Sector & Industry Funds Fund Name Ticker Symbol Intraday NAV Ticker Inception Date Close NAV 30 day SEC Yield1 Index Yield2 Fact Sheet First Trust Consumer Discretionary AlphaDEX® Fund FXD FXDIV 05/08/07 $27.58 0.47% 1.65% First Trust Consumer Staples AlphaDEX® Fund FXG FXGIV 05/08/07 $31.99 1.20% 2.65% First Trust Dow Jones Internet IndexSM Fund FDN FDNIV 06/19/06 $46.10 ------- ------- First Trust Energy AlphaDEX® Fund FXN FXNIV 05/08/07 $22.37 0.44% 1.46% First Trust Financials AlphaDEX® Fund FXO FXOIV 05/08/07 $19.04 1.57% 2.61% First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund FFR FFRIV 08/27/07 $43.99 2.29% 3.22% First Trust Health Care AlphaDEX® Fund FXH FXHIV 05/08/07 $40.14 ------- ------- First Trust Industrials/Producer Durables AlphaDEX® Fund FXR FXRIV 05/08/07 $22.98 0.69% 2.02% First Trust ISE Cloud Computing Index Fund SKYY SKYYIV 07/05/11 $22.20 ------- ------- First Trust ISE Global Copper Index Fund CU CUIV 03/11/10 $23.82 4.12% 3.40% First Trust ISE Global Platinum Index Fund PLTM PLTMIV 03/11/10 $11.82 1.28% 1.18% First Trust ISE Water Index Fund FIW FIWIV 05/08/07 $28.81 0.73% 1.40% First Trust ISE-Revere Natural Gas Index Fund FCG FCGIV 05/08/07 $16.69 0.28% 0.92% First Trust Materials AlphaDEX® Fund FXZ FXZIV 05/08/07 $27.69 1.29% 2.28% First Trust NASDAQ CEA Smartphone Index Fund FONE FONEIV 02/17/11 $28.73 3.86% 2.57% First Trust NASDAQ Technology Dividend Index Fund TDIV TDIVIV 08/13/12 $22.32 2.62% 3.27% First Trust NASDAQ® ABA Community Bank Index Fund QABA QABAIV 06/29/09 $28.94 1.44% 2.27% First Trust NASDAQ® Clean Edge® Smart Grid Infrastructure Index Fund GRID GRIDIV 11/16/09 $33.03 0.57% 1.94% First Trust NASDAQ-100-Technology Sector IndexSM Fund QTEC QTECIV 04/19/06 $29.35 0.91% 1.32% First Trust NYSE Arca Biotechnology Index Fund FBT FBTIV 06/19/06 $59.32 ------- ------- First Trust S&P REIT Index Fund FRI FRIIV 05/08/07 $20.85 2.85% 3.42% First Trust Technology AlphaDEX® Fund FXL FXLIV 05/08/07 $24.91 ------- ------- First Trust Utilities AlphaDEX® Fund FXU FXUIV 05/08/07 $20.28 2.83% 3.56%