You should consider the fund's investment objectives, risks, and charges and expenses carefully before investing. You can download a prospectus or contact First Trust Portfolios, L.P. at 1-800-621-1675 to request a prospectus, which contains this and other information about the fund. Read it carefully before you invest.
* First Trust obtained the Closing Indicative Values from unaffiliated market sources. First Trust makes no representation or warranty as to the accuracy or completeness of the information obtained from these sources. The historical Closing Indicative Values should not be taken as an indication of future performance.
The chart and table above are provided for informational purposes only. The hypothetical levels of the Index are not indicative of future performance of the Index.
The Closing Indicative Value of the notes for any business day (the "IV") is meant to approximate the intrinsic economic value of the notes. The IV calculation will be provided for reference purposes only. It is not intended as a price or quotation, or as an offer or solicitation for the purchase, sale, repurchase or termination of these notes, nor will it reflect hedging or transaction costs, market liquidity, investor fees or bid-offer spread. The IV will be based on the closing values of the Index, and may not be equal to the payment upon maturity or the payment upon early repurchase.
The market price quotations and indicative values are for valuation and informational purposes only. They shall not constitute a recommendation or solicitation to conclude a transaction at the level stated, and should not be treated as giving investment advice. Any transaction will be subject to the details in the relevant pricing supplement related to that transaction.
All performance information presented for the Index prior to April 22, 2008 is based on hypothetical, back tested data. Prior to April 22, 2008, the Index was not calculated in real time by an independent calculation agent. Hypothetical, back tested performance has inherent limitations and is not indicative of future results. No representation is being made that any investment will achieve performance similar to that shown. The Index does not charge management fees or brokerage expenses, and no such fees or expenses were deducted from the hypothetical performance shown. Indexes are unmanaged and an investor cannot invest directly in an index. Index returns assume that dividends are reinvested monthly.
The notes are riskier than ordinary unsecured debt securities and have no principal protection. Risks of investing in the notes include limited portfolio diversification, trading price fluctuations, uncertain principal repayment and potential illiquidity. Investing in the notes is not equivalent to a direct investment in the Index or the Index components. The investor fee will reduce the amount of your return at maturity or on an early repurchase, and as a result you may receive less than the principal amount of your investment at maturity or upon early repurchase of your notes, even if the value of the relevant index has increased.
First Trust does not provide tax advice. Accordingly, any discussion of U.S. tax matters contained herein (including any attachments) is not intended or written to be used, and cannot be used, in connection with the promotion, marketing or recommendation of the notes or of any of the matters addressed herein or for the purpose of avoiding U.S. tax-related penalties.
Investment suitability must be determined individually for each investor, and the financial instruments described herein may not be suitable for all investors. This information is not intended to provide and should not be relied upon as providing accounting, legal, regulatory or tax advice. Investors should consult with their own advisors as to these matters.
FTA does not guarantee the accuracy and/or the completeness of the Index or any data included therein and FTA shall have no liability for any errors, omissions or interruptions therein. FTA makes no warranty, express or implied, as to results to be obtained by JPMorgan Chase & Co., JPMSI, or any other person or entity from the use of the Index or any data included therein. FTA makes no express or implied warranties, and expressly disclaims all warranties of merchantability or fitness for a particular purpose or use with respect to the Index or any data included therein. Without limiting any of the foregoing, in no event shall FTA have any liability for any lost profits or special, punitive, direct, indirect or consequential damages (including lost profits), even if notified of the possibility of such damages. There are no third-party beneficiaries of any agreements or arrangements between FTA and JPMSI.
Market information used on this website is obtained from non proprietary market sources. While FTA believes this information to be accurate, FTA and its affiliates cannot attest to the validity of information culled from other sources.
The hypothetical historical values above have not been verified by an independent third party. The back-tested, hypothetical
historical results above have inherent limitations. These back-tested results are achieved by means of a retroactive application of a
back-tested model designed with the benefit of hindsight. No representation is made that any investment in the notes will or is likely to
achieve returns similar to those shown. Alternative modeling techniques or assumptions might produce significantly different results and
prove to be more appropriate. Past hypothetical back-tested results are neither an indicator nor guarantee of future returns. Actual
results will vary, perhaps materially, from the analysis.
The hypothetical historical performance data set forth above represents a simulation of past performance, which is no guarantee of
future results. The performance data shown above is for illustrative purposes only and does not represent the actual performance of the
notes or the performance of the notes had they been outstanding as of the dates shown above. Such data does not reflect any investor
fees, transaction costs or expenses.
The issuer of the notes has filed a registration statement with the Securities and Exchange Commission, or SEC, for the offering to which this communication relates. Before you invest, you should read the prospectus in that registration statement and the other documents relating to this offering that the issuer has filed with the SEC for more complete information about the issuer and this offering. You may get these documents without cost by visiting EDGAR on the SEC website at www.sec.gov. Alternatively, the issuer, any agent or any dealer participating in this offering will arrange to send you the prospectus, each prospectus supplement, product supplement, and the pricing supplement if you so request by calling toll-free 800-576-3529.
First Trust, KEYnotes and First Trust Enhanced 130/30 Large Cap Index are trademarks of First Trust Portfolios L.P.
The Index is created and owned by the First Trust Advisors L.P.("FTA"). First Trust Portfolios L.P. owns the service mark First Trust Enhanced 130/30 Large Cap Index. A patent application relating to the Index and its stock selection method is pending. "KEYnotes", "First Trust" and "First Trust Enhanced 130/30 Large Cap Index" are trademarks of First Trust Advisors and have been licensed for use for certain purposes by JPMorgan Chase & Co. and J.P. Morgan Securities Inc. (JPMSI) in connection with the KEYnotes Exchange Traded Notes Linked to the First Trust Enhanced 130/30 Large Cap Index. The notes are not sponsored, endorsed, sold or promoted by FTA. FTA makes no representation or warranty, express or implied, to the owners of the notes or any member of the public regarding the advisability of trading in the notes. FTA's only relationship to JPMorgan & Co.and JPMSI is the licensing of certain trademarks and trade names of FTA and of the Index, which is determined, composed and calculated by FTA or its agents without regard to JPMorgan Chase & Co. and JPMSI or the notes, FTA has no obligation to take the needs of JPMorgan Chase & Co. and JPMSI or the owners of the notes into consideration in determining, composing or calculating the Index. FTA is not responsible for and has not participated in the determination of the timing of, prices at, or quantities of the notes to be listed or in the determination or calculation of the equation by which the notes are to be converted into cash. FTA has no obligation or liability in connection with the administration, marketing or trading of the notes.