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40/60 Strategic Allocation, 2nd Qtr 2017  Ticker: FJKGNX
A unit investment trust which seeks the potential for above-average total return by investing approximately 40% of its assets in common stocks which are selected by applying a disciplined investment strategy and 60% of its assets in exchange-traded funds which invest in fixed-income securities.
Product Code: 4S2Q17
Portfolio Status: Secondary
Initial Offer Date: 04/13/2017
Secondary Date: 07/13/2017
Portfolio Ending Date: 07/19/2018
Tax Structure: Regulated Investment Company
Distributions: Monthly
Initial Offer Price: $10.0000
NAV(*): $9.9321
POP(*): $10.1816
Remaining Deferred Sales Charge: $0.0967
* As of Trade Date: 07/19/2017 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Estimated Net Annual Distribution Per Unit
Estimated Net Annual Distribution * $0.2937
Subsequent Years * $0.2934
As of 07/17/2017
* The estimated net annual distribution for subsequent years is expected to be less than the amount for the first year because a portion of the securities included in the portfolio will be sold to pay for organization costs, the deferred sales charge and the creation and development fee.  The estimates are based on annualizing the most recent dividends declared by the issuers of the securities included in the portfolio. There is no guarantee that the issuers of the securities included in the portfolio will declare distributions in the future or that, if declared, they will either remain at current levels or increase over time.

