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This page contains information on primary unit trusts. For information on trusts that are not shown below, please click on the View Secondary Trusts link or use the Search by Ticker, Keyword or CUSIP box on the upper right hand corner of this page.
Available Primary Equity Income Portfolios [ View Secondary Trusts ]
Click on any of the underlined column headings to sort the results by that column. Clicking the heading toggles between ascending and descending order.
Portfolio Name Initial
Offer
Date
Termination
Date
Offer
Price
Net Asset
Value
Price
Date
Est Net Annual
Income
Subseq Yr Est Net
Income
Fact
Sheet
ProspectusCUSIPS
Confluence REIT Income & Growth, 3 02/05/14 02/08/16 $11.5435 $11.1375 07/22/14 $0.3830 $0.3830 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Covered Call Select Closed-End, 44 07/08/14 07/11/16 $9.9648 $9.6212 07/22/14 $0.7587 $0.7529 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Deep Value Dividend, 3 07/18/14 07/18/16 $10.0539 $9.7067 07/22/14 $0.2740 $0.2711 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Diversified Income & Growth, Summer 2014 05/12/14 05/10/19 $10.2367 $9.7902 07/22/14 $0.2238 $0.2232 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Dividend & Income Plus Closed-End, 51 06/27/14 06/27/16 $9.9733 $9.6283 07/22/14 $0.6982 $0.6919 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Dividend & Income Select Closed-End, 43 06/30/14 06/30/16 $9.9309 $9.5886 07/22/14 $0.6941 $0.6897 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Dividend Growth, 6 07/16/14 07/16/19 $9.9533 $9.5106 07/22/14 $0.2710 $0.2672 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Dividend Income Plus, 14 05/28/14 05/31/16 $10.3939 $10.0489 07/22/14 $0.3264 $0.3243 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Dividend Strength, 23 06/11/14 06/13/16 $10.2254 $9.8715 07/22/14 $0.2091 $0.2081 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Dorsey Wright Relative Strength Dividend, 14 06/20/14 09/21/15 $9.9860 $9.7414 07/22/14 $0.3177 $0.3166 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Dow® Target 10, July 2014 07/10/14 08/07/15 $10.1668 $9.9169 07/22/14 $0.3150 $0.3146 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Dow® Target 5, 3rd Qtr 2014 07/10/14 10/09/15 $10.3082 $10.0541 07/22/14 $0.3211 $0.3194 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Dow® Target Dividend, 3rd Qtr 2014 07/10/14 10/09/15 $9.8558 $9.6150 07/22/14 $0.3555 $0.3536 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Equity Closed-End, 31 05/16/14 05/16/16 $10.2896 $9.9332 07/22/14 $0.6533 $0.6519 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Equity Income Select, 40 06/11/14 06/13/16 $10.2949 $9.9382 07/22/14 $0.2643 $0.2630 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Equity Income, 43 06/25/14 06/25/19 $10.1627 $9.7096 07/22/14 $0.2876 $0.2847 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
European Deep Value Dividend, 2 06/13/14 06/13/16 $9.6580 $9.3265 07/22/14 $0.2783 $0.2770 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
European Target High Quality Dividend, 2 07/10/14 10/09/15 $9.9555 $9.7118 07/22/14 $0.1844 $0.1834 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Global Deep Value Dividend, 2 06/06/14 09/08/15 $10.2275 $9.9758 07/22/14 $0.3082 $0.3072 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Global Dividend, 38 06/13/14 06/13/16 $10.2537 $9.8987 07/22/14 $0.3034 $0.3019 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Global Equity Income Closed-End, 38 07/21/14 07/21/16 $10.0131 $9.6676 07/22/14 $0.7175 $0.7084 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Global Target 15, 3rd Qtr 2014 07/10/14 10/09/15 $10.2931 $10.0394 07/22/14 $0.4392 $0.4369 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
High Dividend Emerging Markets Equity, 7 05/23/14 05/23/16 $10.8313 $10.4534 07/22/14 $0.3367 $0.3351 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
High Dividend Equity Allocation, 12 07/18/14 07/18/16 $10.0533 $9.7062 07/22/14 $0.3649 $0.3611 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
High Dividend Equity, 19 06/27/14 06/27/16 $9.8671 $9.5274 07/22/14 $0.4202 $0.4169 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Income Dividend Equity Allocation (IDEA), 4 04/30/14 05/02/16 $10.3286 $9.9706 07/22/14 $0.2162 $0.2152 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
International High Dividend Equity, 16 05/23/14 05/23/16 $10.5878 $10.2196 07/22/14 $0.4288 $0.4267 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
MLP Closed-End Fund and Energy, 36 07/14/14 07/14/16 $10.1301 $9.7799 07/22/14 $0.4284 $0.4252 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Nasdaq® Dividend Achievers 25, 2 04/21/14 04/21/16 $10.3026 $9.9457 07/22/14 $0.2647 $0.2636 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Preferred Income, 68 07/02/14 07/05/16 $9.9774 $9.6333 07/22/14 $0.5305 $0.5268 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
REIT Growth & Income Plus, 18 05/16/14 05/16/16 $10.2647 $9.9197 07/22/14 $0.4117 $0.4105 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
REIT Growth & Income Select, 28 05/14/14 05/16/16 $10.3403 $9.9818 07/22/14 $0.4130 $0.4122 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Richard Bernstein Advisors Global Dividend Kings®, 10 06/04/14 06/06/16 $10.1797 $9.8276 07/22/14 $0.3491 $0.3473 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Richard Bernstein Advisors Quality Income, 13 06/06/14 09/08/15 $9.9564 $9.7127 07/22/14 $0.3257 $0.3246 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Sabrient Dividend, 6 06/30/14 06/30/16 $10.0727 $9.7248 07/22/14 $0.3455 $0.3427 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Select DSIP, 3rd Qtr 2014 07/15/14 10/13/15 $9.9861 $9.7415 07/22/14 $0.2137 $0.2122 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
SMid High Dividend, 14 07/16/14 07/18/16 $10.1262 $9.7762 07/22/14 $0.2877 $0.2846 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Strategic Dividend Plus, 18 06/18/14 06/20/16 $9.9952 $9.6502 07/22/14 $0.4357 $0.4327 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Strategic Dividend Select, 15 07/18/14 07/18/16 $10.0009 $9.6559 07/22/14 $0.4372 $0.4326 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Target Diversified Dividend, 3rd Qtr 2014 07/10/14 10/09/15 $10.0606 $9.8139 07/22/14 $0.3294 $0.3278 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Target Diversified Global Allocation, 12 06/10/14 09/09/15 $10.1488 $9.8994 07/22/14 $0.3174 $0.3163 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Target Dividend Multi-Strategy, 3rd Qtr 2014 07/10/14 10/09/15 $10.0419 $9.7956 07/22/14 $0.3586 $0.3567 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Target Global Dividend Leaders, 3rd Qtr 2014 07/10/14 10/09/15 $10.0912 $9.8435 07/22/14 $0.5126 $0.5101 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Target High Quality Dividend, 6 06/10/14 09/09/15 $10.1851 $9.9346 07/22/14 $0.2473 $0.2465 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Technology Dividend, 8 05/14/14 05/16/16 $10.7561 $10.3813 07/22/14 $0.2165 $0.2160 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
U.S. Equity Closed-End, 13 07/15/14 07/18/16 $9.9817 $9.6374 07/22/14 $0.6029 $0.5965 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Utilities Select, 30 06/11/14 06/13/16 $10.2861 $9.9298 07/22/14 $0.3036 $0.3021 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS

