rate Treasury securities in certain respects. TIPS are issued at fixed coupon rates lower than those of nominal rate Treasury securities, but the principal amount of TIPS fluctuates daily based on a pro-rata portion of the change in the Consumer Price Index as reported three months earlier. Coupon payments are made based on the adjusted principal value of the TIPS. In a falling inflationary environment, both the coupon payments and the value of TIPS will decline. Foreign governments may issue securities with features similar to TIPS.

The value of commodities and commodity-linked instruments typically is based upon the price movements of a physical commodity or an economic variable linked to such price movements. The prices of commodities and commodities-linked instruments may fluctuate quickly and dramatically and may not correlate to price movements in other asset classes. Each of these factors and events could have a significant negative impact on the Fund.

Real estate investment trusts and other real estate related companies are subject to certain risks, including changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Not FDIC Insured  •  Not Bank Guaranteed  •  May Lose Value
 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial advisors are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
Home |  Important Legal Information |  Privacy Policy |  Business Continuity Plan |  FINRA BrokerCheck
Copyright © 2020 All rights reserved.