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Sabrient Small Cap Growth, 11  Ticker: FOWBQX
 
Description
This unit investment trust seeks above-average capital appreciation; however, there is no assurance the objective will be met.
 
Summary
Product Code: SBSC11
Portfolio Status: Secondary
Initial Offer Date: 07/20/2016
Secondary Date: 10/17/2016
Portfolio Ending Date: 10/20/2017
Tax Structure: Regulated Investment Company
Distributions: Semi-Annual
 
Initial Offer Price: $10.0000
NAV(*): $11.9624
POP(*): Not Avail
Remaining Deferred Sales Charge: $0.0000
* As of Trade Date: 08/17/2017 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Estimated Net Annual Distribution Per Unit
Estimated Net Annual Distribution Per Unit * $0.0490
As of 08/14/2017
* The estimates are based on annualizing the most recent dividends declared by the issuers of the securities included in the portfolio. There is no guarantee that the issuers of the securities included in the portfolio will declare distributions in the future or that, if declared, they will either remain at current levels or increase over time.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Consumer Discretionary  Consumer Discretionary 16.97%
Consumer Staples  Consumer Staples 0.00%
Energy  Energy 1.32%
Financials  Financials 20.83%
Health Care  Health Care 7.05%
Industrials  Industrials 14.13%
Information Technology  Information Technology 33.84%
Materials  Materials 4.27%
Real Estate  Real Estate 1.54%
Telecommunication Services  Telecommunication Services 0.00%
Utilities  Utilities 0.00%
Other  Other 0.05%
 
