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Target Focus Four, July 2012  Ticker: FHOTNX
 
Description
This unit investment trust seeks above-average total return; however, there is no assurance the objective will be met. The portfolio provides you with the convenience of owning four distinct strategies in one investment. It invests in a fixed portfolio of stocks which are selected by applying pre-determined screens and factors.
 
Summary
Product Code: F4JY12
Portfolio Status: Secondary
Initial Offer Date: 07/02/2012
Secondary Date: 08/01/2012
Portfolio Ending Date: 10/09/2013
Tax Structure: RIC
Distributions: Semi-Annual
 
Initial Offer Price: $10.0000
NAV(*): $11.6737
POP(*): $11.9669
* As of Trade Date: 05/22/2013 4:00pm ET

 Estimated Net Annual Distribution Per Unit
Estimated Net Annual Distribution Per Unit * $0.2534
As of 05/20/2013
* There is no guarantee that the issuers of the securities included in the portfolio will declare distributions in the future or that, if declared, they will either remain at current levels or increase over time.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Consumer Discretionary  Consumer Discretionary 18.75%
Consumer Staples  Consumer Staples 0.65%
Energy  Energy 8.37%
Financials  Financials 26.38%
Health Care  Health Care 3.17%
Industrials  Industrials 9.55%
Information Technology  Information Technology 10.40%
Materials  Materials 5.36%
Telecommunication Services  Telecommunication Services 5.80%
Utilities  Utilities 10.66%
Other  Other 0.91%
 