 Holdings  Export Current Holdings | View Initial Holdings  
 iShares 10+ Year Credit Bond ETF CLY 2.72%
 iShares iBoxx $ Investment Grade Corporate Bond ETF LQD 2.69%
 PowerShares Emerging Markets Sovereign Debt Portfolio PCY 2.65%
 SPDR Bloomberg Barclays Short Term High Yield Bond ETF SJNK 2.64%
 SPDR Blackstone/GSO Senior Loan ETF SRLN 2.63%
 PowerShares Senior Loan Portfolio BKLN 2.62%
 VanEck Vectors Emerging Markets High Yield Bond ETF HYEM 2.62%
 Highland/iBoxx Senior Loan ETF SNLN 2.60%
 VanEck Vectors J.P. Morgan EM Local Currency Bond ETF EMLC 2.43%
 PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund CORP 2.38%
 SPDR Bloomberg Barclays High Yield Bond ETF JNK 2.37%
 iShares U.S. Preferred Stock ETF PFF 2.37%
 Vanguard Intermediate-Term Corporate Bond ETF VCIT 2.37%
 PowerShares Preferred Portfolio PGX 2.36%
 iShares 0-5 Year High Yield Corporate Bond ETF SHYG 2.35%
 First Trust Senior Loan Fund FTSL 2.34%
 SPDR Bloomberg Barclays TIPS ETF IPE 2.31%
 First Trust Preferred Securities and Income ETF FPE 2.10%
 Vanguard Long-Term Government Bond ETF VGLT 2.08%
 First Trust Tactical High Yield ETF HYLS 2.08%
 SPDR Bloomberg Barclays Intermediate Term Corporate Bond ETF ITR 2.06%
 Vanguard Mortgage-Backed Securities ETF VMBS 2.05%
 First Trust Low Duration Opportunities ETF LMBS 2.04%
 SPDR Bloomberg Barclays Mortgage Backed Bond ETF MBG 2.04%
 iShares TIPS Bond ETF TIP 2.02%
 Lam Research Corporation LRCX 0.42%
 Applied Materials, Inc. AMAT 0.40%
 Electronic Arts Inc. EA 0.40%
 Corning Incorporated GLW 0.39%
 Cognizant Technology Solutions Corporation CTSH 0.39%
 Baxter International Inc. BAX 0.38%
 Facebook, Inc. (Class A) FB 0.38%
 UnitedHealth Group Incorporated UNH 0.37%
 Anthem, Inc. ANTM 0.37%
 Nintendo Co., Ltd. (ADR) NTDOY 0.37%
 Southwest Airlines Co. LUV 0.36%
 Lockheed Martin Corporation LMT 0.36%
 Cerner Corporation CERN 0.36%
 Raytheon Company RTN 0.36%
 Stanley Black & Decker, Inc. SWK 0.36%
 Northrop Grumman Corporation NOC 0.36%
 Marsh & McLennan Companies, Inc. MMC 0.35%
 eBay Inc. EBAY 0.35%
 General Dynamics Corporation GD 0.35%
 Mohawk Industries, Inc. MHK 0.35%
 Skyworks Solutions, Inc. SWKS 0.35%
 Wal-Mart Stores, Inc. WMT 0.34%
 Xcel Energy Inc. XEL 0.34%
 The Home Depot, Inc. HD 0.34%
 NIKE, Inc. (Class B) NKE 0.34%
 Consolidated Edison, Inc. ED 0.34%
 Waste Management, Inc. WM 0.34%
 Comcast Corporation (Class A) CMCSA 0.34%
 Texas Instruments Incorporated TXN 0.34%
 Equity Residential EQR 0.34%
 Berkshire Hathaway Inc. (Class B) BRK/B 0.34%
 The Travelers Companies, Inc. TRV 0.34%
 Valero Energy Corporation VLO 0.34%
 AmerisourceBergen Corporation ABC 0.34%
 Altria Group, Inc. MO 0.33%
 Duke Energy Corporation DUK 0.33%
 Eversource Energy ES 0.33%
 AvalonBay Communities, Inc. AVB 0.33%
 Welltower Inc. HCN 0.33%
 Sempra Energy SRE 0.33%
 CME Group Inc. CME 0.33%
 VMware, Inc. VMW 0.33%
 Dollar General Corporation DG 0.33%
 PG&E Corporation PCG 0.32%
 CVS Health Corporation CVS 0.32%
 Enel SpA (ADR) ENLAY 0.32%
 HCA Healthcare Inc. HCA 0.32%
 The Walt Disney Company DIS 0.31%
 Tyson Foods, Inc. (Class A) TSN 0.31%
 Intel Corporation INTC 0.31%
 Hormel Foods Corporation HRL 0.31%
 Cardinal Health, Inc. CAH 0.31%
 Novo Nordisk A/S (ADR) NVO 0.31%
 Archer-Daniels-Midland Company ADM 0.30%
 Nestle S.A. (ADR) NSRGY 0.30%
 The TJX Companies, Inc. TJX 0.30%
 Public Storage PSA 0.30%
 Express Scripts Holding Company ESRX 0.30%
 Bayer AG (ADR) BAYRY 0.30%
 Koninklijke Philips N.V. (NY Shares) PHG 0.30%
 AXA S.A. (ADR) AXAHY 0.30%
 Molson Coors Brewing Company TAP 0.30%
 Rio Tinto Plc (ADR) RIO 0.30%
 Dr Pepper Snapple Group, Inc. DPS 0.30%
 LVMH Moet Hennessy Louis Vuitton SE (ADR) LVMUY 0.30%
 Ulta Beauty, Inc. ULTA 0.30%
 Costco Wholesale Corporation COST 0.29%
 Canadian National Railway Company CNI 0.29%
 Canon Inc. (ADR) CAJ 0.29%
 Nissan Motor Co., Ltd. (ADR) NSANY 0.29%
 Accenture Plc ACN 0.29%
 L'Oreal S.A. (ADR) LRLCY 0.29%
 Medtronic Plc MDT 0.28%
 Eaton Corporation Plc ETN 0.28%
 Chubb Limited CB 0.28%
 Ross Stores, Inc. ROST 0.28%
 Orange (ADR) ORAN 0.28%
 Nippon Telegraph and Telephone Corporation (ADR) NTTYY 0.28%
 Continental AG (ADR) CTTAY 0.28%
 Swiss Re AG (ADR) SSREY 0.28%
 Toyota Motor Corporation (ADR) TM 0.27%
 Deutsche Telekom AG (ADR) DTEGY 0.27%
 Bank of Montreal BMO 0.27%
 The Toronto-Dominion Bank TD 0.27%
 Royal Bank of Canada RY 0.27%
 Siemens AG (ADR) SIEGY 0.26%
 NTT DOCOMO, Inc. (ADR) DCM 0.26%
 LyondellBasell Industries N.V. LYB 0.26%