Available Primary Hybrid Portfolios [ View Secondary Trusts ]
Click on any of the underlined column headings to sort the results by that column. Clicking the heading toggles between ascending and descending order.
Portfolio Name Initial
Offer
Date
Termination
Date
Offer
Price
Net Asset
Value
Price
Date
Est Net Annual
Income
Subseq Yr Est Net
Income
Fact
Sheet
ProspectusCUSIPS
60/40 Strategic Allocation, 3rd Qtr 2014 07/11/14 10/15/15 $10.0149 $9.7695 07/22/14 $0.2099 $0.2088 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
75/25 Strategic Allocation, 3rd Qtr 2014 07/11/14 10/15/15 $10.0219 $9.7763 07/22/14 $0.1883 $0.1874 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Alternative Income, 7 06/18/14 06/20/16 $10.1247 $9.7748 07/22/14 $0.5715 $0.5691 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Balanced Income Equity and ETF, 9 04/29/14 05/02/16 $10.3320 $9.9739 07/22/14 $0.3625 $0.3617 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Balanced Income Select, 46 07/02/14 07/05/16 $10.0603 $9.7129 07/22/14 $0.4838 $0.4801 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Balanced Income, 44 05/30/14 05/30/19 $10.2269 $9.7707 07/22/14 $0.4879 $0.4846 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Capital Strength Buy-Write, 16 06/25/14 01/21/16 $10.1526 $9.8015 07/22/14 $0.0925 $0.0922 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Core 3 Qualified Closed-End Allocation, 6 05/14/14 05/16/16 $10.0569 $9.7096 07/22/14 $0.6587 $0.6573 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Core Three Closed-End Allocation, 14 05/02/14 05/02/16 $10.1031 $9.7540 07/22/14 $0.6266 $0.6253 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Discount Opportunity Closed-End, 8 07/21/14 07/21/16 $9.9971 $9.6522 07/22/14 $0.6695 $0.6610 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Diversified High Income Closed-End, 16 07/10/14 07/11/16 $9.9322 $9.5899 07/22/14 $0.8043 $0.7981 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
ETF Growth and Income, May 2014 05/20/14 08/20/15 $10.3745 $10.1184 07/22/14 $0.1687 $0.1685 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Income Allocation Closed-End, July 2014 07/10/14 10/09/15 $9.9693 $9.7252 07/22/14 $0.6825 $0.6817 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Inflation Hedge Opportunity, 21 05/20/14 05/23/16 $10.4518 $10.0890 07/22/14 $0.1840 $0.1836 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Interest Rate Hedge & ETF, 4 06/26/14 06/27/16 $10.0684 $9.7207 07/22/14 $0.3330 $0.3306 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Interest Rate Hedge, 85 07/15/14 07/18/16 $10.0603 $9.7129 07/22/14 $0.4590 $0.4542 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Multi-Sector Income, 23 07/08/14 10/08/15 $10.0293 $9.7834 07/22/14 $0.4963 $0.4938 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Senior Loan and Dividend Growers, 4 06/17/14 06/20/16 $10.0720 $9.7242 07/22/14 $0.3608 $0.3591 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Strategic Income Advantage Select Closed-End, 41 07/14/14 07/14/16 $9.9422 $9.5995 07/22/14 $0.6568 $0.6518 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Strategic Income Plus Closed-End, 57 07/16/14 07/18/16 $9.9713 $9.6263 07/22/14 $0.7459 $0.7355 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Strategic Income Select Closed-End, 19 07/21/14 07/21/16 $10.0313 $9.6850 07/22/14 $0.7480 $0.7386 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Tactical Income, 30 07/15/14 07/18/16 $10.0184 $9.6726 07/22/14 $0.5758 $0.5698 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS

