AlphaDEX® Global/International Funds Fund Name Ticker Symbol Intraday NAV Ticker Inception Date Close NAV 30 day SEC Yield1 Index Yield2 Fact Sheet First Trust Asia Pacific Ex-Japan AlphaDEX® Fund FPA FPAIV 04/18/11 $27.60 2.09% 2.43% First Trust Australia AlphaDEX® Fund FAUS FAUSIV 02/14/12 $33.04 4.79% 3.68% First Trust Brazil AlphaDEX® Fund FBZ FBZIV 04/18/11 $23.97 3.10% 3.68% First Trust Canada AlphaDEX® Fund FCAN FCANIV 02/14/12 $34.34 1.66% 2.35% First Trust China AlphaDEX® Fund FCA FCAIV 04/18/11 $23.54 1.63% 2.51% First Trust Developed Markets Ex-US AlphaDEX® Fund FDT FDTIV 04/18/11 $48.57 2.02% 2.44% First Trust Developed Markets ex-US Small Cap AlphaDEX® Fund FDTS FDTSIV 02/15/12 $33.91 1.76% 2.63% First Trust Emerging Markets AlphaDEX® Fund FEM FEMIV 04/18/11 $26.73 2.99% 2.98% First Trust Emerging Markets Small Cap AlphaDEX® Fund FEMS FEMSIV 02/15/12 $38.70 3.04% 4.25% First Trust Europe AlphaDEX® Fund FEP FEPIV 04/18/11 $28.53 2.25% 3.25% First Trust Germany AlphaDEX® Fund FGM FGMIV 02/14/12 $35.49 1.86% 2.62% First Trust Hong Kong AlphaDEX® Fund FHK FHKIV 02/14/12 $37.81 1.56% 2.42% First Trust Japan AlphaDEX® Fund FJP FJPIV 04/18/11 $46.71 0.81% 1.63% First Trust Latin America AlphaDEX® Fund FLN FLNIV 04/18/11 $27.23 2.22% 3.04% First Trust South Korea AlphaDEX® Fund FKO FKOIV 04/18/11 $24.84 0.86% 1.69% First Trust Switzerland AlphaDEX® Fund FSZ FSZIV 02/14/12 $35.89 2.21% 3.40% First Trust Taiwan AlphaDEX® Fund FTW FTWIV 02/14/12 $32.15 2.58% 3.03% First Trust United Kingdom AlphaDEX® Fund FKU FKUIV 02/14/12 $37.35 2.16% 2.87%

AlphaDEX® Sector Funds Fund Name Ticker Symbol Intraday NAV Ticker Inception Date Close NAV 30 day SEC Yield1 Index Yield2 Fact Sheet First Trust Consumer Discretionary AlphaDEX® Fund FXD FXDIV 05/08/07 $27.96 0.47% 1.65% First Trust Consumer Staples AlphaDEX® Fund FXG FXGIV 05/08/07 $31.77 1.20% 2.65% First Trust Energy AlphaDEX® Fund FXN FXNIV 05/08/07 $23.14 0.44% 1.46% First Trust Financials AlphaDEX® Fund FXO FXOIV 05/08/07 $19.17 1.57% 2.61% First Trust Health Care AlphaDEX® Fund FXH FXHIV 05/08/07 $40.29 ------- ------- First Trust Industrials/Producer Durables AlphaDEX® Fund FXR FXRIV 05/08/07 $23.41 0.69% 2.02% First Trust Materials AlphaDEX® Fund FXZ FXZIV 05/08/07 $28.19 1.29% 2.28% First Trust Technology AlphaDEX® Fund FXL FXLIV 05/08/07 $25.18 ------- ------- First Trust Utilities AlphaDEX® Fund FXU FXUIV 05/08/07 $20.62 2.83% 3.56%

AlphaDEX® Size/Style Funds Fund Name Ticker Symbol Intraday NAV Ticker Inception Date Close NAV 30 day SEC Yield1 Index Yield2 Fact Sheet First Trust Large Cap Core AlphaDEX® Fund FEX FEXIV 05/08/07 $36.61 1.25% 1.92% First Trust Large Cap Growth AlphaDEX® Fund FTC FTCIV 05/08/07 $35.97 0.62% 1.32% First Trust Large Cap Value AlphaDEX® Fund FTA FTAIV 05/08/07 $36.15 1.69% 2.36% First Trust Mega Cap AlphaDEX® Fund FMK FMKIV 05/11/11 $22.64 1.14% 1.85% First Trust Mid Cap Core AlphaDEX® Fund FNX FNXIV 05/08/07 $43.99 0.72% 1.65% First Trust Mid Cap Growth AlphaDEX® Fund FNY FNYIV 04/19/11 $24.62 0.32% 1.25% First Trust Mid Cap Value AlphaDEX® Fund FNK FNKIV 04/19/11 $25.71 0.88% 1.93% First Trust Multi Cap Growth AlphaDEX® Fund FAD FADIV 05/08/07 $39.12 0.42% 1.25% First Trust Multi Cap Value AlphaDEX® Fund FAB FABIV 05/08/07 $38.93 1.18% 2.10% First Trust Small Cap Core AlphaDEX® Fund FYX FYXIV 05/08/07 $40.31 0.32% 1.42% First Trust Small Cap Growth AlphaDEX® Fund FYC FYCIV 04/19/11 $24.99 ------- ------- First Trust Small Cap Value AlphaDEX® Fund FYT FYTIV 04/19/11 $26.57 0.49% 1.68%