| |
| This unit investment trust seeks above-average total return; however, there is no assurance the objective will be met. The portfolio provides you with the convenience of owning six distinct strategies in one investment. It invests in a fixed portfolio of stocks which are selected by applying pre-determined screens and factors. |
|
|
| Product Code: |
VPMY12 |
| Portfolio Status: |
Secondary |
| Initial Offer Date: |
05/01/2012 |
| Secondary Date: |
06/01/2012 |
| Portfolio Ending Date: |
08/09/2013 |
| Tax Structure: |
RIC |
| Distributions: |
Semi-Annual |
|
|
|
| Initial Offer Price: |
$10.0000 |
| NAV(*): |
$10.6450 |
| POP(*): |
$10.9123 |
|
|
* As of Trade Date: 06/19/2013 4:00pm ET |
|
| Estimated Net Annual Distribution Per Unit |
| Estimated Net Annual Distribution Per Unit * |
$0.2040 |
| As of 06/17/2013 |
|
| * There is no guarantee that the issuers of the securities included in the portfolio will declare distributions in the future or that, if declared, they will either remain at current levels or increase over time.
|
Consumer Discretionary |
24.18% |
Consumer Staples |
3.51% |
Energy |
7.83% |
Financials |
6.46% |
Health Care |
11.42% |
Industrials |
4.38% |
Information Technology |
26.38% |
Materials |
1.83% |
Telecommunication Services |
7.42% |
Utilities |
6.41% |
Other |
0.18% |
|
|
| |
Large |
Mid |
Small |
|
| Growth |
39.28% |
2.22% |
17.06% |
|
| Value |
38.09% |
1.87% |
1.30% |
|
| Large-Cap Growth |
39.28% |
| Large-Cap Value |
38.09% |
| Mid-Cap Growth |
2.22% |
| Mid-Cap Value |
1.87% |
| Small-Cap Growth |
17.06% |
| Small-Cap Value |
1.30% |
| Undetermined |
0.18% |
|
| U.S. Stocks |
78.71% |
|
Other |
0.18% |
| Non-U.S. Stocks |
21.11% |
|
|
|
|
|
| The style and sector characteristics of the portfolio are determined as of 06/18/2013
and will likely vary thereafter due to market fluctuations in the underlying securities. |
|
Apple Inc.
| AAPL |
Information Technology
| Large-Cap Value |
5.34%
|
|
International Business Machines Corporation
| IBM |
Information Technology
| Large-Cap Growth |
4.77%
|
|
The Home Depot, Inc.
| HD |
Consumer Discretionary
| Large-Cap Growth |
4.45%
|
|
Microsoft Corporation
| MSFT |
Information Technology
| Large-Cap Growth |
4.09%
|
|
Comcast Corporation (Class A)
| CMCSA |
Consumer Discretionary
| Large-Cap Value |
3.98%
|
|
Merck & Co., Inc.
| MRK |
Health Care
| Large-Cap Value |
3.71%
|
|
Intel Corporation
| INTC |
Information Technology
| Large-Cap Value |
3.36%
|
|
Exxon Mobil Corporation
| XOM |
Energy
| Large-Cap Value |
3.19%
|
|
McDonald’s Corporation
| MCD |
Consumer Discretionary
| Large-Cap Growth |
3.05%
|
|
Gilead Sciences, Inc.
| GILD |
Health Care
| Large-Cap Growth |
2.60%
|
|
BT Group PLC (ADR)
| BT |
Telecommunication Services
| Large-Cap Growth |
1.85%
|
|
Colgate–Palmolive Company
| CL |
Consumer Staples
| Large-Cap Growth |
1.65%
|
|
Time Warner Cable, Inc.
| TWC |
Consumer Discretionary
| Large-Cap Growth |
1.52%
|
|
Schlumberger Limited
| SLB |
Energy
| Large-Cap Value |
1.46%
|
|
Lockheed Martin Corporation
| LMT |
Industrials
| Large-Cap Growth |
1.35%
|
|
Seagate Technology
| STX |
Information Technology
| Large-Cap Growth |
1.31%
|
|
eBay Inc.
