Richard Bernstein Advisors Focus America Growth & Income Portfolio, Series 1
Ticker Symbol: FUZOJX
||Occidental Petroleum Corporation
||PBF Energy Inc.
||Targa Resources Corp.
||Valero Energy Corporation
||C.H. Robinson Worldwide, Inc.
||Covanta Holding Corporation
||Honeywell International Inc.
||KAR Auction Services, Inc.
||Lockheed Martin Corporation
||Macquarie Infrastructure Company LLC
||Nielsen Holdings Plc
||Norfolk Southern Corporation
||Republic Services, Inc.
||Resources Connection, Inc.
||Robert Half International Inc.
||Union Pacific Corporation
||United Parcel Service, Inc.
||United Technologies Corporation
||Waste Management, Inc.
||Bemis Company, Inc.
||CF Industries Holdings, Inc.
||Compass Minerals International, Inc.
||Innophos Holdings, Inc.
||International Paper Company
||Neenah Paper, Inc.
||P. H. Glatfelter Company
||Packaging Corporation of America
||RPM International Inc.
||The Scotts Miracle-Gro Company
||Sonoco Products Company
* As of the close of business on 4/20/17.
Market values are for reference only and are not indicative of your individual
|Not FDIC Insured Not Bank Guaranteed May Lose Value
|Initial Offering Date
|Initial Public Offering Price
||$10.00 per Unit
| Portfolio Ending Date
|Estimated Net Annual Distribution per Unit*
|Fee Accounts Cash CUSIP
|Fee Accounts Reinvestment CUSIP
*The estimate is based on annualizing the most recent dividends declared by the issuers of the securities included in the portfolio. There is no guarantee that the issuers of the securities included in the portfolio will declare dividends in the future or that, if declared, they will either remain at current levels or increase over time.
|Sales Charges (based on a $10 public offering
|Transactional Sales Charges:
|Creation & Development Fee:
|Maximum Sales Charge:
The deferred sales charge will be deducted in three monthly installments commencing
|Maximum Sales Charge:
*The maximum sales charge for investors in fee accounts consists of the creation and development fee.
Investors in fee accounts are not assessed any transactional sales charges. Standard accounts sales charges
apply to units purchased as an ineligible asset.
The creation and development fee is a charge of $.050 per unit collected at the end of the initial offering
period. If the price you pay exceeds $10 per unit, the creation and development fee will be less than 0.50%;
if the price you pay is less than $10 per unit, the creation and development fee will exceed 0.50%.
In addition to the sales charges listed, UITs are subject to annual operating expenses and organization costs.
If you invest at least $50,000, the maximum sales charge is reduced as follows:
|$50,000 but less than $100,000
|$100,000 but less than $250,000
|$250,000 but less than $500,000
|$500,000 but less than $1,000,000
|$1,000,000 or more
You should carefully consider the portfolio investment objective, risks,
and charges and expenses before investing. Contact your financial advisor or
call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus,
which contains this and other information about the portfolio. Read it carefully
before you invest.
An investment in this unmanaged unit investment trust should be made with an understanding of
the risks involved with owning common stocks, such as an economic recession and the possible
deterioration of either the financial condition of the issuers of the equity securities or the general
condition of the stock market.
You should be aware that the portfolio is concentrated in stocks
in both the industrials and materials sectors which involves
additional risks, including limited diversification. The companies
engaged in the industrials sector are subject to certain risks,
including a deterioration in the general state of the economy,
intense competition, domestic and international politics, excess
capacity and changing spending trends. The companies engaged
in the materials sector, including companies within the precious
metals industry, are subject to price and supply fluctuations,
excess capacity, economic recession, domestic and international
politics, government regulations, volatile interest rates,
consumer spending trends and overall capital spending levels.
An investment in a portfolio containing small-cap and mid-cap
companies is subject to additional risks, as the share prices of smallcap
companies and certain mid-cap companies are often more
volatile than those of larger companies due to several factors,
including limited trading volumes, products, financial resources,
management inexperience and less publicly available information.
One of the securities in the portfolio is issued by a foreign entity.
An investment in a portfolio containing equity securities of
foreign issuers is subject to additional risks, including currency
fluctuations, political risks, withholding, the lack of adequate
financial information, and exchange control restrictions
impacting foreign issuers.
Although this portfolio terminates in approximately 15 months, the strategy is long-term.
Investors should consider their ability to pursue investing in successive portfolios, if available.
There may be tax consequences unless units are purchased in an IRA or other qualified plan.
The value of the securities held by the trust may be subject to steep declines or increased volatility
due to changes in performance or perception of the issuers.