Portfolio Name  | Initial Offer Date | Termination Date | Offer Price | Net Asset Value | Price Date | Est Net Annual Income | Subseq Yr Est Net Income | Fact Sheet | Prospectus | CUSIPS |
|
Banking Opportunity, 10
|
05/10/13
|
05/11/15
|
$10.3867
|
$10.0264
|
06/18/13
|
$0.2020
|
$0.2006
|
|
|
CUSIPS
|
|
BICK, 9
|
02/22/13
|
02/23/15
|
$9.2125
|
$8.8986
|
06/18/13
|
$0.1774
|
$0.1768
|
|
|
CUSIPS
|
|
Brazil, 11
|
01/30/13
|
02/02/15
|
$8.5790
|
$8.2901
|
06/18/13
|
$0.2679
|
$0.2676
|
|
|
CUSIPS
|
|
Canadian Energy and Income, 30
|
05/16/13
|
05/18/15
|
$9.9762
|
$9.6321
|
06/18/13
|
$0.4965
|
$0.4931
|
|
|
CUSIPS
|
|
Capital Strength, 20
|
05/03/13
|
05/04/15
|
$10.2429
|
$9.8883
|
06/18/13
|
$0.1556
|
$0.1545
|
|
|
CUSIPS
|
|
Cloud Computing, 8
|
04/24/13
|
04/27/15
|
$10.5020
|
$10.1372
|
06/18/13
|
$0.0603
|
$0.0597
|
|
|
CUSIPS
|
|
Confluence REIT Income & Growth, 1
|
05/07/13
|
05/07/15
|
$9.1594
|
$8.8476
|
06/18/13
|
$0.3650
|
$0.3624
|
|
|
CUSIPS
|
|
Covered Call Select Closed-End, 37
|
06/04/13
|
06/04/15
|
$10.0360
|
$9.6895
|
06/18/13
|
$0.8546
|
$0.8462
|
|
|
CUSIPS
|
|
Cyclical Strength, 1
|
06/06/13
|
06/08/15
|
$10.0953
|
$9.7465
|
06/18/13
|
$0.1629
|
$0.1613
|
|
|
CUSIPS
|
|
Deep Value Sub-10 Dividend, 8
|
04/24/13
|
04/27/15
|
$10.8999
|
$10.5194
|
06/18/13
|
$0.2335
|
$0.2318
|
|
|
CUSIPS
|
|
Defensive Equity, 23
|
04/12/13
|
04/13/15
|
$10.0138
|
$9.6683
|
06/18/13
|
$0.1687
|
$0.1680
|
|
|
CUSIPS
|
|
Diversified Equity Strategic Allocation, 2nd Qtr 2013
|
04/05/13
|
07/15/14
|
$10.4836
|
$10.2243
|
06/18/13
|
$0.1853
|
$0.1849
|
|
|
CUSIPS
|
|
Diversified Income & Growth, Summer 2013
|
05/06/13
|
05/18/18
|
$10.2514
|
$9.8042
|
06/18/13
|
$0.2598
|
$0.2574
|
|
|
CUSIPS
|
|
Dividend & Income Plus Closed-End, 43
|
05/10/13
|
05/11/15
|
$9.6315
|
$9.2865
|
06/18/13
|
$0.7845
|
$0.7775
|
|
|
CUSIPS
|
|
Dividend & Income Select Closed-End, 33
|
06/06/13
|
06/08/15
|
$9.9603
|
$9.6169
|
06/18/13
|
$0.7863
|
$0.7787
|
|
|
CUSIPS
|
|
Dividend Growth, 1
|
05/01/13
|
05/01/18
|
$10.4817
|
$10.0128
|
06/18/13
|
$0.3096
|
$0.3066
|
|
|
CUSIPS
|
|
Dividend Income Plus, 10
|
06/14/13
|
06/15/15
|
$10.0454
|
$9.7004
|
06/18/13
|
$0.3813
|
$0.3760
|
|
|