| EBAY |
Information Technology
| Large-Cap Growth |
1.27%
|
|
Amgen Inc.
| AMGN |
Health Care
| Large-Cap Growth |
1.10%
|
|
AXA S.A.
| CS.FP |
Financials
| Large-Cap Value |
1.09%
|
|
American Tower Corporation
| AMT |
Financials
| Large-Cap Growth |
1.05%
|
|
Starbucks Corporation
| SBUX |
Consumer Discretionary
| Large-Cap Growth |
1.01%
|
|
Macy's, Inc.
| M |
Consumer Discretionary
| Large-Cap Growth |
0.96%
|
|
Repsol YPF, S.A.
| REP.SM |
Energy
| Large-Cap Value |
0.91%
|
|
Public Storage
| PSA |
Financials
| Large-Cap Growth |
0.90%
|
|
Swisscom AG
| SCMN.VX |
Telecommunication Services
| Large-Cap Growth |
0.90%
|
|
Discover Financial Services
| DFS |
Financials
| Large-Cap Value |
0.87%
|
|
AstraZeneca Plc
| AZN.LN |
Health Care
| Large-Cap Value |
0.86%
|
|
GlaxoSmithKline Plc
| GSK.LN |
Health Care
| Large-Cap Growth |
0.85%
|
|
EDF SA (Electricite de France)
| EDF.FP |
Utilities
| Large-Cap Value |
0.85%
|
|
SSE Plc
| SSE.LN |
Utilities
| Large-Cap Value |
0.83%
|
|
Vivendi S.A.
| VIV.FP |
Telecommunication Services
| Large-Cap Value |
0.83%
|
|
Total S.A.
| FP.FP |
Energy
| Large-Cap Value |
0.82%
|
|
Enel SpA
| ENEL.IM |
Utilities
| Large-Cap Value |
0.82%
|
|
National Grid Plc
| NG/.LN |
Utilities
| Large-Cap Value |
0.82%
|
|
Tyler Technologies, Inc.
| TYL |
Information Technology
| Small-Cap Growth |
0.80%
|
|
TeliaSonera AB
| TLSN.SS |
Telecommunication Services
| Large-Cap Value |
0.79%
|
|
Vodafone Group Plc
| VOD.LN |
Telecommunication Services
| Large-Cap Value |
0.78%
|
|
Deutsche Telekom AG
| DTE.GY |
Telecommunication Services
| Large-Cap Value |
0.78%
|
|
Allegiant Travel Company
| ALGT |
Industrials
| Small-Cap Growth |
0.78%
|
|
AutoZone, Inc.
| AZO |
Consumer Discretionary
| Large-Cap Growth |
0.75%
|
|
priceline.com Incorporated
| PCLN |
Consumer Discretionary
| Large-Cap Growth |
0.74%
|
|
Celgene Corporation
| CELG |
Health Care
| Large-Cap Growth |
0.74%
|
|
Eni SpA
| ENI.IM |
Energy
| Large-Cap Value |
0.73%
|
|
Fortum Oyj
| FUM1V.FH |
Utilities
| Large-Cap Value |
0.69%
|
|
McGraw Hill Financial Inc.
| MHFI |
Financials
| Large-Cap Growth |
0.68%
|
|
MarketAxess Holdings, Inc.
| MKTX |
Financials
| Small-Cap Growth |
0.68%
|
|
GDF Suez
| GSZ.FP |
Utilities
| Large-Cap Value |
0.67%
|
|
The Medicines Co.
| MDCO |
Health Care
| Small-Cap Growth |
0.67%
|
|
CA Inc.
| CA |
Information Technology
| Large-Cap Value |
0.66%
|
|
Dollar Tree, Inc.
| DLTR |
Consumer Discretionary
| Mid-Cap Growth |
0.66%
|
|
Tata Motors Limited (ADR)
| TTM |
Consumer Discretionary
| Large-Cap Value |
0.64%
|
|
Schweitzer-Mauduit International, Inc.
