| |
| The Target VIP Portfolio is a unit investment trust that seeks to outperform the S&P 500 Index by adhering to a disciplined investment process that targets six distinct methods of investing in the stock market. |
|
|
| Product Code: |
VPMR12 |
| Portfolio Status: |
Secondary |
| Initial Offer Date: |
03/01/2012 |
| Secondary Date: |
04/02/2012 |
| Portfolio Ending Date: |
05/31/2013 |
| Tax Structure: |
RIC |
| Distributions: |
Semi-Annual |
|
|
|
| Initial Offer Price: |
$10.0000 |
| NAV(*): |
$11.1062 |
| POP(*): |
$11.3851 |
|
|
* As of Trade Date: 05/21/2013 4:00pm ET |
|
| Estimated Net Annual Distribution Per Unit |
| Estimated Net Annual Distribution Per Unit * |
$0.2103 |
| As of 05/20/2013 |
|
| * There is no guarantee that the issuers of the securities included in the portfolio will declare distributions in the future or that, if declared, they will either remain at current levels or increase over time.
|
Consumer Discretionary |
21.55% |
Consumer Staples |
3.63% |
Energy |
7.27% |
Financials |
6.57% |
Health Care |
12.47% |
Industrials |
3.81% |
Information Technology |
25.93% |
Materials |
2.95% |
Telecommunication Services |
9.05% |
Utilities |
5.77% |
Other |
1.00% |
|
|
| |
Large |
Mid |
Small |
|
| Growth |
41.40% |
2.35% |
16.82% |
|
| Value |
34.50% |
3.15% |
0.78% |
|
| Large-Cap Growth |
41.40% |
| Large-Cap Value |
34.50% |
| Mid-Cap Growth |
2.35% |
| Mid-Cap Value |
3.15% |
| Small-Cap Growth |
16.82% |
| Small-Cap Value |
0.78% |
| Undetermined |
1.00% |
|
| U.S. Stocks |
77.27% |
|
Other |
1.00% |
| Non-U.S. Stocks |
21.73% |
|
|
|
|
|
| The style and sector characteristics of the portfolio are determined as of 05/21/2013
and will likely vary thereafter due to market fluctuations in the underlying securities. |
|
Apple Inc.
| AAPL |
Information Technology
| Large-Cap Value |
5.95%
|
|
International Business Machines Corporation
| IBM |
Information Technology
| Large-Cap Growth |
4.91%
|
|
The Home Depot, Inc.
| HD |
Consumer Discretionary
| Large-Cap Growth |
4.83%
|
|
Microsoft Corporation
| MSFT |
Information Technology
| Large-Cap Growth |
3.96%
|
|
Pfizer Inc.
| PFE |
Health Care
| Large-Cap Value |
3.93%
|
|
BT Group PLC (ADR)
| BT |
Telecommunication Services
| Large-Cap Growth |
3.81%
|
|
Intel Corporation
| INTC |
Information Technology
| Large-Cap Value |
3.55%
|
|
Exxon Mobil Corporation
| XOM |
Energy
| Large-Cap Value |
3.08%
|
|
McDonald’s Corporation
| MCD |
Consumer Discretionary
| Large-Cap Growth |
2.97%
|
|
Seagate Technology
| STX |
Information Technology
| Large-Cap Growth |
2.25%
|
|
Macy's, Inc.
| M |
Consumer Discretionary
| Large-Cap Growth |
2.03%
|
|
Gilead Sciences, Inc.
| GILD |
Health Care
| Large-Cap Growth |
1.82%
|
|
3M Company
| MMM |
Industrials
| Large-Cap Growth |
1.68%
|
|
Amgen Inc.
| AMGN |
Health Care
| Large-Cap Growth |
1.50%
|
|
CF Industries Holdings, Inc.
| CF |
Materials
| Mid-Cap Value |
1.49%
|
|
The Chubb Corporation
| CB |
Financials
| Large-Cap Value |
1.43%
|
|
Philip Morris International Inc.