CUSIPS
|
|
Dividend Strength, 18
|
04/12/13
|
04/13/15
|
$10.6048
|
$10.2359
|
06/18/13
|
$0.2580
|
$0.2569
|
|
|
CUSIPS
|
|
Dorsey Wright Relative Strength Dividend, 9
|
04/17/13
|
07/17/14
|
$10.1914
|
$9.9407
|
06/18/13
|
$0.3342
|
$0.3334
|
|
|
CUSIPS
|
|
Dorsey Wright Relative Strength International, 1
|
04/24/13
|
07/24/14
|
$9.9298
|
$9.6868
|
06/18/13
|
$0.3307
|
$0.3292
|
|
|
CUSIPS
|
|
Dorsey Wright Relative Strength Top 50, 10
|
05/17/13
|
08/18/14
|
$9.9081
|
$9.6658
|
06/18/13
|
$0.0939
|
$0.0934
|
|
|
CUSIPS
|
|
Dow® Target 10, June 2013
|
06/10/13
|
07/09/14
|
$10.1057
|
$9.8575
|
06/18/13
|
$0.3368
|
$0.3360
|
|
|
CUSIPS
|
|
Dow® Target 5, 2nd Qtr 2013
|
04/01/13
|
07/09/14
|
$10.9141
|
$10.6421
|
06/18/13
|
$0.3369
|
$0.3360
|
|
|
CUSIPS
|
|
Dow® Target Dividend, 2nd Qtr 2013
|
04/01/13
|
07/09/14
|
$10.2312
|
$9.9793
|
06/18/13
|
$0.3576
|
$0.3567
|
|
|
CUSIPS
|
|
Emerging Markets Strength, 18
|
05/29/13
|
06/01/15
|
$9.5710
|
$9.2430
|
06/18/13
|
$0.2251
|
$0.2229
|
|
|
CUSIPS
|
|
Energy Select, 46
|
03/27/13
|
03/30/15
|
$10.0420
|
$9.6953
|
06/18/13
|
$0.2046
|
$0.2037
|
|
|
CUSIPS
|
|
Equity Closed-End, 26
|
05/17/13
|
05/18/15
|
$9.6002
|
$9.2710
|
06/18/13
|
$0.8326
|
$0.8262
|
|
|
CUSIPS
|
|
Equity Income Select, 35
|
04/05/13
|
04/06/15
|
$10.5978
|
$10.2292
|
06/18/13
|
$0.3420
|
$0.3406
|
|
|
CUSIPS
|
|
Equity Income, 38
|
04/26/13
|
04/26/18
|
$10.2775
|
$9.8188
|
06/18/13
|
$0.3283
|
$0.3251
|
|
|
CUSIPS
|
|
European Deep Value Sub-10 Dividend, 5
|
04/19/13
|
04/20/15
|
$10.6142
|
$10.2450
|
06/18/13
|
$0.3944
|
$0.3925
|
|
|
CUSIPS
|
|
Financials Select, 42
|
04/03/13
|
04/06/15
|
$11.3819
|
$10.9823
|
06/18/13
|
$0.1810
|
$0.1803
|
|
|
CUSIPS
|
|
First Trust ETF Allocation, 5
|
05/23/13
|
05/26/15
|
$10.0422
|
$9.6956
|
06/18/13
|
$0.0650
|
$0.0644
|
|
|
CUSIPS
|
|
Global Agriculture, 24
|
04/24/13
|
04/27/15
|
$10.0400
|
$9.6934
|
06/18/13
|
$0.1136
|
$0.1129
|
|
|
CUSIPS
|
|
Global Commodities, 23
|
04/26/13
|
04/27/15
|
$10.0012
|
$9.6561
|
06/18/13
|
$0.2569
|
$0.2546
|
|
|
CUSIPS
|
|
Global Dividend, 33
|
04/17/13
|
04/20/15
|
$10.2934
|
$9.9369
|
06/18/13
|
$0.3511
|
$0.3496
|
|
|
CUSIPS
|
|
Global Equity Income Closed-End, 30