| SWM |
Materials
| Small-Cap Growth |
0.63%
|
|
Manhattan Associates, Inc.
| MANH |
Information Technology
| Small-Cap Growth |
0.63%
|
|
Papa John's International, Inc.
| PZZA |
Consumer Discretionary
| Small-Cap Growth |
0.63%
|
|
Texas Capital Bancshares, Inc.
| TCBI |
Financials
| Small-Cap Growth |
0.61%
|
|
RWE AG
| RWE.GY |
Utilities
| Large-Cap Value |
0.59%
|
|
Monro Muffler Brake, Inc.
| MNRO |
Consumer Discretionary
| Small-Cap Growth |
0.59%
|
|
Prestige Brands Holdings Inc.
| PBH |
Consumer Staples
| Small-Cap Growth |
0.59%
|
|
Bank of the Ozarks, Inc.
| OZRK |
Financials
| Small-Cap Growth |
0.58%
|
|
E.ON SE
| EOAN.GY |
Utilities
| Large-Cap Value |
0.58%
|
|
Group 1 Automotive, Inc.
| GPI |
Consumer Discretionary
| Small-Cap Value |
0.57%
|
|
Air Methods Corporation
| AIRM |
Health Care
| Small-Cap Growth |
0.57%
|
|
CF Industries Holdings, Inc.
| CF |
Materials
| Mid-Cap Value |
0.56%
|
|
DealerTrack Technologies Inc.
| TRAK |
Information Technology
| Small-Cap Growth |
0.56%
|
|
Elizabeth Arden, Inc.
| RDEN |
Consumer Staples
| Small-Cap Growth |
0.55%
|
|
France Telecom S.A.
| FTE.FP |
Telecommunication Services
| Large-Cap Value |
0.54%
|
|
Heartland Payment Systems, Inc.
| HPY |
Information Technology
| Small-Cap Growth |
0.53%
|
|
Vitamin Shoppe, Inc.
| VSI |
Consumer Discretionary
| Small-Cap Growth |
0.53%
|
|
MasterCard, Inc.
| MA |
Information Technology
| Large-Cap Growth |
0.52%
|
|
Cardtronics Inc.
| CATM |
Information Technology
| Small-Cap Growth |
0.50%
|
|
Asbury Automotive Group Inc.
| ABG |
Consumer Discretionary
| Small-Cap Growth |
0.49%
|
|
Cogent Communications Group Inc.
| CCOI |
Telecommunication Services
| Small-Cap Growth |
0.49%
|
|
Krispy Kreme Doughnuts Inc.
| KKD |
Consumer Discretionary
| Small-Cap Growth |
0.47%
|
|
RBC Bearings Inc.
| ROLL |
Industrials
| Small-Cap Growth |
0.45%
|
|
OSI Systems, Inc.
| OSIS |
Information Technology
| Small-Cap Growth |
0.43%
|
|
Marathon Petroleum Corporation
| MPC |
Energy
| Large-Cap Value |
0.40%
|
|
Huron Consulting Group Inc.
| HURN |
Industrials
| Small-Cap Growth |
0.39%
|
|
SHFL entertainment, Inc.
| SHFL |
Consumer Discretionary
| Small-Cap Growth |
0.37%
|
|
Exlservice Holdings, Inc.
| EXLS |
Information Technology
| Small-Cap Growth |
0.37%
|
|
Rockwell Collins, Inc.
| COL |
Industrials
| Mid-Cap Growth |
0.36%
|
|
Zumiez Inc.
| ZUMZ |
Consumer Discretionary
| Small-Cap Growth |
0.34%
|
|
The Clorox Company
| CLX |
Consumer Staples
| Mid-Cap Growth |
0.33%
|
|
Sonic Automotive, Inc.
| SAH |
Consumer Discretionary
| Small-Cap Growth |
0.33%
|
|
Flotek Industries, Inc.
| FTK |
Materials
| Small-Cap Growth |
0.33%
|
|
Kulicke & Soffa Industries, Inc.