| PM |
Consumer Staples
| Large-Cap Growth |
1.39%
|
|
Tata Motors Limited (ADR)
| TTM |
Consumer Discretionary
| Large-Cap Value |
1.38%
|
|
Halliburton Company
| HAL |
Energy
| Large-Cap Value |
1.34%
|
|
DIRECTV, Inc.
| DTV |
Consumer Discretionary
| Large-Cap Growth |
1.30%
|
|
Biogen Idec Inc.
| BIIB |
Health Care
| Large-Cap Growth |
1.22%
|
|
Starbucks Corporation
| SBUX |
Consumer Discretionary
| Large-Cap Growth |
1.04%
|
|
Marathon Petroleum Corporation
| MPC |
Energy
| Large-Cap Value |
1.00%
|
|
Celgene Corporation
| CELG |
Health Care
| Large-Cap Growth |
0.98%
|
|
The Progressive Corporation
| PGR |
Financials
| Large-Cap Value |
0.94%
|
|
Centrica Plc
| CNA.LN |
Utilities
| Large-Cap Growth |
0.91%
|
|
SSE Plc
| SSE.LN |
Utilities
| Large-Cap Value |
0.91%
|
|
National Grid Plc
| NG/.LN |
Utilities
| Large-Cap Value |
0.90%
|
|
AXA S.A.
| CS.FP |
Financials
| Large-Cap Value |
0.86%
|
|
AstraZeneca Plc
| AZN.LN |
Health Care
| Large-Cap Value |
0.85%
|
|
Vodafone Group Plc
| VOD.LN |
Telecommunication Services
| Large-Cap Value |
0.80%
|
|
Swisscom AG
| SCMN.VX |
Telecommunication Services
| Large-Cap Growth |
0.78%
|
|
Eni SpA
| ENI.IM |
Energy
| Large-Cap Value |
0.74%
|
|
Deutsche Telekom AG
| DTE.GY |
Telecommunication Services
| Large-Cap Value |
0.74%
|
|
Seadrill Ltd
| SDRL.NO |
Energy
| Large-Cap Growth |
0.70%
|
|
TeliaSonera AB
| TLSN.SS |
Telecommunication Services
| Large-Cap Value |
0.69%
|
|
Vivendi S.A.
| VIV.FP |
Telecommunication Services
| Large-Cap Value |
0.68%
|
|
Enel SpA
| ENEL.IM |
Utilities
| Large-Cap Value |
0.67%
|
|
EDF SA (Electricite de France)
| EDF.FP |
Utilities
| Large-Cap Value |
0.67%
|
|
The Advisory Board Company
| ABCO |
Industrials
| Small-Cap Growth |
0.63%
|
|
Hibbett Sports Inc.
| HIBB |
Consumer Discretionary
| Small-Cap Growth |
0.60%
|
|
Banco Santander S.A.
| SAN.SM |
Financials
| Large-Cap Value |
0.60%
|
|
First Cash Financial Services, Inc.
| FCFS |
Financials
| Small-Cap Growth |
0.60%
|
|
MarketAxess Holdings, Inc.
| MKTX |
Financials
| Small-Cap Growth |
0.60%
|
|
Telefonica S.A.
| TEF.SM |
Telecommunication Services
| Large-Cap Value |
0.59%
|
|
RWE AG
| RWE.GY |
Utilities
| Large-Cap Value |
0.59%
|
|
GDF Suez
| GSZ.FP |
Utilities
| Large-Cap Value |
0.59%
|
|
Texas Capital Bancshares, Inc.
| TCBI |
Financials
| Small-Cap Growth |
0.58%
|
|
Manhattan Associates, Inc.
| MANH |
Information Technology
| Small-Cap Growth |
0.57%
|
|
Bank of the Ozarks, Inc.
| OZRK |
Financials
| Small-Cap Growth |
0.56%
|
|
Prestige Brands Holdings Inc.
| PBH |
Consumer Staples
| Small-Cap Growth |
0.55%
|
|
Buckeye Technologies Inc.