Available Primary Taxable Income Portfolios [ View Secondary Trusts ]
Click on any of the underlined column headings to sort the results by that column. Clicking the heading toggles between ascending and descending order.
Portfolio Name Initial
Offer
Date
Termination
Date
Offer
Price
Net Asset
Value
Price
Date
Est Net Annual
Income
Subseq Yr Est Net
Income
Fact
Sheet
ProspectusCUSIPS
Convertible & Income Select CE & ETF, 2 05/21/14 05/23/16 $10.1908 $9.8382 07/22/14 $0.5565 $0.5538 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Diversified Fixed Income ETF,19 07/11/14 10/15/15 $9.9973 $9.7524 07/22/14 $0.3481 $0.3463 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Global Bond Income Closed-End, 15 06/30/14 06/30/16 $9.8882 $9.5477 07/22/14 $0.6447 $0.6398 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
High-Yield Closed-End and Short Treasury ETF, 13 04/01/14 04/04/16 $9.7560 $9.4206 07/22/14 $0.5924 $0.5912 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
High-Yield Income Closed-End, 64 07/08/14 07/11/16 $9.8656 $9.5259 07/22/14 $0.7294 $0.7238 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Investment Grade Select Closed-End, 49 07/02/14 07/05/16 $9.9259 $9.5838 07/22/14 $0.6492 $0.6442 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Limited Duration and High Yield Fixed Income ETF, 3 02/27/14 02/29/16 $10.1375 $9.7871 07/22/14 $0.3796 $0.3794 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Limited Duration Fixed Income ETF, 6 04/29/14 05/02/16 $10.0267 $9.6806 07/22/14 $0.4102 $0.4094 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Senior Loan & Limited Duration Closed-End, 53 07/21/14 09/06/16 $9.9982 $9.6533 07/22/14 $0.6541 $0.6458 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Senior Loan & Limited Duration Plus Closed-End, 93 07/16/14 08/12/16 $9.9862 $9.6412 07/22/14 $0.6649 $0.6557 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Senior Loan & Ltd Duration Opportunities Closed-End, 30 05/29/14 08/31/15 $9.9057 $9.6635 07/22/14 $0.6623 $0.6602 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Senior Loan Closed-End and ETF,4 05/01/14 05/02/16 $9.9689 $9.6251 07/22/14 $0.4328 $0.4319 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Strategic Income Closed-End, 52 05/30/14 05/31/16 $9.8886 $9.5480 07/22/14 $0.6859 $0.6826 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS

