|
|
| Equity Income, 25 |
FCJLHX |
3/12/2010 |
| 30274U307 |
| 30274U323 (Fee) |
|
| 30274U315 |
| 30274U331 (Fee) |
|
|
|
| Global Hard Assets, 3 |
FHDRBX |
3/12/2010 |
| 30274U406 |
| 30274U422 (Fee) |
|
| 30274U414 |
| 30274U430 (Fee) |
|
|
|
| Strategic Income Plus Closed-End, 19 |
FSYHPX |
3/12/2010 |
| 30275U546 |
| 30275U561 (Fee) |
|
| 30275U553 |
| 30275U579 (Fee) |
|
|
|
| New Jersey Municipal Income Closed-End, 23 |
------- |
3/16/2010 |
| 30275U397 |
| 30275U413 (Fee) |
|
| 30275U405 |
| 30275U421 (Fee) |
|
|
|
| Preferred Income, 35 |
------- |
3/16/2010 |
| 30274V735 |
| 30274V750 (Fee) |
|
| 30274V743 |
| 30274V768 (Fee) |
|
|
|
| Senior Loan & Limited Duration Plus Closed-End, 4 |
------- |
3/16/2010 |
| 30276R104 |
| 30276R120 (Fee) |
|
| 30276R112 |
| 30276R138 (Fee) |
|
|
|
| Smartphone, 1 |
------- |
3/16/2010 |
| 30274U612 |
| 30274U638 (Fee) |
|
| 30274U620 |
| 30274U646 (Fee) |
|
|
|
| Build America Bonds, 7 |
------- |
3/17/2010 |
| 33735L668 |
| 33735L676 (Wrap) |
|
|
|
|
| Market Strength Allocation Plus, 2 |
------- |
3/19/2010 |
| 30274V438 |
| 30274V453 (Fee) |
|
| 30274V446 |
| 30274V461 (Fee) |
|
|
|
| Technology Select, 35 |
------- |
3/19/2010 |
| 30274V586 |
| 30274V602 (Fee) |
|
| 30274V594 |
| 30274V610 (Fee) |
|
|
|
| Balanced Income Select, 15 |
------- |
3/23/2010 |
| 30274U661 |
| 30274U687 (Fee) |
|
| 30274U679 |
| 30274U695 (Fee) |
|
|
|
| Tax Exempt Municipal Income, 253 |
------- |
3/23/2010 |
| 33735L205 |
| 33735L304 (Wrap) |
|
|
|
|
| Tax-Advantaged Municipal Closed-End, 9 |
------- |
3/23/2010 |
| 30274U711 |
| 30274U737 (Fee) |
|
| 30274U729 |
| 30274U745 (Fee) |
|
|
|
| Convertible & Income Select Closed-End, 22 |
------- |
3/24/2010 |
| 30275U595 |
| 30275U611 (Fee) |
|
| 30275U603 |
| 30275U629 (Fee) |
|
|
|
| Investment Grade Select Closed-End, 17 |
------- |
3/25/2010 |
| 30276R153 |
| 30276R179 (Fee) |
|
| 30276R161 |
| 30276R187 (Fee) |
|
|
|
| Covered Call Select Closed-End, 19 |
------- |
3/26/2010 |
| 30275U645 |
| 30275U660 (Fee) |
|
| 30275U652 |
| 30275U678 (Fee) |
|
|
|
| Municipal Income Plus Closed End, 7 |
------- |
3/26/2010 |
| 30275U496 |
| 30275U512 (Fee) |
|
| 30275U504 |
| 30275U520 (Fee) |
|
|
|
| Dow® Target 10, April 2010 |
------- |
4/1/2010 |
| 30272R678 |
| 30272R694 (Fee) |
|
| 30272R686 |
| 30272R702 (Fee) |
|
|
|
| Dow® Target 5, 2nd Qtr 2010 |
------- |
4/1/2010 |
| 30274R155 |
| 30274R171 (Fee) |
|
| 30274R163 |
| 30274R189 (Fee) |
|
|
|
| Dow® Target Dividend, April 2010 |
------- |
4/1/2010 |
| 30272R710 |
| 30272R736 (Fee) |
|
| 30272R728 |
| 30272R744 (Fee) |
|
|
|
| Georgetown Capital Appreciation, 2Q 2010 |
------- |
4/1/2010 |
|
|
|
|
| Global Target 15, 2nd Qtr 2010 |
------- |
4/1/2010 |
| 30274R205 |
| 30274R221 (Fee) |
|
| 30274R213 |
| 30274R239 (Fee) |
|
|
|
| Income Allocation Closed-End, April 2010 |
------- |
4/1/2010 |
| 30274V388 |
| 30274V404 (Fee) |
|
| 30274V396 |
| 30274V412 (Fee) |
|
|
|
| MSCI EAFE Target 20 , 2nd Qtr 2010 |
------- |