|
05/31/13
|
06/01/15
|
$9.7695
|
$9.4336
|
06/18/13
|
$0.8215
|
$0.8135
|
|
|
CUSIPS
|
|
Global Hard Assets, 15
|
05/22/13
|
05/26/15
|
$9.7182
|
$9.3843
|
06/18/13
|
$0.2376
|
$0.2352
|
|
|
CUSIPS
|
|
Global Infrastructure, 20
|
01/18/13
|
01/20/15
|
$10.5964
|
$10.2278
|
06/18/13
|
$0.1477
|
$0.1477
|
|
|
CUSIPS
|
|
Global Target 15, 2nd Qtr 2013
|
04/01/13
|
07/09/14
|
$9.9170
|
$9.6745
|
06/18/13
|
$0.4695
|
$0.4683
|
|
|
CUSIPS
|
|
Health Care Select, 28
|
04/03/13
|
04/06/15
|
$10.7253
|
$10.3516
|
06/18/13
|
$0.1095
|
$0.1091
|
|
|
CUSIPS
|
|
High Dividend Emerging Markets Equity, 5
|
06/05/13
|
06/08/15
|
$9.9020
|
$9.5609
|
06/18/13
|
$0.3791
|
$0.3754
|
|
|
CUSIPS
|
|
High Dividend Equity Allocation, 7
|
05/03/13
|
05/04/15
|
$10.0466
|
$9.6998
|
06/18/13
|
$0.4147
|
$0.4118
|
|
|
CUSIPS
|
|
High Dividend Equity, 14
|
05/01/13
|
05/04/15
|
$10.2153
|
$9.8618
|
06/18/13
|
$0.4622
|
$0.4589
|
|
|
CUSIPS
|
|
Homebuilders Recovery Select, 3
|
03/26/13
|
03/26/15
|
$10.6322
|
$10.2623
|
06/18/13
|
$0.0581
|
$0.0579
|
|
|
CUSIPS
|
|
Homebuilders Recovery, 6
|
05/29/13
|
05/29/18
|
$9.8498
|
$9.4123
|
06/18/13
|
$0.0736
|
$0.0726
|
|
|
CUSIPS
|
|
Income Dividend Equity Allocation (IDEA), 1
|
05/15/13
|
05/18/15
|
$9.9764
|
$9.6323
|
06/18/13
|
$0.2469
|
$0.2451
|
|
|
CUSIPS
|
|
India Growth, 11
|
09/26/12
|
09/26/14
|
$8.6265
|
$8.3358
|
06/17/13
|
-------
|
-------
|
|
|
CUSIPS
|
|
International Capital Strength, 16
|
05/29/13
|
06/01/15
|
$9.9577
|
$9.6144
|
06/18/13
|
$0.2243
|
$0.2221
|
|
|
CUSIPS
|
|
International High Dividend Equity, 12
|
06/12/13
|
06/15/15
|
$10.2038
|
$9.8508
|
06/18/13
|
$0.4437
|
$0.4391
|
|
|
CUSIPS
|
|
Market Strength Allocation Plus, 15
|
04/24/13
|
04/27/15
|
$10.4547
|
$10.1097
|
06/18/13
|
$0.1833
|
$0.1816
|
|
|
CUSIPS
|
|
Market Strength Allocation Select, 9
|
04/30/13
|
04/30/15
|
$10.3327
|
$9.9746
|
06/18/13
|
$0.2002
|
$0.1988
|
|
|
CUSIPS
|
|
Mega-Cap, 27
|
04/19/13
|
04/20/15
|
$10.4359
|
$10.0736
|
06/18/13
|
$0.2275
|
$0.2264
|
|
|
CUSIPS
|
|
Nasdaq® Target 15, 2nd Qtr 2013
|
04/01/13
|
07/09/14
|
$10.8102
|
$10.5413
|
06/18/13
|
$0.0360
|
$0.0359
|
|
|
CUSIPS
|
|
Natural Gas, 17
|
05/15/13
|
05/18/15
|
$10.0528