Available Primary Taxable Fixed-Income Portfolios [ View Secondary Trusts ]
Click on any of the underlined column headings to sort the results by that column. Clicking the heading toggles between ascending and descending order.
Portfolio Name Initial
Offer
Date
Offer
Price
Net Asset
Value
Price
Date
Par
Value
ECRELTRFact
Sheet
ProspectusCUSIPS
Corporate High Income, 11 07/17/14 $1138.3300 $1104.9800 07/22/14 $1000.0000 4.75%(m) 3.06%(m) Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
GNMA Reinvestment Income Trust, 120 01/15/14 $10.9782 $10.4848 07/22/14 $9.7164 4.24%(m) 1.98%(m) Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Investment Grade Multi-Asset Inc 10-20 Year, 13 07/22/14 $1174.8900 $1128.7800 07/22/14 $1000.0000 4.58%(m) 4.02%(m) Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Investment Grade Multi-Asset Inc Long-Term, 12 06/19/14 $1206.2200 $1158.8800 07/22/14 $1000.0000 4.70%(m) 4.25%(m) Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Investment Grade Multi-Asset Income, Inter, 5 (Closed) 06/17/14 $1131.1200 $1097.9800 07/22/14 $1000.0000 4.10%(m) 3.15%(m) Click here to download a Fact Sheet Click here to download a prospectus CUSIPS

Available Primary Taxfree Income Portfolios [ View Secondary Trusts ]
Click on any of the underlined column headings to sort the results by that column. Clicking the heading toggles between ascending and descending order.
Portfolio Name Initial
Offer
Date
Termination
Date
Offer
Price
Net Asset
Value
Price
Date
Est Net Annual
Income
Subseq Yr Est Net
Income
Fact
Sheet
ProspectusCUSIPS
California Municipal Income Select Closed-End, 32 07/15/14 07/18/16 $10.0253 $9.6793 07/22/14 $0.5525 $0.5467 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Municipal Advantage Closed-End and ETF, 24 07/08/14 07/11/16 $10.0159 $9.6702 07/22/14 $0.3914 $0.3884 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Municipal Income and Dividend Growers, 2 07/01/14 07/05/16 $9.9811 $9.6368 07/22/14 $0.3509 $0.3482 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Municipal Income Closed-End, 59 06/18/14 06/18/19 $9.9215 $9.4804 07/22/14 $0.5721 $0.5683 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Municipal Income Opportunities Closed-End, 25 06/02/14 09/02/15 $9.7962 $9.5572 07/22/14 $0.5676 $0.5662 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Municipal Income Plus Closed End, 44 07/14/14 07/14/16 $10.0482 $9.7032 07/22/14 $0.5919 $0.5858 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Municipal Income Select Closed-End, 61 06/18/14 06/20/16 $9.8960 $9.5551 07/22/14 $0.5750 $0.5726 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
New Jersey Municipal Income Select Closed-End, 34 07/15/14 07/18/16 $9.9301 $9.5878 07/22/14 $0.5373 $0.5316 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
New York Municipal Income Select Closed-End, 26 06/06/14 06/06/16 $9.7965 $9.4595 07/22/14 $0.4854 $0.4830 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Tax-Advantaged Municipal Closed-End, 40 06/13/14 06/13/16 $9.9507 $9.6077 07/22/14 $0.5202 $0.5176 Click here to download a Fact Sheet Click here to download a prospectus CUSIPS

Available Primary Taxfree Fixed-Income Portfolios [ View Secondary Trusts ]
Click on any of the underlined column headings to sort the results by that column. Clicking the heading toggles between ascending and descending order.
Portfolio Name Initial
Offer
Date
Offer
Price
Net Asset
Value
Price
Date
Par
Value
ECRELTRFact
Sheet
ProspectusCUSIPS
Tax Exempt Municipal Income Intermediate, 10 (Closed) 06/05/14 $1159.3200 $1125.3500 07/22/14 $1000.0000 3.72%(m) 2.36%(m) Click here to download a Fact Sheet Click here to download a prospectus CUSIPS
Tax Exempt Municipal Income, 10–20 Year, 13 (Closed) 06/12/14 $1114.8100 $1071.0800 07/22/14 $1000.0000 3.85%(m) 3.17%(m) Click here to download a Fact Sheet Click here to download a prospectus CUSIPS

As a result of several factors which may include changing interest rates, refundings, and sales or defaults on the underlying securities, there is no guarantee that distributions will either remain at current levels or increase over time. Estimated current return is determined by dividing a Trusts estimated net annual interest income per unit by the public offering price per unit. Estimated long-term return is a measure of the estimated return over the estimated life of a Trust. Unlike estimated current return, estimated long-term return reflects maturities, estimated principal prepayments, Trust charges and expenses, and discounts and premiums of securities in a Trust. Returns and prices will fluctuate. Consult a prospectus for a more complete description of the estimated net income, estimated current return and estimated long-term return calculations.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

 
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