| BKI |
Materials
| Small-Cap Growth |
0.54%
|
|
Monro Muffler Brake, Inc.
| MNRO |
Consumer Discretionary
| Small-Cap Growth |
0.53%
|
|
E.ON SE
| EOAN.GY |
Utilities
| Large-Cap Value |
0.53%
|
|
Dollar Tree, Inc.
| DLTR |
Consumer Discretionary
| Mid-Cap Growth |
0.52%
|
|
Synaptics Incorporated
| SYNA |
Information Technology
| Small-Cap Growth |
0.52%
|
|
MasterCard, Inc.
| MA |
Information Technology
| Large-Cap Growth |
0.52%
|
|
DealerTrack Technologies Inc.
| TRAK |
Information Technology
| Small-Cap Growth |
0.52%
|
|
B&G Foods, Inc.
| BGS |
Consumer Staples
| Small-Cap Growth |
0.52%
|
|
Colgate–Palmolive Company
| CL |
Consumer Staples
| Large-Cap Growth |
0.51%
|
|
AutoZone, Inc.
| AZO |
Consumer Discretionary
| Large-Cap Growth |
0.50%
|
|
Air Methods Corporation
| AIRM |
Health Care
| Small-Cap Growth |
0.50%
|
|
France Telecom S.A.
| FTE.FP |
Telecommunication Services
| Large-Cap Value |
0.49%
|
|
Asbury Automotive Group Inc.
| ABG |
Consumer Discretionary
| Small-Cap Growth |
0.48%
|
|
Cardtronics Inc.
| CATM |
Information Technology
| Small-Cap Growth |
0.48%
|
|
Vitamin Shoppe, Inc.
| VSI |
Consumer Discretionary
| Small-Cap Growth |
0.48%
|
|
Acorda Therapeutics Inc.
| ACOR |
Health Care
| Small-Cap Growth |
0.46%
|
|
Heartland Payment Systems, Inc.
| HPY |
Information Technology
| Small-Cap Growth |
0.45%
|
|
PDL BioPharma Inc.
| PDLI |
Health Care
| Small-Cap Growth |
0.44%
|
|
Intuitive Surgical, Inc.
| ISRG |
Health Care
| Large-Cap Growth |
0.43%
|
|
Torchmark Corporation
| TMK |
Financials
| Mid-Cap Value |
0.40%
|
|
The Finish Line, Inc. (Class A)
| FINL |
Consumer Discretionary
| Small-Cap Growth |
0.40%
|
|
Lithia Motors, Inc.
| LAD |
Consumer Discretionary
| Small-Cap Growth |
0.40%
|
|
Glatfelter
| GLT |
Materials
| Small-Cap Growth |
0.40%
|
|
BJ's Restaurants Inc.
| BJRI |
Consumer Discretionary
| Small-Cap Growth |
0.40%
|
|
OSI Systems, Inc.
| OSIS |
Information Technology
| Small-Cap Growth |
0.39%
|
|
RBC Bearings Inc.
| ROLL |
Industrials
| Small-Cap Growth |
0.39%
|
|
Bottomline Technologies, Inc.
| EPAY |
Information Technology
| Small-Cap Growth |
0.37%
|
|
Cal-Maine Foods, Inc.
| CALM |
Consumer Staples
| Small-Cap Growth |
0.35%
|
|
SHFL entertainment, Inc.
| SHFL |
Consumer Discretionary
| Small-Cap Growth |
0.34%
|
|
Mattel, Inc.
| MAT |
Consumer Discretionary
| Large-Cap Growth |
0.34%
|
|
Sinclair Broadcast Group, Inc.
| SBGI |
Consumer Discretionary
| Mid-Cap Growth |
0.34%
|
|
Fastenal Company
| FAST |
Industrials
| Large-Cap Growth |
0.33%
|
|
Ross Stores, Inc.
| ROST |
Consumer Discretionary
| Large-Cap Growth |
0.33%
|
|
Monolithic Power Systems
| MPWR |
Information Technology
| Small-Cap Growth |
0.31%
|
|
Cincinnati Bell Inc.