| KLIC |
Information Technology
| Small-Cap Value |
0.32%
|
|
Luminex Corporation
| LMNX |
Health Care
| Small-Cap Growth |
0.32%
|
|
Red Robin Gourmet Burgers Inc.
| RRGB |
Consumer Discretionary
| Small-Cap Growth |
0.32%
|
|
The Southern Company
| SO |
Utilities
| Large-Cap Value |
0.28%
|
|
Ross Stores, Inc.
| ROST |
Consumer Discretionary
| Large-Cap Growth |
0.27%
|
|
Fastenal Company
| FAST |
Industrials
| Large-Cap Growth |
0.26%
|
|
ServiceSource International, Inc.
| SREV |
Information Technology
| Small-Cap Growth |
0.26%
|
|
Brown–Forman Corporation
| BF/B |
Consumer Staples
| Large-Cap Growth |
0.25%
|
|
Cincinnati Bell Inc.
| CBB |
Telecommunication Services
| Small-Cap Growth |
0.24%
|
|
Cintas Corporation
| CTAS |
Industrials
| Mid-Cap Value |
0.23%
|
|
Old Dominion Freight Line, Inc.
| ODFL |
Industrials
| Mid-Cap Growth |
0.23%
|
|
Dominion Resources, Inc.
| D |
Utilities
| Large-Cap Value |
0.22%
|
|
FARO Technologies, Inc.
| FARO |
Information Technology
| Small-Cap Growth |
0.22%
|
|
8x8, Inc.
| EGHT |
Telecommunication Services
| Small-Cap Growth |
0.22%
|
|
Mattel, Inc.
| MAT |
Consumer Discretionary
| Large-Cap Growth |
0.21%
|
|
Dillard’s, Inc. (Class A)
| DDS |
Consumer Discretionary
| Mid-Cap Value |
0.20%
|
|
DISH Network Corp.
| DISH |
Consumer Discretionary
| Large-Cap Growth |
0.18%
|
|
PetSmart, Inc.
| PETM |
Consumer Discretionary
| Mid-Cap Growth |
0.18%
|
|
KLA–Tencor Corporation
| KLAC |
Information Technology
| Mid-Cap Value |
0.17%
|
|
Neenah Paper, Inc.
| NP |
Materials
| Small-Cap Growth |
0.17%
|
|
United Rentals, Inc.
| URI |
Industrials
| Mid-Cap Growth |
0.17%
|
|
The Timken Company
| TKR |
Industrials
| Mid-Cap Value |
0.16%
|
|
Advance Auto Parts, Inc.
| AAP |
Consumer Discretionary
| Mid-Cap Growth |
0.15%
|
|
Myers Industries, Inc.
| MYE |
Materials
| Small-Cap Growth |
0.14%
|
|
Genesco Inc.
| GCO |
Consumer Discretionary
| Small-Cap Growth |
0.14%
|
|
Insight Enterprises, Inc.
| NSIT |
Information Technology
| Small-Cap Value |
0.14%
|
|
Coinstar, Inc.
| CSTR |
Consumer Discretionary
| Small-Cap Growth |
0.14%
|
|
Monster Beverage Corporation
| MNST |
Consumer Staples
| Mid-Cap Growth |
0.14%
|
|
Ascena Retail Group Inc.
| ASNA |
Consumer Discretionary
| Mid-Cap Value |
0.13%
|
|
Jabil Circuit, Inc.
| JBL |
Information Technology
| Mid-Cap Value |
0.13%
|
|
VAALCO Energy, Inc.
| EGY |
Energy
| Small-Cap Value |
0.13%
|
|
Garmin Ltd.
| GRMN |
Consumer Discretionary
| Mid-Cap Value |
0.12%
|
|
Helmerich & Payne, Inc.
| HP |
Energy
| Mid-Cap Value |
0.11%
|
|
Mitcham Industries, Inc.
| MIND |
Energy
| Small-Cap Value |
0.08%
|
|
Wisconsin Energy Corporation
| WEC |
Utilities
| Mid-Cap Value |
0.06%
|
|
ZAGG Inc.
| ZAGG |
Consumer Discretionary
| Small-Cap Value |
0.06%
|
|
| |
| Total Number of Holdings: 120 |
|
| Underlying Securities information represented above is as of 06/18/2013 but will vary with future fluctuations in the market. |
|
An investment in an equity portfolio should be made with an understanding of the risks associated with an investment in common stocks including the risk that the financial condition of the issuers of the equities or the general condition of the stock market may worsen.