 The Kroger Co. KR 0.25%
 Honda Motor Co., Ltd. (ADR) HMC 0.25%
 NVR, Inc. NVR 0.17%
 ManpowerGroup Inc. MAN 0.16%
 Centene Corporation CNC 0.16%
 WellCare Health Plans, Inc. WCG 0.16%
 National Beverage Corp. FIZZ 0.16%
 Kansas City Southern KSU 0.15%
 Rockwell Collins, Inc. COL 0.15%
 Best Buy Co., Inc. BBY 0.15%
 Arrow Electronics, Inc. ARW 0.15%
 Avery Dennison Corporation AVY 0.15%
 Jack Henry & Associates, Inc. JKHY 0.15%
 The Toro Company TTC 0.15%
 PVH Corp. PVH 0.15%
 Skechers U.S.A., Inc. SKX 0.15%
 Rollins, Inc. ROL 0.15%
 Seaboard Corporation SEB 0.15%
 First American Financial Corporation FAF 0.15%
 FNF Group FNF 0.15%
 Atmos Energy Corporation ATO 0.14%
 Robert Half International Inc. RHI 0.14%
 Darden Restaurants, Inc. DRI 0.14%
 D.R. Horton, Inc. DHI 0.14%
 Church & Dwight Co., Inc. CHD 0.14%
 Henry Schein, Inc. HSIC 0.14%
 JetBlue Airways Corporation JBLU 0.14%
 Dolby Laboratories, Inc. DLB 0.14%
 MarketAxess Holdings Inc. MKTX 0.14%
 Owens Corning OC 0.14%
 EchoStar Corporation (Class A) SATS 0.14%
 Cracker Barrel Old Country Store, Inc. CBRL 0.13%
 J.B. Hunt Transport Services, Inc. JBHT 0.13%
 IDACORP, Inc. IDA 0.13%
 Universal Health Services, Inc. (Class B) UHS 0.13%
 Pinnacle West Capital Corporation PNW 0.13%
 Sonoco Products Company SON 0.13%
 Equity Commonwealth EQC 0.13%
 Eagle Materials Inc. EXP 0.13%
 W.R. Berkley Corporation WRB 0.13%
 Old Republic International Corporation ORI 0.13%
 MAXIMUS, Inc. MMS 0.13%
 Apartment Investment and Management Company AIV 0.13%
 Ameren Corporation AEE 0.13%
 Cirrus Logic, Inc. CRUS 0.13%
 Columbia Sportswear Company COLM 0.13%
 Lennar Corporation LEN 0.13%
 Great Plains Energy Incorporated GXP 0.13%
 CenterPoint Energy, Inc. CNP 0.13%
 Annaly Capital Management, Inc. NLY 0.13%
 Portland General Electric Company POR 0.13%
 Erie Indemnity Company ERIE 0.13%
 Masimo Corporation MASI 0.13%
 Huntington Ingalls Industries, Inc. HII 0.13%
 Flowers Foods, Inc. FLO 0.12%
 Casey's General Stores, Inc. CASY 0.12%
 Gentex Corporation GNTX 0.12%
 Quanta Services, Inc. PWR 0.12%
 MEDNAX, Inc. MD 0.11%
 Williams-Sonoma, Inc. WSM 0.11%
 Spectrum Brands Holdings, Inc. SPB 0.11%
 Foot Locker, Inc. FL 0.09%
 Werner Enterprises, Inc. WERN 0.08%
 Tech Data Corporation TECD 0.08%
 Advanced Energy Industries, Inc. AEIS 0.08%
 MasTec, Inc. MTZ 0.08%
 II-VI Incorporated IIVI 0.08%
 ICU Medical, Inc. ICUI 0.08%
 Healthcare Services Group, Inc. HCSG 0.08%
 Aaron's, Inc. AAN 0.08%
 Walker & Dunlop, Inc. WD 0.08%
 2U, Inc. TWOU 0.08%
 Herman Miller, Inc. MLHR 0.07%
 Sanmina Corporation SANM 0.07%
 UniFirst Corporation UNF 0.07%
 Benchmark Electronics, Inc. BHE 0.07%
 ACI Worldwide, Inc. ACIW 0.07%
 Chemed Corporation CHE 0.07%
 Convergys Corporation CVG 0.07%
 AVX Corporation AVX 0.07%
 LifePoint Health, Inc. LPNT 0.07%
 Ryman Hospitality Properties, Inc. RHP 0.07%
 Big Lots, Inc. BIG 0.07%
 MFA Financial, Inc. MFA 0.07%
 Sanderson Farms, Inc. SAFM 0.07%
 Coca-Cola Bottling Co. Consolidated COKE 0.07%
 ALLETE, Inc. ALE 0.07%
 NorthWestern Corporation NWE 0.07%
 Avista Corporation AVA 0.07%
 Texas Roadhouse, Inc. TXRH 0.07%
 LaSalle Hotel Properties LHO 0.07%
 PS Business Parks, Inc. PSB 0.07%
 Dorman Products, Inc. DORM 0.07%
 Eagle Bancorp, Inc. EGBN 0.07%
 Chesapeake Lodging Trust CHSP 0.07%
 Globus Medical, Inc. (Class A) GMED 0.07%
 Sprouts Farmers Market, Inc. SFM 0.07%
 Graham Holdings Company GHC 0.06%
 Cooper Tire & Rubber Company CTB 0.06%
 GameStop Corp. (Class A) GME 0.06%
 Hecla Mining Company HL 0.06%
 Universal Forest Products, Inc. UFPI 0.06%
 AK Steel Holding Corporation AKS 0.06%
 Dycom Industries, Inc. DY 0.06%
 International Speedway Corporation ISCA 0.06%
 Plexus Corp. PLXS 0.06%
 The Children's Place, Inc. PLCE 0.06%
 Manhattan Associates, Inc. MANH 0.06%
 J & J Snack Foods Corp. JJSF 0.06%
 InterDigital, Inc. IDCC 0.06%
 AMN Healthcare Services, Inc. AMN 0.06%
 South Jersey Industries, Inc. SJI 0.06%
 The Greenbrier Companies, Inc. GBX 0.06%
 Tutor Perini Corporation TPC 0.06%
 DSW Inc. DSW 0.06%
 Apollo Commercial Real Estate Finance, Inc. ARI 0.06%
 RLJ Lodging Trust RLJ 0.06%
 Murphy USA Inc. MUSA 0.06%
 Steelcase Inc. SCS 0.05%
 The Cheesecake Factory Incorporated CAKE 0.05%
 Weis Markets, Inc. WMK 0.05%
 FTI Consulting, Inc. FCN 0.05%
Total Number of Holdings:    235
Underlying Securities information represented above is as of 07/19/2017 but will vary with future fluctuations in the market.

