Home   Logon   Mobile Site   Research and Commentary   About Us   Call 1.800.621.1675 or Email Us       Follow Us: 

Search by Ticker, Keyword or CUSIP       


Richard Bernstein Advisors Focus America Growth & Income Portfolio, Series 1
Ticker Symbol: FUZOJX

Ticker Company Name Initial
HFC HollyFrontier Corporation 0.68% $26.85
OXY Occidental Petroleum Corporation 4.09% 61.93
OKE ONEOK, Inc. 4.07% 53.79
PBF PBF Energy Inc. 0.82% 20.61
PSX Phillips 66 1.18% 75.75
SEMG SemGroup Corporation 2.59% 33.45
TRGP Targa Resources Corp. 4.09% 56.19
VLO Valero Energy Corporation 2.00% 64.10
CHRW C.H. Robinson Worldwide, Inc. 2.76% 76.45
CVA Covanta Holding Corporation 2.80% 15.35
CMI Cummins Inc. 2.20% 146.14
ESND Essendant Inc. 0.51% 15.09
HON Honeywell International Inc. 4.09% 123.77
KAR KAR Auction Services, Inc. 3.56% 43.50
LMT Lockheed Martin Corporation 4.09% 271.85
MIC Macquarie Infrastructure Company LLC 4.10% 80.20
MGRC McGrath RentCorp 0.60% 34.28
NLSN Nielsen Holdings Plc 2.15% 41.13
NSC Norfolk Southern Corporation 0.49% 115.81
QUAD Quad/Graphics, Inc. 1.92% 24.93
RSG Republic Services, Inc. 4.09% 63.01
RECN Resources Connection, Inc. 0.56% 13.80
RHI Robert Half International Inc. 0.50% 45.91
UNP Union Pacific Corporation 2.46% 107.90
UPS United Parcel Service, Inc. 4.06% 105.53
UTX United Technologies Corporation 4.11% 113.94
WM Waste Management, Inc. 4.07% 72.84
WSTC West Corporation 0.96% 24.84
BMS Bemis Company, Inc. 4.09% 48.99
CF CF Industries Holdings, Inc. 1.04% 26.58
CMP Compass Minerals International, Inc. 2.96% 67.40
IPHS Innophos Holdings, Inc. 1.32% 45.89
IP International Paper Company 4.08% 53.02
NP Neenah Paper, Inc. 1.36% 75.60
OLN Olin Corporation 0.81% 32.22
GLT P. H. Glatfelter Company 0.65% 20.50
PKG Packaging Corporation of America 4.06% 93.84
RPM RPM International Inc. 3.35% 51.54
SMG The Scotts Miracle-Gro Company 2.62% 96.89
SON Sonoco Products Company 4.06% 52.82

* As of the close of business on 4/20/17.
Market values are for reference only and are not indicative of your individual cost basis.

Not FDIC Insured • Not Bank Guaranteed • May Lose Value

Portfolio Summary
Initial Offering Date 4/21/2017
Initial Public Offering Price $10.00 per Unit
Portfolio Ending Date 7/23/2018
Estimated Net Annual Distribution per Unit* $0.3112
Cash CUSIP 30302N721
Reinvestment CUSIP 30302N739
Fee Accounts Cash CUSIP 30302N747
Fee Accounts Reinvestment CUSIP 30302N754

*The estimate is based on annualizing the most recent dividends declared by the issuers of the securities included in the portfolio. There is no guarantee that the issuers of the securities included in the portfolio will declare dividends in the future or that, if declared, they will either remain at current levels or increase over time.

Sales Charges (based on a $10 public offering price)
Standard Accounts
Transactional Sales Charges: Initial: 1.00%
  Deferred: 1.45%
Creation & Development Fee:   0.50%
Maximum Sales Charge:   2.95%

The deferred sales charge will be deducted in three monthly installments commencing 8/18/17.

Fee/Wrap Accounts*
Maximum Sales Charge: 0.50%

*The maximum sales charge for investors in fee accounts consists of the creation and development fee. Investors in fee accounts are not assessed any transactional sales charges. Standard accounts sales charges apply to units purchased as an ineligible asset.

The creation and development fee is a charge of $.050 per unit collected at the end of the initial offering period. If the price you pay exceeds $10 per unit, the creation and development fee will be less than 0.50%; if the price you pay is less than $10 per unit, the creation and development fee will exceed 0.50%.

In addition to the sales charges listed, UITs are subject to annual operating expenses and organization costs.

Volume Discounts

If you invest at least $50,000, the maximum sales charge is reduced as follows:

Initial Purchases Maximum
Sales Charge
$50,000 but less than $100,000 2.70%
$100,000 but less than $250,000 2.45%
$250,000 but less than $500,000 2.20%
$500,000 but less than $1,000,000 1.95%
$1,000,000 or more 1.40%

You should carefully consider the portfolio investment objective, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the portfolio. Read it carefully before you invest.

Risk Considerations:
An investment in this unmanaged unit investment trust should be made with an understanding of the risks involved with owning common stocks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

You should be aware that the portfolio is concentrated in stocks in both the industrials and materials sectors which involves additional risks, including limited diversification. The companies engaged in the industrials sector are subject to certain risks, including a deterioration in the general state of the economy, intense competition, domestic and international politics, excess capacity and changing spending trends. The companies engaged in the materials sector, including companies within the precious metals industry, are subject to price and supply fluctuations, excess capacity, economic recession, domestic and international politics, government regulations, volatile interest rates, consumer spending trends and overall capital spending levels.

An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of smallcap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

One of the securities in the portfolio is issued by a foreign entity. An investment in a portfolio containing equity securities of foreign issuers is subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

Although this portfolio terminates in approximately 15 months, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Printer Friendly Page Printer Friendly Page
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA and the Internal Revenue Code. First Trust has no knowledge of and has not been provided any information regarding any investor. Financial advisors must determine whether particular investments are appropriate for their clients. First Trust believes the financial advisor is a fiduciary, is capable of evaluating investment risks independently and is responsible for exercising independent judgment with respect to its retirement plan clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
Home |  Important Legal Information |  Privacy Policy |  Business Continuity Plan |  FINRA BrokerCheck
Copyright © 2017 All rights reserved.