|
$9.7057
|
06/18/13
|
$0.1387
|
$0.1378
|
|
|
CUSIPS
|
|
North American Shale, 2
|
06/14/13
|
06/15/15
|
$10.2776
|
$9.9216
|
06/18/13
|
$0.1065
|
$0.1054
|
|
|
CUSIPS
|
|
NYSE® International Target 25, 2nd Qtr 2013
|
04/01/13
|
07/09/14
|
$9.9810
|
$9.7365
|
06/18/13
|
$0.3085
|
$0.3078
|
|
|
CUSIPS
|
|
Precious Metals Select, 32
|
06/12/13
|
06/15/15
|
$9.7766
|
$9.4404
|
06/18/13
|
$0.1926
|
$0.1906
|
|
|
CUSIPS
|
|
Preferred Income, 62
|
04/25/13
|
04/27/15
|
$9.4549
|
$9.1314
|
06/18/13
|
$0.5008
|
$0.4976
|
|
|
CUSIPS
|
|
REIT Growth & Income Plus, 15
|
05/29/13
|
06/01/15
|
$9.7482
|
$9.4032
|
06/18/13
|
$0.4127
|
$0.4072
|
|
|
CUSIPS
|
|
REIT Growth & Income Select, 24
|
06/05/13
|
06/08/15
|
$10.1164
|
$9.7668
|
06/18/13
|
$0.4274
|
$0.4232
|
|
|
CUSIPS
|
|
Richard Bernstein Advisors Global Dividend Kings®, 6
|
06/05/13
|
06/08/15
|
$10.2323
|
$9.8781
|
06/18/13
|
$0.4164
|
$0.4121
|
|
|
CUSIPS
|
|
Richard Bernstein Advisors Quality Income, 8
|
03/26/13
|
06/26/14
|
$10.5693
|
$10.3075
|
06/18/13
|
$0.2988
|
$0.2981
|
|
|
CUSIPS
|
|
Richard Bernstein TS American Indstl Renaissance 2013-2
|
04/17/13
|
04/20/15
|
$10.7951
|
$10.4187
|
06/18/13
|
$0.0793
|
$0.0789
|
|
|
CUSIPS
|
|
Richard Bernstein TS Merger & Acquisition, 2013-1
|
04/16/13
|
04/16/15
|
$11.2715
|
$10.8762
|
06/18/13
|
$0.0641
|
$0.0637
|
|
|
CUSIPS
|
|
S&P Target 24, 2nd Qtr 2013
|
04/01/13
|
07/09/14
|
$10.5730
|
$10.3111
|
06/18/13
|
$0.1613
|
$0.1609
|
|
|
CUSIPS
|
|
S&P Target SMid 60, 2nd Qtr 2013
|
04/01/13
|
07/09/14
|
$10.4073
|
$10.1503
|
06/18/13
|
$0.0968
|
$0.0966
|
|
|
CUSIPS
|
|
Sabrient Dividend, 1
|
04/17/13
|
04/20/15
|
$10.8611
|
$10.4821
|
06/18/13
|
$0.3708
|
$0.3690
|
|
|
CUSIPS
|
|
Select DSIP, 2nd Qtr 2013
|
04/16/13
|
07/14/14
|
$10.7198
|
$10.4536
|
06/18/13
|
$0.2339
|
$0.2331
|
|
|
CUSIPS
|
|
SMid Capital Strength, 16
|
05/29/13
|
06/01/15
|
$9.9716
|
$9.6278
|
06/18/13
|
$0.1132
|
$0.1121
|
|
|
CUSIPS
|
|
SMid High Dividend, 9
|
05/01/13
|
05/04/15
|
$10.7822
|
$10.4063
|
06/18/13
|
$0.3587
|
$0.3562
|
|
|
CUSIPS
|
|
Strategic Dividend Plus, 12
|
04/25/13
|
04/27/15
|
$10.1350
|
$9.7900
|
06/18/13
|
$0.4796
|
$0.4753
|
|
|
CUSIPS
|
|
Strategic Dividend Select, 9