| CBB |
Telecommunication Services
| Small-Cap Growth |
0.27%
|
|
Red Robin Gourmet Burgers Inc.
| RRGB |
Consumer Discretionary
| Small-Cap Growth |
0.27%
|
|
Bridgepoint Education, Inc.
| BPI |
Consumer Discretionary
| Small-Cap Value |
0.26%
|
|
Dillard’s, Inc. (Class A)
| DDS |
Consumer Discretionary
| Mid-Cap Value |
0.25%
|
|
Helmerich & Payne, Inc.
| HP |
Energy
| Mid-Cap Value |
0.23%
|
|
Old Dominion Freight Line, Inc.
| ODFL |
Industrials
| Mid-Cap Growth |
0.23%
|
|
FARO Technologies, Inc.
| FARO |
Information Technology
| Small-Cap Growth |
0.23%
|
|
Rockwell Collins, Inc.
| COL |
Industrials
| Mid-Cap Growth |
0.22%
|
|
Standard Motor Products, Inc.
| SMP |
Consumer Discretionary
| Small-Cap Growth |
0.21%
|
|
DISH Network Corp.
| DISH |
Consumer Discretionary
| Large-Cap Growth |
0.20%
|
|
Sonic Automotive, Inc.
| SAH |
Consumer Discretionary
| Small-Cap Growth |
0.20%
|
|
American Axle & Manufacturing Holdings, Inc.
| AXL |
Consumer Discretionary
| Small-Cap Growth |
0.20%
|
|
United Rentals, Inc.
| URI |
Industrials
| Mid-Cap Growth |
0.20%
|
|
8x8, Inc.
| EGHT |
Telecommunication Services
| Small-Cap Growth |
0.20%
|
|
LivePerson Inc.
| LPSN |
Information Technology
| Small-Cap Growth |
0.19%
|
|
Forest Laboratories, Inc.
| FRX |
Health Care
| Mid-Cap Value |
0.18%
|
|
Airgas, Inc.
| ARG |
Materials
| Mid-Cap Growth |
0.18%
|
|
KLA–Tencor Corporation
| KLAC |
Information Technology
| Mid-Cap Value |
0.18%
|
|
PetSmart, Inc.
| PETM |
Consumer Discretionary
| Mid-Cap Growth |
0.18%
|
|
Oil States International, Inc.
| OIS |
Energy
| Mid-Cap Value |
0.18%
|
|
FMC Corporation
| FMC |
Materials
| Mid-Cap Growth |
0.18%
|
|
MTS Systems Corporation
| MTSC |
Information Technology
| Small-Cap Growth |
0.17%
|
|
ATMI, Inc.
| ATMI |
Information Technology
| Small-Cap Value |
0.16%
|
|
Hi-Tech Pharmacal Co., Inc.
| HITK |
Health Care
| Small-Cap Value |
0.16%
|
|
Neenah Paper, Inc.
| NP |
Materials
| Small-Cap Growth |
0.16%
|
|
Lorillard, Inc.
| LO |
Consumer Staples
| Large-Cap Growth |
0.16%
|
|
Advance Auto Parts, Inc.
| AAP |
Consumer Discretionary
| Mid-Cap Growth |
0.15%
|
|
Monster Beverage Corporation
| MNST |
Consumer Staples
| Mid-Cap Growth |
0.15%
|
|
Cirrus Logic, Inc.
| CRUS |
Information Technology
| Small-Cap Growth |
0.14%
|
|
Coinstar, Inc.
| CSTR |
Consumer Discretionary
| Small-Cap Growth |
0.14%
|
|
Cintas Corporation
| CTAS |
Industrials
| Mid-Cap Value |
0.13%
|
|
The Men's Wearhouse, Inc.
| MW |
Consumer Discretionary
| Small-Cap Value |
0.13%
|
|
Jabil Circuit, Inc.