4/1/2010 |
| 30274R254 |
| 30274R270 (Fee) |
|
| 30274R262 |
| 30274R288 (Fee) |
|
|
|
| Nasdaq® Target 15, 2nd Qtr 2010 |
------- |
4/1/2010 |
| 30274R304 |
| 30274R320 (Fee) |
|
| 30274R312 |
| 30274R338 (Fee) |
|
|
|
| NYSE® International Target 25, 2nd Qtr 2010 |
------- |
4/1/2010 |
| 30274R353 |
| 30274R379 (Fee) |
|
| 30274R361 |
| 30274R387 (Fee) |
|
|
|
| S&P Target 24, 2nd Qtr 2010 |
------- |
4/1/2010 |
| 30274R403 |
| 30274R429 (Fee) |
|
| 30274R411 |
| 30274R437 (Fee) |
|
|
|
| S&P Target SMid 60, 2nd Qtr 2010 |
------- |
4/1/2010 |
| 30274R452 |
| 30274R478 (Fee) |
|
| 30274R460 |
| 30274R486 (Fee) |
|
|
|
| Target 50/50, 2nd Qtr 2010 |
------- |
4/1/2010 |
| 30274R502 |
| 30274R528 (Fee) |
|
| 30274R510 |
| 30274R536 (Fee) |
|
|
|
| Target Diversified Dividend, 2nd Qtr 2010 |
------- |
4/1/2010 |
| 30274V487 |
| 30274V503 (Fee) |
|
| 30274V495 |
| 30274V511 (Fee) |
|
|
|
| Target Dividend Multi-Strategy, 2nd Qtr 2010 |
------- |
4/1/2010 |
| 30274U455 |
| 30274U471 (Fee) |
|
| 30274U463 |
| 30274U489 (Fee) |
|
|
|
| Target Double Play, 2nd Qtr 2010 |
------- |
4/1/2010 |
| 30274R650 |
| 30274R676 (Fee) |
|
| 30274R668 |
| 30274R684 (Fee) |
|
|
|
| Target Focus Five, 2nd Qtr 2010 |
------- |
4/1/2010 |
| 30274R700 |
| 30274R726 (Fee) |
|
| 30274R718 |
| 30274R734 (Fee) |
|
|
|
| Target Focus Four, April 2010 |
------- |
4/1/2010 |
| 30272R769 |
| 30272R785 (Fee) |
|
| 30272R777 |
| 30272R793 (Fee) |
|
|
|
| Target Growth, 2nd Qtr 2010 |
------- |
4/1/2010 |
| 30274R759 |
| 30274R775 (Fee) |
|
| 30274R767 |
| 30274R783 (Fee) |
|
|
|
| Target Mega-Cap 2nd Qtr 2010 |
------- |
4/1/2010 |
| 30274R809 |
| 30274R825 (Fee) |
|
| 30274R817 |
| 30274R833 (Fee) |
|
|
|
| Target Small-Cap, 2nd Qtr 2010 |
------- |
4/1/2010 |
| 30274U109 |
| 30274U125 (Fee) |
|
| 30274U117 |
| 30274U133 (Fee) |
|
|
|
| Target Triad, April 2010 |
------- |
4/1/2010 |
| 30272R819 |
| 30272R835 (Fee) |
|
| 30272R827 |
| 30272R843 (Fee) |
|
|
|
| Target VIP Conservative Equity, 2nd Qtr 2010 |
------- |
4/1/2010 |
| 30274U158 |
| 30274U174 (Fee) |
|
| 30274U166 |
| 30274U182 (Fee) |
|
|
|
| Target VIP, April 2010 |
------- |
4/1/2010 |
| 30274R106 |
| 30274R122 (Fee) |
|
| 30274R114 |
| 30274R130 (Fee) |
|
|
|
| Value Line® Diversified Target 40, 2nd Qtr 2010 |
------- |
4/1/2010 |
| 30274U208 |
| 30274U224 (Fee) |
|
| 30274U216 |
| 30274U232 (Fee) |
|
|
|
| Value Line® Target 25, 2nd Qtr 2010 |
------- |
4/1/2010 |
| 30274U257 |
| 30274U273 (Fee) |
|
| 30274U265 |
| 30274U281 (Fee) |
|
|
|
| International, 22 |
------- |
4/5/2010 |
| 30275U199 |
| 30275U215 (Fee) |
|
| 30275U207 |
| 30275U223 (Fee) |
|
|
|
| Large-Cap, 22 |
------- |
4/5/2010 |
| 30275U140 |
| 30275U165 (Fee) |
|
| 30275U157 |
| 30275U173 (Fee) |
|
|
|
| SMid-Cap, 5 |
------- |
4/5/2010 |
| 30275U108 |
| 30275U124 (Fee) |
|
| 30275U116 |
| 30275U132 (Fee) |
|
|
|
| Municipal Income Closed-End, 35 |
------- |
4/6/2010 |
| 30275U298 |
| 30275U314 (Fee) |
|
| 30275U306 |
| 30275U322 (Fee) |
|
|
|