 Deferred Sales Charge Schedule
Amount Date
$0.04830 July 20, 2017
$0.04830 August 18, 2017
$0.04840 September 20, 2017

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Emerging Markets Risk. Risks associated with investing in foreign securities may be more pronounced in emerging markets where the securities markets are substantially smaller, less liquid, less regulated and more volatile than the U.S. and developed foreign markets.

ETF Risk. ETFs are subject to various risks, including management's ability to meet the fund's investment objective, and to manage the fund's portfolio when the underlying securities are redeemed or sold, during periods of market turmoil and as investors' perceptions regarding ETFs or their underlying investments change. Unlike open-end funds, which trade at prices based on a current determination of the fund's net asset value, ETFs frequently trade at a discount from their net asset value in the secondary market. Certain ETFs may employ the use of leverage, which increases the volatility of such funds.

Floating Rate Risk. Certain of the funds invest in floating-rate securities. A floating-rate security is an instrument in which the interest rate payable on the obligation fluctuates on a periodic basis based upon changes in an interest rate benchmark. As a result, the yield on such a security will generally decline in a falling interest rate environment, causing the trust to experience a reduction in the income it receives from such securities.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

High-Yield or Junk Bonds Risk. Investing in high-yield securities or "junk" bonds should be viewed as speculative and you should review your ability to assume the risks associated with investments which utilize such securities. High-yield securities are subject to numerous risks, including higher interest rates, economic recession, deterioration of the junk bond market, possible downgrades and defaults of interest and/or principal. High-yield security prices tend to fluctuate more than higher rated securities and are affected by short-term credit developments to a greater degree.

Investment Grade Bonds Risk. Investment grade securities are subject to numerous risks including higher interest rates, economic recession, deterioration of the investment grade security market or investors' perception thereof, possible downgrades and defaults of interest and/or principal.

IRA Risk. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Mortgage-Backed Securities Risk. Rising interest rates tend to extend the duration of mortgage-backed securities, making them more sensitive to changes in interest rates, and may reduce the market value of the securities. In addition, mortgage-backed securities are subject to prepayment risk, the risk that borrowers may pay off their mortgages sooner than expected, particularly when interest rates decline.

Preferred Securities Risk. Preferred securities are equity securities of the issuing company which pay income in the form of dividends. Preferred securities are typically subordinated to bonds and other debt instruments in a company's capital structure, and therefore will be subject to greater credit risk than those debt instruments.

REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Senior Loans Risk. The yield on senior loans will generally decline in a falling interest rate environment and increase in a rising interest rate environment. Senior loans are generally below investment grade quality ("junk" bonds). An investment in senior loans involves the risk that the borrowers may default on their obligations to pay principal or interest when due.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

US Treasury Debt Instruments Risk. Debt instruments, such as U.S. Treasury obligations, are subject to numerous risks including higher interest rates, economic recession and deterioration of the bond market or investors' perceptions thereof.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Additional Risk. For a discussion of additional risks of investing in the trust see the "Risk Factors" section of the prospectus.

Important Note. It is important to note that an investment can be made in the underlying funds directly rather than through the trust. These direct investments can be made without paying the trust's sales charge, operating expenses and organizational costs.

Although the portfolio terminates in approximately one year, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA and the Internal Revenue Code. First Trust has no knowledge of and has not been provided any information regarding any investor. Financial advisors must determine whether particular investments are appropriate for their clients. First Trust believes the financial advisor is a fiduciary, is capable of evaluating investment risks independently and is responsible for exercising independent judgment with respect to its retirement plan clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
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