| JBL |
Information Technology
| Mid-Cap Value |
0.11%
|
|
Apollo Group, Inc. (Class A)
| APOL |
Consumer Discretionary
| Small-Cap Growth |
0.08%
|
|
Body Central Corporation
| BODY |
Consumer Discretionary
| Small-Cap Value |
0.07%
|
|
| |
| Total Number of Holdings: 120 |
|
| Underlying Securities information represented above is as of 05/21/2013 but will vary with future fluctuations in the market. |
|
An investment in an equity portfolio should be made with an understanding of the risks associated with an investment in common stocks including the risk that the financial condition of the issuers of the equities or the general condition of the stock market may worsen.
A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.
An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.
An investment in a portfolio containing small-cap companies is subject to additional risks, as the share prices of small-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.
The companies engaged in the technology sector are subject to fierce competition, high research and development costs, and their products and services may be subject to rapid obsolescence. Technology company stocks, especially those which are Internet-related, may experience extreme price and volume fluctuations that are often unrelated to their operating performance.
The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.
All data used for the sector and style classification comparisons is from
Bloomberg Finance L.P, which we believe to be reliable, but do not take responsibility
for its accuracy.
The style and capitalization characteristics used to describe the stocks are designed to help you
understand how they fit into your overall investment plan. Due to changes in the value of the stocks
the characteristics may vary over time. In general, growth stocks have high relative price-to-book
ratios while value stocks have low relative price-to-book ratios. In determining market capitalization
characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding
foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis.
Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next
20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.
Although the portfolio terminates in approximately one year, the strategy is long-term. Investors
should consider their ability to pursue investing in successive portfolios, if available. There
may be tax consequences unless units are purchased in an IRA or other qualified plan. The
rollover option is subject to modification, termination, or suspension.
You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.
This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.
Not FDIC Insured, Not Bank Guaranteed and May Lose Value.
The Dow Jones Industrial AverageSM is a product of Dow Jones Indexes, a licensed trademark of CME Group Index Services LLC ("CME"), and has been licensed for use. "Dow Jones®", "The Dow®", "Dow Jones Industrial AverageSM" and "Dow Jones Indexes" are service marks of Dow Jones Trademark Holdings, LLC ("Dow Jones"), and have been licensed to CME and have been sublicensed for use for certain purposes by First Trust. The portfolio based on the Dow Jones Industrial AverageSM, is not sponsored, endorsed, sold or promoted by Dow Jones, CME or their respective affiliates and none of them makes any representation regarding the advisability of investing in such products.
The NASDAQ 100®, NASDAQ 100 Index®,
and NASDAQ® are trade or service marks of The NASDAQ OMX Group,
Inc. (which with its affiliates are the Corporations) and are licensed for use
by First Trust Portfolios L.P. The portfolio has not been passed on by the Corporations
as to its legality or suitability. The portfolio is not issued, endorsed, sold,
or promoted by the Corporations. THE CORPORATIONS MAKE NO WARRANTIES AND
BEAR NO LIABILITY WITH RESPECT TO THE PORTFOLIO.
"S&P", "S&P 500", and "Standard & Poor's" are trademarks of The McGraw-Hill Companies, Inc. and have been licensed for use by First Trust Portfolios L.P. The portfolio is not sponsored, endorsed, sold, or promoted by Standard & Poor's and Standard & Poor's makes no representation regarding the advisability of investing in such products.
"Value Line," "The Value Line Investment Survey,"
and "Value Line TimelinessTM Ranking System" are registered trademarks
of Value Line Securities, Inc. or Value Line Publishing, Inc. that have been
licensed to First Trust Portfolios L.P. and/or First Trust Advisors L.P. The
portfolio is not sponsored, recommended, sold or promoted by Value Line Publishing,
Inc., Value Line, Inc. or Value Line Securities, Inc. First Trust Portfolios
L.P. and First Trust Advisors L.P. are not affiliated with any Value Line company.
|
|
| |
Click on the appropriate CUSIP below to add it to your product watch list:
|
|
|
|
|