|
04/19/13
|
04/20/15
|
$10.3175
|
$9.9599
|
06/18/13
|
$0.4858
|
$0.4834
|
|
|
CUSIPS
|
|
Target Diversified Dividend, 2nd Qtr 2013
|
04/01/13
|
07/09/14
|
$10.4556
|
$10.1972
|
06/18/13
|
$0.3247
|
$0.3239
|
|
|
CUSIPS
|
|
Target Diversified Global Allocation, 8
|
06/03/13
|
09/09/14
|
$10.0444
|
$9.7980
|
06/18/13
|
$0.3332
|
$0.3311
|
|
|
CUSIPS
|
|
Target Dividend Multi-Strategy, 2nd Qtr 2013
|
04/01/13
|
07/09/14
|
$10.2974
|
$10.0436
|
06/18/13
|
$0.3841
|
$0.3832
|
|
|
CUSIPS
|
|
Target Double Play, 2nd Qtr 2013
|
04/01/13
|
07/09/14
|
$10.1634
|
$9.9136
|
06/18/13
|
$0.2058
|
$0.2053
|
|
|
CUSIPS
|
|
Target Focus Five, 2nd Qtr 2013
|
04/01/13
|
07/09/14
|
$10.3007
|
$10.0469
|
06/18/13
|
$0.1672
|
$0.1668
|
|
|
CUSIPS
|
|
Target Focus Four, 2nd Qtr 2013
|
04/01/13
|
07/09/14
|
$10.2085
|
$9.9573
|
06/18/13
|
$0.1826
|
$0.1822
|
|
|
CUSIPS
|
|
Target Global Dividend Leaders, 2nd Qtr 2013
|
04/01/13
|
07/09/14
|
$10.1810
|
$9.9307
|
06/18/13
|
$0.5088
|
$0.5075
|
|
|
CUSIPS
|
|
Target Growth, 2nd Qtr 2013
|
04/01/13
|
07/09/14
|
$10.5229
|
$10.2624
|
06/18/13
|
$0.0947
|
$0.0945
|
|
|
CUSIPS
|
|
Target High Quality Dividend, 2
|
06/10/13
|
09/09/14
|
$10.1110
|
$9.8627
|
06/18/13
|
$0.3146
|
$0.3126
|
|
|
CUSIPS
|
|
Target Triad, 2nd Qtr 2013
|
04/01/13
|
07/09/14
|
$10.4565
|
$10.1980
|
06/18/13
|
$0.1851
|
$0.1847
|
|
|
CUSIPS
|
|
Target VIP, 2nd Qtr 2013
|
04/01/13
|
07/09/14
|
$10.4445
|
$10.1864
|
06/18/13
|
$0.1614
|
$0.1610
|
|
|
CUSIPS
|
|
Technology Dividend, 4
|
06/05/13
|
06/08/15
|
$10.1571
|
$9.8059
|
06/18/13
|
$0.2472
|
$0.2448
|
|
|
CUSIPS
|
|
Technology Select, 48
|
04/26/13
|
04/27/15
|
$10.5684
|
$10.2009
|
06/18/13
|
$0.1263
|
$0.1254
|
|
|
CUSIPS
|
|
U.S. Equity Closed-End, 7
|
04/18/13
|
04/20/15
|
$10.1706
|
$9.8189
|
06/18/13
|
$0.5736
|
$0.5712
|
|
|
CUSIPS
|
|
Utilities Select, 25
|
04/12/13
|
04/13/15
|
$9.6447
|
$9.3138
|
06/18/13
|
$0.3218
|
$0.3204
|
|
|
CUSIPS
|
|
Value Line® Target 25, 2nd Qtr 2013
|
04/01/13
|
07/09/14
|
$10.1008
|
$9.8528
|
06/18/13
|
$0.0584
|
$0.0583
|
|
|
CUSIPS
|
|
Water Utility & Infrastructure Select, 28
|
03/27/13
|
03/30/15
|
$10.0291
|
$9.6829
|
06/18/13
|
$0.1279
|
$0.1274
|
|
|
CUSIPS
|