|
|
| Global Bond Income Plus Closed-End, 31 |
FHPVJX |
5/21/2013 |
| 30281M702 |
| 30281M728 (Fee) |
|
| 30281M710 |
| 30281M736 (Fee) |
|
|
|
| Investment Grade Multi-Asset Income, Inter, 2 |
FRTUSX |
5/21/2013 |
| 33737F404 |
| 33737F412 (Wrap) |
|
|
|
|
| Balanced Income Equity and ETF, 4 |
FLNKMX |
5/22/2013 |
| 30281N593 |
| 30281N619 (Fee) |
|
| 30281N601 |
| 30281N627 (Fee) |
|
|
|
| Global Hard Assets, 15 |
FSALOX |
5/22/2013 |
| 30281M652 |
| 30281M678 (Fee) |
|
| 30281M660 |
| 30281M686 (Fee) |
|
|
|
| Inflation Hedge Opportunity, 17 |
FARLNX |
5/23/2013 |
| 30281N353 |
| 30281N379 (Fee) |
|
| 30281N361 |
| 30281N387 (Fee) |
|
|
|
| Tax Exempt Municipal Income Intermediate, 5 |
FGIRPX |
5/23/2013 |
| 33737F461 |
| 33737F479 (Wrap) |
|
|
|
|
| Balanced Income Select, 38 |
FORULX |
5/24/2013 |
| 30281R651 |
| 30281R677 (Fee) |
|
| 30281R669 |
| 30281R685 (Fee) |
|
|
|
| Core 3 Qualified Closed-End Allocation, 3 |
FRIENX |
5/24/2013 |
| 30281R156 |
| 30281R172 (Fee) |
|
| 30281R164 |
| 30281R180 (Fee) |
|
|
|
| Interest Rate Hedge, 69 |
FONSGX |
5/24/2013 |
| 30281P309 |
| 30281P325 (Fee) |
|
| 30281P317 |
| 30281P333 (Fee) |
|
|
|
| Senior Loan & Limited Duration Plus Closed-End, 79 |
FDNAGX |
5/24/2013 |
| 30281P358 |
| 30281P374 (Fee) |
|
| 30281P366 |
| 30281P382 (Fee) |
|
|
|
| Emerging Markets Strength, 18 |
------- |
5/29/2013 |
| 30281P457 |
| 30281P473 (Fee) |
|
| 30281P465 |
| 30281P481 (Fee) |
|
|
|
| International Capital Strength, 16 |
------- |
5/29/2013 |
| 30281P507 |
| 30281P523 (Fee) |
|
| 30281P515 |
| 30281P531 (Fee) |
|
|
|
| REIT Growth & Income Plus, 15 |
------- |
5/29/2013 |
| 30281P408 |
| 30281P424 (Fee) |
|
| 30281P416 |
| 30281P432 (Fee) |
|
|
|
| Senior Loan & Limited Duration Closed-End, 38 |
------- |
5/29/2013 |
| 30281P655 |
| 30281P671 (Fee) |
|
| 30281P663 |
| 30281P689 (Fee) |
|
|
|
| SMid Capital Strength, 16 |
------- |
5/29/2013 |
| 30281P556 |
| 30281P572 (Fee) |
|
| 30281P564 |
| 30281P580 (Fee) |
|
|
|
| High-Yield Closed-End and Short Treasury ETF, 11 |
------- |
5/30/2013 |
| 30281P705 |
| 30281P721 (Fee) |
|
| 30281P713 |
| 30281P739 (Fee) |
|
|
|
| Limited Duration Fixed Income ETF, 2 |
------- |
5/30/2013 |
| 30281R255 |
| 30281R271 (Fee) |
|
| 30281R263 |
| 30281R289 (Fee) |
|
|
|
| Global Equity Income Closed-End, 30 |
------- |
5/31/2013 |
| 30281R750 |
| 30281R776 (Fee) |
|
| 30281R768 |
| 30281R784 (Fee) |
|
|
|
| High-Yield Income Closed-End, 59 |
------- |
5/31/2013 |
| 30281P754 |
| 30281P770 (Fee) |
|
| 30281P762 |
| 30281P788 (Fee) |
|
|
|
| Income Allocation Closed-End, June 2013 |
------- |
6/3/2013 |
| 30281L159 |
| 30281L175 (Fee) |
|
| 30281L167 |
| 30281L183 (Fee) |
|
|
|
| Target Diversified Global Allocation, 8 |
------- |
6/3/2013 |
| 30281L258 |
| 30281L274 (Fee) |
|
| 30281L266 |
| 30281L282 (Fee) |
|
|
|
| Core Three Closed-End Allocation, 10 |
------- |
6/4/2013 |
| 30281S303 |
| 30281S329 (Fee) |
|
| 30281S311 |
| 30281S337 (Fee) |
|
|
|
| Covered Call Select Closed-End, 37 |
------- |
6/4/2013 |
| 30281S709 |
| 30281S725 (Fee) |
|
| 30281S717 |
| 30281S733 (Fee) |
|
|
|
| Tactical Income, 21 |
------- |
6/4/2013 |
| 30281R701 |
| 30281R727 (Fee) |
|
| 30281R719 |
| 30281R735 (Fee) |
|
|
|
| Investment Grade Select Closed-End, 44 |
------- |
6/5/2013 |
| 30281R552 |
| 30281R578 (Fee) |
|
| 30281R560 |
| 30281R586 (Fee) |
|
|
|
| Richard Bernstein Advisors Global Dividend Kings, 6 |
------- |
6/5/2013 |
| 30281R404 |
| 30281R420 (Fee) |
|
| 30281R412 |
| 30281R438 (Fee) |
|
|
|
| Municipal Income Opportunities Closed-End, 20 |
------- |
6/6/2013 |
| 30281S352 |
| 30281S378 (Fee) |
|
| 30281S360 |
| 30281S386 (Fee) |
|
|
|
| Dow® Target 10, June 2013 |
------- |
6/10/2013 |
| 30281L209 |
| 30281L225 (Fee) |
|
| 30281L217 |
| 30281L233 (Fee) |
|
|
|