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Sabrient Baker's Dozen, August 2016 Series  Ticker: FPAQJX
 
Description
This unit investment trust seeks above-average capital appreciation; however, there is no assurance the objective will be met.
 
Summary
Product Code: SBDA16
Portfolio Status: Secondary
Initial Offer Date: 08/15/2016
Secondary Date: 09/15/2016
Portfolio Ending Date: 09/15/2017
Tax Structure: Grantor
Distributions: Monthly
 
Initial Offer Price: $10.0000
NAV(*): $10.6763
POP(*): $10.9444
Remaining Deferred Sales Charge: $0.0000
* As of Trade Date: 03/23/2017 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Estimated Net Annual Distribution Per Unit
Estimated Net Annual Distribution Per Unit * $0.0317
As of 03/20/2017
* The estimates are based on annualizing the most recent dividends declared by the issuers of the securities included in the portfolio. There is no guarantee that the issuers of the securities included in the portfolio will declare distributions in the future or that, if declared, they will either remain at current levels or increase over time.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Consumer Discretionary  Consumer Discretionary 9.39%
Consumer Staples  Consumer Staples 0.00%
Energy  Energy 0.00%
Financials  Financials 10.75%
Health Care  Health Care 12.72%
Industrials  Industrials 18.95%
Information Technology  Information Technology 33.45%
Materials  Materials 14.67%
Real Estate  Real Estate 0.00%
Telecommunication Services  Telecommunication Services 0.00%
Utilities  Utilities 0.00%
Other  Other 0.07%
 
  Large Mid Small  
Growth  15.83% 25.92% 0.00%  
Value  6.29% 43.83% 8.06%  

 Style Weighting
Large-Cap Growth 15.83%
Large-Cap Value 6.29%
Mid-Cap Growth 25.92%
Mid-Cap Value 43.83%
Small-Cap Growth 0.00%
Small-Cap Value 8.06%
Undetermined 0.07%
 Composition
U.S. Stocks 87.29%   Other 0.07%
Non-U.S. Stocks 12.64%      
The style and sector characteristics of the portfolio are determined as of 03/23/2017 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $11,872.45
Weighted Average Price/Earnings 22.66
Weighted Average Price/Book 2.06
As of 3/23/2017
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Quanta Services, Inc. PWR Industrials  Industrials Mid-Cap Value 10.73%
 Steel Dynamics, Inc. STLD Materials  Materials Mid-Cap Value 9.57%
 Applied Materials, Inc. AMAT Information Technology  Information Technology Large-Cap Growth 9.40%
 Toll Brothers, Inc. TOL Consumer Discretionary  Consumer Discretionary Mid-Cap Value 9.39%
 CommScope Holding Company, Inc. COMM Information Technology  Information Technology Mid-Cap Growth 9.24%
 Microsemi Corporation MSCC Information Technology  Information Technology Mid-Cap Growth 8.46%
 HD Supply Holdings, Inc. HDS Industrials  Industrials Mid-Cap Growth 8.22%
 Ally Financial Inc. ALLY Financials  Financials Mid-Cap Value 7.79%
 Vertex Pharmaceuticals Incorporated VRTX Health Care  Health Care Large-Cap Growth 6.43%
 ARRIS International Plc ARRS Information Technology  Information Technology Mid-Cap Value 6.35%
 Mylan N.V. MYL Health Care  Health Care Large-Cap Value 6.29%
 Hecla Mining Company HL Materials  Materials Small-Cap Value 5.10%
 OneMain Holdings, Inc. OMF Financials  Financials Small-Cap Value 2.96%
 
Total Number of Holdings:    13
Underlying Securities information represented above is as of 03/23/2017 but will vary with future fluctuations in the market.

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

IRA Risk. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Technology Risk. The companies engaged in the information technology sector are subject to fierce competition, high research and development costs, and their products and services may be subject to rapid obsolescence. Technology company stocks, especially those which are Internet-related, may experience extreme price and volume fluctuations that are often unrelated to their operating performance.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

All data used for the sector and style classification comparisons is from Bloomberg Finance L.P, which we believe to be reliable, but do not take responsibility for its accuracy.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

Although the portfolio terminates in approximately one year, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

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