  Large Mid Small  
Growth  10.16% 1.38% 5.73%  
Value  35.67% 21.75% 24.40%  

 Style Weighting
Large-Cap Growth 10.16%
Large-Cap Value 35.67%
Mid-Cap Growth 1.38%
Mid-Cap Value 21.75%
Small-Cap Growth 5.73%
Small-Cap Value 24.40%
Undetermined 0.91%
 Composition
U.S. Stocks 82.17%   Other 0.91%
Non-U.S. Stocks 16.92%      
The style and sector characteristics of the portfolio are determined as of 05/21/2013 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Comcast Corporation (Class A) CMCSA Consumer Discretionary  Consumer Discretionary Large-Cap Value 7.17%
 Apple Inc. AAPL Information Technology  Information Technology Large-Cap Value 4.58%
 BT Group PLC (ADR) BT Telecommunication Services  Telecommunication Services Large-Cap Growth 3.02%
 Time Warner Cable, Inc. TWC Consumer Discretionary  Consumer Discretionary Large-Cap Growth 2.43%
 Commercial Metals Company CMC Materials  Materials Small-Cap Value 2.23%
 Eaton Corporation Plc ETN Industrials  Industrials Large-Cap Value 2.17%
 Mercury General Corporation MCY Financials  Financials Small-Cap Value 1.89%
 Hudson City Bancorp, Inc. HCBK Financials  Financials Mid-Cap Value 1.65%
 Macy's, Inc. M Consumer Discretionary  Consumer Discretionary Large-Cap Growth 1.63%
 Northrop Grumman Corporation NOC Industrials  Industrials Large-Cap Value 1.56%
 First Niagara Financial Group, Inc. FNFG Financials  Financials Mid-Cap Value 1.55%
 Seagate Technology STX Information Technology  Information Technology Large-Cap Growth 1.50%
 People’s United Financial Inc. PBCT Financials  Financials Mid-Cap Value 1.47%
 Sempra Energy SRE Utilities  Utilities Large-Cap Value 1.47%
 American Electric Power Company, Inc. AEP Utilities  Utilities Large-Cap Value 1.46%
 DTE Energy Company DTE Utilities  Utilities Large-Cap Value 1.44%
 Chevron Corporation CVX Energy  Energy Large-Cap Value 1.43%
 PPL Corporation PPL Utilities  Utilities Large-Cap Value 1.37%
 Cleco Corporation CNL Utilities  Utilities Mid-Cap Value 1.37%
 FirstMerit Corporation FMER Financials  Financials Mid-Cap Value 1.37%
 New York Community Bancorp, Inc. NYCB Financials  Financials Mid-Cap Value 1.33%
 F.N.B. Corporation FNB Financials  Financials Small-Cap Value 1.31%
 Trustmark Corporation TRMK Financials  Financials Small-Cap Value 1.29%
 Astoria Financial Corporation AF Financials  Financials Small-Cap Value 1.29%
 BB&T Corporation BBT Financials  Financials Large-Cap Value 1.29%
 Delta Air Lines, Inc. DAL Industrials  Industrials Large-Cap Growth 1.23%
 Community Health Systems Inc. CYH Health Care  Health Care Mid-Cap Value 1.21%
 CA Inc. CA Information Technology  Information Technology Large-Cap Value 1.07%
 Office Depot, Inc. ODP Consumer Discretionary  Consumer Discretionary Small-Cap Value 1.07%
 FirstEnergy Corp. FE Utilities  Utilities Large-Cap Value 1.07%
 CF Industries Holdings, Inc. CF Materials  Materials Mid-Cap Value 0.98%
 Quiksilver, Inc. ZQK Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.97%
 Patterson–UTI Energy, Inc. PTEN Energy  Energy Mid-Cap Value 0.87%
 Helix Energy Solutions Group Inc. HLX Energy  Energy Mid-Cap Value 0.85%
 First American Financial Corporation FAF Financials  Financials Mid-Cap Value 0.79%
 Barnes & Noble, Inc. BKS Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.76%
 Reliance Steel & Aluminum Co. RS Materials  Materials Mid-Cap Value 0.74%
 Protective Life Corporation PL Financials  Financials Mid-Cap Value 0.72%
 AOL, Inc. AOL Information Technology  Information Technology Mid-Cap Value 0.72%
 Hospitality Properties Trust HPT Financials  Financials Mid-Cap Value 0.71%
 Unit Corporation UNT Energy  Energy Small-Cap Value 0.70%
 Convergys Corporation CVG Information Technology  Information Technology Small-Cap Value 0.67%
 American Financial Group, Inc. AFG Financials  Financials Mid-Cap Value 0.67%
 JetBlue Airways Corporation JBLU Industrials  Industrials Small-Cap Value 0.65%
 Standard Motor Products, Inc. SMP Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.65%
 Everest Re Group, Ltd. RE Financials  Financials Mid-Cap Value 0.64%
 Granite Construction Incorporated GVA Industrials  Industrials Small-Cap Value 0.64%
 SL Green Realty Corp. SLG Financials  Financials Mid-Cap Value 0.64%
 Alleghany Corporation Y Financials  Financials Mid-Cap Value 0.64%
 IDACORP, Inc. IDA Utilities  Utilities Small-Cap Value 0.63%
 Telephone and Data Systems, Inc. TDS Telecommunication Services  Telecommunication Services Mid-Cap Growth 0.63%
 PNM Resources Inc. PNM Utilities  Utilities Small-Cap Value 0.63%
 NV Energy Inc. NVE Utilities  Utilities Mid-Cap Value 0.62%
 LifePoint Hospitals, Inc. LPNT Health Care  Health Care Small-Cap Value 0.62%
 Pinnacle Entertainment, Inc. PNK Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.61%
 Webster Financial Corporation WBS Financials  Financials Small-Cap Value 0.60%
 Great Plains Energy Incorporated GXP Utilities  Utilities Mid-Cap Value 0.60%
 PDC Energy Inc. PDCE Energy  Energy Small-Cap Growth 0.60%
 Avnet Inc. AVT Information Technology  Information Technology Mid-Cap Value 0.59%
 Haverty Furniture Companies, Inc. HVT Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.58%
 Barclays Plc (ADR) BCS Financials  Financials Large-Cap Value 0.58%
 Boyd Gaming Corporation BYD Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.50%
 ING Groep N.V. (ADR) ING Financials  Financials Large-Cap Value 0.49%
 Iconix Brand Group, Inc. ICON Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.48%
 Parkway Properties, Inc. PKY Financials  Financials Small-Cap Value 0.46%
 Mitsubishi UFJ Financial Group, Inc. (MUFG) (ADR) MTU Financials  Financials Large-Cap Value 0.46%
 Banco Bilbao Vizcaya Argentaria, S.A. (ADR) BBVA Financials  Financials Large-Cap Value 0.46%
 Deutsche Bank AG DB Financials  Financials Large-Cap Value 0.45%
 Sumitomo Mitsui Financial Group, Inc. (ADR) SMFG Financials  Financials Large-Cap Value 0.44%
 VimpelCom Ltd. (ADR) VIP Telecommunication Services  Telecommunication Services Large-Cap Value 0.44%
 United Rentals, Inc. URI Industrials  Industrials Mid-Cap Growth 0.43%
 Hanmi Financial Corporation HAFC Financials  Financials Small-Cap Value 0.43%
