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Mutual Funds

FOVAX - First Trust/Confluence Small Cap Value Fund

FPEAX - First Trust Preferred Securities and Income Fund

FDHAX - First Trust Short Duration High Income Fund

The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.

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