  Large Mid Small  
Growth  0.00% 9.42% 47.42%  
Value  0.00% 13.08% 30.03%  

 Style Weighting
Large-Cap Growth 0.00%
Large-Cap Value 0.00%
Mid-Cap Growth 9.42%
Mid-Cap Value 13.08%
Small-Cap Growth 47.42%
Small-Cap Value 30.03%
Undetermined 0.05%
 Composition
U.S. Stocks 92.26%   Other 0.05%
Non-U.S. Stocks 7.69%      
The style and sector characteristics of the portfolio are determined as of 08/17/2017 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $2,057.86
Weighted Average Price/Earnings 16.74
Weighted Average Price/Book 1.91
As of 8/17/2017
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 The Brink's Company BCO Industrials  Industrials Mid-Cap Growth 4.23%
 Supernus Pharmaceuticals, Inc. SUPN Health Care  Health Care Small-Cap Growth 3.51%
 Brooks Automation, Inc. BRKS Information Technology  Information Technology Small-Cap Growth 3.38%
 Blucora, Inc. BCOR Information Technology  Information Technology Small-Cap Value 3.11%
 Advanced Energy Industries, Inc. AEIS Information Technology  Information Technology Small-Cap Growth 3.01%
 MKS Instruments, Inc. MKSI Information Technology  Information Technology Mid-Cap Growth 2.90%
 Viad Corp VVI Industrials  Industrials Small-Cap Growth 2.79%
 BofI Holding, Inc. BOFI Financials  Financials Small-Cap Growth 2.76%
 Essent Group Ltd. ESNT Financials  Financials Mid-Cap Value 2.70%
 TTM Technologies, Inc. TTMI Information Technology  Information Technology Small-Cap Value 2.66%
 MCBC Holdings, Inc. MCFT Consumer Discretionary  Consumer Discretionary Small-Cap Growth 2.57%
 Semtech Corporation SMTC Information Technology  Information Technology Small-Cap Growth 2.50%
 Texas Capital Bancshares, Inc. TCBI Financials  Financials Mid-Cap Value 2.44%
 Radian Group Inc. RDN Financials  Financials Mid-Cap Value 2.35%
 KB Home KBH Consumer Discretionary  Consumer Discretionary Small-Cap Value 2.35%
 FormFactor, Inc. FORM Information Technology  Information Technology Small-Cap Growth 2.34%
 Boyd Gaming Corporation BYD Consumer Discretionary  Consumer Discretionary Small-Cap Growth 2.32%
 Pacific Premier Bancorp, Inc. PPBI Financials  Financials Small-Cap Value 2.31%
 Cirrus Logic, Inc. CRUS Information Technology  Information Technology Mid-Cap Growth 2.29%
 Orbotech Ltd. ORBK Information Technology  Information Technology Small-Cap Growth 2.24%
 William Lyon Homes (Class A) WLH Consumer Discretionary  Consumer Discretionary Small-Cap Value 2.23%
 M.D.C. Holdings, Inc. MDC Consumer Discretionary  Consumer Discretionary Small-Cap Value 2.17%
 Finisar Corporation FNSR Information Technology  Information Technology Small-Cap Value 2.16%
 CNO Financial Group, Inc. CNO Financials  Financials Mid-Cap Value 2.11%
 Gray Television, Inc. GTN Consumer Discretionary  Consumer Discretionary Small-Cap Value 2.11%
 Builders FirstSource, Inc. BLDR Industrials  Industrials Small-Cap Growth 2.07%
 Nanometrics Incorporated NANO Information Technology  Information Technology Small-Cap Growth 1.99%
 Ciena Corporation CIEN Information Technology  Information Technology Small-Cap Growth 1.98%
 Legg Mason, Inc. LM Financials  Financials Mid-Cap Value 1.90%
 PharMerica Corporation PMC Health Care  Health Care Small-Cap Value 1.87%
 Plexus Corp. PLXS Information Technology  Information Technology Small-Cap Value 1.85%
 PGT, Inc. PGTI Industrials  Industrials Small-Cap Growth 1.80%
 Cabot Corporation CBT Materials  Materials Small-Cap Growth 1.75%
 A. Schulman, Inc. SHLM Materials  Materials Small-Cap Growth 1.71%
 NCI Building Systems, Inc. NCS Industrials  Industrials Small-Cap Growth 1.67%
 Sinclair Broadcast Group, Inc. SBGI Consumer Discretionary  Consumer Discretionary Small-Cap Growth 1.67%
 Franklin Financial Network, Inc. FSB Financials  Financials Small-Cap Value 1.66%
 OneMain Holdings, Inc. OMF Financials  Financials Mid-Cap Value 1.58%
 Hawaiian Holdings, Inc. HA Industrials  Industrials Small-Cap Growth 1.57%
 Nautilus, Inc. NLS Consumer Discretionary  Consumer Discretionary Small-Cap Growth 1.55%
 Sabra Health Care REIT, Inc. SBRA Real Estate  Real Estate Small-Cap Value 1.54%
 Mellanox Technologies, Ltd. MLNX Information Technology  Information Technology Small-Cap Growth 1.43%
 Aegean Marine Petroleum Network Inc. ANW Energy  Energy Small-Cap Value 1.32%
 AMAG Pharmaceuticals, Inc. AMAG Health Care  Health Care Small-Cap Value 1.10%
 Opus Bank OPB Financials  Financials Small-Cap Value 1.02%
 Ryerson Holding Corporation RYI Materials  Materials Small-Cap Growth 0.81%
 Depomed, Inc. DEPO Health Care  Health Care Small-Cap Value 0.57%
 
Total Number of Holdings:    47
Underlying Securities information represented above is as of 08/17/2017 but will vary with future fluctuations in the market.

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

IRA Risk. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Technology Risk. The companies engaged in the information technology sector are subject to fierce competition, high research and development costs, and their products and services may be subject to rapid obsolescence. Technology company stocks, especially those which are Internet-related, may experience extreme price and volume fluctuations that are often unrelated to their operating performance.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

All data used for the sector and style classification comparisons is from Bloomberg Finance L.P, which we believe to be reliable, but do not take responsibility for its accuracy.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

Although the portfolio terminates in approximately one year, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA and the Internal Revenue Code. First Trust has no knowledge of and has not been provided any information regarding any investor. Financial advisors must determine whether particular investments are appropriate for their clients. First Trust believes the financial advisor is a fiduciary, is capable of evaluating investment risks independently and is responsible for exercising independent judgment with respect to its retirement plan clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
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