A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.
The companies engaged in the consumer products sector are subject to global competition, changing government regulations and trade policies, currency fluctuations, and the financial and political risks inherent in producing products for foreign markets.
An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.
An investment in a portfolio containing REIT securities is subject to additional risks, as companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.
An investment in a portfolio containing small-cap companies is subject to additional risks, as the share prices of small-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.
The companies engaged in the technology sector are subject to fierce competition, high research and development costs, and their products and services may be subject to rapid obsolescence. Technology company stocks, especially those which are Internet-related, may experience extreme price and volume fluctuations that are often unrelated to their operating performance.
The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.
All data used for the sector and style classification comparisons is from
Bloomberg Finance L.P, which we believe to be reliable, but do not take responsibility
for its accuracy.
The style and capitalization characteristics used to describe the stocks are designed to help you
understand how they fit into your overall investment plan. Due to changes in the value of the stocks
the characteristics may vary over time. In general, growth stocks have high relative price-to-book
ratios while value stocks have low relative price-to-book ratios. In determining market capitalization
characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding
foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis.
Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next
20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.
Although the portfolio terminates in approximately one year, the strategy is long-term. Investors
should consider their ability to pursue investing in successive portfolios, if available. There
may be tax consequences unless units are purchased in an IRA or other qualified plan. The
rollover option is subject to modification, termination, or suspension.
You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.
This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.
Not FDIC Insured, Not Bank Guaranteed and May Lose Value.
The Dow Jones Industrial AverageSM is a product of Dow Jones Indexes, a licensed trademark of CME Group Index Services LLC ("CME"), and has been licensed for use. "Dow Jones®", "The Dow®", "Dow Jones Industrial AverageSM" and "Dow Jones Indexes" are service marks of Dow Jones Trademark Holdings, LLC ("Dow Jones"), and have been licensed to CME and have been sublicensed for use for certain purposes by First Trust. The portfolio based on the Dow Jones Industrial AverageSM, is not sponsored, endorsed, sold or promoted by Dow Jones, CME or their respective affiliates and none of them makes any representation regarding the advisability of investing in such products.
The NASDAQ 100®, NASDAQ 100 Index®,
and NASDAQ® are trade or service marks of The NASDAQ OMX Group,
Inc. (which with its affiliates are the Corporations) and are licensed for use
by First Trust Portfolios L.P. The portfolio has not been passed on by the Corporations
as to its legality or suitability. The portfolio is not issued, endorsed, sold,
or promoted by the Corporations. THE CORPORATIONS MAKE NO WARRANTIES AND
BEAR NO LIABILITY WITH RESPECT TO THE PORTFOLIO.
"S&P", "S&P 500", and "Standard & Poor's" are trademarks of The McGraw-Hill Companies, Inc. and have been licensed for use by First Trust Portfolios L.P. The portfolio is not sponsored, endorsed, sold, or promoted by Standard & Poor's and Standard & Poor's makes no representation regarding the advisability of investing in such products.
"Value Line," "The Value Line Investment Survey,"
and "Value Line TimelinessTM Ranking System" are registered trademarks
of Value Line Securities, Inc. or Value Line Publishing, Inc. that have been
licensed to First Trust Portfolios L.P. and/or First Trust Advisors L.P. The
portfolio is not sponsored, recommended, sold or promoted by Value Line Publishing,
Inc., Value Line, Inc. or Value Line Securities, Inc. First Trust Portfolios
L.P. and First Trust Advisors L.P. are not affiliated with any Value Line company.
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