 Mizuho Financial Group, Inc. (ADR) MFG Financials  Financials Large-Cap Value 0.42%
 Arkansas Best Corporation ABFS Industrials  Industrials Small-Cap Value 0.41%
 United Online, Inc. UNTD Information Technology  Information Technology Small-Cap Value 0.41%
 China Petroleum and Chemical Corporation (Sinopec) (ADR) SNP Energy  Energy Large-Cap Value 0.40%
 China Telecom Corporation Ltd. (ADR) CHA Telecommunication Services  Telecommunication Services Large-Cap Value 0.40%
 Orbital Sciences Corporation ORB Industrials  Industrials Small-Cap Value 0.39%
 Basic Energy Services, Inc. BAS Energy  Energy Small-Cap Value 0.39%
 Total S.A. (ADR) TOT Energy  Energy Large-Cap Value 0.38%
 Canadian Natural Resources Ltd. CNQ Energy  Energy Large-Cap Value 0.38%
 China Unicom Ltd. (ADR) CHU Telecommunication Services  Telecommunication Services Large-Cap Value 0.38%
 Dillard’s, Inc. (Class A) DDS Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.37%
 Kelly Services, Inc. KELYA Industrials  Industrials Small-Cap Value 0.37%
 Eni SpA (ADR) E Energy  Energy Large-Cap Value 0.37%
 Banco Santander Central Hispano S.A. (ADR) SAN Financials  Financials Large-Cap Value 0.36%
 Pinnacle Financial Partners, Inc. PNFP Financials  Financials Small-Cap Value 0.36%
 Kite Realty Group Trust KRG Financials  Financials Small-Cap Value 0.36%
 Seneca Foods Corp. SENEA Consumer Staples  Consumer Staples Small-Cap Value 0.36%
 BP Plc (ADR) BP Energy  Energy Large-Cap Value 0.35%
 Horace Mann Educators Corporation HMN Financials  Financials Small-Cap Value 0.35%
 Monster Worldwide Inc. MWW Information Technology  Information Technology Small-Cap Value 0.35%
 DISH Network Corp. DISH Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.35%
 Kindred Healthcare, Inc. KND Health Care  Health Care Small-Cap Value 0.35%
 Nippon Telegraph and Telephone Corporation (ADR) NTT Telecommunication Services  Telecommunication Services Large-Cap Value 0.35%
 Shinhan Financial Group Co., Ltd. (ADR) SHG Financials  Financials Large-Cap Value 0.35%
 PharMerica Corporation PMC Health Care  Health Care Small-Cap Value 0.35%
 Cracker Barrel Old Country Store Inc. CBRL Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.34%
 Cambrex Corporation CBM Health Care  Health Care Small-Cap Growth 0.34%
 Petroleo Brasileiro S.A. (ADR) PBR Energy  Energy Large-Cap Value 0.34%
 Kaiser Aluminum Corporation KALU Materials  Materials Small-Cap Value 0.34%
 Carlisle Companies Incorporated CSL Industrials  Industrials Mid-Cap Value 0.33%
 Carnival Plc (ADR) CUK Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.33%
 The Timken Company TKR Industrials  Industrials Mid-Cap Value 0.32%
 US Airways Group, Inc. LCC Industrials  Industrials Mid-Cap Growth 0.32%
 NTT DoCoMo, Inc. (ADR) DCM Telecommunication Services  Telecommunication Services Large-Cap Value 0.31%
 StatoilHydro ASA (ADR) STO Energy  Energy Large-Cap Value 0.31%
 Superior Industries International, Inc. SUP Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.30%
 PDL BioPharma Inc. PDLI Health Care  Health Care Small-Cap Growth 0.30%
 Comstock Resources, Inc. CRK Energy  Energy Small-Cap Value 0.30%
 Alliance One International, Inc. AOI Consumer Staples  Consumer Staples Small-Cap Value 0.29%
 Neenah Paper, Inc. NP Materials  Materials Small-Cap Growth 0.29%
 ArcelorMittal (ADR) MT Materials  Materials Large-Cap Value 0.29%
 SYNNEX Corporation SNX Information Technology  Information Technology Small-Cap Value 0.29%
 Wintrust Financial Corporation WTFC Financials  Financials Small-Cap Value 0.28%
 POSCO (ADR) PKX Materials  Materials Large-Cap Value 0.28%
 Pioneer Energy Services Corp. PES Energy  Energy Small-Cap Value 0.28%
 Provident Financial Services, Inc. PFS Financials  Financials Small-Cap Value 0.28%
 France Telecom S.A. (ADR) FTE Telecommunication Services  Telecommunication Services Large-Cap Value 0.27%
 Titan International, Inc. TWI Industrials  Industrials Small-Cap Growth 0.26%
 CDI Corp. CDI Industrials  Industrials Small-Cap Value 0.24%
 Quicksilver Resources Inc. KWK Energy  Energy Small-Cap Growth 0.23%
 NN, Inc. NNBR Industrials  Industrials Small-Cap Value 0.23%
 Diebold, Incorporated DBD Information Technology  Information Technology Small-Cap Growth 0.22%
 Myers Industries, Inc. MYE Materials  Materials Small-Cap Growth 0.21%
 Coinstar, Inc. CSTR Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.21%
 Penn Virginia Corporation PVA Energy  Energy Small-Cap Value 0.19%
 
Total Number of Holdings:    127
Underlying Securities information represented above is as of 05/21/2013 but will vary with future fluctuations in the market.

An investment in an equity portfolio should be made with an understanding of the risks associated with an investment in common stocks including the risk that the financial condition of the issuers of the equities or the general condition of the stock market may worsen.

A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.

The companies engaged in the financials sector are subject to the adverse effects of volatile interest rates, economic recession, decreases in the availability of capital, increased competition from new entrants in the field, and potential increased regulation.

An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

An investment in a portfolio containing REIT securities is subject to additional risks, as companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

An investment in a portfolio containing small-cap companies is subject to additional risks, as the share prices of small-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

All data used for the sector and style classification comparisons is from Bloomberg Finance L.P, which we believe to be reliable, but do not take responsibility for its accuracy.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

Although the portfolio terminates in approximately one year, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan. The rollover option is subject to modification, termination, or suspension.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

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